$226 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 349 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 43.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CET | Sell | Central Securities Corp | $7,134,000 | -2.5% | 168,850 | -2.7% | 3.15% | +3.2% |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $6,518,000 | -10.2% | 168,939 | -2.9% | 2.88% | -5.0% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $6,117,000 | -8.8% | 492,938 | -16.6% | 2.70% | -3.5% |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $5,970,000 | -9.6% | 466,403 | -18.0% | 2.64% | -4.2% |
| OCCI | Sell | OFS Credit Company Inc | $5,127,000 | -11.9% | 376,716 | -5.7% | 2.26% | -6.7% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $4,153,000 | -15.0% | 262,524 | -16.0% | 1.83% | -10.1% |
| SPE | Sell | Special Opportunities Fund Inc. | $3,248,000 | -1.3% | 211,351 | -2.6% | 1.43% | +4.4% |
| NDP | Sell | Tortoise Energy Independence | $3,109,000 | +4.2% | 143,739 | -2.5% | 1.37% | +10.3% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $3,043,000 | -12.9% | 153,672 | -13.0% | 1.34% | -7.8% |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $2,943,000 | -47.1% | 191,112 | -45.3% | 1.30% | -44.0% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $2,909,000 | -50.4% | 179,151 | -50.3% | 1.28% | -47.5% |
| AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $2,887,000 | -7.2% | 108,212 | -3.5% | 1.28% | -1.7% |
| JTD | Sell | Nuveen Tax-Advanteaged Divid | $2,815,000 | -1.8% | 177,689 | -0.4% | 1.24% | +4.0% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $2,602,000 | -9.6% | 170,646 | -4.7% | 1.15% | -4.3% |
| BRW | Sell | Saba Capital Income & Opportunities Fund | $2,247,000 | -17.5% | 493,949 | -14.5% | 0.99% | -12.6% |
| NEE | Sell | NextEra Energy Inc | $2,133,000 | +7.0% | 27,169 | -0.1% | 0.94% | +13.4% |
| CEM | Sell | Clearbridge MLP And Midstrm | $1,743,000 | -12.8% | 64,191 | -6.1% | 0.77% | -7.7% |
| TYG | Sell | Tortoise Energy Infra Corp | $1,348,000 | -10.6% | 49,725 | -5.0% | 0.60% | -5.4% |
| EMO | Sell | Clearbridge Energy Midstrm O | $1,274,000 | -7.5% | 58,299 | -2.4% | 0.56% | -2.1% |
| RVI | Sell | Retail Value Inc. | $1,045,000 | -3.3% | 39,698 | -20.1% | 0.46% | +2.2% |
| FAX | Sell | Aberdeen Asia Pacific Income | $665,000 | -84.0% | 160,265 | -82.9% | 0.29% | -83.0% |
| BFZ | Sell | BlackRock Calif Mun Income | $609,000 | -42.9% | 41,321 | -41.9% | 0.27% | -39.6% |
| CXH | Sell | MFS Investment Grade Municipal Trustsh ben int | $482,000 | -35.2% | 48,165 | -33.5% | 0.21% | -31.3% |
| SBI | Sell | Western Assest Intm Muni Fd | $432,000 | -6.9% | 44,288 | -6.8% | 0.19% | -1.5% |
| SSSS | Sell | Sutter Rock Cap Corp | $362,000 | -39.2% | 28,074 | -36.3% | 0.16% | -35.5% |
| BMEZ | Sell | BlackRock Health Sciences Trust II | $341,000 | -65.0% | 12,648 | -62.5% | 0.15% | -62.9% |
| VPV | Sell | Invesco PA Value Mun Inc Tr | $215,000 | -13.0% | 16,250 | -12.1% | 0.10% | -7.8% |
| EVV | Sell | Eaton Vance Limited Duration Income Fund | $210,000 | -95.2% | 15,953 | -95.2% | 0.09% | -94.9% |
| BWG | Sell | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $185,000 | -77.0% | 14,803 | -76.8% | 0.08% | -75.6% |
| MHI | Sell | Pioneer Municipal High Income Trust | $145,000 | -29.6% | 11,914 | -25.0% | 0.06% | -25.6% |
| VMM | Sell | Delaware Investments Minnesota Municipal Income Fund II Inc | $109,000 | -45.8% | 7,663 | -46.1% | 0.05% | -42.9% |
| AVK | Sell | Advent Claymore Convertible Securities and Income Fund | $100,000 | -96.6% | 5,586 | -96.4% | 0.04% | -96.5% |
| VTN | Sell | Invesco Tr Invt Grade New Yo | $98,000 | -9.3% | 7,286 | -6.4% | 0.04% | -4.4% |
| ENX | Sell | Eaton Vance New York Mun Bd | $87,000 | -68.2% | 7,088 | -66.8% | 0.04% | -66.7% |
| NXJ | Sell | Nuveen New Jersey Quality Municipal Income Fund | $85,000 | -15.8% | 5,482 | -15.1% | 0.04% | -9.5% |
| VFL | Sell | Delaware Invts Natl Mun Incosh ben int | $84,000 | -8.7% | 5,984 | -7.9% | 0.04% | -2.6% |
| PNI | Sell | Pimco New York Municipal Income Fund II | $71,000 | -82.5% | 6,113 | -81.9% | 0.03% | -81.7% |
| SE | Sell | Sea Limitedadr | $60,000 | +1.7% | 187 | -12.6% | 0.03% | +4.0% |
| TM | Sell | Toyota Motor Corp | $49,000 | -29.0% | 277 | -30.1% | 0.02% | -24.1% |
| CRSP | Sell | CRISPR Therapeutics AGnamen akt | $45,000 | -32.8% | 400 | -3.6% | 0.02% | -28.6% |
| CDNS | Sell | Cadence Design Systems, Inc. | $36,000 | -21.7% | 236 | -29.8% | 0.02% | -15.8% |
| JPM | Sell | JPMorgan Chase & Co | $34,000 | 0.0% | 209 | -5.4% | 0.02% | +7.1% |
| OTIS | Sell | Otis Worldwide Corp | $35,000 | -31.4% | 427 | -32.1% | 0.02% | -28.6% |
| HD | Sell | The Home Depot Inc | $21,000 | -4.5% | 63 | -10.0% | 0.01% | 0.0% |
| GENIWS | Sell | Genius Sports Limitedw exp 04/30/202 | $13,000 | -35.0% | 1,869 | -24.4% | 0.01% | -25.0% |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $12,000 | -98.5% | 1,819 | -98.5% | 0.01% | -98.5% |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $8,000 | -95.7% | 719 | -95.4% | 0.00% | -94.9% |
| PAYX | Sell | Paychex, Inc | $9,000 | -18.2% | 80 | -21.6% | 0.00% | -20.0% |
| TMO | Sell | Thermo Fisher Scientific, Inc. | $9,000 | -18.2% | 16 | -27.3% | 0.00% | -20.0% |
| EQIX | Sell | Equinix Inc | $6,000 | -89.3% | 8 | -88.6% | 0.00% | -87.0% |
| COST | Sell | Costco Wholesale Corp. | $4,000 | -33.3% | 9 | -35.7% | 0.00% | -33.3% |
| WEC | Sell | WEC Energy Group, Inc. | $5,000 | -16.7% | 62 | -12.7% | 0.00% | -33.3% |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $5,000 | -99.0% | 516 | -98.9% | 0.00% | -99.0% |
| RDY | Sell | Dr Reddys Labs Ltdadr | $2,000 | -33.3% | 24 | -47.8% | 0.00% | 0.0% |
| TCOM | Sell | Trip.com Group Ltd ADRads | $1,000 | -66.7% | 42 | -53.3% | 0.00% | -100.0% |
| MOMO | Exit | Momo Incadr | $0 | – | -75 | -100.0% | 0.00% | – |
| IQ | Exit | Iqiyi Incsponsored ads | $0 | – | -86 | -100.0% | 0.00% | – |
| ADSK | Exit | Autodesk, Inc. | $0 | – | -9 | -100.0% | -0.00% | – |
| VIH | Exit | VPC Impact Acquisition Hldng | $0 | – | -346 | -100.0% | -0.00% | – |
| RIO | Exit | Rio Tinto PLCsponsored adr | $0 | – | -20 | -100.0% | -0.00% | – |
| FREE | Exit | Whole Earth Brands, Inc. | $0 | – | -274 | -100.0% | -0.00% | – |
| NVCR | Exit | Novocure Ltd | $0 | – | -22 | -100.0% | -0.00% | – |
| DMYI | Exit | DMY Technology Group Inc. III | $0 | – | -575 | -100.0% | -0.00% | – |
| VIHAW | Exit | VPC Impact Acquisition Hldngw exp 10/22/202 | $0 | – | -4,547 | -100.0% | -0.00% | – |
| SPRQWS | Exit | Spartan Acquisition Corp IIw exp 11/30/202 | $0 | – | -3,250 | -100.0% | -0.00% | – |
| VT | Exit | Vanguard Intl Equity Index Ftt wrld st etf | $0 | – | -63 | -100.0% | -0.00% | – |
| GHVIW | Exit | Gores Holdings VI Incw exp 08/24/202 | $0 | – | -1,640 | -100.0% | -0.00% | – |
| NEBCW | Exit | Nebula Caravel Acquisition Cw exp 10/01/202 | $0 | – | -3,647 | -100.0% | -0.00% | – |
| SOACWS | Exit | Sustainable Opportnts Acq Cow exp 99/99/999 | $0 | – | -6,739 | -100.0% | -0.00% | – |
| TBSAW | Exit | TPG Pace Tech Opportunitiesw exp 10/09/202 | $0 | – | -5,109 | -100.0% | -0.00% | – |
| APXT | Exit | Apex Technology Acquisition | $0 | – | -967 | -100.0% | -0.01% | – |
| MUI | Exit | BlackRock Muni Intermediate Duration Fund Inc | $0 | – | -780 | -100.0% | -0.01% | – |
| RICEWS | Exit | Rice Acquisition Corpw exp 10/26/202 | $0 | – | -1,988 | -100.0% | -0.01% | – |
| KPTI | Exit | Karyopharm Therapeutics Inc | $0 | – | -1,500 | -100.0% | -0.01% | – |
| FGNAWS | Exit | FG New Amer Acquisition Corpw exp 8/31/202 | $0 | – | -6,315 | -100.0% | -0.01% | – |
| PDACWS | Exit | Peridot Aqcuisition Corpw exp 11/30/202 | $0 | – | -6,044 | -100.0% | -0.01% | – |
| BKNG | Exit | Booking Holdings Inc. | $0 | – | -8 | -100.0% | -0.01% | – |
| ASML | Exit | ASML Holding N V | $0 | – | -33 | -100.0% | -0.01% | – |
| EIC | Exit | Eagle Pointe Income Company | $0 | – | -1,800 | -100.0% | -0.01% | – |
| CHPTWS | Exit | Chargepoint Holdings Inc.w exp 07/25/202 | $0 | – | -1,261 | -100.0% | -0.01% | – |
| INO | Exit | Inovio Pharmaceuticals Inc | $0 | – | -5,000 | -100.0% | -0.02% | – |
| EFT | Exit | Eaton Vance Flting Rate Inc | $0 | – | -3,467 | -100.0% | -0.02% | – |
| NUW | Exit | Nuveen Amt- Free Mun Value Fd | $0 | – | -5,000 | -100.0% | -0.04% | – |
| PZC | Exit | PIMCO California Municipal Income Fund III | $0 | – | -9,469 | -100.0% | -0.04% | – |
| VTOL | Exit | Bristow Group, Inc. | $0 | – | -4,491 | -100.0% | -0.05% | – |
| MFM | Exit | MFS Municipal Income Trustsh ben int | $0 | – | -17,193 | -100.0% | -0.05% | – |
| PHK | Exit | PIMCO High Income Fund | $0 | – | -24,998 | -100.0% | -0.07% | – |
| TV | Exit | Grupo Televisa SABspon adr rep ord | $0 | – | -13,504 | -100.0% | -0.08% | – |
| RMM | Exit | Rivernorth Managed Duration Municipal Income Fund Inc. | $0 | – | -12,041 | -100.0% | -0.10% | – |
| KTF | Exit | Deutsche Municipal Income Trust | $0 | – | -21,663 | -100.0% | -0.11% | – |
| PCK | Exit | PIMCO Calif Mun Income Fd II | $0 | – | -30,152 | -100.0% | -0.12% | – |
| MNP | Exit | Western Asset Municipal Partners Fund | $0 | – | -20,025 | -100.0% | -0.14% | – |
| RMI | Exit | Rivernorth Opportunistic Mun | $0 | – | -14,642 | -100.0% | -0.14% | – |
| RFM | Exit | Rivernorth Flexible Mun Income | $0 | – | -18,561 | -100.0% | -0.18% | – |
| NMCO | Exit | Nuveen Municipal Credit Opp Fund | $0 | – | -33,574 | -100.0% | -0.22% | – |
| FSD | Exit | First Trust High Income Long/Short Fund | $0 | – | -65,459 | -100.0% | -0.43% | – |
| RMRM | Exit | RMR Real Estate Income Fund | $0 | – | -187,276 | -100.0% | -0.93% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.