$267 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 326 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BEKE | Exit | KE Hldgs Inc.sponsored ads | $0 | – | -55 | -100.0% | 0.00% | – |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| Exit | Special Opportunities Fund Inc.right 01/21/2022 | $0 | – | -40,691 | -100.0% | -0.00% | – | |
| GDS | Exit | GDS Holdingssponsored ads | $0 | – | -34 | -100.0% | -0.00% | – |
| LI | Exit | LI Auto Incsponsored ads | $0 | – | -50 | -100.0% | -0.00% | – |
| YNDX | Exit | Yandex N V | $0 | – | -54 | -100.0% | -0.00% | – |
| Exit | Matterport Incw exp 08/24/202 | $0 | – | -390 | -100.0% | -0.00% | – | |
| LYB | Exit | LyondellBasell Industries N.V. Class A | $0 | – | -46 | -100.0% | -0.00% | – |
| ACMR | Exit | ACM Reseach Inc. | $0 | – | -24 | -100.0% | -0.00% | – |
| VZ | Exit | Verizon Communications Inc | $0 | – | -77 | -100.0% | -0.00% | – |
| DCT | Exit | Duck Creek Technologies Inc | $0 | – | -59 | -100.0% | -0.00% | – |
| UL | Exit | Unilever PLCspon adr new | $0 | – | -41 | -100.0% | -0.00% | – |
| PACXW | Exit | Pioneer Merger Corpw exp 01/07/202 | $0 | – | -7,000 | -100.0% | -0.00% | – |
| MSCI | Exit | MSCI Inc. | $0 | – | -10 | -100.0% | -0.00% | – |
| OGN | Exit | Organon & Co | $0 | – | -265 | -100.0% | -0.00% | – |
| ALC | Exit | Alcon, Inc. | $0 | – | -100 | -100.0% | -0.00% | – |
| MOTVWS | Exit | Motive Capital Corpw exp 12/31/202 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | Li-Cycle Holdings Corp.w exp 8/10/202 | $0 | – | -6,044 | -100.0% | -0.01% | – | |
| SBEAW | Exit | Silverbox Engaged Merger Co*w exp 06/02/202 | $0 | – | -12,000 | -100.0% | -0.01% | – |
| NBO | Exit | Neuberger Brman NY Muni Fd | $0 | – | -1,422 | -100.0% | -0.01% | – |
| NXJ | Exit | Nuveen New Jersey Quality Municipal Income Fund | $0 | – | -2,000 | -100.0% | -0.01% | – |
| CEV | Exit | Eaton Vance Calif Mun Incomsh ben int | $0 | – | -2,192 | -100.0% | -0.01% | – |
| FTCH | Exit | Farfetch Ltd | $0 | – | -893 | -100.0% | -0.01% | – |
| PZC | Exit | PIMCO California Municipal Income Fund III | $0 | – | -3,061 | -100.0% | -0.01% | – |
| SVVC | Exit | Firsthand Technology Value Fund, Inc. | $0 | – | -8,571 | -100.0% | -0.01% | – |
| ENX | Exit | Eaton Vance New York Mun Bd | $0 | – | -3,297 | -100.0% | -0.02% | – |
| JMM | Exit | Nuveen Multi-Market Income Fund Inc | $0 | – | -6,009 | -100.0% | -0.02% | – |
| SBI | Exit | Western Assest Intm Muni Fd | $0 | – | -7,562 | -100.0% | -0.03% | – |
| VFL | Exit | Delaware Invts Natl Mun Incosh ben int | $0 | – | -5,984 | -100.0% | -0.03% | – |
| VTN | Exit | Invesco Tr Invt Grade New Yo | $0 | – | -7,286 | -100.0% | -0.04% | – |
| VMM | Exit | Delaware Investments Minnesota Municipal Income Fund II Inc | $0 | – | -7,663 | -100.0% | -0.04% | – |
| NMCO | Exit | Nuveen Municipal Credit Opp Fund | $0 | – | -8,002 | -100.0% | -0.04% | – |
| NUO | Exit | Nuveen Ohio Qlty Mun Income | $0 | – | -8,889 | -100.0% | -0.05% | – |
| CXE | Exit | MFS High Income Mun Trsh ben int | $0 | – | -37,230 | -100.0% | -0.07% | – |
| NDMO | Exit | Nuveen Dynamic Mun Opportuni | $0 | – | -12,031 | -100.0% | -0.07% | – |
| NUV | Exit | Nuveen Mun Value Fd Inc. | $0 | – | -31,269 | -100.0% | -0.12% | – |
| NXP | Exit | Nuveen Select Tax-Free Incomsh ben int | $0 | – | -20,429 | -100.0% | -0.12% | – |
| NBW | Exit | Neuberger Brman Clifrn Muni | $0 | – | -25,049 | -100.0% | -0.13% | – |
| PCEF | Exit | Invesco Exch Traded Fd Tr II | $0 | – | -17,934 | -100.0% | -0.16% | – |
| MHI | Exit | Pioneer Municipal High Income Trust | $0 | – | -35,612 | -100.0% | -0.16% | – |
| XMPT | Exit | Vaneck Vectors ETF Tr | $0 | – | -18,104 | -100.0% | -0.20% | – |
| Exit | Pioneer Mun High Income Oppo | $0 | – | -29,265 | -100.0% | -0.20% | – | |
| RFM | Exit | Rivernorth Flexible Mun Income | $0 | – | -28,200 | -100.0% | -0.22% | – |
| CXH | Exit | MFS Investment Grade Municipal Trustsh ben int | $0 | – | -59,765 | -100.0% | -0.22% | – |
| BFZ | Exit | BlackRock Calif Mun Income | $0 | – | -42,870 | -100.0% | -0.23% | – |
| PNI | Exit | Pimco New York Municipal Income Fund II | $0 | – | -56,290 | -100.0% | -0.23% | – |
| CEFS | Exit | Exchange Listed FDS Trsaba int rate | $0 | – | -37,414 | -100.0% | -0.28% | – |
| DTF | Exit | DTF Tax-Free Income Inc | $0 | – | -68,037 | -100.0% | -0.35% | – |
| JMST | Exit | JP Morgan Exchange-Traded Fultra sht muncpl | $0 | – | -21,358 | -100.0% | -0.40% | – |
| TYG | Exit | Tortoise Energy Infra Corp | $0 | – | -48,536 | -100.0% | -0.49% | – |
| FUMB | Exit | First Trust Ultra Short Duration Municipalultra sht dur mu | $0 | – | -80,047 | -100.0% | -0.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.