$280 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 237 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 32.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Sell | NexPoint Credit Strategies Fund | $24,291,000 | -1.9% | 1,371,603 | -0.6% | 8.68% | -4.9% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $7,666,000 | +1.0% | 497,786 | -2.0% | 2.74% | -2.2% |
| MTZ | Sell | MasTec Inc | $6,563,000 | -10.0% | 102,297 | -8.9% | 2.35% | -12.8% |
| OCCI | Sell | OFS Credit Company Inc | $6,438,000 | -29.2% | 423,264 | -18.4% | 2.30% | -31.4% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $4,234,000 | -23.5% | 280,415 | -23.3% | 1.51% | -25.9% |
| RCL | Sell | Royal Caribbean Cruises Ltd | $4,036,000 | +19.3% | 30,229 | -3.2% | 1.44% | +15.6% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $3,587,000 | -47.0% | 541,791 | -49.1% | 1.28% | -48.6% |
| CPA | Sell | Copa Holdings SAcl a | $2,407,000 | +0.4% | 22,273 | -8.2% | 0.86% | -2.7% |
| VAC | Sell | Marriott Vacations Worldwide Corp | $2,027,000 | +16.8% | 15,745 | -6.0% | 0.72% | +13.3% |
| LEN | Sell | Lennar Corpcl a | $1,981,000 | -12.4% | 35,500 | -12.3% | 0.71% | -15.1% |
| TWN | Sell | The Taiwan Fund Inc | $1,579,000 | -12.7% | 76,711 | -21.7% | 0.56% | -15.4% |
| NEE | Sell | NextEra Energy Inc | $1,463,000 | +3.8% | 6,043 | -0.1% | 0.52% | +0.6% |
| FDP | Sell | Fresh Del Monte Produce Incord | $1,446,000 | +0.1% | 41,341 | -2.4% | 0.52% | -3.0% |
| GF | Sell | The New Germany Fund Inc | $1,423,000 | -19.4% | 90,762 | -28.8% | 0.51% | -21.8% |
| BHK | Sell | Blackrock Core Bd Tr | $1,397,000 | -51.7% | 95,840 | -52.1% | 0.50% | -53.2% |
| FMX | Sell | Fomento Economico Mexicano SAB de CVspon adr units | $1,381,000 | +1.2% | 14,610 | -1.9% | 0.49% | -1.8% |
| CCL | Sell | Carnival Corpunit 99/99/9999 | $1,297,000 | +11.9% | 25,518 | -3.8% | 0.46% | +8.4% |
| IIF | Sell | Morgan Stanley India Investment Fund Inc | $1,076,000 | +4.9% | 54,101 | -0.0% | 0.38% | +1.9% |
| SMMU | Sell | PIMCO ETF Trshtrm mun bd act | $950,000 | -25.8% | 18,756 | -25.8% | 0.34% | -28.0% |
| MUI | Sell | BlackRock Muni Intermediate Duration Fund Inc | $815,000 | -11.9% | 57,228 | -12.3% | 0.29% | -14.7% |
| CXH | Sell | MFS Investment Grade Municipal Trustsh ben int | $665,000 | -21.6% | 68,110 | -20.3% | 0.24% | -24.0% |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $587,000 | -49.4% | 5,778 | -49.3% | 0.21% | -50.9% |
| FT | Sell | Franklin Unvl Trsh ben int | $514,000 | -27.0% | 66,123 | -29.2% | 0.18% | -29.2% |
| RMI | Sell | Rivernorth Opportunistic Mun | $480,000 | -9.4% | 21,145 | -11.4% | 0.17% | -11.8% |
| SVVC | Sell | Firsthand Technology Value Fund, Inc. | $399,000 | -28.4% | 62,105 | -14.7% | 0.14% | -30.2% |
| PGZ | Sell | Principal Real Estate Income Fund | $390,000 | -8.7% | 18,476 | -11.0% | 0.14% | -12.0% |
| SHV | Sell | Ishares Trshort treas bd | $381,000 | -68.1% | 3,447 | -68.1% | 0.14% | -69.2% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $344,000 | +3.6% | 18,710 | -1.5% | 0.12% | +0.8% |
| MHF | Sell | Western Asset Mun Hi Incm Fd | $310,000 | -9.6% | 40,833 | -9.7% | 0.11% | -12.6% |
| MGU | Sell | Macquarie Global Infrastructure Total Return Fund Inc | $270,000 | -35.6% | 10,881 | -37.5% | 0.10% | -37.4% |
| SUB | Sell | Ishares Tr Short Termshrt nat mun etf | $269,000 | -34.1% | 2,516 | -34.2% | 0.10% | -36.0% |
| SBI | Sell | Western Assest Intm Muni Fd | $261,000 | -7.4% | 28,759 | -6.3% | 0.09% | -10.6% |
| AMX | Sell | America Movil SAB de CV | $251,000 | -62.2% | 15,698 | -64.9% | 0.09% | -63.3% |
| INF | Sell | Brookfield Global Listed Infr | $242,000 | -57.5% | 17,382 | -58.2% | 0.09% | -58.6% |
| KTF | Sell | Deutsche Municipal Income Trust | $242,000 | -16.8% | 21,385 | -14.9% | 0.09% | -18.7% |
| PNI | Sell | Pimco New York Municipal Income Fund II | $227,000 | -11.0% | 18,826 | -11.8% | 0.08% | -13.8% |
| MUC | Sell | BlackRock Munihldngs Cali QL | $215,000 | -1.8% | 15,342 | -0.9% | 0.08% | -4.9% |
| EIM | Sell | Eaton Vance Mun Bd Fd | $170,000 | -25.4% | 13,181 | -25.1% | 0.06% | -27.4% |
| VMM | Sell | Delaware Investments Minnesota Municipal Income Fund II Inc | $147,000 | -5.8% | 11,218 | -5.6% | 0.05% | -8.6% |
| MFM | Sell | MFS Municipal Income Trustsh ben int | $130,000 | -18.2% | 18,322 | -19.0% | 0.05% | -22.0% |
| AFB | Sell | AllianceBernstein National Municipal Income Fund Inc | $118,000 | -16.9% | 8,405 | -18.5% | 0.04% | -19.2% |
| VTA | Sell | Invesco Dynamic Credit Opportunities Fund | $112,000 | -89.1% | 9,846 | -89.4% | 0.04% | -89.4% |
| EVN | Sell | Eaton Vance Muni Income Trustsh ben int | $102,000 | -19.7% | 8,034 | -18.6% | 0.04% | -23.4% |
| EEA | Sell | The European Equity Fund Inc | $84,000 | -45.1% | 8,955 | -47.9% | 0.03% | -46.4% |
| IFN | Sell | The India Fund Inc | $84,000 | -94.2% | 4,191 | -94.0% | 0.03% | -94.4% |
| SONY | Sell | Sony Corpsponsored adr | $80,000 | -10.1% | 1,177 | -21.6% | 0.03% | -12.1% |
| KF | Sell | The Korea Fund Inc | $74,000 | +1.4% | 2,490 | -6.8% | 0.03% | -3.7% |
| EVM | Sell | Eaton Vance Calif Mun Bd Fd | $63,000 | -1.6% | 5,614 | -0.0% | 0.02% | -4.2% |
| RCI | Sell | Rogers Communications Inccl b | $53,000 | -8.6% | 1,077 | -10.1% | 0.02% | -9.5% |
| BABA | Sell | Alibaba Group Holding Limitedsponsored ads | $49,000 | +22.5% | 231 | -2.9% | 0.02% | +20.0% |
| MXE | Sell | The Mexico Equity & Income Fund Inc | $45,000 | -75.1% | 3,859 | -77.6% | 0.02% | -76.1% |
| ASML | Sell | ASML Holding N V | $41,000 | 0.0% | 138 | -15.9% | 0.02% | 0.0% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $40,000 | -86.0% | 4,491 | -86.2% | 0.01% | -86.7% |
| VIAV | Sell | Viacom Inc. | $37,000 | -7.5% | 2,455 | -14.6% | 0.01% | -13.3% |
| BBVA | Sell | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $33,000 | -2.9% | 5,993 | -8.1% | 0.01% | -7.7% |
| FIF | Sell | First Trust Energy Infrastructure Fund | $31,000 | -99.2% | 1,821 | -99.2% | 0.01% | -99.2% |
| USA | Sell | Liberty All Star Equity Fundsh ben int | $31,000 | +3.3% | 4,612 | -0.0% | 0.01% | 0.0% |
| DEO | Sell | Diageo PLCspon adr new | $27,000 | -3.6% | 160 | -7.5% | 0.01% | 0.0% |
| ACN | Sell | Accenture PLC Ireland | $16,000 | -11.1% | 74 | -20.4% | 0.01% | -14.3% |
| TIF | Sell | Tiffany & Co. | $17,000 | -41.4% | 126 | -59.9% | 0.01% | -45.5% |
| AON | Sell | Aon Plc | $15,000 | -16.7% | 74 | -21.3% | 0.01% | -28.6% |
| UN | Sell | Unilever N.V. | $13,000 | -13.3% | 230 | -10.5% | 0.01% | -16.7% |
| PEP | Sell | PepsiCo, Inc. | $11,000 | -8.3% | 84 | -4.5% | 0.00% | 0.0% |
| INFO | Sell | HIS Markit Ltd | $11,000 | -21.4% | 142 | -32.7% | 0.00% | -20.0% |
| RELX | Sell | RELX Plcsponsored adr | $8,000 | -20.0% | 328 | -19.2% | 0.00% | -25.0% |
| ZTS | Sell | Zoetis Inc.cl a | $9,000 | -18.2% | 65 | -28.6% | 0.00% | -25.0% |
| ALLE | Sell | Allegion PLC | $8,000 | -20.0% | 66 | -30.5% | 0.00% | -25.0% |
| CCEP | Sell | Coca Cola European Partners | $8,000 | -42.9% | 150 | -38.5% | 0.00% | -40.0% |
| CB | Sell | Chubb Ltd | $8,000 | -46.7% | 52 | -42.2% | 0.00% | -50.0% |
| WM | Sell | Waste Management, Inc. | $5,000 | -37.5% | 44 | -35.3% | 0.00% | -33.3% |
| AEP | Sell | American Electric Power Co Inc | $5,000 | -37.5% | 54 | -34.9% | 0.00% | -33.3% |
| CYBR | Sell | CyberArk Software Ltd. | $6,000 | -25.0% | 48 | -36.8% | 0.00% | -33.3% |
| NBO | Sell | Neuberger Brman NY Muni Fd | $2,000 | -33.3% | 196 | -18.7% | 0.00% | 0.0% |
| LULU | Sell | Lululemon Athletica Inc | $4,000 | -60.0% | 18 | -65.4% | 0.00% | -75.0% |
| TRV | Exit | The Travelers Companies, Inc. | $0 | – | -29 | -100.0% | -0.00% | – |
| NXR | Exit | Nuveen Select Tax-Free Income 3 Portfoliosh ben int | $0 | – | -186 | -100.0% | -0.00% | – |
| ERJ | Exit | Embraer S A | $0 | – | -325 | -100.0% | -0.00% | – |
| OPP | Exit | Rivernorth Doubleline Strate | $0 | – | -300 | -100.0% | -0.00% | – |
| SPG | Exit | Simon Property Group Inc | $0 | – | -36 | -100.0% | -0.00% | – |
| SAP | Exit | SAP SEspon adr | $0 | – | -76 | -100.0% | -0.00% | – |
| SRV | Exit | The Cushing MLP Total Return Fund | $0 | – | -889 | -100.0% | -0.00% | – |
| NML | Exit | Neuberger Berman MLP Income Fund Inc | $0 | – | -1,296 | -100.0% | -0.00% | – |
| JMM | Exit | Nuveen Multi-Market Income Fund Inc | $0 | – | -1,002 | -100.0% | -0.00% | – |
| IPOA | Exit | Social Capital Hedosophia Holdings Corp.cl a | $0 | – | -1,000 | -100.0% | -0.00% | – |
| ZF | Exit | Virtus Total Return Fund Inc | $0 | – | -1,246 | -100.0% | -0.01% | – |
| QD | Exit | Qudian Inc.adr | $0 | – | -2,263 | -100.0% | -0.01% | – |
| GFY | Exit | Western Asset Variable Rate | $0 | – | -982 | -100.0% | -0.01% | – |
| SU | Exit | Suncor Energy Inc | $0 | – | -607 | -100.0% | -0.01% | – |
| CEV | Exit | Eaton Vance California Municipal Income Trustsh ben int | $0 | – | -1,618 | -100.0% | -0.01% | – |
| SGMO | Exit | Sangamo Therapeutics, Inc. | $0 | – | -5,000 | -100.0% | -0.02% | – |
| BLW | Exit | BlackRock Limited Duration Income Trust | $0 | – | -6,424 | -100.0% | -0.04% | – |
| FMY | Exit | First Trust Mortgage Income Fund | $0 | – | -12,210 | -100.0% | -0.06% | – |
| EMD | Exit | Western Asset Emrg Mkt Debt | $0 | – | -13,220 | -100.0% | -0.07% | – |
| DUC | Exit | Duff & Phelps Util Copr | $0 | – | -20,049 | -100.0% | -0.07% | – |
| KYN | Exit | Kayne Anderson MLP Investment Company | $0 | – | -13,922 | -100.0% | -0.07% | – |
| IVH | Exit | Ivy High Income Opportunities Fund | $0 | – | -18,781 | -100.0% | -0.10% | – |
| BTT | Exit | BlackRock Municipal 2030 Target Term Trust | $0 | – | -11,216 | -100.0% | -0.10% | – |
| MGF | Exit | MFS Government Markets Income Trustsh ben int | $0 | – | -77,693 | -100.0% | -0.13% | – |
| ECC | Exit | Eagle Point Credit Co Inc | $0 | – | -22,817 | -100.0% | -0.13% | – |
| RA | Exit | Brookfield Real Assets Incom | $0 | – | -24,171 | -100.0% | -0.20% | – |
| FAM | Exit | First Trust Aberdeen Global Opportunity Income Fund | $0 | – | -60,947 | -100.0% | -0.24% | – |
| KMF | Exit | Kayne Anderson Midstream/Energy Fund Inc | $0 | – | -63,756 | -100.0% | -0.26% | – |
| EHI | Exit | Western Asset Global High Income Fund Inc. | $0 | – | -77,924 | -100.0% | -0.28% | – |
| GECC | Exit | Great Elm Cap Corp | $0 | – | -150,525 | -100.0% | -0.46% | – |
| ARDC | Exit | Ares Dynamic Credit Allocation Fund, Inc. | $0 | – | -109,363 | -100.0% | -0.60% | – |
| MMT | Exit | MFS Multimarket Income Trustsh ben int | $0 | – | -383,739 | -100.0% | -0.84% | – |
| VVR | Exit | Invesco Senior Income Trust | $0 | – | -555,234 | -100.0% | -0.86% | – |
| TPZ | Exit | Tortoise Power and Energy Infrastructure Fund Inc | $0 | – | -138,583 | -100.0% | -0.92% | – |
| PPR | Exit | Voya Prime Rate Trustsh ben int | $0 | – | -652,015 | -100.0% | -1.13% | – |
| JRO | Exit | Nuveen Floating Rate Income Opportunity Fund | $0 | – | -323,905 | -100.0% | -1.14% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.