$226 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 349 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MOMO | Exit | Momo Incadr | $0 | – | -75 | -100.0% | 0.00% | – |
| IQ | Exit | Iqiyi Incsponsored ads | $0 | – | -86 | -100.0% | 0.00% | – |
| ADSK | Exit | Autodesk, Inc. | $0 | – | -9 | -100.0% | -0.00% | – |
| VIH | Exit | VPC Impact Acquisition Hldng | $0 | – | -346 | -100.0% | -0.00% | – |
| RIO | Exit | Rio Tinto PLCsponsored adr | $0 | – | -20 | -100.0% | -0.00% | – |
| FREE | Exit | Whole Earth Brands, Inc. | $0 | – | -274 | -100.0% | -0.00% | – |
| NVCR | Exit | Novocure Ltd | $0 | – | -22 | -100.0% | -0.00% | – |
| DMYI | Exit | DMY Technology Group Inc. III | $0 | – | -575 | -100.0% | -0.00% | – |
| VIHAW | Exit | VPC Impact Acquisition Hldngw exp 10/22/202 | $0 | – | -4,547 | -100.0% | -0.00% | – |
| SPRQWS | Exit | Spartan Acquisition Corp IIw exp 11/30/202 | $0 | – | -3,250 | -100.0% | -0.00% | – |
| VT | Exit | Vanguard Intl Equity Index Ftt wrld st etf | $0 | – | -63 | -100.0% | -0.00% | – |
| GHVIW | Exit | Gores Holdings VI Incw exp 08/24/202 | $0 | – | -1,640 | -100.0% | -0.00% | – |
| NEBCW | Exit | Nebula Caravel Acquisition Cw exp 10/01/202 | $0 | – | -3,647 | -100.0% | -0.00% | – |
| SOACWS | Exit | Sustainable Opportnts Acq Cow exp 99/99/999 | $0 | – | -6,739 | -100.0% | -0.00% | – |
| TBSAW | Exit | TPG Pace Tech Opportunitiesw exp 10/09/202 | $0 | – | -5,109 | -100.0% | -0.00% | – |
| APXT | Exit | Apex Technology Acquisition | $0 | – | -967 | -100.0% | -0.01% | – |
| MUI | Exit | BlackRock Muni Intermediate Duration Fund Inc | $0 | – | -780 | -100.0% | -0.01% | – |
| RICEWS | Exit | Rice Acquisition Corpw exp 10/26/202 | $0 | – | -1,988 | -100.0% | -0.01% | – |
| KPTI | Exit | Karyopharm Therapeutics Inc | $0 | – | -1,500 | -100.0% | -0.01% | – |
| FGNAWS | Exit | FG New Amer Acquisition Corpw exp 8/31/202 | $0 | – | -6,315 | -100.0% | -0.01% | – |
| PDACWS | Exit | Peridot Aqcuisition Corpw exp 11/30/202 | $0 | – | -6,044 | -100.0% | -0.01% | – |
| BKNG | Exit | Booking Holdings Inc. | $0 | – | -8 | -100.0% | -0.01% | – |
| ASML | Exit | ASML Holding N V | $0 | – | -33 | -100.0% | -0.01% | – |
| EIC | Exit | Eagle Pointe Income Company | $0 | – | -1,800 | -100.0% | -0.01% | – |
| CHPTWS | Exit | Chargepoint Holdings Inc.w exp 07/25/202 | $0 | – | -1,261 | -100.0% | -0.01% | – |
| INO | Exit | Inovio Pharmaceuticals Inc | $0 | – | -5,000 | -100.0% | -0.02% | – |
| EFT | Exit | Eaton Vance Flting Rate Inc | $0 | – | -3,467 | -100.0% | -0.02% | – |
| NUW | Exit | Nuveen Amt- Free Mun Value Fd | $0 | – | -5,000 | -100.0% | -0.04% | – |
| PZC | Exit | PIMCO California Municipal Income Fund III | $0 | – | -9,469 | -100.0% | -0.04% | – |
| VTOL | Exit | Bristow Group, Inc. | $0 | – | -4,491 | -100.0% | -0.05% | – |
| MFM | Exit | MFS Municipal Income Trustsh ben int | $0 | – | -17,193 | -100.0% | -0.05% | – |
| PHK | Exit | PIMCO High Income Fund | $0 | – | -24,998 | -100.0% | -0.07% | – |
| TV | Exit | Grupo Televisa SABspon adr rep ord | $0 | – | -13,504 | -100.0% | -0.08% | – |
| RMM | Exit | Rivernorth Managed Duration Municipal Income Fund Inc. | $0 | – | -12,041 | -100.0% | -0.10% | – |
| KTF | Exit | Deutsche Municipal Income Trust | $0 | – | -21,663 | -100.0% | -0.11% | – |
| PCK | Exit | PIMCO Calif Mun Income Fd II | $0 | – | -30,152 | -100.0% | -0.12% | – |
| MNP | Exit | Western Asset Municipal Partners Fund | $0 | – | -20,025 | -100.0% | -0.14% | – |
| RMI | Exit | Rivernorth Opportunistic Mun | $0 | – | -14,642 | -100.0% | -0.14% | – |
| RFM | Exit | Rivernorth Flexible Mun Income | $0 | – | -18,561 | -100.0% | -0.18% | – |
| NMCO | Exit | Nuveen Municipal Credit Opp Fund | $0 | – | -33,574 | -100.0% | -0.22% | – |
| FSD | Exit | First Trust High Income Long/Short Fund | $0 | – | -65,459 | -100.0% | -0.43% | – |
| RMRM | Exit | RMR Real Estate Income Fund | $0 | – | -187,276 | -100.0% | -0.93% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.