$280 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 237 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 22.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $16,537,000 | +13.4% | 1,330,378 | +21.7% | 5.91% | +9.8% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $13,688,000 | +10.0% | 1,160,994 | +4.5% | 4.89% | +6.6% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $13,463,000 | +13.5% | 1,755,266 | +10.7% | 4.81% | +10.0% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $13,217,000 | -0.3% | 1,179,061 | +1.0% | 4.72% | -3.4% |
| CET | Buy | Central Securities Corp | $12,690,000 | +11.9% | 383,370 | +6.1% | 4.54% | +8.4% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $9,128,000 | +11.4% | 688,917 | +5.1% | 3.26% | +7.9% |
| GAM | Buy | General American Investors Co Inc | $7,705,000 | +17.8% | 204,155 | +13.5% | 2.75% | +14.1% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $7,257,000 | +33.9% | 660,360 | +33.9% | 2.59% | +29.8% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $6,793,000 | +5.0% | 452,280 | +0.5% | 2.43% | +1.8% |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $5,843,000 | +7.9% | 417,922 | +5.1% | 2.09% | +4.6% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $4,557,000 | +18.7% | 288,966 | +19.2% | 1.63% | +15.0% |
| AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $4,356,000 | +68.8% | 486,650 | +57.3% | 1.56% | +63.6% |
| RMRM | Buy | RMR Real Estate Income Fund | $4,135,000 | +21.2% | 204,727 | +22.4% | 1.48% | +17.5% |
| AWP | Buy | Aberdeen Global Premier Properties Fund | $4,053,000 | +306.9% | 625,427 | +290.4% | 1.45% | +294.8% |
| AGD | Buy | Aberdeen Global Dynamic Dividend Fund | $3,899,000 | +162.0% | 374,945 | +143.1% | 1.39% | +153.9% |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $3,666,000 | +984.6% | 481,163 | +890.3% | 1.31% | +948.0% |
| MIN | New | MFS Intermediate Income Trustsh ben int | $3,341,000 | – | 879,126 | +100.0% | 1.19% | – |
| SOR | Buy | Source Capital Inc | $3,064,000 | +39.3% | 79,205 | +31.4% | 1.10% | +35.0% |
| BGY | New | BlackRock Enhanced International Dividend Trust | $3,063,000 | – | 520,030 | +100.0% | 1.10% | – |
| RVT | Buy | Royce Value Trust Inc | $2,999,000 | +1594.4% | 203,073 | +1475.7% | 1.07% | +1549.2% |
| MCR | Buy | MFS Charter Income Trustsh ben int | $2,737,000 | +101.1% | 325,072 | +98.5% | 0.98% | +94.8% |
| OXLC | New | Oxford Lane Capital Corp | $2,648,000 | – | 324,491 | +100.0% | 0.95% | – |
| OXSQ | Buy | Oxford Square Capital Corp. | $2,325,000 | +163.9% | 427,379 | +202.1% | 0.83% | +155.7% |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $1,952,000 | +115.5% | 144,556 | +107.7% | 0.70% | +109.0% |
| PCEF | Buy | Invesco Exchng Traded Fd Tr | $1,865,000 | +2260.8% | 80,030 | +2186.6% | 0.67% | +2200.0% |
| DSU | Buy | BlackRock Debt Strategies Fund | $1,753,000 | +530.6% | 156,484 | +504.9% | 0.63% | +508.7% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,520,000 | +19.8% | 120,361 | +14.7% | 0.54% | +16.0% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $1,341,000 | +223.9% | 116,167 | +210.7% | 0.48% | +213.1% |
| FAX | Buy | Aberdeen Asia Pacific In Com | $1,252,000 | +58.5% | 294,595 | +56.3% | 0.45% | +54.0% |
| VCIF | Buy | Vertical Capital Income Fund | $1,208,000 | +116.1% | 116,032 | +121.7% | 0.43% | +109.7% |
| AVK | Buy | Advent Claymore Convertible Securities and Income Fund | $1,026,000 | +171.4% | 65,953 | +154.1% | 0.37% | +164.0% |
| BKT | Buy | Blackrock Income Tr Inc. | $887,000 | +15.6% | 146,692 | +16.3% | 0.32% | +12.0% |
| FSD | New | First Trust High Income Long/Short Fund | $794,000 | – | 50,434 | +100.0% | 0.28% | – |
| MAV | Buy | Pioneer Municipal High Income Advantage Trust | $778,000 | +25.3% | 71,925 | +26.8% | 0.28% | +21.4% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $306,000 | +4.8% | 25,215 | +0.1% | 0.11% | +0.9% |
| RMM | New | Rivernorth Managed Duration Municipal Income Fund Inc. | $243,000 | – | 12,590 | +100.0% | 0.09% | – |
| NEA | Buy | Nuveen AMT-Free Quality Municipal Income Fund | $166,000 | +62.7% | 11,528 | +61.5% | 0.06% | +55.3% |
| BFZ | Buy | BlackRock Calif Mun Income | $119,000 | +58.7% | 8,748 | +59.0% | 0.04% | +53.6% |
| FPF | New | First Tr Inter Dur Pfd & In | $114,000 | – | 4,835 | +100.0% | 0.04% | – |
| PEO | Buy | Adams Natural Resources Fund Inc | $111,000 | +5.7% | 6,726 | +1.8% | 0.04% | +2.6% |
| JEQ | Buy | Aberdeen Japan Equity Fund Inc | $110,000 | +11.1% | 14,163 | +4.4% | 0.04% | +5.4% |
| TY | Buy | Tri-Continental Corp | $109,000 | +6.9% | 3,878 | +3.8% | 0.04% | +2.6% |
| CEE | Buy | Central and Eastern European Fund Inc | $89,000 | +89.4% | 3,150 | +76.0% | 0.03% | +88.2% |
| GDX | Buy | VanEck Vectors Gold Miners ETFgold miners etf | $90,000 | +11.1% | 3,059 | +0.7% | 0.03% | +6.7% |
| IHD | Buy | Voya Emerging Mkts High Div | $90,000 | +900.0% | 11,204 | +761.2% | 0.03% | +966.7% |
| UNH | Buy | UnitedHealth Group Inc | $78,000 | +39.3% | 265 | +3.1% | 0.03% | +33.3% |
| MHI | Buy | Pioneer Municipal High Income Trust | $73,000 | +942.9% | 6,080 | +913.3% | 0.03% | +766.7% |
| ASA | Buy | ASA Gold and Precious Metals Ltd | $68,000 | +257.9% | 5,025 | +0.1% | 0.02% | +242.9% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $66,000 | +3.1% | 3,003 | +0.6% | 0.02% | 0.0% |
| EMF | New | Templeton Emerging Markets Fund | $64,000 | – | 4,074 | +100.0% | 0.02% | – |
| YYY | New | Amplify High Income ETF | $62,000 | – | 3,465 | +100.0% | 0.02% | – |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $60,000 | +11.1% | 5,014 | +7.7% | 0.02% | +5.0% |
| ON | Buy | ON Semiconductor Corporation | $53,000 | +96.3% | 2,160 | +51.2% | 0.02% | +90.0% |
| CHN | Buy | The China Fund Inc | $48,000 | +84.6% | 2,296 | +71.2% | 0.02% | +70.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $42,000 | +10.5% | 1,752 | +1.7% | 0.02% | +7.1% |
| GDL | Buy | The GDL Fund | $41,000 | +2.5% | 4,402 | +1.1% | 0.02% | 0.0% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $39,000 | +5.4% | 2,657 | +1.8% | 0.01% | 0.0% |
| GAB | Buy | Gabelli Equity Trust Inc | $34,000 | +3.0% | 5,579 | +2.4% | 0.01% | 0.0% |
| MDLZ | New | Mondelez International, Inc.cl a | $30,000 | – | 549 | +100.0% | 0.01% | – |
| EQIX | Buy | Equinix Inc | $29,000 | +26.1% | 49 | +22.5% | 0.01% | +25.0% |
| MSFT | Buy | Microsoft Corp | $24,000 | +20.0% | 150 | +4.2% | 0.01% | +28.6% |
| PTC | Buy | PTC Inc. | $21,000 | +31.2% | 278 | +16.3% | 0.01% | +33.3% |
| PYPL | New | PayPal Holdings, Inc. | $23,000 | – | 216 | +100.0% | 0.01% | – |
| JPM | Buy | JPMorgan Chase & Co | $20,000 | +42.9% | 147 | +26.7% | 0.01% | +40.0% |
| AAPL | Buy | Apple Inc | $18,000 | +50.0% | 60 | +13.2% | 0.01% | +50.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $16,000 | +14.3% | 1,602 | +1.6% | 0.01% | +20.0% |
| AXP | Buy | American Express Co | $14,000 | +27.3% | 112 | +23.1% | 0.01% | +25.0% |
| ZTR | New | Virtus Total Return Fund Inc. | $15,000 | – | 1,348 | +100.0% | 0.01% | – |
| DIS | Buy | The Walt Disney Co | $15,000 | +36.4% | 104 | +26.8% | 0.01% | +25.0% |
| TTE | Buy | Total S.A.sponsored adr | $14,000 | +40.0% | 262 | +37.2% | 0.01% | +25.0% |
| UTX | Buy | United Technologies Corp | $14,000 | +27.3% | 93 | +19.2% | 0.01% | +25.0% |
| APD | Buy | Air products and Chemicals, Inc. | $10,000 | +42.9% | 44 | +46.7% | 0.00% | +33.3% |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $11,000 | +83.3% | 190 | +36.7% | 0.00% | +100.0% |
| HDB | Buy | HDFC Bank Ltdsponsored ads | $10,000 | +42.9% | 162 | +24.6% | 0.00% | +33.3% |
| IRL | Buy | The New Ireland Fund Inc | $12,000 | +140.0% | 1,199 | +119.6% | 0.00% | +100.0% |
| SPCE | New | Virgin Galactic Holdings, Inc. | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| PUK | Buy | Prudential PLCadr | $10,000 | +100.0% | 271 | +99.3% | 0.00% | +100.0% |
| CNI | New | Canadian National Railway Company | $8,000 | – | 83 | +100.0% | 0.00% | – |
| BNS | Buy | The Bank of Nova Scotia | $9,000 | +125.0% | 167 | +128.8% | 0.00% | +200.0% |
| RY | Buy | Royal Bk Cda Montreal Que | $9,000 | 0.0% | 118 | +11.3% | 0.00% | 0.0% |
| SKM | Buy | SK Telecom Co Ltdsponsored adr | $8,000 | +166.7% | 342 | +123.5% | 0.00% | +200.0% |
| TM | New | Toyota Motor Corporation | $8,000 | – | 56 | +100.0% | 0.00% | – |
| INTU | Buy | Intuit | $7,000 | +16.7% | 25 | +4.2% | 0.00% | +50.0% |
| PAGS | Buy | PagSeguro Digital Ltd. | $7,000 | 0.0% | 214 | +46.6% | 0.00% | 0.0% |
| ING | New | ING Groep NVsponsored adr | $8,000 | – | 660 | +100.0% | 0.00% | – |
| BBD | Buy | Banco Bradesco S.A.sp adr pfd | $6,000 | +50.0% | 668 | +46.5% | 0.00% | +100.0% |
| GWPH | Buy | GW Pharmaceuticals PLCads | $4,000 | 0.0% | 41 | +28.1% | 0.00% | 0.0% |
| AER | New | AerCap Holdings N.V. | $4,000 | – | 66 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.