$280 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 237 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NCLH | Norwegian Cruise Line Holdings Ltd | $3,326,000 | +12.8% | 56,944 | 0.0% | 1.19% | +9.4% | |
| BPOP | Popular Inc | $3,245,000 | +8.6% | 55,230 | 0.0% | 1.16% | +5.3% | |
| FBP | First BanCorp/Puerto Rico | $2,801,000 | +6.1% | 264,477 | 0.0% | 1.00% | +2.9% | |
| AVHOQ | Avianca Holdings SAspon adr rep pfd | $1,338,000 | +22.5% | 300,029 | 0.0% | 0.48% | +18.6% | |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,237,000 | +22.8% | 6,600 | 0.0% | 0.44% | +19.1% | |
| CWCO | Consolidated Water Co Ltdord | $1,141,000 | -1.2% | 70,025 | 0.0% | 0.41% | -4.2% | |
| WSO | Watsco Inc | $1,081,000 | +6.5% | 6,000 | 0.0% | 0.39% | +3.2% | |
| CX | Cemex SAB de CVspon adr new | $1,023,000 | -3.6% | 270,645 | 0.0% | 0.37% | -6.4% | |
| CIB | Bancolombia SAspon adr pref | $1,002,000 | +10.8% | 18,280 | 0.0% | 0.36% | +7.5% | |
| BIL | SPDR Ser Trspdr bloomberg | $998,000 | -0.2% | 10,919 | 0.0% | 0.36% | -3.3% | |
| PGTI | PGT Innovations Inc | $897,000 | -13.7% | 60,170 | 0.0% | 0.32% | -16.2% | |
| ESRT | Empire State Realty Trust Inccl a | $892,000 | -2.2% | 63,894 | 0.0% | 0.32% | -5.1% | |
| SEB | Seaboard Corp | $867,000 | -2.9% | 204 | 0.0% | 0.31% | -5.8% | |
| MLM | Martin Marietta Materials Inc | $839,000 | +2.1% | 3,000 | 0.0% | 0.30% | -1.0% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $813,000 | +7.0% | 3,075 | 0.0% | 0.29% | +3.9% | |
| VMC | Vulcan Materials Co | $720,000 | -4.8% | 5,000 | 0.0% | 0.26% | -7.9% | |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $669,000 | +21.2% | 5,550 | 0.0% | 0.24% | +17.2% | |
| SHY | Ishares Tr 13 Yr1 3 yr treas bd | $633,000 | -0.3% | 7,481 | 0.0% | 0.23% | -3.4% | |
| LIVN | LivaNova PLC | $628,000 | +2.1% | 8,330 | 0.0% | 0.22% | -1.3% | |
| RDSB | Royal Dutch Shell PLCspon adr b | $618,000 | -6.5% | 276 | 0.0% | 0.22% | -9.4% | |
| EVTC | EVERTEC Inc | $577,000 | +9.1% | 16,956 | 0.0% | 0.21% | +5.6% | |
| TV | Grupo Televisa SABspon adr rep ord | $333,000 | +19.8% | 28,400 | 0.0% | 0.12% | +15.5% | |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $265,000 | +134.5% | 8,000 | 0.0% | 0.10% | +126.2% | |
| MRK | Merck & Co Inc | $251,000 | +7.7% | 2,763 | 0.0% | 0.09% | +4.7% | |
| AMGN | Amgen Inc | $169,000 | +25.2% | 700 | 0.0% | 0.06% | +20.0% | |
| ERA | Era Group Inc | $137,000 | -3.5% | 13,474 | 0.0% | 0.05% | -5.8% | |
| NVS | Novartis AGsponsored adr | $130,000 | +9.2% | 1,368 | 0.0% | 0.05% | +4.5% | |
| BMY | Bristol-Myers Squibb Co | $109,000 | +26.7% | 1,700 | 0.0% | 0.04% | +21.9% | |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $95,000 | +2.2% | 6,456 | 0.0% | 0.03% | 0.0% | |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $84,000 | +13.5% | 4,279 | 0.0% | 0.03% | +11.1% | |
| LLY | Eli Lilly & Co | $79,000 | +17.9% | 600 | 0.0% | 0.03% | +12.0% | |
| PFF | iShares US Preferred Stock ETFpfd and incm sec | $75,000 | 0.0% | 2,000 | 0.0% | 0.03% | -3.6% | |
| SPY | SPDR S&P 500 ETF Trtr unit | $71,000 | +9.2% | 220 | 0.0% | 0.02% | +4.2% | |
| QQQ | Invesco QQQ Trunit ser 1 | $57,000 | +11.8% | 270 | 0.0% | 0.02% | +5.3% | |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $56,000 | +5.7% | 150 | 0.0% | 0.02% | 0.0% | |
| ASG | Liberty All Star Growth Fund Inc | $34,000 | +9.7% | 5,235 | 0.0% | 0.01% | +9.1% | |
| MOR | MorphoSys AGsponsored ads | $30,000 | +30.4% | 837 | 0.0% | 0.01% | +37.5% | |
| KPTI | Karyopharm Therapeutics Inc | $29,000 | +107.1% | 1,500 | 0.0% | 0.01% | +100.0% | |
| TDF | Templeton Dragon Fund Inc | $25,000 | +8.7% | 1,300 | 0.0% | 0.01% | +12.5% | |
| INCY | Incyte Corp | $21,000 | +16.7% | 242 | 0.0% | 0.01% | +14.3% | |
| ITUB | Itau Unibanco Holding S.A.spon adr rep pfd | $19,000 | +5.6% | 2,104 | 0.0% | 0.01% | 0.0% | |
| INO | Inovio Pharmaceuticals Inc | $17,000 | +70.0% | 5,000 | 0.0% | 0.01% | +50.0% | |
| SE | Sea Limitedadr | $17,000 | +30.8% | 419 | 0.0% | 0.01% | +20.0% | |
| USO | United States Oil Fund LPunits | $13,000 | +18.2% | 1,000 | 0.0% | 0.01% | +25.0% | |
| V | Visa Inc | $14,000 | +7.7% | 74 | 0.0% | 0.01% | 0.0% | |
| RPAY | Repay Holdings Corporation | $15,000 | +15.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| KXIN | Kaixin Auto Holdings | $15,000 | +7.1% | 8,000 | 0.0% | 0.01% | 0.0% | |
| NGG | Nuveen Preferred Income Opportunities Fundsponsored adr | $15,000 | +15.4% | 239 | 0.0% | 0.01% | 0.0% | |
| TSI | TCW Strategic Income Fund Inc | $12,000 | +9.1% | 2,000 | 0.0% | 0.00% | 0.0% | |
| GOOGL | Alphabet Inc.cap stk cl a | $11,000 | +10.0% | 8 | 0.0% | 0.00% | 0.0% | |
| ALC | Alcon, Inc. | $11,000 | 0.0% | 192 | 0.0% | 0.00% | 0.0% | |
| AMZN | Amazon Com Inc | $11,000 | +10.0% | 6 | 0.0% | 0.00% | 0.0% | |
| WMT | Wal-Mart Stores Inc | $12,000 | 0.0% | 99 | 0.0% | 0.00% | 0.0% | |
| IR | Ingersoll-Rand Plc | $10,000 | 0.0% | 78 | 0.0% | 0.00% | 0.0% | |
| PHG | Koninklijke Philips NVny reg sh new | $10,000 | +11.1% | 204 | 0.0% | 0.00% | +33.3% | |
| VZ | Verizon Communications Inc | $7,000 | 0.0% | 113 | 0.0% | 0.00% | 0.0% | |
| EDU | New Oriental Education & Technology Group Incspon adr | $7,000 | +16.7% | 56 | 0.0% | 0.00% | +50.0% | |
| NOC | Northrop Grumman Corporation | $9,000 | -10.0% | 27 | 0.0% | 0.00% | -25.0% | |
| ORAN | Orange S.A.sponsored adr | $7,000 | -12.5% | 483 | 0.0% | 0.00% | 0.0% | |
| MCD | McDonald's Corp | $9,000 | -10.0% | 45 | 0.0% | 0.00% | -25.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $7,000 | +16.7% | 110 | 0.0% | 0.00% | +50.0% | |
| RTN | Raytheon Co | $9,000 | +12.5% | 43 | 0.0% | 0.00% | 0.0% | |
| QSR | Restaurant Brands International Inc | $7,000 | -12.5% | 112 | 0.0% | 0.00% | 0.0% | |
| BDX | Becton Dickinson & Co | $7,000 | 0.0% | 27 | 0.0% | 0.00% | 0.0% | |
| SNY | Sanofisponsored adr | $7,000 | +16.7% | 135 | 0.0% | 0.00% | +50.0% | |
| SYK | Stryker Corporation | $9,000 | -10.0% | 45 | 0.0% | 0.00% | -25.0% | |
| TJX | TJX Cos Inc | $7,000 | +16.7% | 116 | 0.0% | 0.00% | +50.0% | |
| AMT | American Tower Corporation | $7,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| TD | The Toronto-Dominion Bank | $9,000 | -10.0% | 167 | 0.0% | 0.00% | -25.0% | |
| HD | The Home Depot Inc | $9,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| MDT | Medtronic plc | $8,000 | 0.0% | 71 | 0.0% | 0.00% | 0.0% | |
| WIX | Wix Com Ltd | $5,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| CSCO | Cisco Systems, Inc. | $6,000 | -14.3% | 132 | 0.0% | 0.00% | -33.3% | |
| PFE | Pfizer Inc | $5,000 | 0.0% | 129 | 0.0% | 0.00% | 0.0% | |
| XOM | Exxon Mobil Corp | $3,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.