Thomas J. Herzfeld Advisors, Inc.

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$280 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 237 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .

All

			Value		Shares		↓ Weighting
TRV	Exit	The Travelers Companies, Inc.	$0	–	-29	-100.0%	-0.00%	–
NXR	Exit	Nuveen Select Tax-Free Income 3 Portfoliosh ben int	$0	–	-186	-100.0%	-0.00%	–
ERJ	Exit	Embraer S A	$0	–	-325	-100.0%	-0.00%	–
OPP	Exit	Rivernorth Doubleline Strate	$0	–	-300	-100.0%	-0.00%	–
SPG	Exit	Simon Property Group Inc	$0	–	-36	-100.0%	-0.00%	–
SAP	Exit	SAP SEspon adr	$0	–	-76	-100.0%	-0.00%	–
SRV	Exit	The Cushing MLP Total Return Fund	$0	–	-889	-100.0%	-0.00%	–
NML	Exit	Neuberger Berman MLP Income Fund Inc	$0	–	-1,296	-100.0%	-0.00%	–
JMM	Exit	Nuveen Multi-Market Income Fund Inc	$0	–	-1,002	-100.0%	-0.00%	–
IPOA	Exit	Social Capital Hedosophia Holdings Corp.cl a	$0	–	-1,000	-100.0%	-0.00%	–
ZF	Exit	Virtus Total Return Fund Inc	$0	–	-1,246	-100.0%	-0.01%	–
QD	Exit	Qudian Inc.adr	$0	–	-2,263	-100.0%	-0.01%	–
GFY	Exit	Western Asset Variable Rate	$0	–	-982	-100.0%	-0.01%	–
SU	Exit	Suncor Energy Inc	$0	–	-607	-100.0%	-0.01%	–
CEV	Exit	Eaton Vance California Municipal Income Trustsh ben int	$0	–	-1,618	-100.0%	-0.01%	–
SGMO	Exit	Sangamo Therapeutics, Inc.	$0	–	-5,000	-100.0%	-0.02%	–
BLW	Exit	BlackRock Limited Duration Income Trust	$0	–	-6,424	-100.0%	-0.04%	–
FMY	Exit	First Trust Mortgage Income Fund	$0	–	-12,210	-100.0%	-0.06%	–
EMD	Exit	Western Asset Emrg Mkt Debt	$0	–	-13,220	-100.0%	-0.07%	–
DUC	Exit	Duff & Phelps Util Copr	$0	–	-20,049	-100.0%	-0.07%	–
KYN	Exit	Kayne Anderson MLP Investment Company	$0	–	-13,922	-100.0%	-0.07%	–
IVH	Exit	Ivy High Income Opportunities Fund	$0	–	-18,781	-100.0%	-0.10%	–
BTT	Exit	BlackRock Municipal 2030 Target Term Trust	$0	–	-11,216	-100.0%	-0.10%	–
MGF	Exit	MFS Government Markets Income Trustsh ben int	$0	–	-77,693	-100.0%	-0.13%	–
ECC	Exit	Eagle Point Credit Co Inc	$0	–	-22,817	-100.0%	-0.13%	–
RA	Exit	Brookfield Real Assets Incom	$0	–	-24,171	-100.0%	-0.20%	–
FAM	Exit	First Trust Aberdeen Global Opportunity Income Fund	$0	–	-60,947	-100.0%	-0.24%	–
KMF	Exit	Kayne Anderson Midstream/Energy Fund Inc	$0	–	-63,756	-100.0%	-0.26%	–
EHI	Exit	Western Asset Global High Income Fund Inc.	$0	–	-77,924	-100.0%	-0.28%	–
GECC	Exit	Great Elm Cap Corp	$0	–	-150,525	-100.0%	-0.46%	–
ARDC	Exit	Ares Dynamic Credit Allocation Fund, Inc.	$0	–	-109,363	-100.0%	-0.60%	–
MMT	Exit	MFS Multimarket Income Trustsh ben int	$0	–	-383,739	-100.0%	-0.84%	–
VVR	Exit	Invesco Senior Income Trust	$0	–	-555,234	-100.0%	-0.86%	–
TPZ	Exit	Tortoise Power and Energy Infrastructure Fund Inc	$0	–	-138,583	-100.0%	-0.92%	–
PPR	Exit	Voya Prime Rate Trustsh ben int	$0	–	-652,015	-100.0%	-1.13%	–
JRO	Exit	Nuveen Floating Rate Income Opportunity Fund	$0	–	-323,905	-100.0%	-1.14%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Virtus Investment Advisers, Inc. #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-02-14

Signatures

The EDGAR filing(s) were signed by:

Erik M. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (279756000.0 != 279753000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings

Thomas J. Herzfeld Advisors, Inc. - Q4 2019 holdings