$267 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 326 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 54.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CET | Sell | Central Securities Corp | $4,459,000 | -44.4% | 107,730 | -40.2% | 1.67% | -42.7% |
| TBF | Sell | ProShares TRshrt 20+ yr tre | $4,131,000 | -33.2% | 233,521 | -39.6% | 1.55% | -31.0% |
| MTZ | Sell | MasTec Inc | $3,805,000 | -33.4% | 43,686 | -29.4% | 1.43% | -31.2% |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $3,737,000 | -42.1% | 127,244 | -23.2% | 1.40% | -40.3% |
| GAM | Sell | General American Investors Co Inc | $3,256,000 | -23.2% | 76,667 | -20.1% | 1.22% | -20.8% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $3,052,000 | -7.2% | 165,536 | -2.3% | 1.14% | -4.3% |
| NBXG | Sell | Neuberger Brman Next Genera | $3,010,000 | -21.9% | 215,800 | -3.1% | 1.13% | -19.4% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $2,682,000 | -6.4% | 505,154 | -2.4% | 1.00% | -3.4% |
| WIW | Sell | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $2,415,000 | -17.6% | 201,108 | -6.8% | 0.90% | -15.0% |
| AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $2,133,000 | -20.3% | 97,568 | -9.6% | 0.80% | -17.7% |
| OXLC | Sell | Oxford Lane Cap Corp | $1,873,000 | -45.6% | 258,759 | -42.1% | 0.70% | -43.9% |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $1,577,000 | -64.3% | 111,899 | -63.8% | 0.59% | -63.2% |
| ASR | Sell | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,302,000 | -4.3% | 5,875 | -11.0% | 0.49% | -1.2% |
| OCCI | Sell | OFS Credit Company Inc | $1,034,000 | -68.5% | 83,154 | -66.3% | 0.39% | -67.6% |
| SMM | Sell | Salient Midstream & MLP Fdsh ben int | $881,000 | -24.1% | 106,934 | -37.9% | 0.33% | -21.6% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $823,000 | -70.9% | 57,378 | -67.5% | 0.31% | -70.0% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $778,000 | -82.0% | 55,965 | -82.2% | 0.29% | -81.5% |
| SPE | Sell | Special Opportunities Fund Inc. | $778,000 | -76.9% | 51,830 | -76.3% | 0.29% | -76.2% |
| SHY | Sell | Ishares Tr 13 Yr1 3 yr treas bd | $624,000 | -43.2% | 7,481 | -41.7% | 0.23% | -41.4% |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $485,000 | -82.4% | 36,276 | -80.1% | 0.18% | -81.8% |
| PGP | Sell | PIMCO Global StocksPLS Inc. | $248,000 | -91.2% | 26,067 | -90.0% | 0.09% | -90.9% |
| JRS | Sell | Nuveen Real Estate Income Fund | $169,000 | -95.0% | 14,296 | -94.5% | 0.06% | -94.8% |
| NEWT | Sell | Newtek Business Svcs Corp | $145,000 | -27.9% | 5,417 | -25.6% | 0.05% | -26.0% |
| SONY | Sell | Sony Corpsponsored adr | $108,000 | -22.9% | 1,049 | -5.2% | 0.04% | -21.6% |
| CNI | Sell | Canadian National Railway Company | $83,000 | -22.4% | 622 | -28.4% | 0.03% | -20.5% |
| MA | Sell | MasterCard, Inc.cl a | $76,000 | -15.6% | 214 | -14.7% | 0.03% | -15.2% |
| SNY | Sell | Sanofisponsored adr | $56,000 | -17.6% | 1,089 | -20.3% | 0.02% | -16.0% |
| BKR | Sell | Baker Hughes Companycl a | $46,000 | -27.0% | 1,258 | -51.7% | 0.02% | -26.1% |
| RIO | Sell | Rio Tinto PLCsponsored adr | $38,000 | -20.8% | 470 | -34.1% | 0.01% | -17.6% |
| BCS | Sell | Barclays PLCadr | $36,000 | -55.0% | 4,560 | -40.9% | 0.01% | -55.2% |
| JPM | Sell | JPMorgan Chase & Co | $27,000 | -18.2% | 200 | -4.3% | 0.01% | -16.7% |
| OXSQ | Sell | Oxford Square Capital Corp. | $25,000 | -70.2% | 6,039 | -70.5% | 0.01% | -70.0% |
| RYAAY | Sell | Ryanair Holdings plc ADRsponsored ads | $22,000 | -45.0% | 249 | -36.6% | 0.01% | -46.7% |
| Sell | Wallbox NV*w exp 99/99/999 | $18,000 | -56.1% | 5,442 | -34.8% | 0.01% | -53.3% | |
| HD | Sell | The Home Depot Inc | $18,000 | -30.8% | 59 | -6.3% | 0.01% | -22.2% |
| TXN | Sell | Texas Instruments, Inc | $14,000 | -26.3% | 77 | -23.0% | 0.01% | -28.6% |
| PAYX | Sell | Paychex, Inc | $10,000 | -9.1% | 74 | -7.5% | 0.00% | 0.0% |
| ADP | Sell | Automatic Data Processing, Inc. | $10,000 | -23.1% | 46 | -9.8% | 0.00% | -20.0% |
| IRL | Sell | The New Ireland Fund Inc | $8,000 | -42.9% | 856 | -32.9% | 0.00% | -40.0% |
| HON | Sell | Honeywell Intl, Inc. | $7,000 | -36.4% | 37 | -31.5% | 0.00% | -25.0% |
| UMC | Sell | United Microelectronics Corpspon adr new | $2,000 | -33.3% | 248 | -16.5% | 0.00% | 0.0% |
| V | Sell | Visa Inc | $2,000 | -66.7% | 9 | -69.0% | 0.00% | -50.0% |
| ASX | Sell | Ase Technology Hldg Co. Ltd.sponsored ads | $2,000 | -33.3% | 320 | -28.1% | 0.00% | 0.0% |
| BEKE | Exit | KE Hldgs Inc.sponsored ads | $0 | – | -55 | -100.0% | 0.00% | – |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| Exit | Special Opportunities Fund Inc.right 01/21/2022 | $0 | – | -40,691 | -100.0% | -0.00% | – | |
| GDS | Exit | GDS Holdingssponsored ads | $0 | – | -34 | -100.0% | -0.00% | – |
| LI | Exit | LI Auto Incsponsored ads | $0 | – | -50 | -100.0% | -0.00% | – |
| YNDX | Exit | Yandex N V | $0 | – | -54 | -100.0% | -0.00% | – |
| Exit | Matterport Incw exp 08/24/202 | $0 | – | -390 | -100.0% | -0.00% | – | |
| LYB | Exit | LyondellBasell Industries N.V. Class A | $0 | – | -46 | -100.0% | -0.00% | – |
| ACMR | Exit | ACM Reseach Inc. | $0 | – | -24 | -100.0% | -0.00% | – |
| VZ | Exit | Verizon Communications Inc | $0 | – | -77 | -100.0% | -0.00% | – |
| DCT | Exit | Duck Creek Technologies Inc | $0 | – | -59 | -100.0% | -0.00% | – |
| UL | Exit | Unilever PLCspon adr new | $0 | – | -41 | -100.0% | -0.00% | – |
| PACXW | Exit | Pioneer Merger Corpw exp 01/07/202 | $0 | – | -7,000 | -100.0% | -0.00% | – |
| MSCI | Exit | MSCI Inc. | $0 | – | -10 | -100.0% | -0.00% | – |
| OGN | Exit | Organon & Co | $0 | – | -265 | -100.0% | -0.00% | – |
| ALC | Exit | Alcon, Inc. | $0 | – | -100 | -100.0% | -0.00% | – |
| MOTVWS | Exit | Motive Capital Corpw exp 12/31/202 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | Li-Cycle Holdings Corp.w exp 8/10/202 | $0 | – | -6,044 | -100.0% | -0.01% | – | |
| SBEAW | Exit | Silverbox Engaged Merger Co*w exp 06/02/202 | $0 | – | -12,000 | -100.0% | -0.01% | – |
| NBO | Exit | Neuberger Brman NY Muni Fd | $0 | – | -1,422 | -100.0% | -0.01% | – |
| NXJ | Exit | Nuveen New Jersey Quality Municipal Income Fund | $0 | – | -2,000 | -100.0% | -0.01% | – |
| CEV | Exit | Eaton Vance Calif Mun Incomsh ben int | $0 | – | -2,192 | -100.0% | -0.01% | – |
| FTCH | Exit | Farfetch Ltd | $0 | – | -893 | -100.0% | -0.01% | – |
| PZC | Exit | PIMCO California Municipal Income Fund III | $0 | – | -3,061 | -100.0% | -0.01% | – |
| SVVC | Exit | Firsthand Technology Value Fund, Inc. | $0 | – | -8,571 | -100.0% | -0.01% | – |
| ENX | Exit | Eaton Vance New York Mun Bd | $0 | – | -3,297 | -100.0% | -0.02% | – |
| JMM | Exit | Nuveen Multi-Market Income Fund Inc | $0 | – | -6,009 | -100.0% | -0.02% | – |
| SBI | Exit | Western Assest Intm Muni Fd | $0 | – | -7,562 | -100.0% | -0.03% | – |
| VFL | Exit | Delaware Invts Natl Mun Incosh ben int | $0 | – | -5,984 | -100.0% | -0.03% | – |
| VTN | Exit | Invesco Tr Invt Grade New Yo | $0 | – | -7,286 | -100.0% | -0.04% | – |
| VMM | Exit | Delaware Investments Minnesota Municipal Income Fund II Inc | $0 | – | -7,663 | -100.0% | -0.04% | – |
| NMCO | Exit | Nuveen Municipal Credit Opp Fund | $0 | – | -8,002 | -100.0% | -0.04% | – |
| NUO | Exit | Nuveen Ohio Qlty Mun Income | $0 | – | -8,889 | -100.0% | -0.05% | – |
| CXE | Exit | MFS High Income Mun Trsh ben int | $0 | – | -37,230 | -100.0% | -0.07% | – |
| NDMO | Exit | Nuveen Dynamic Mun Opportuni | $0 | – | -12,031 | -100.0% | -0.07% | – |
| NUV | Exit | Nuveen Mun Value Fd Inc. | $0 | – | -31,269 | -100.0% | -0.12% | – |
| NXP | Exit | Nuveen Select Tax-Free Incomsh ben int | $0 | – | -20,429 | -100.0% | -0.12% | – |
| NBW | Exit | Neuberger Brman Clifrn Muni | $0 | – | -25,049 | -100.0% | -0.13% | – |
| PCEF | Exit | Invesco Exch Traded Fd Tr II | $0 | – | -17,934 | -100.0% | -0.16% | – |
| MHI | Exit | Pioneer Municipal High Income Trust | $0 | – | -35,612 | -100.0% | -0.16% | – |
| XMPT | Exit | Vaneck Vectors ETF Tr | $0 | – | -18,104 | -100.0% | -0.20% | – |
| Exit | Pioneer Mun High Income Oppo | $0 | – | -29,265 | -100.0% | -0.20% | – | |
| RFM | Exit | Rivernorth Flexible Mun Income | $0 | – | -28,200 | -100.0% | -0.22% | – |
| CXH | Exit | MFS Investment Grade Municipal Trustsh ben int | $0 | – | -59,765 | -100.0% | -0.22% | – |
| BFZ | Exit | BlackRock Calif Mun Income | $0 | – | -42,870 | -100.0% | -0.23% | – |
| PNI | Exit | Pimco New York Municipal Income Fund II | $0 | – | -56,290 | -100.0% | -0.23% | – |
| CEFS | Exit | Exchange Listed FDS Trsaba int rate | $0 | – | -37,414 | -100.0% | -0.28% | – |
| DTF | Exit | DTF Tax-Free Income Inc | $0 | – | -68,037 | -100.0% | -0.35% | – |
| JMST | Exit | JP Morgan Exchange-Traded Fultra sht muncpl | $0 | – | -21,358 | -100.0% | -0.40% | – |
| TYG | Exit | Tortoise Energy Infra Corp | $0 | – | -48,536 | -100.0% | -0.49% | – |
| FUMB | Exit | First Trust Ultra Short Duration Municipalultra sht dur mu | $0 | – | -80,047 | -100.0% | -0.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.