$271 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 257 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 25.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $14,589,000 | +11.9% | 1,092,809 | +16.1% | 5.38% | +8.4% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $13,256,000 | +23.5% | 1,166,932 | +26.5% | 4.89% | +19.6% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $12,445,000 | +11.8% | 1,111,151 | +12.2% | 4.59% | +8.2% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $11,865,000 | -0.3% | 1,586,173 | +5.6% | 4.38% | -3.4% |
| CET | Buy | Central Securities Corp | $11,344,000 | +5.5% | 361,259 | +2.5% | 4.18% | +2.1% |
| OCCI | Buy | OFS Credit Company Inc | $9,092,000 | +64.4% | 518,513 | +68.2% | 3.35% | +59.2% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $8,195,000 | +23.8% | 655,610 | +25.3% | 3.02% | +20.0% |
| ISD | Buy | PGIM Short Duration High Yield Fund, Inc. | $7,593,000 | +11.3% | 507,924 | +8.9% | 2.80% | +7.7% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $6,767,000 | +1.4% | 1,063,952 | +1.4% | 2.50% | -1.8% |
| GAM | Buy | General American Investors Co Inc | $6,541,000 | +11.9% | 179,946 | +9.2% | 2.41% | +8.4% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $6,470,000 | +7.5% | 450,220 | +8.1% | 2.39% | +4.1% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $5,418,000 | +31.6% | 493,020 | +35.5% | 2.00% | +27.3% |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $5,415,000 | +99.7% | 397,545 | +90.1% | 2.00% | +93.3% |
| FIF | Buy | First Trust Energy Infrastructure Fund | $3,975,000 | +267.4% | 240,764 | +254.7% | 1.47% | +255.8% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $3,839,000 | +5.7% | 242,336 | +3.2% | 1.42% | +2.4% |
| RMRM | Buy | RMR Real Estate Income Fund | $3,411,000 | +91.5% | 167,304 | +72.2% | 1.26% | +85.5% |
| PPR | Buy | Voya Prime Rate Trustsh ben int | $3,071,000 | +0.8% | 652,015 | +1.9% | 1.13% | -2.3% |
| BHK | Buy | Blackrock Core Bd Tr | $2,893,000 | +42.9% | 200,235 | +39.0% | 1.07% | +38.4% |
| TPZ | Buy | Tortoise Power and Energy Infrastructure Fund Inc | $2,496,000 | +21.7% | 138,583 | +23.8% | 0.92% | +17.9% |
| VVR | Buy | Invesco Senior Income Trust | $2,332,000 | +9.0% | 555,234 | +12.1% | 0.86% | +5.5% |
| MMT | New | MFS Multimarket Income Trustsh ben int | $2,268,000 | – | 383,739 | +100.0% | 0.84% | – |
| SOR | Buy | Source Capital Inc | $2,200,000 | +14.1% | 60,257 | +14.3% | 0.81% | +10.5% |
| GF | Buy | The New Germany Fund Inc | $1,766,000 | -1.0% | 127,395 | +1.6% | 0.65% | -4.1% |
| ARDC | Buy | Ares Dynamic Credit Allocation Fund, Inc. | $1,630,000 | +0.1% | 109,363 | +1.6% | 0.60% | -3.1% |
| MCR | New | MFS Charter Income Trustsh ben int | $1,361,000 | – | 163,787 | +100.0% | 0.50% | – |
| SMMU | Buy | PIMCO ETF Trshtrm mun bd act | $1,280,000 | +14.8% | 25,278 | +14.7% | 0.47% | +11.1% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,269,000 | +4.1% | 104,917 | +1.1% | 0.47% | +0.9% |
| AWP | New | Aberdeen Global Premier Properties Fund | $996,000 | – | 160,195 | +100.0% | 0.37% | – |
| MUI | Buy | BlackRock Muni Intermediate Duration Fund Inc | $925,000 | +21.4% | 65,248 | +20.3% | 0.34% | +17.6% |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $906,000 | +7.9% | 69,601 | +12.2% | 0.33% | +4.4% |
| SEB | Buy | Seaboard Corp | $893,000 | +24.0% | 204 | +17.2% | 0.33% | +20.1% |
| OXSQ | Buy | Oxford Square Capital Corp. | $881,000 | -1.6% | 141,463 | +1.2% | 0.32% | -4.7% |
| FAX | Buy | Aberdeen Asia Pacific In Com | $790,000 | +11.9% | 188,539 | +11.6% | 0.29% | +8.2% |
| EHI | New | Western Asset Global High Income Fund Inc. | $774,000 | – | 77,924 | +100.0% | 0.28% | – |
| FT | Buy | Franklin Unvl Trsh ben int | $704,000 | +102.9% | 93,375 | +97.1% | 0.26% | +97.0% |
| FAM | Buy | First Trust Aberdeen Global Opportunity Income Fund | $644,000 | +45.7% | 60,947 | +43.6% | 0.24% | +41.7% |
| MAV | Buy | Pioneer Municipal High Income Advantage Trust | $621,000 | +18.5% | 56,726 | +16.4% | 0.23% | +14.5% |
| INF | Buy | Brookfield Global Listed Infr | $570,000 | +1040.0% | 41,562 | +970.6% | 0.21% | +1005.3% |
| VCIF | New | Vertical Capital Income Fund | $559,000 | – | 52,328 | +100.0% | 0.21% | – |
| RMI | Buy | Rivernorth Opportunistic Mun | $530,000 | +327.4% | 23,861 | +310.3% | 0.20% | +314.9% |
| PGZ | Buy | Principal Real Estate Income Fund | $427,000 | +57.6% | 20,749 | +45.9% | 0.16% | +53.4% |
| MGU | Buy | Macquarie Global Infrastructure Total Return Fund Inc | $419,000 | +149.4% | 17,400 | +145.7% | 0.16% | +142.2% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $414,000 | +44.8% | 37,385 | +46.1% | 0.15% | +40.4% |
| SUB | Buy | Ishares Tr Short Termshrt nat mun etf | $408,000 | +39.2% | 3,826 | +39.2% | 0.15% | +33.9% |
| ECC | New | Eagle Point Credit Co Inc | $360,000 | – | 22,817 | +100.0% | 0.13% | – |
| MGF | New | MFS Government Markets Income Trustsh ben int | $358,000 | – | 77,693 | +100.0% | 0.13% | – |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $338,000 | +37.4% | 48,590 | +44.3% | 0.12% | +33.0% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $332,000 | +232.0% | 18,986 | +222.8% | 0.12% | +221.1% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $292,000 | -0.3% | 25,178 | +0.2% | 0.11% | -3.6% |
| KTF | New | Deutsche Municipal Income Trust | $291,000 | – | 25,136 | +100.0% | 0.11% | – |
| SBI | Buy | Western Assest Intm Muni Fd | $282,000 | +154.1% | 30,684 | +147.1% | 0.10% | +147.6% |
| DSU | Buy | BlackRock Debt Strategies Fund | $278,000 | +109.0% | 25,871 | +108.8% | 0.10% | +102.0% |
| PNI | Buy | Pimco New York Municipal Income Fund II | $255,000 | +67.8% | 21,356 | +63.6% | 0.09% | +62.1% |
| MRK | Buy | Merck & Co Inc | $233,000 | +1.7% | 2,763 | +1.4% | 0.09% | -1.1% |
| EIM | Buy | Eaton Vance Mun Bd Fd | $228,000 | +6.0% | 17,594 | +1.6% | 0.08% | +2.4% |
| MUC | Buy | BlackRock Munihldngs Cali QL | $219,000 | +14.1% | 15,476 | +10.1% | 0.08% | +11.0% |
| EMD | Buy | Western Asset Emrg Mkt Debt | $184,000 | +234.5% | 13,220 | +246.9% | 0.07% | +223.8% |
| RVT | Buy | Royce Value Trust Inc | $177,000 | +0.6% | 12,888 | +1.9% | 0.06% | -3.0% |
| EEA | Buy | The European Equity Fund Inc | $153,000 | +0.7% | 17,201 | +0.1% | 0.06% | -3.4% |
| NVS | Buy | Novartis AGsponsored adr | $119,000 | -3.3% | 1,368 | +1.3% | 0.04% | -6.4% |
| PEO | Buy | Adams Natural Resources Fund Inc | $105,000 | -3.7% | 6,605 | +0.2% | 0.04% | -7.1% |
| TY | Buy | Tri-Continental Corp | $102,000 | +2.0% | 3,735 | +0.9% | 0.04% | 0.0% |
| BLW | New | BlackRock Limited Duration Income Trust | $100,000 | – | 6,424 | +100.0% | 0.04% | – |
| GDV | Buy | The Gabelli Dividend & Income Trust | $64,000 | 0.0% | 2,985 | +0.6% | 0.02% | 0.0% |
| RCI | Buy | Rogers Communications Inccl b | $58,000 | +5.5% | 1,198 | +17.5% | 0.02% | 0.0% |
| VIAV | Buy | Viacom Inc. | $40,000 | +21.2% | 2,875 | +16.6% | 0.02% | +15.4% |
| BABA | Buy | Alibaba Group Holding Limitedsponsored ads | $40,000 | +17.6% | 238 | +17.2% | 0.02% | +15.4% |
| GDL | Buy | The GDL Fund | $40,000 | 0.0% | 4,355 | +1.1% | 0.02% | 0.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $38,000 | 0.0% | 1,722 | +1.7% | 0.01% | 0.0% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $37,000 | +2.8% | 2,610 | +1.8% | 0.01% | 0.0% |
| GAB | Buy | Gabelli Equity Trust Inc | $33,000 | 0.0% | 5,447 | +2.5% | 0.01% | -7.7% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $30,000 | +3.4% | 4,613 | +2.7% | 0.01% | 0.0% |
| TIF | New | Tiffany & Co. | $29,000 | – | 314 | +100.0% | 0.01% | – |
| DEO | Buy | Diageo PLCspon adr new | $28,000 | -3.4% | 173 | +3.0% | 0.01% | -9.1% |
| ON | New | ON Semiconductor Corporation | $27,000 | – | 1,429 | +100.0% | 0.01% | – |
| MOR | New | MorphoSys AGsponsored ads | $23,000 | – | 837 | +100.0% | 0.01% | – |
| AON | Buy | Aon Plc | $18,000 | +80.0% | 94 | +77.4% | 0.01% | +75.0% |
| ASA | New | ASA Gold and Precious Metals Ltd | $19,000 | – | 5,021 | +100.0% | 0.01% | – |
| ACN | Buy | Accenture PLC Ireland | $18,000 | +12.5% | 93 | +4.5% | 0.01% | +16.7% |
| SU | Buy | Suncor Energy Inc | $19,000 | +18.8% | 607 | +18.3% | 0.01% | +16.7% |
| QD | New | Qudian Inc.adr | $16,000 | – | 2,263 | +100.0% | 0.01% | – |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $14,000 | 0.0% | 1,576 | +1.6% | 0.01% | 0.0% |
| NGG | Buy | Nuveen Preferred Income Opportunities Fundsponsored adr | $13,000 | +8.3% | 239 | +8.6% | 0.01% | 0.0% |
| RPAY | New | Repay Holdings Corporation | $13,000 | – | 1,000 | +100.0% | 0.01% | – |
| CCEP | Buy | Coca Cola European Partners | $14,000 | +7.7% | 244 | +3.8% | 0.01% | 0.0% |
| RELX | Buy | RELX Plcsponsored adr | $10,000 | +25.0% | 406 | +26.5% | 0.00% | +33.3% |
| WMT | Buy | Wal-Mart Stores Inc | $12,000 | +20.0% | 99 | +10.0% | 0.00% | 0.0% |
| SYK | Buy | Stryker Corporation | $10,000 | +11.1% | 45 | +4.7% | 0.00% | +33.3% |
| IPOA | New | Social Capital Hedosophia Holdings Corp.cl a | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| AXP | Buy | American Express Co | $11,000 | +22.2% | 91 | +31.9% | 0.00% | +33.3% |
| PEP | Buy | PepsiCo, Inc. | $12,000 | +33.3% | 88 | +22.2% | 0.00% | +33.3% |
| NOC | Buy | Northrop Grumman Corporation | $10,000 | +66.7% | 27 | +35.0% | 0.00% | +100.0% |
| TTE | Buy | Total S.A.sponsored adr | $10,000 | +25.0% | 191 | +33.6% | 0.00% | +33.3% |
| VZ | Buy | Verizon Communications Inc | $7,000 | +40.0% | 113 | +41.2% | 0.00% | +50.0% |
| WM | Buy | Waste Management, Inc. | $8,000 | +14.3% | 68 | +15.3% | 0.00% | 0.0% |
| HDB | Buy | HDFC Bank Ltdsponsored ads | $7,000 | -12.5% | 130 | +100.0% | 0.00% | 0.0% |
| CSCO | New | Cisco Systems, Inc. | $7,000 | – | 132 | +100.0% | 0.00% | – |
| MDT | New | Medtronic plc | $8,000 | – | 71 | +100.0% | 0.00% | – |
| PAGS | New | PagSeguro Digital Ltd. | $7,000 | – | 146 | +100.0% | 0.00% | – |
| CYBR | Buy | CyberArk Software Ltd. | $8,000 | -11.1% | 76 | +10.1% | 0.00% | 0.0% |
| RY | Buy | Royal Bk Cda Montreal Que | $9,000 | +28.6% | 106 | +12.8% | 0.00% | 0.0% |
| QSR | New | Restaurant Brands International Inc | $8,000 | – | 112 | +100.0% | 0.00% | – |
| BNS | New | The Bank of Nova Scotia | $4,000 | – | 73 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.