$282 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 277 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NCLH | Norwegian Cruise Line Holdings Ltd | $3,270,000 | +21.5% | 56,944 | 0.0% | 1.16% | +17.9% | |
| BPOP | Popular Inc | $2,926,000 | +13.4% | 57,100 | 0.0% | 1.04% | +10.0% | |
| FBP | First BanCorp/Puerto Rico | $2,549,000 | +18.9% | 280,077 | 0.0% | 0.90% | +15.3% | |
| LEN | Lennar Corpcl a | $2,311,000 | -11.1% | 49,500 | 0.0% | 0.82% | -13.7% | |
| CX | Cemex SAB de CVspon adr new | $2,192,000 | +7.3% | 311,397 | 0.0% | 0.78% | +4.0% | |
| SEB | Seaboard Corp | $2,170,000 | -6.4% | 585 | 0.0% | 0.77% | -9.2% | |
| NFJ | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | $1,708,000 | +3.8% | 130,386 | 0.0% | 0.61% | +0.8% | |
| FDP | Fresh Del Monte Produce Incord | $1,440,000 | -23.9% | 42,500 | 0.0% | 0.51% | -26.2% | |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,354,000 | +29.0% | 6,600 | 0.0% | 0.48% | +25.0% | |
| AVHOQ | Avianca Holdings SAspon adr rep pfd | $1,245,000 | -13.0% | 221,569 | 0.0% | 0.44% | -15.5% | |
| LIVN | LivaNova PLC | $1,033,000 | +24.2% | 8,330 | 0.0% | 0.37% | +20.4% | |
| NEE | NextEra Energy Inc | $1,014,000 | +0.3% | 6,051 | 0.0% | 0.36% | -2.7% | |
| CXH | MFS Investment Grade Municipal Trustsh ben int | $945,000 | -3.0% | 105,310 | 0.0% | 0.34% | -5.9% | |
| CIB | Bancolombia SAspon adr pref | $825,000 | -12.7% | 19,780 | 0.0% | 0.29% | -15.3% | |
| ESRT | Empire State Realty Trust Inccl a | $812,000 | -2.9% | 48,894 | 0.0% | 0.29% | -5.9% | |
| AMX | America Movil SAB de CV | $718,000 | -3.6% | 44,690 | 0.0% | 0.26% | -6.2% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $648,000 | +13.3% | 2,850 | 0.0% | 0.23% | +10.0% | |
| HOMB | Home BancShares Inc | $622,000 | -3.0% | 28,416 | 0.0% | 0.22% | -5.6% | |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $622,000 | +11.1% | 5,100 | 0.0% | 0.22% | +7.8% | |
| VMC | Vulcan Materials Co | $556,000 | -13.8% | 5,000 | 0.0% | 0.20% | -16.5% | |
| MLM | Martin Marietta Materials Inc | $546,000 | -18.5% | 3,000 | 0.0% | 0.19% | -20.8% | |
| TV | Grupo Televisa SABspon adr rep ord | $504,000 | -6.3% | 28,400 | 0.0% | 0.18% | -9.1% | |
| TDF | Templeton Dragon Fund Inc | $421,000 | -6.4% | 21,135 | 0.0% | 0.15% | -9.7% | |
| EEA | The European Equity Fund Inc | $388,000 | 0.0% | 41,286 | 0.0% | 0.14% | -2.8% | |
| MFM | MFS Municipal Income Trustsh ben int | $300,000 | -1.6% | 46,255 | 0.0% | 0.11% | -5.4% | |
| CHN | The China Fund Inc | $290,000 | -6.1% | 14,797 | 0.0% | 0.10% | -8.8% | |
| VMO | Invesco Municipal Opportunity Trust | $228,000 | -2.6% | 19,900 | 0.0% | 0.08% | -5.8% | |
| LEO | Dreyfus Strategic Municipals, Inc. | $225,000 | -2.2% | 30,000 | 0.0% | 0.08% | -4.8% | |
| ERA | Era Group Inc | $166,000 | -4.6% | 13,474 | 0.0% | 0.06% | -7.8% | |
| TGP | Teekay LNG Partners LPprtnrsp units | $160,000 | -1.2% | 9,589 | 0.0% | 0.06% | -3.4% | |
| DSU | BlackRock Debt Strategies Fund | $157,000 | -0.6% | 14,095 | 0.0% | 0.06% | -3.4% | |
| HFRO | Highland Floating Rate Opportunities Fund | $143,000 | -1.4% | 9,259 | 0.0% | 0.05% | -3.8% | |
| AMGN | Amgen Inc | $145,000 | +12.4% | 700 | 0.0% | 0.05% | +8.5% | |
| MRK | Merck & Co Inc | $142,000 | +17.4% | 2,000 | 0.0% | 0.05% | +13.6% | |
| JGH | Nuveen Global High Income Fund | $138,000 | +1.5% | 8,839 | 0.0% | 0.05% | -2.0% | |
| AFB | AllianceBernstein National Municipal Income Fund Inc | $130,000 | -2.3% | 10,507 | 0.0% | 0.05% | -6.1% | |
| TSI | TCW Strategic Income Fund Inc | $123,000 | +1.7% | 22,000 | 0.0% | 0.04% | 0.0% | |
| AABA | Altaba Inc | $111,000 | -7.5% | 1,633 | 0.0% | 0.04% | -11.4% | |
| BMY | Bristol-Myers Squibb Co | $106,000 | +12.8% | 1,700 | 0.0% | 0.04% | +11.8% | |
| MGU | Macquarie Global Infrastructure Total Return Fund Inc | $108,000 | -6.1% | 5,086 | 0.0% | 0.04% | -9.5% | |
| NXP | Nuveen Select Tax-Free Income Portfoliosh ben int | $108,000 | -2.7% | 7,740 | 0.0% | 0.04% | -7.3% | |
| BTT | BlackRock Municipal 2030 Target Term Trust | $108,000 | -4.4% | 5,231 | 0.0% | 0.04% | -7.3% | |
| EVO | Eaton Vance Ohio Municipal Income Trustsh ben int | $101,000 | -1.0% | 8,200 | 0.0% | 0.04% | -2.7% | |
| NAD | Nuveen Quality Municipal Income Fund | $101,000 | -3.8% | 7,920 | 0.0% | 0.04% | -5.3% | |
| SRV | The Cushing MLP Total Return Fund | $100,000 | -1.0% | 8,439 | 0.0% | 0.04% | -5.4% | |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $93,000 | -7.0% | 8,000 | 0.0% | 0.03% | -10.8% | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | $83,000 | -2.4% | 6,553 | 0.0% | 0.03% | -6.5% | |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $83,000 | -1.2% | 6,456 | 0.0% | 0.03% | -6.5% | |
| PMO | Putnam Municipal Opportunities Trustsh ben int | $83,000 | -2.4% | 7,242 | 0.0% | 0.03% | -6.5% | |
| EQS | Equus Total Return Inc | $78,000 | -15.2% | 39,150 | 0.0% | 0.03% | -17.6% | |
| RMRM | RMR Real Estate Income Fund | $79,000 | -1.2% | 4,401 | 0.0% | 0.03% | -3.4% | |
| PMM | Putnam Managed Municipal Income Trust | $75,000 | -1.3% | 10,794 | 0.0% | 0.03% | -3.6% | |
| DMB | Dreyfus Municipal Bond Infrastructure Fund Inc | $72,000 | 0.0% | 5,776 | 0.0% | 0.03% | 0.0% | |
| LLY | Eli Lilly & Co | $64,000 | +25.5% | 600 | 0.0% | 0.02% | +21.1% | |
| MUI | BlackRock Muni Intermediate Duration Fund Inc | $60,000 | -1.6% | 4,590 | 0.0% | 0.02% | -4.5% | |
| HQL | Tekla Life Science Investorssh ben int | $55,000 | +10.0% | 2,673 | 0.0% | 0.02% | +11.1% | |
| APB | The Asia Pacific Fund Inc | $56,000 | -1.8% | 4,150 | 0.0% | 0.02% | -4.8% | |
| VMM | Delaware Investments Minnesota Municipal Income Fund II Inc | $51,000 | -3.8% | 4,272 | 0.0% | 0.02% | -5.3% | |
| ENZ | Enzo Biochem Inc | $52,000 | -21.2% | 12,629 | 0.0% | 0.02% | -25.0% | |
| TIP | iShares TIPS Bond ETFtips bd etf | $45,000 | -2.2% | 410 | 0.0% | 0.02% | -5.9% | |
| NVS | Novartis AGsponsored adr | $43,000 | +13.2% | 500 | 0.0% | 0.02% | +7.1% | |
| RCG | RENN Fund Inc | $41,000 | +17.1% | 22,847 | 0.0% | 0.02% | +15.4% | |
| RGT | Royce Global Value Trust Inc | $43,000 | 0.0% | 4,104 | 0.0% | 0.02% | -6.2% | |
| EIA | Eaton Vance California Municipal Bond Fund II | $40,000 | -4.8% | 3,880 | 0.0% | 0.01% | -6.7% | |
| MN | Manning & Napier Inccl a | $30,000 | -3.2% | 10,000 | 0.0% | 0.01% | 0.0% | |
| GE | General Electric Co | $30,000 | -16.7% | 2,663 | 0.0% | 0.01% | -15.4% | |
| INO | Inovio Pharmaceuticals Inc | $28,000 | +40.0% | 5,000 | 0.0% | 0.01% | +42.9% | |
| GMZ | Goldman Sachs MLP Income Opportunities Fund | $28,000 | 0.0% | 3,051 | 0.0% | 0.01% | 0.0% | |
| CELG | Celgene Corp | $27,000 | +12.5% | 300 | 0.0% | 0.01% | +11.1% | |
| LDF | The Latin American Discovery Fund Inc | $29,000 | +16.0% | 2,593 | 0.0% | 0.01% | +11.1% | |
| KPTI | Karyopharm Therapeutics Inc | $26,000 | +4.0% | 1,500 | 0.0% | 0.01% | 0.0% | |
| APF | Morgan Stanley Asia-Pacific Fund Inc | $25,000 | -3.8% | 1,502 | 0.0% | 0.01% | -10.0% | |
| USO | United States Oil Fund LPunits | $16,000 | +6.7% | 1,000 | 0.0% | 0.01% | +20.0% | |
| INCY | Incyte Corp | $17,000 | +6.2% | 242 | 0.0% | 0.01% | 0.0% | |
| GGZ | The Gabelli Global Small and Mid Cap Value Trust | $13,000 | 0.0% | 1,046 | 0.0% | 0.01% | 0.0% | |
| FTI | TechnipFMC PLC | $13,000 | 0.0% | 409 | 0.0% | 0.01% | 0.0% | |
| SE | Sea Limitedadr | $14,000 | -6.7% | 998 | 0.0% | 0.01% | 0.0% | |
| AAPL | Apple Inc | $14,000 | +16.7% | 64 | 0.0% | 0.01% | +25.0% | |
| MSFT | Microsoft Corp | $14,000 | +16.7% | 121 | 0.0% | 0.01% | +25.0% | |
| JPM | JPMorgan Chase & Co | $11,000 | +10.0% | 98 | 0.0% | 0.00% | 0.0% | |
| MSF | Morgan Stanley Emerging Markets Fund Inc | $11,000 | -8.3% | 716 | 0.0% | 0.00% | 0.0% | |
| IRL | The New Ireland Fund Inc | $11,000 | -15.4% | 1,084 | 0.0% | 0.00% | -20.0% | |
| MCD | McDonald's Corp | $11,000 | +10.0% | 66 | 0.0% | 0.00% | 0.0% | |
| PEP | PepsiCo, Inc. | $11,000 | +10.0% | 95 | 0.0% | 0.00% | 0.0% | |
| PFE | Pfizer Inc | $10,000 | +25.0% | 233 | 0.0% | 0.00% | +33.3% | |
| RTN | Raytheon Co | $12,000 | +9.1% | 59 | 0.0% | 0.00% | 0.0% | |
| UNH | UnitedHealth Group Inc | $11,000 | 0.0% | 43 | 0.0% | 0.00% | 0.0% | |
| V | Visa Inc | $12,000 | +9.1% | 82 | 0.0% | 0.00% | 0.0% | |
| CCEP | Coca-Cola European Partners PLC | $10,000 | +11.1% | 230 | 0.0% | 0.00% | +33.3% | |
| BABA | Alibaba Group Holding Limitedsponsored ads | $10,000 | -9.1% | 60 | 0.0% | 0.00% | 0.0% | |
| SNY | Sanofisponsored adr | $8,000 | +14.3% | 173 | 0.0% | 0.00% | 0.0% | |
| JNJ | Johnson & Johnson | $8,000 | +14.3% | 59 | 0.0% | 0.00% | 0.0% | |
| HD | The Home Depot Inc | $9,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| AXP | American Express Co | $9,000 | 0.0% | 87 | 0.0% | 0.00% | 0.0% | |
| WMT | Wal-Mart Stores Inc | $9,000 | +12.5% | 91 | 0.0% | 0.00% | 0.0% | |
| CB | Chubb Ltd | $8,000 | 0.0% | 63 | 0.0% | 0.00% | 0.0% | |
| DIS | The Walt Disney Co | $8,000 | +14.3% | 68 | 0.0% | 0.00% | 0.0% | |
| PUK | Prudential PLCadr | $8,000 | 0.0% | 168 | 0.0% | 0.00% | 0.0% | |
| IBM | International Business Machines Corp | $8,000 | +14.3% | 50 | 0.0% | 0.00% | 0.0% | |
| MUFG | Mitsubishi UFJ Financial Group Incsponsored ads | $9,000 | +12.5% | 1,477 | 0.0% | 0.00% | 0.0% | |
| PNC | The PNC Financial Services Group Inc | $8,000 | 0.0% | 59 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $8,000 | +14.3% | 85 | 0.0% | 0.00% | 0.0% | |
| SYK | Stryker Corporation | $9,000 | +12.5% | 50 | 0.0% | 0.00% | 0.0% | |
| BNS | The Bank of Nova Scotia | $5,000 | 0.0% | 81 | 0.0% | 0.00% | 0.0% | |
| INTU | Intuit | $6,000 | +20.0% | 26 | 0.0% | 0.00% | 0.0% | |
| ACN | Accenture PLC Ireland | $7,000 | 0.0% | 43 | 0.0% | 0.00% | -33.3% | |
| UTX | United Technologies Corp | $6,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| CS | Credit Suisse Group AGsponsored adr | $7,000 | 0.0% | 477 | 0.0% | 0.00% | -33.3% | |
| TJX | TJX Cos Inc | $6,000 | 0.0% | 58 | 0.0% | 0.00% | 0.0% | |
| SKM | SK Telecom Co Ltdsponsored adr | $6,000 | +20.0% | 224 | 0.0% | 0.00% | 0.0% | |
| ERJ | Embraer S A | $7,000 | -12.5% | 337 | 0.0% | 0.00% | -33.3% | |
| MMM | 3M Co | $6,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
| XOM | Exxon Mobil Corp | $6,000 | 0.0% | 73 | 0.0% | 0.00% | 0.0% | |
| TRV | The Travelers Companies, Inc. | $5,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| VZ | Verizon Communications Inc | $6,000 | 0.0% | 117 | 0.0% | 0.00% | 0.0% | |
| ORAN | Orange S.A.sponsored adr | $5,000 | 0.0% | 321 | 0.0% | 0.00% | 0.0% | |
| WM | Waste Management, Inc. | $6,000 | +20.0% | 65 | 0.0% | 0.00% | 0.0% | |
| ADP | Automatic Data Processing, Inc. | $7,000 | +16.7% | 44 | 0.0% | 0.00% | 0.0% | |
| NOC | Northrop Grumman Corporation | $7,000 | 0.0% | 22 | 0.0% | 0.00% | -33.3% | |
| AEP | American Electric Power Co Inc | $6,000 | 0.0% | 83 | 0.0% | 0.00% | 0.0% | |
| SPG | Simon Property Group Inc | $6,000 | 0.0% | 34 | 0.0% | 0.00% | 0.0% | |
| DWDP | DowDuPont Inc | $7,000 | -12.5% | 116 | 0.0% | 0.00% | -33.3% | |
| CTRP | Ctrip.com International Ltd | $5,000 | -16.7% | 123 | 0.0% | 0.00% | 0.0% | |
| FBIO | Fortress Biotech Inc | $4,000 | -50.0% | 2,749 | 0.0% | 0.00% | -66.7% | |
| MNE | BlackRock Muni New York Intermediate Duration Fund Inc | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.