$234 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 308 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 51.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Wisdomtree Trfloating rat trea | $33,914,000 | +238.3% | 674,504 | +238.7% | 14.46% | +248.4% | |
| NHF | Buy | Nexpoint Diversified Rel Et | $19,332,000 | -23.2% | 1,540,366 | +1.0% | 8.24% | -20.9% |
| AGG | New | iShares Trcore us aggbd et | $13,812,000 | – | 143,372 | +100.0% | 5.89% | – |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $10,298,000 | +26.2% | 761,103 | +19.7% | 4.39% | +29.9% |
| Buy | Saba Capital Income & Opportunities Fund | $9,926,000 | +14.7% | 1,254,873 | +16.5% | 4.23% | +18.1% | |
| SJB | New | ProShares TRshrt high yield | $8,969,000 | – | 448,202 | +100.0% | 3.82% | – |
| NDP | Buy | Tortoise Energy Independence | $5,053,000 | +14.9% | 178,485 | +10.2% | 2.16% | +18.3% |
| VCIF | Buy | Vertical Capital Income Fund | $4,011,000 | -1.4% | 449,644 | +3.3% | 1.71% | +1.5% |
| CEM | Buy | Clearbridge MLP And Midstrm | $3,965,000 | +4.5% | 133,067 | +0.8% | 1.69% | +7.6% |
| PEO | Buy | Adams Natural Resources Fund Inc | $3,540,000 | +4.3% | 181,936 | +4.4% | 1.51% | +7.5% |
| CET | Buy | Central Securities Corp | $3,533,000 | -3.0% | 104,706 | +1.2% | 1.51% | -0.1% |
| JSD | Buy | Nuveen Short Duration Cr Opp | $3,005,000 | +37.6% | 254,008 | +39.9% | 1.28% | +41.8% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $2,278,000 | -10.0% | 204,320 | +5.5% | 0.97% | -7.3% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $2,270,000 | -1.8% | 626,151 | +8.6% | 0.97% | +1.1% |
| EMO | Buy | Clearbridge Energy Midstrm O | $2,040,000 | +10.2% | 81,552 | +4.0% | 0.87% | +13.4% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,032,000 | +5.1% | 182,867 | +10.5% | 0.87% | +8.4% |
| JLS | Buy | Nuveen Mortgage and Income Fund | $2,018,000 | +4.2% | 125,468 | +7.0% | 0.86% | +7.4% |
| ASLE | Buy | Aersale Corporation | $1,839,000 | +31.5% | 99,206 | +2.9% | 0.78% | +35.4% |
| SRV | New | Cushing MLP & Infrastruct | $1,516,000 | – | 46,524 | +100.0% | 0.65% | – |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $1,512,000 | -13.0% | 166,671 | +1.1% | 0.64% | -10.3% |
| GER | New | Goldman Sachs MLP Energy Ren | $1,336,000 | – | 111,354 | +100.0% | 0.57% | – |
| NCLH | Buy | Norwegian Cruise Line Holdings Ltd | $1,324,000 | +29.8% | 116,578 | +27.1% | 0.56% | +33.9% |
| ASGI | Buy | Aberdeen Std Global Infrastructure | $1,295,000 | +16.5% | 82,304 | +33.5% | 0.55% | +19.7% |
| RCL | Buy | Royal Caribbean Cruises Ltd | $1,058,000 | +54.5% | 27,926 | +42.2% | 0.45% | +58.8% |
| PLYA | Buy | Playa Hotels & Resorts Nv | $574,000 | +12.3% | 98,605 | +32.5% | 0.24% | +15.6% |
| Buy | Destra Multi-Alternative Fd | $450,000 | +67.9% | 69,294 | +77.3% | 0.19% | +73.0% | |
| FXY | New | Investco CurrencyShares Japanjapanese yen | $338,000 | – | 5,226 | +100.0% | 0.14% | – |
| TPZ | New | Tortoise Pwr & Energy Infras | $336,000 | – | 26,910 | +100.0% | 0.14% | – |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $237,000 | -7.8% | 26,483 | +0.7% | 0.10% | -4.7% |
| New | ProShares UltraShort S&P50ultrashrt s&p500 | $237,000 | – | 4,345 | +100.0% | 0.10% | – | |
| New | Center Coast Brkfld MLP Enrg | $196,000 | – | 11,849 | +100.0% | 0.08% | – | |
| TRIN | New | Trinity Cap Inc. | $151,000 | – | 12,023 | +100.0% | 0.06% | – |
| QID | New | ProShares TRultrapro sht qqq | $120,000 | – | 4,370 | +100.0% | 0.05% | – |
| SZC | New | Cushing Nextgen Infra Incm Fund | $116,000 | – | 3,165 | +100.0% | 0.05% | – |
| FXE | New | Invesco CurrencyShares Euro Currency Trust | $102,000 | – | 1,126 | +100.0% | 0.04% | – |
| FXB | New | Invesco CurrencyShares British Pound Sterling Trustbrit poun strl | $104,000 | – | 973 | +100.0% | 0.04% | – |
| NVO | Buy | Novo Nordisk A/S ADRadr | $74,000 | -6.3% | 741 | +4.2% | 0.03% | -3.0% |
| SONY | Buy | Sony Corpsponsored adr | $73,000 | +28.1% | 1,134 | +63.4% | 0.03% | +29.2% |
| ASML | Buy | ASML Holding N V | $68,000 | +1.5% | 163 | +15.6% | 0.03% | +3.6% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $53,000 | +488.9% | 104 | +550.0% | 0.02% | +475.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $43,000 | -4.4% | 2,109 | +2.2% | 0.02% | -5.3% |
| RVT | Buy | Royce Value Trust Inc | $43,000 | -8.5% | 3,423 | +2.2% | 0.02% | -5.3% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $39,000 | -11.4% | 3,418 | +3.0% | 0.02% | -5.6% |
| GDL | New | The GDL Fund | $41,000 | – | 5,133 | +100.0% | 0.02% | – |
| GAB | Buy | Gabelli Equity Trust Inc | $40,000 | -9.1% | 7,333 | +2.5% | 0.02% | -5.6% |
| SU | New | Suncor Energy Inc. | $40,000 | – | 1,426 | +100.0% | 0.02% | – |
| TSLA | Buy | Tesla Inc | $38,000 | +5.6% | 142 | +167.9% | 0.02% | +6.7% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $35,000 | -12.5% | 7,031 | +1.9% | 0.02% | -11.8% |
| TY | Buy | Tri-Continental Corp | $32,000 | -3.0% | 1,268 | +1.0% | 0.01% | 0.0% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $33,000 | -10.8% | 5,989 | +2.5% | 0.01% | -6.7% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $27,000 | -6.9% | 1,438 | +1.6% | 0.01% | 0.0% |
| MUB | New | iShares National Muni Bondetf | $19,000 | – | 182 | +100.0% | 0.01% | – |
| PUK | New | Prudential PLCadr | $18,000 | – | 907 | +100.0% | 0.01% | – |
| GOOG | Buy | Alphabet, Inc. Cl Ccl c | $18,000 | +1700.0% | 185 | +1955.6% | 0.01% | – |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $16,000 | -5.9% | 2,006 | +1.8% | 0.01% | 0.0% |
| TFC | Buy | Truist Financial Corp | $13,000 | 0.0% | 291 | +9.8% | 0.01% | +20.0% |
| PNC | Buy | The PNC Financial Services Group Inc | $13,000 | +8.3% | 87 | +10.1% | 0.01% | +20.0% |
| CVX | Buy | Chevron Corp. | $12,000 | 0.0% | 87 | +7.4% | 0.01% | 0.0% |
| SBUX | Buy | Starbucks Corp. | $12,000 | +33.3% | 146 | +22.7% | 0.01% | +25.0% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $12,000 | -20.0% | 1,851 | +3.1% | 0.01% | -16.7% |
| New | Collaborative Investmnt Sershort de spac | $10,000 | – | 200 | +100.0% | 0.00% | – | |
| FIS | Buy | Fidelity Natl Information Sv | $7,000 | +16.7% | 93 | +40.9% | 0.00% | +50.0% |
| USB | Buy | U.S. Bancorp | $8,000 | +60.0% | 206 | +83.9% | 0.00% | +50.0% |
| KSA | Buy | Ishares Trmsci saudi arabia | $6,000 | +200.0% | 153 | +163.8% | 0.00% | +200.0% |
| COST | Buy | Costco Wholesale Corp. | $7,000 | +75.0% | 14 | +55.6% | 0.00% | +50.0% |
| ON | New | ON Semiconductor Corporation | $5,000 | – | 82 | +100.0% | 0.00% | – |
| GLW | Buy | Corning Inc. | $5,000 | 0.0% | 181 | +16.8% | 0.00% | 0.0% |
| V | Buy | Visa Inc | $4,000 | +100.0% | 22 | +144.4% | 0.00% | +100.0% |
| WMB | New | Williams Cos Inc. | $4,000 | – | 134 | +100.0% | 0.00% | – |
| BP | New | BP p.l.c.spondored adr | $3,000 | – | 109 | +100.0% | 0.00% | – |
| TCOM | Buy | Trip.com Group Ltd ADRads | $3,000 | +50.0% | 103 | +24.1% | 0.00% | 0.0% |
| AES | New | AES Corp | $3,000 | – | 148 | +100.0% | 0.00% | – |
| New | Forge Global Holdings Inc. | $2,000 | – | 1,000 | +100.0% | 0.00% | – | |
| ALNY | New | Alnylam Pharmaceuticals, Inc. | $3,000 | – | 14 | +100.0% | 0.00% | – |
| New | Wolfspeed, Inc. | $2,000 | – | 21 | +100.0% | 0.00% | – | |
| BAP | Buy | Credicorp Ltd | $2,000 | 0.0% | 19 | +18.8% | 0.00% | 0.0% |
| ASX | Buy | Ase Technology Hldg Co. Ltd.sponsored ads | $2,000 | +100.0% | 352 | +38.0% | 0.00% | – |
| LCII | New | LCI Inds | $1,000 | – | 12 | +100.0% | 0.00% | – |
| JQC | Exit | Nuveen Credit Strategies Income Fund | $0 | – | 0 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.