$275 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 361 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ACEVW | Exit | Ace Convergence Acqu Corpw exp 09/30202 | $0 | – | -2,192 | -100.0% | 0.00% | – |
| NTCO | Exit | Natura & Co Hldgs S Aads | $0 | – | -63 | -100.0% | 0.00% | – |
| RBACU | Exit | Redball Acquisition Corpunit 99/99/9999 | $0 | – | -298 | -100.0% | -0.00% | – |
| RDY | Exit | Dr Reddys Labs Ltdadr | $0 | – | -24 | -100.0% | -0.00% | – |
| ORGNW | Exit | Origin Materials Inc.w exp 06/24/202 | $0 | – | -1,853 | -100.0% | -0.00% | – |
| Exit | Jackson Financial Inc. | $0 | – | -76 | -100.0% | -0.00% | – | |
| SUNLWS | Exit | Sunlight Financial Holdingsw exp 07/09/202 | $0 | – | -3,250 | -100.0% | -0.00% | – |
| SKM | Exit | SK Telecom Ltdsponsored adr | $0 | – | -128 | -100.0% | -0.00% | – |
| FMACWS | Exit | Firstmark Horizon Acquisitionw exp 09/26/202 | $0 | – | -4,292 | -100.0% | -0.00% | – |
| FREEW | Exit | Whole Earth Brands Inc.*w exp 06/25/202 | $0 | – | -4,243 | -100.0% | -0.00% | – |
| Exit | TMC The Metals Company Incw exp 09/09/202 | $0 | – | -6,739 | -100.0% | -0.00% | – | |
| BOWXW | Exit | Bowx Acquisition Corpw exp 08/03/202 | $0 | – | -4,399 | -100.0% | -0.00% | – |
| KPLTW | Exit | Katapult Holdings Inc.w exp 06/09/202 | $0 | – | -5,038 | -100.0% | -0.00% | – |
| KPLT | Exit | Katapult Holdings Inc. | $0 | – | -1,420 | -100.0% | -0.00% | – |
| RONIU | Exit | Rice Acquisition Corpcorp ii unit 99/99 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| AVPT | Exit | Avepoint Inc. | $0 | – | -967 | -100.0% | -0.00% | – |
| QSI | Exit | Quantum SI Inc | $0 | – | -965 | -100.0% | -0.00% | – |
| Exit | Archaea Energy Inc.w exp 10/26/202 | $0 | – | -1,588 | -100.0% | -0.01% | – | |
| TDACW | Exit | Trident Acquisitions Corpw exp 05/09/202 | $0 | – | -6,029 | -100.0% | -0.01% | – |
| Exit | Angel Oak Finl Strategies inright 10/14/2021 | $0 | – | -73,420 | -100.0% | -0.01% | – | |
| JPC | Exit | Nuveen Pfd & Income Opportun | $0 | – | -2,790 | -100.0% | -0.01% | – |
| OTIS | Exit | Otis Worldwide Corp | $0 | – | -427 | -100.0% | -0.02% | – |
| CDNS | Exit | Cadence Design Systems, Inc. | $0 | – | -236 | -100.0% | -0.02% | – |
| TM | Exit | Toyota Motor Corp | $0 | – | -277 | -100.0% | -0.02% | – |
| PUK | Exit | Prudential PLCadr | $0 | – | -1,537 | -100.0% | -0.03% | – |
| BGX | Exit | Blackstone / GSO Long-Short Credit Income Fund | $0 | – | -4,893 | -100.0% | -0.03% | – |
| GDX | Exit | VanEck Vectors Gold Miners ETFgold miners etf | $0 | – | -3,075 | -100.0% | -0.04% | – |
| AVK | Exit | Advent Claymore Convertible Securities and Income Fund | $0 | – | -5,586 | -100.0% | -0.04% | – |
| ASLEW | Exit | Aersale Corporationw exp 12/22/202 | $0 | – | -20,000 | -100.0% | -0.05% | – |
| BWG | Exit | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $0 | – | -14,803 | -100.0% | -0.08% | – |
| EVV | Exit | Eaton Vance Limited Duration Income Fund | $0 | – | -15,953 | -100.0% | -0.09% | – |
| VPV | Exit | Invesco PA Value Mun Inc Tr | $0 | – | -16,250 | -100.0% | -0.10% | – |
| GPM | Exit | Guggenheim Enhanced Equity Income Fund | $0 | – | -25,136 | -100.0% | -0.10% | – |
| BMEZ | Exit | BlackRock Health Sciences Trust II | $0 | – | -12,648 | -100.0% | -0.15% | – |
| FAX | Exit | Aberdeen Asia Pacific Income | $0 | – | -160,265 | -100.0% | -0.29% | – |
| CWCO | Exit | Consolidated Water Co Ltdord | $0 | – | -58,877 | -100.0% | -0.30% | – |
| SUB | Exit | iShares Trshrt nat mun etf | $0 | – | -8,266 | -100.0% | -0.39% | – |
| RVI | Exit | Retail Value Inc. | $0 | – | -39,698 | -100.0% | -0.46% | – |
| JRO | Exit | Nuveen Fltng Rte Incm Opp Fd | $0 | – | -182,277 | -100.0% | -0.80% | – |
| IBMJ | Exit | iShares Tribonds dec 2021 | $0 | – | -78,690 | -100.0% | -0.89% | – |
| JTD | Exit | Nuveen Tax-Advanteaged Divid | $0 | – | -177,689 | -100.0% | -1.24% | – |
| PCI | Exit | PIMCO Dynamic Credit and Mortgage Income Fund | $0 | – | -240,745 | -100.0% | -2.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.