$267 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 326 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 19.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $35,096,000 | +17.2% | 2,939,330 | +7.9% | 13.15% | +20.9% |
| NHF | Buy | Nexpoint Diversified Rel Et | $28,328,000 | +38.3% | 1,790,652 | +18.7% | 10.61% | +42.7% |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $9,050,000 | +42.2% | 610,260 | +23.5% | 3.39% | +46.8% |
| BRW | Buy | Saba Capital Income & Opportunities Fund | $8,463,000 | +77.2% | 1,872,387 | +77.2% | 3.17% | +82.9% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $7,935,000 | +6.4% | 535,039 | +2.0% | 2.97% | +9.8% |
| PCF | Buy | High Income Secs Fd Shs | $6,694,000 | -5.9% | 845,147 | +2.8% | 2.51% | -2.9% |
| PDI | Buy | PIMCO Dynamic Income Fd | $6,436,000 | -1.3% | 264,111 | +4.9% | 2.41% | +1.8% |
| SSSS | Buy | Sutter Rock Cap Corp | $5,534,000 | +46.2% | 641,197 | +119.3% | 2.07% | +50.8% |
| Buy | BlackRock ESG Cap Allc Tr | $5,108,000 | +18.6% | 306,600 | +32.8% | 1.91% | +22.5% | |
| BCAT | Buy | BlackRock Cap Allocation Tr | $5,094,000 | +14.4% | 307,595 | +34.4% | 1.91% | +18.1% |
| NDP | Buy | Tortoise Energy Independence | $4,484,000 | +34.5% | 151,063 | +0.4% | 1.68% | +38.8% |
| SAR | Buy | Saratoga Invt Corp | $4,477,000 | +51.0% | 164,249 | +62.8% | 1.68% | +55.9% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $3,950,000 | -3.3% | 275,070 | +3.2% | 1.48% | -0.2% |
| FINS | Buy | Angel Oak Final Strategies Incm Trm Trst | $3,946,000 | +0.5% | 249,923 | +8.6% | 1.48% | +3.6% |
| VCIF | Buy | Vertical Capital Income Fund | $3,908,000 | +6.1% | 390,830 | +8.2% | 1.46% | +9.5% |
| Buy | Nuveen Mutli Asset Income Fund | $3,786,000 | -12.9% | 233,712 | +0.2% | 1.42% | -10.2% | |
| PEO | Buy | Adams Natural Resources Fund Inc | $3,645,000 | +3042.2% | 174,131 | +2375.6% | 1.37% | +3152.4% |
| ECC | Buy | Eagle Pt Cr Co LLC | $3,475,000 | +10.6% | 264,225 | +17.8% | 1.30% | +14.2% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $2,997,000 | +49850.0% | 484,927 | +54447.5% | 1.12% | +56050.0% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $2,882,000 | -3.8% | 188,583 | +1.4% | 1.08% | -0.7% |
| BIGZ | Buy | BlackRock Innovation and Grw | $2,805,000 | +807.8% | 246,251 | +1059.5% | 1.05% | +838.4% |
| CEM | Buy | Clearbridge MLP And Midstrm | $2,787,000 | +89.7% | 82,665 | +51.4% | 1.04% | +95.9% |
| Buy | Thornburg Incm Builder Opp Tr | $2,748,000 | -7.3% | 160,807 | +1.3% | 1.03% | -4.3% | |
| WDI | Buy | Western Asset Diversifised In | $2,738,000 | -4.7% | 168,911 | +7.7% | 1.03% | -1.6% |
| PTA | Buy | Cohen & Steers Tax Advan Pfd | $2,383,000 | -2.7% | 108,471 | +6.5% | 0.89% | +0.3% |
| NPCT | Buy | Nuveen Core Plus Impact Fund | $2,132,000 | -11.8% | 141,881 | +7.5% | 0.80% | -8.9% |
| JLS | Buy | Nuveen Mortgage and Income Fund | $2,082,000 | -7.9% | 114,018 | +5.7% | 0.78% | -5.0% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,017,000 | -6.6% | 150,851 | +6.3% | 0.76% | -3.6% |
| NCLH | Buy | Norwegian Cruise Line Holdings Ltd | $2,007,000 | +94.7% | 91,717 | +84.5% | 0.75% | +101.1% |
| NFE | Buy | New Fortress Energy Inccl a | $1,999,000 | +137.1% | 46,911 | +34.4% | 0.75% | +144.8% |
| EMO | Buy | Clearbridge Energy Midstrm O | $1,906,000 | +61.8% | 67,593 | +25.3% | 0.71% | +66.8% |
| NML | Buy | Neuberger Berman MLP Income Fund Inc | $1,843,000 | +27.4% | 286,171 | +3.6% | 0.69% | +31.4% |
| VVR | New | Invesco Sr Income Tr | $1,673,000 | – | 392,683 | +100.0% | 0.63% | – |
| ASGI | Buy | Aberdeen Std Global Infrastructure | $1,216,000 | +16.7% | 60,369 | +19.0% | 0.46% | +20.6% |
| CTR | Buy | Clearbridge MLP and Midstrm | $1,181,000 | +749.6% | 40,442 | +588.4% | 0.44% | +784.0% |
| JSD | New | Nuveen Short Duration Cr Opp | $1,166,000 | – | 81,956 | +100.0% | 0.44% | – |
| PVI | New | Invesco Exch Traded Fd Tr IIvrdo tax free | $807,000 | – | 32,457 | +100.0% | 0.30% | – |
| CWCO | New | Consolidated Water Co Ltdord | $488,000 | – | 44,092 | +100.0% | 0.18% | – |
| New | Destra Multi-Alternative Fd | $344,000 | – | 38,644 | +100.0% | 0.13% | – | |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $306,000 | -11.0% | 26,116 | +0.5% | 0.12% | -8.0% |
| STK | New | Columbia Seligman Premium Technology Growth Fund | $165,000 | – | 5,153 | +100.0% | 0.06% | – |
| TY | Buy | Tri-Continental Corp | $139,000 | -6.7% | 4,515 | +0.2% | 0.05% | -3.7% |
| ABBV | Buy | AbbVie, Inc. | $114,000 | +20.0% | 704 | +0.7% | 0.04% | +26.5% |
| NVO | Buy | Novo Nordisk A/S ADRadr | $103,000 | +22.6% | 927 | +23.8% | 0.04% | +30.0% |
| ASML | Buy | ASML Holding N V | $66,000 | +144.4% | 99 | +191.2% | 0.02% | +150.0% |
| Buy | GXO Logistics Incorporated | $62,000 | +29.2% | 869 | +63.7% | 0.02% | +35.3% | |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $58,000 | -4.9% | 2,027 | +1.5% | 0.02% | 0.0% |
| RVT | Buy | Royce Value Trust Inc | $55,000 | -12.7% | 3,264 | +2.1% | 0.02% | -8.7% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $57,000 | -3.4% | 3,245 | +1.6% | 0.02% | 0.0% |
| MSFT | Buy | Microsoft Corp | $52,000 | -3.7% | 169 | +4.3% | 0.02% | -5.0% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $51,000 | -8.9% | 6,733 | +8.7% | 0.02% | -5.0% |
| GAB | Buy | Gabelli Equity Trust Inc | $48,000 | -2.0% | 6,986 | +2.1% | 0.02% | 0.0% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $46,000 | +2.2% | 5,683 | +5.5% | 0.02% | +6.2% |
| New | BRC Inc.*w exp 02/09/202 | $43,000 | – | 9,700 | +100.0% | 0.02% | – | |
| GDL | Buy | The GDL Fund | $43,000 | -2.3% | 4,983 | +1.4% | 0.02% | 0.0% |
| EQIX | Buy | Equinix Inc | $39,000 | +457.1% | 52 | +550.0% | 0.02% | +400.0% |
| CRSP | Buy | CRISPR Therapeutics AGnamen akt | $39,000 | +30.0% | 625 | +56.2% | 0.02% | +36.4% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $34,000 | -8.1% | 1,395 | +1.6% | 0.01% | 0.0% |
| ABNB | Buy | Airbnb Inc. | $31,000 | +40.9% | 178 | +34.8% | 0.01% | +50.0% |
| MDT | Buy | Medtronic plc | $33,000 | +230.0% | 297 | +206.2% | 0.01% | +200.0% |
| New | Forge Global Holdings Inc.*w exp 03/29/202 added | $30,000 | – | 18,000 | +100.0% | 0.01% | – | |
| New | TMC The Metals Company Inc | $18,000 | – | 7,000 | +100.0% | 0.01% | – | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $19,000 | 0.0% | 1,936 | +4.1% | 0.01% | 0.0% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $17,000 | +6.2% | 1,748 | +2.6% | 0.01% | 0.0% |
| VALE | Buy | Vale SAadr | $14,000 | +40.0% | 707 | +2.5% | 0.01% | +25.0% |
| Buy | Rice Acquisition Corp*w exp 99/99/999 | $14,000 | -6.7% | 22,557 | +120.1% | 0.01% | 0.0% | |
| SBUX | Buy | Starbucks Corp. | $11,000 | 0.0% | 119 | +21.4% | 0.00% | 0.0% |
| UPS | Buy | United Parcel Service Inccl b | $12,000 | +20.0% | 58 | +28.9% | 0.00% | 0.0% |
| GF | Buy | The New Germany Fund Inc | $11,000 | +10.0% | 933 | +37.6% | 0.00% | 0.0% |
| O | Buy | Realty Income Corp. | $10,000 | +25.0% | 142 | +27.9% | 0.00% | +33.3% |
| Buy | Matterport Inccl a | $7,000 | -22.2% | 840 | +86.7% | 0.00% | 0.0% | |
| MXF | Buy | The Mexico Fund, Inc. | $8,000 | +14.3% | 476 | +5.5% | 0.00% | 0.0% |
| BBY | Buy | Best Buy Inc. | $7,000 | +16.7% | 73 | +21.7% | 0.00% | +50.0% |
| GOLD | Buy | Barrick Gold Corp | $7,000 | +133.3% | 293 | +80.9% | 0.00% | +200.0% |
| EEA | Buy | The European Equity Fund Inc | $7,000 | +16.7% | 728 | +18.0% | 0.00% | +50.0% |
| AGD | Buy | Aberdeen Global Dynamic Dividend Fund | $9,000 | 0.0% | 826 | +14.9% | 0.00% | 0.0% |
| EXPO | Buy | Exponent Inc | $5,000 | +66.7% | 46 | +70.4% | 0.00% | +100.0% |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $6,000 | 0.0% | 853 | +11.1% | 0.00% | 0.0% |
| AWP | Buy | Aberdeen Global Premier Properties Fund | $5,000 | 0.0% | 840 | +4.7% | 0.00% | 0.0% |
| AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $5,000 | 0.0% | 547 | +6.0% | 0.00% | 0.0% |
| AZPN | Buy | Aspen Technology Inc. | $5,000 | +25.0% | 33 | +37.5% | 0.00% | +100.0% |
| BSY | Buy | Bentley Sys Inc. | $5,000 | +66.7% | 102 | +54.5% | 0.00% | +100.0% |
| WRB | Buy | Berkley W R Corp | $6,000 | +20.0% | 90 | +50.0% | 0.00% | 0.0% |
| BGY | Buy | BlackRock Enhanced International Dividend Trust | $5,000 | 0.0% | 864 | +14.3% | 0.00% | 0.0% |
| GGZ | Buy | Gabelli Global Small & Mid C | $5,000 | 0.0% | 357 | +5.9% | 0.00% | 0.0% |
| KDP | New | Keurig Dr. Pepper Inc. | $5,000 | – | 119 | +100.0% | 0.00% | – |
| KF | Buy | The Korea Fund Inc | $3,000 | 0.0% | 108 | +27.1% | 0.00% | 0.0% |
| JOF | Buy | Japan Smaller Capitalization Fund Inc | $3,000 | 0.0% | 353 | +10.0% | 0.00% | 0.0% |
| IFN | Buy | The India Fund Inc | $2,000 | 0.0% | 93 | +12.0% | 0.00% | 0.0% |
| WSO | New | Watsco Inc. | $4,000 | – | 13 | +100.0% | 0.00% | – |
| New | Alpha Tau Medical*w exp 03/07/202 | $2,000 | – | 2,500 | +100.0% | 0.00% | – | |
| Buy | SK Telecom Ltdsponsored adr | $4,000 | +100.0% | 145 | +88.3% | 0.00% | 0.0% | |
| SQM | Buy | Sociedad Quimica Y Minera Despon adr ser b | $4,000 | +100.0% | 47 | +23.7% | 0.00% | 0.0% |
| PBR | New | Petroleo Brasileiro S.A. PETROBRASsponsored adr | $2,000 | – | 127 | +100.0% | 0.00% | – |
| SUZ | New | Suzano Papel e Celulose S.A.spon ads | $2,000 | – | 160 | +100.0% | 0.00% | – |
| MU | Buy | Micron Technology Inc | $3,000 | 0.0% | 39 | +25.8% | 0.00% | 0.0% |
| EMF | Buy | Templeton Emerging Markets Fund | $4,000 | 0.0% | 269 | +13.0% | 0.00% | 0.0% |
| Buy | Thoughtworks Holding Inc. | $1,000 | 0.0% | 60 | +57.9% | 0.00% | – | |
| COP | New | ConocoPhillips | $1,000 | – | 14 | +100.0% | 0.00% | – |
| New | TDCX Inc.ads | $1,000 | – | 111 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.