$282 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 277 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 19.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Sell | NexPoint Credit Strategies Fund | $18,338,000 | -25.0% | 818,672 | -26.5% | 6.50% | -27.2% |
| CET | Buy | Central Securities Corp | $13,922,000 | +6.6% | 471,937 | +0.7% | 4.94% | +3.4% |
| BIF | Sell | Boulder Growth & Income Fund Inc | $12,116,000 | -3.1% | 1,080,839 | -11.1% | 4.30% | -6.0% |
| ECC | Buy | Eagle Point Credit Co Inc | $11,982,000 | +7.1% | 669,370 | +8.7% | 4.25% | +3.8% |
| THQ | Sell | Tekla Healthcare Opportunities Fund | $11,183,000 | +8.4% | 596,720 | -1.4% | 3.97% | +5.1% |
| FLOT | New | iShares Floating Rate Bond ETFfltg rate nt etf | $8,155,000 | – | 159,830 | +100.0% | 2.89% | – |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $8,039,000 | -3.6% | 1,252,227 | -0.9% | 2.85% | -6.5% |
| THW | Sell | Tekla World Healthcare Fund | $7,491,000 | +4.0% | 533,903 | -4.7% | 2.66% | +0.8% |
| GAM | Sell | General American Investors Co Inc | $6,837,000 | +6.1% | 184,920 | -1.5% | 2.42% | +2.9% |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $6,580,000 | -1.5% | 749,443 | -1.8% | 2.33% | -4.4% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $5,813,000 | +78.1% | 729,387 | +77.6% | 2.06% | +72.8% |
| ISD | Buy | PGIM Short Duration High Yield Fund, Inc. | $5,682,000 | +21.8% | 401,805 | +20.6% | 2.02% | +18.1% |
| OXLC | Buy | Oxford Lane Capital Corp | $5,459,000 | +221.5% | 515,267 | +216.2% | 1.94% | +211.8% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $5,423,000 | +4.5% | 349,187 | +5.0% | 1.92% | +1.3% |
| MINT | Buy | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $5,337,000 | +49.1% | 52,517 | +49.0% | 1.89% | +44.6% |
| MTZ | Buy | MasTec Inc | $5,237,000 | -9.7% | 117,297 | +2.6% | 1.86% | -12.4% |
| WIW | Sell | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $4,748,000 | -15.3% | 437,962 | -12.9% | 1.68% | -17.8% |
| TWN | Sell | The Taiwan Fund Inc | $4,645,000 | -5.9% | 242,290 | -1.2% | 1.65% | -8.7% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $4,001,000 | -50.8% | 240,035 | -54.5% | 1.42% | -52.3% |
| RCL | Sell | Royal Caribbean Cruises Ltd | $3,798,000 | +18.9% | 29,229 | -5.2% | 1.35% | +15.3% |
| TTP | Sell | Tortoise Pipeline & Energy Fund Inc | $3,755,000 | -0.0% | 217,030 | -0.8% | 1.33% | -3.0% |
| SOR | Sell | Source Capital Inc | $3,274,000 | -0.6% | 81,432 | -1.7% | 1.16% | -3.6% |
| KMF | Buy | Kayne Anderson Midstream/Energy Fund Inc | $3,275,000 | -0.9% | 255,876 | +0.2% | 1.16% | -4.0% |
| NCLH | Norwegian Cruise Line Holdings Ltd | $3,270,000 | +21.5% | 56,944 | 0.0% | 1.16% | +17.9% | |
| GF | Sell | The New Germany Fund Inc | $2,940,000 | -1.0% | 161,544 | -0.7% | 1.04% | -4.0% |
| BPOP | Popular Inc | $2,926,000 | +13.4% | 57,100 | 0.0% | 1.04% | +10.0% | |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $2,915,000 | +62.3% | 210,130 | +59.8% | 1.03% | +57.4% |
| JRO | Buy | Nuveen Floating Rate Income Opportunity Fund | $2,915,000 | +307.7% | 282,734 | +311.9% | 1.03% | +296.2% |
| FMO | Sell | Fiduciary/Claymore MLP Opportunity Fund | $2,802,000 | +1.7% | 229,459 | -2.7% | 0.99% | -1.4% |
| PPR | Buy | Voya Prime Rate Trustsh ben int | $2,803,000 | +118.5% | 562,801 | +120.7% | 0.99% | +111.9% |
| GRX | Sell | The Gabelli Healthcare & WellnessRx Trust | $2,784,000 | +8.3% | 252,668 | -1.5% | 0.99% | +5.0% |
| PEO | Buy | Adams Natural Resources Fund Inc | $2,704,000 | -0.7% | 135,601 | +0.0% | 0.96% | -3.7% |
| SMM | Buy | Salient Midstream & MLP Fundsh ben int | $2,670,000 | +46.1% | 261,990 | +42.8% | 0.95% | +41.8% |
| FBP | First BanCorp/Puerto Rico | $2,549,000 | +18.9% | 280,077 | 0.0% | 0.90% | +15.3% | |
| JEQ | Sell | Aberdeen Japan Equity Fund Inc | $2,400,000 | -6.3% | 286,101 | -1.2% | 0.85% | -9.1% |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $2,389,000 | +0.1% | 231,029 | -0.8% | 0.85% | -3.0% |
| LEN | Lennar Corpcl a | $2,311,000 | -11.1% | 49,500 | 0.0% | 0.82% | -13.7% | |
| TPZ | Buy | Tortoise Power and Energy Infrastructure Fund Inc | $2,227,000 | +46.3% | 116,796 | +44.6% | 0.79% | +41.8% |
| FSD | Buy | First Trust High Income Long/Short Fund | $2,220,000 | +40.9% | 150,509 | +40.7% | 0.79% | +36.6% |
| CX | Cemex SAB de CVspon adr new | $2,192,000 | +7.3% | 311,397 | 0.0% | 0.78% | +4.0% | |
| SEB | Seaboard Corp | $2,170,000 | -6.4% | 585 | 0.0% | 0.77% | -9.2% | |
| WIA | Sell | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $2,088,000 | -3.3% | 185,446 | -1.9% | 0.74% | -6.2% |
| VVR | Buy | Invesco Senior Income Trust | $2,084,000 | +79.7% | 484,711 | +78.9% | 0.74% | +74.3% |
| NAC | Buy | Nuveen California Quality Municipal Income Fund | $1,986,000 | +0.5% | 153,485 | +3.8% | 0.70% | -2.6% |
| CPA | Buy | Copa Holdings SAcl a | $1,946,000 | -15.5% | 24,373 | +0.1% | 0.69% | -18.1% |
| IFN | Sell | The India Fund Inc | $1,896,000 | -9.8% | 85,690 | -1.1% | 0.67% | -12.6% |
| AEF | Sell | Aberdeen Emerging Markets Equity Inc. | $1,893,000 | -2.6% | 275,917 | -0.7% | 0.67% | -5.6% |
| NML | Sell | Neuberger Berman MLP Income Fund Inc | $1,888,000 | -3.2% | 217,296 | -2.3% | 0.67% | -6.0% |
| HQH | Buy | Tekla Healthcare Investorssh ben int | $1,867,000 | +8.5% | 80,639 | +0.8% | 0.66% | +5.2% |
| NFJ | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | $1,708,000 | +3.8% | 130,386 | 0.0% | 0.61% | +0.8% | |
| CWCO | Sell | Consolidated Water Co Ltdord | $1,685,000 | +0.8% | 121,638 | -6.1% | 0.60% | -2.1% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $1,663,000 | -6.4% | 150,232 | -1.4% | 0.59% | -9.2% |
| VAC | Buy | Marriott Vacations Worldwide Corp | $1,648,000 | +14.4% | 14,745 | +15.7% | 0.58% | +10.8% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $1,526,000 | +21.6% | 120,378 | +20.6% | 0.54% | +17.9% |
| VTA | Buy | Invesco Dynamic Credit Opportunities Fund | $1,524,000 | +75.8% | 132,906 | +78.1% | 0.54% | +70.3% |
| FMX | Buy | Fomento Economico Mexicano SAB de CVspon adr units | $1,473,000 | +13.0% | 14,882 | +0.2% | 0.52% | +9.4% |
| FDP | Fresh Del Monte Produce Incord | $1,440,000 | -23.9% | 42,500 | 0.0% | 0.51% | -26.2% | |
| WSO | Sell | Watsco Inc | $1,425,000 | -16.7% | 8,000 | -16.7% | 0.50% | -19.3% |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,354,000 | +29.0% | 6,600 | 0.0% | 0.48% | +25.0% | |
| KYN | Buy | Kayne Anderson MLP Investment Company | $1,334,000 | +126.9% | 74,740 | +133.7% | 0.47% | +120.0% |
| IIF | Buy | Morgan Stanley India Investment Fund Inc | $1,259,000 | +1225.3% | 53,674 | +1360.9% | 0.45% | +1177.1% |
| AVHOQ | Avianca Holdings SAspon adr rep pfd | $1,245,000 | -13.0% | 221,569 | 0.0% | 0.44% | -15.5% | |
| CCL | Sell | Carnival Corpunit 99/99/9999 | $1,245,000 | -9.5% | 19,518 | -18.7% | 0.44% | -12.1% |
| LIVN | LivaNova PLC | $1,033,000 | +24.2% | 8,330 | 0.0% | 0.37% | +20.4% | |
| NEE | NextEra Energy Inc | $1,014,000 | +0.3% | 6,051 | 0.0% | 0.36% | -2.7% | |
| ARDC | Buy | Ares Dynamic Credit Allocation Fund, Inc. | $1,012,000 | +65.6% | 65,154 | +71.5% | 0.36% | +61.0% |
| MXE | Sell | The Mexico Equity & Income Fund Inc | $952,000 | -45.2% | 77,505 | -53.9% | 0.34% | -46.8% |
| CXH | MFS Investment Grade Municipal Trustsh ben int | $945,000 | -3.0% | 105,310 | 0.0% | 0.34% | -5.9% | |
| MIE | Sell | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | $909,000 | -22.8% | 87,044 | -25.8% | 0.32% | -25.3% |
| FIF | Sell | First Trust Energy Infrastructure Fund | $889,000 | -6.1% | 56,461 | -1.9% | 0.32% | -9.0% |
| CIB | Bancolombia SAspon adr pref | $825,000 | -12.7% | 19,780 | 0.0% | 0.29% | -15.3% | |
| SPE | Sell | Special Opportunities Fund Inc | $812,000 | -2.1% | 53,866 | -2.4% | 0.29% | -5.0% |
| ESRT | Empire State Realty Trust Inccl a | $812,000 | -2.9% | 48,894 | 0.0% | 0.29% | -5.9% | |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $766,000 | +34.9% | 59,358 | +36.2% | 0.27% | +30.8% |
| TYG | Sell | Tortoise Energy Infrastructure Corporation | $748,000 | -29.4% | 27,762 | -30.0% | 0.26% | -31.5% |
| JFR | New | Nuveen Floating Rate Income Fund | $747,000 | – | 71,857 | +100.0% | 0.26% | – |
| JMM | Buy | Nuveen Multi-Market Income Fund Inc | $734,000 | +11.4% | 104,578 | +11.2% | 0.26% | +7.9% |
| AMX | America Movil SAB de CV | $718,000 | -3.6% | 44,690 | 0.0% | 0.26% | -6.2% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $648,000 | +13.3% | 2,850 | 0.0% | 0.23% | +10.0% | |
| HOMB | Home BancShares Inc | $622,000 | -3.0% | 28,416 | 0.0% | 0.22% | -5.6% | |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $622,000 | +11.1% | 5,100 | 0.0% | 0.22% | +7.8% | |
| KIO | Sell | KKR Income Opportunities Fund | $592,000 | -66.8% | 36,096 | -66.4% | 0.21% | -67.7% |
| CIK | Buy | Credit Suisse Asset Management Income Fund Inc | $556,000 | +171.2% | 175,459 | +170.5% | 0.20% | +162.7% |
| VMC | Vulcan Materials Co | $556,000 | -13.8% | 5,000 | 0.0% | 0.20% | -16.5% | |
| MLM | Martin Marietta Materials Inc | $546,000 | -18.5% | 3,000 | 0.0% | 0.19% | -20.8% | |
| PCK | Buy | PIMCO California Municipal Income Fund II | $523,000 | +375.5% | 62,544 | +372.7% | 0.18% | +362.5% |
| EVTC | Sell | EVERTEC Inc | $515,000 | -0.4% | 21,356 | -9.7% | 0.18% | -3.2% |
| RDSB | Buy | Royal Dutch Shell PLCspon adr b | $506,000 | +114.4% | 188 | +116.1% | 0.18% | +108.1% |
| TV | Grupo Televisa SABspon adr rep ord | $504,000 | -6.3% | 28,400 | 0.0% | 0.18% | -9.1% | |
| CBH | Buy | AllianzGI Convertible & Income 2024 Target Term Fund | $490,000 | +5.8% | 53,225 | +6.2% | 0.17% | +3.0% |
| HNW | Buy | Pioneer Diversified High Income Trust | $462,000 | +28.3% | 31,588 | +27.9% | 0.16% | +24.2% |
| TDF | Templeton Dragon Fund Inc | $421,000 | -6.4% | 21,135 | 0.0% | 0.15% | -9.7% | |
| IVH | Buy | Ivy High Income Opportunities Fund | $405,000 | +610.5% | 28,424 | +611.5% | 0.14% | +585.7% |
| SVVC | New | Firsthand Technology Value Fund, Inc. | $391,000 | – | 23,078 | +100.0% | 0.14% | – |
| EEA | The European Equity Fund Inc | $388,000 | 0.0% | 41,286 | 0.0% | 0.14% | -2.8% | |
| KF | Sell | The Korea Fund Inc | $384,000 | -4.7% | 10,481 | -0.6% | 0.14% | -7.5% |
| ATNI | Sell | ATN International Inc | $378,000 | -40.3% | 5,116 | -57.3% | 0.13% | -42.0% |
| TAHO | Buy | Tahoe Resources Inc | $368,000 | -8.7% | 131,900 | +61.1% | 0.13% | -10.9% |
| FUND | Buy | Sprott Focus Trust Inc | $327,000 | -5.2% | 44,242 | +0.4% | 0.12% | -7.9% |
| PHT | Buy | Pioneer High Income Trust | $318,000 | +34.2% | 34,336 | +34.6% | 0.11% | +29.9% |
| MFM | MFS Municipal Income Trustsh ben int | $300,000 | -1.6% | 46,255 | 0.0% | 0.11% | -5.4% | |
| CHN | The China Fund Inc | $290,000 | -6.1% | 14,797 | 0.0% | 0.10% | -8.8% | |
| FMY | Buy | First Trust Mortgage Income Fund | $285,000 | +2.2% | 21,246 | +2.2% | 0.10% | -1.0% |
| PYN | Sell | PIMCO New York Municipal Income Fund III | $259,000 | -8.2% | 27,435 | -11.3% | 0.09% | -10.7% |
| PGZ | Sell | Principal Real Estate Income Fund | $253,000 | -31.2% | 14,683 | -29.1% | 0.09% | -33.3% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $234,000 | 0.0% | 14,502 | +0.0% | 0.08% | -3.5% |
| VMO | Invesco Municipal Opportunity Trust | $228,000 | -2.6% | 19,900 | 0.0% | 0.08% | -5.8% | |
| LEO | Dreyfus Strategic Municipals, Inc. | $225,000 | -2.2% | 30,000 | 0.0% | 0.08% | -4.8% | |
| BZM | Sell | BlackRock Maryland Municipal Bond Trust | $224,000 | -17.3% | 16,260 | -19.4% | 0.08% | -20.2% |
| PZC | Sell | PIMCO California Municipal Income Fund III | $217,000 | -25.2% | 21,359 | -23.6% | 0.08% | -27.4% |
| MHI | Sell | Pioneer Municipal High Income Trust | $191,000 | -3.0% | 17,188 | -0.6% | 0.07% | -5.6% |
| AVK | New | Advent Claymore Convertible Securities and Income Fund | $187,000 | – | 11,915 | +100.0% | 0.07% | – |
| JPC | New | Jupai Holdings Limited | $176,000 | – | 18,975 | +100.0% | 0.06% | – |
| CXE | Sell | MFS High Income Municipal Trustsh ben int | $175,000 | -13.8% | 35,467 | -13.0% | 0.06% | -16.2% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $172,000 | +616.7% | 12,315 | +613.1% | 0.06% | +577.8% |
| ERA | Era Group Inc | $166,000 | -4.6% | 13,474 | 0.0% | 0.06% | -7.8% | |
| TGP | Teekay LNG Partners LPprtnrsp units | $160,000 | -1.2% | 9,589 | 0.0% | 0.06% | -3.4% | |
| CEV | Sell | Eaton Vance California Municipal Income Trustsh ben int | $159,000 | -30.3% | 14,171 | -28.6% | 0.06% | -32.5% |
| DSU | BlackRock Debt Strategies Fund | $157,000 | -0.6% | 14,095 | 0.0% | 0.06% | -3.4% | |
| HFRO | Highland Floating Rate Opportunities Fund | $143,000 | -1.4% | 9,259 | 0.0% | 0.05% | -3.8% | |
| AMGN | Amgen Inc | $145,000 | +12.4% | 700 | 0.0% | 0.05% | +8.5% | |
| MRK | Merck & Co Inc | $142,000 | +17.4% | 2,000 | 0.0% | 0.05% | +13.6% | |
| JGH | Nuveen Global High Income Fund | $138,000 | +1.5% | 8,839 | 0.0% | 0.05% | -2.0% | |
| NEAR | Sell | iShares Short Maturity Bond ETFsht mat bd etf | $135,000 | -73.1% | 2,700 | -73.0% | 0.05% | -73.9% |
| KTF | New | Deutsche Municipal Income Trust | $136,000 | – | 13,000 | +100.0% | 0.05% | – |
| AFB | AllianceBernstein National Municipal Income Fund Inc | $130,000 | -2.3% | 10,507 | 0.0% | 0.05% | -6.1% | |
| RVT | Buy | Royce Value Trust Inc | $128,000 | +11.3% | 7,816 | +7.4% | 0.04% | +7.1% |
| CTR | Buy | ClearBridge Energy MLP Total Return Fund Inc | $123,000 | +4.2% | 10,788 | +2.5% | 0.04% | +2.3% |
| TSI | TCW Strategic Income Fund Inc | $123,000 | +1.7% | 22,000 | 0.0% | 0.04% | 0.0% | |
| ERC | New | Wells Fargo Advantage Multi-Sector Income Fund | $123,000 | – | 10,142 | +100.0% | 0.04% | – |
| NXR | Sell | Nuveen Select Tax-Free Income 3 Portfoliosh ben int | $109,000 | -47.6% | 7,810 | -45.5% | 0.04% | -48.7% |
| AABA | Altaba Inc | $111,000 | -7.5% | 1,633 | 0.0% | 0.04% | -11.4% | |
| BMY | Bristol-Myers Squibb Co | $106,000 | +12.8% | 1,700 | 0.0% | 0.04% | +11.8% | |
| MGU | Macquarie Global Infrastructure Total Return Fund Inc | $108,000 | -6.1% | 5,086 | 0.0% | 0.04% | -9.5% | |
| NXP | Nuveen Select Tax-Free Income Portfoliosh ben int | $108,000 | -2.7% | 7,740 | 0.0% | 0.04% | -7.3% | |
| BTT | BlackRock Municipal 2030 Target Term Trust | $108,000 | -4.4% | 5,231 | 0.0% | 0.04% | -7.3% | |
| AKP | Sell | Alliance California Municipal Income Fund Inc | $103,000 | -58.3% | 7,615 | -59.4% | 0.04% | -58.9% |
| EVO | Eaton Vance Ohio Municipal Income Trustsh ben int | $101,000 | -1.0% | 8,200 | 0.0% | 0.04% | -2.7% | |
| NAD | Nuveen Quality Municipal Income Fund | $101,000 | -3.8% | 7,920 | 0.0% | 0.04% | -5.3% | |
| SRV | The Cushing MLP Total Return Fund | $100,000 | -1.0% | 8,439 | 0.0% | 0.04% | -5.4% | |
| BTA | Buy | BlackRock Long-Term Municipal Advantage Trust | $98,000 | +84.9% | 8,685 | +83.3% | 0.04% | +84.2% |
| TY | Sell | Tri-Continental Corp | $97,000 | -50.8% | 3,470 | -53.4% | 0.03% | -52.8% |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $93,000 | -7.0% | 8,000 | 0.0% | 0.03% | -10.8% | |
| MMD | Sell | MainStay DefinedTerm Municipal Opportunities Fund | $88,000 | -53.2% | 4,463 | -54.0% | 0.03% | -55.1% |
| SGMO | New | Sangamo Therapeutics, Inc. | $85,000 | – | 5,000 | +100.0% | 0.03% | – |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | $83,000 | -2.4% | 6,553 | 0.0% | 0.03% | -6.5% | |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $83,000 | -1.2% | 6,456 | 0.0% | 0.03% | -6.5% | |
| PMO | Putnam Municipal Opportunities Trustsh ben int | $83,000 | -2.4% | 7,242 | 0.0% | 0.03% | -6.5% | |
| EQS | Equus Total Return Inc | $78,000 | -15.2% | 39,150 | 0.0% | 0.03% | -17.6% | |
| RMRM | RMR Real Estate Income Fund | $79,000 | -1.2% | 4,401 | 0.0% | 0.03% | -3.4% | |
| PMM | Putnam Managed Municipal Income Trust | $75,000 | -1.3% | 10,794 | 0.0% | 0.03% | -3.6% | |
| DMB | Dreyfus Municipal Bond Infrastructure Fund Inc | $72,000 | 0.0% | 5,776 | 0.0% | 0.03% | 0.0% | |
| GDV | Sell | The Gabelli Dividend & Income Trust | $70,000 | -37.5% | 2,912 | -41.5% | 0.02% | -39.0% |
| LLY | Eli Lilly & Co | $64,000 | +25.5% | 600 | 0.0% | 0.02% | +21.1% | |
| SONY | Sell | Sony Corpsponsored adr | $64,000 | +12.3% | 1,054 | -4.9% | 0.02% | +9.5% |
| CBA | Buy | ClearBridge American Energy MLP Fund Inc | $60,000 | +5.3% | 7,666 | +0.8% | 0.02% | 0.0% |
| MUI | BlackRock Muni Intermediate Duration Fund Inc | $60,000 | -1.6% | 4,590 | 0.0% | 0.02% | -4.5% | |
| HQL | Tekla Life Science Investorssh ben int | $55,000 | +10.0% | 2,673 | 0.0% | 0.02% | +11.1% | |
| GDX | Buy | VanEck Vectors Gold Miners ETFgold miners etf | $56,000 | -16.4% | 3,024 | +0.0% | 0.02% | -16.7% |
| APB | The Asia Pacific Fund Inc | $56,000 | -1.8% | 4,150 | 0.0% | 0.02% | -4.8% | |
| CMU | Sell | MFS High Yield Municipal Trustsh ben int | $50,000 | -82.3% | 11,077 | -82.3% | 0.02% | -82.5% |
| VMM | Delaware Investments Minnesota Municipal Income Fund II Inc | $51,000 | -3.8% | 4,272 | 0.0% | 0.02% | -5.3% | |
| ENZ | Enzo Biochem Inc | $52,000 | -21.2% | 12,629 | 0.0% | 0.02% | -25.0% | |
| ASA | Sell | ASA Gold and Precious Metals Ltd | $44,000 | -91.4% | 5,010 | -90.0% | 0.02% | -91.4% |
| TIP | iShares TIPS Bond ETFtips bd etf | $45,000 | -2.2% | 410 | 0.0% | 0.02% | -5.9% | |
| BIDU | Buy | Baidu Incspon adr rep a | $46,000 | +31.4% | 201 | +40.6% | 0.02% | +23.1% |
| CEE | Buy | Central and Eastern European Fund Inc | $43,000 | +4.9% | 1,783 | +0.1% | 0.02% | 0.0% |
| NVS | Novartis AGsponsored adr | $43,000 | +13.2% | 500 | 0.0% | 0.02% | +7.1% | |
| IBN | Sell | ICICI Bank Ltdadr | $41,000 | -8.9% | 4,771 | -14.1% | 0.02% | -6.2% |
| RCG | RENN Fund Inc | $41,000 | +17.1% | 22,847 | 0.0% | 0.02% | +15.4% | |
| RGT | Royce Global Value Trust Inc | $43,000 | 0.0% | 4,104 | 0.0% | 0.02% | -6.2% | |
| BWG | Sell | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $40,000 | -9.1% | 3,659 | -5.3% | 0.01% | -12.5% |
| EIA | Eaton Vance California Municipal Bond Fund II | $40,000 | -4.8% | 3,880 | 0.0% | 0.01% | -6.7% | |
| DEO | Sell | Diageo PLCspon adr new | $39,000 | -2.5% | 276 | -0.7% | 0.01% | -6.7% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $38,000 | +5.6% | 3,977 | +0.6% | 0.01% | 0.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $38,000 | -7.3% | 1,602 | +1.6% | 0.01% | -13.3% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $38,000 | +8.6% | 2,419 | +1.9% | 0.01% | 0.0% |
| GDL | Buy | The GDL Fund | $38,000 | 0.0% | 4,173 | +1.1% | 0.01% | -7.1% |
| MN | Manning & Napier Inccl a | $30,000 | -3.2% | 10,000 | 0.0% | 0.01% | 0.0% | |
| GAB | Buy | Gabelli Equity Trust Inc | $32,000 | +6.7% | 4,897 | +2.3% | 0.01% | 0.0% |
| SU | Buy | Suncor Energy Inc | $31,000 | +72.2% | 799 | +83.3% | 0.01% | +57.1% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $31,000 | 0.0% | 4,813 | +1.9% | 0.01% | 0.0% |
| GE | General Electric Co | $30,000 | -16.7% | 2,663 | 0.0% | 0.01% | -15.4% | |
| BBVA | Sell | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $32,000 | -25.6% | 5,143 | -16.2% | 0.01% | -31.2% |
| PNI | New | Pimco New York Municipal Income | $28,000 | – | 2,454 | +100.0% | 0.01% | – |
| ITUB | New | Itau Unibanco Holding S.A.spon adr rep pfd | $27,000 | – | 2,477 | +100.0% | 0.01% | – |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $29,000 | +7.4% | 4,258 | +2.4% | 0.01% | 0.0% |
| INO | Inovio Pharmaceuticals Inc | $28,000 | +40.0% | 5,000 | 0.0% | 0.01% | +42.9% | |
| ZF | Buy | Virtus Total Return Fund Inc | $28,000 | -3.4% | 2,681 | +1.4% | 0.01% | -9.1% |
| GMZ | Goldman Sachs MLP Income Opportunities Fund | $28,000 | 0.0% | 3,051 | 0.0% | 0.01% | 0.0% | |
| CELG | Celgene Corp | $27,000 | +12.5% | 300 | 0.0% | 0.01% | +11.1% | |
| LDF | The Latin American Discovery Fund Inc | $29,000 | +16.0% | 2,593 | 0.0% | 0.01% | +11.1% | |
| KPTI | Karyopharm Therapeutics Inc | $26,000 | +4.0% | 1,500 | 0.0% | 0.01% | 0.0% | |
| EQIX | Buy | Equinix Inc | $26,000 | +4.0% | 60 | +5.3% | 0.01% | 0.0% |
| APF | Morgan Stanley Asia-Pacific Fund Inc | $25,000 | -3.8% | 1,502 | 0.0% | 0.01% | -10.0% | |
| GFY | New | Western Asset Variable Rate | $22,000 | – | 1,308 | +100.0% | 0.01% | – |
| NTG | New | Tortoise MLP Fund, Inc | $19,000 | – | 1,164 | +100.0% | 0.01% | – |
| BMRN | Sell | BioMarin Pharmaceutical Inc | $20,000 | -33.3% | 205 | -35.1% | 0.01% | -36.4% |
| SLB | Sell | Schlumberger Ltd | $16,000 | -30.4% | 269 | -22.7% | 0.01% | -25.0% |
| BTI | Buy | British American Tobacco PLCsponsored adr | $18,000 | +5.9% | 394 | +17.6% | 0.01% | 0.0% |
| USO | United States Oil Fund LPunits | $16,000 | +6.7% | 1,000 | 0.0% | 0.01% | +20.0% | |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $16,000 | 0.0% | 1,301 | +0.1% | 0.01% | 0.0% |
| INCY | Incyte Corp | $17,000 | +6.2% | 242 | 0.0% | 0.01% | 0.0% | |
| GGZ | The Gabelli Global Small and Mid Cap Value Trust | $13,000 | 0.0% | 1,046 | 0.0% | 0.01% | 0.0% | |
| FTI | TechnipFMC PLC | $13,000 | 0.0% | 409 | 0.0% | 0.01% | 0.0% | |
| SVXY | New | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $14,000 | – | 244 | +100.0% | 0.01% | – |
| SE | Sea Limitedadr | $14,000 | -6.7% | 998 | 0.0% | 0.01% | 0.0% | |
| MVC | Buy | MVC Capital Inc | $13,000 | 0.0% | 1,359 | +1.6% | 0.01% | 0.0% |
| AAPL | Apple Inc | $14,000 | +16.7% | 64 | 0.0% | 0.01% | +25.0% | |
| MSFT | Microsoft Corp | $14,000 | +16.7% | 121 | 0.0% | 0.01% | +25.0% | |
| JPM | JPMorgan Chase & Co | $11,000 | +10.0% | 98 | 0.0% | 0.00% | 0.0% | |
| MSF | Morgan Stanley Emerging Markets Fund Inc | $11,000 | -8.3% | 716 | 0.0% | 0.00% | 0.0% | |
| IRL | The New Ireland Fund Inc | $11,000 | -15.4% | 1,084 | 0.0% | 0.00% | -20.0% | |
| EDU | Buy | New Oriental Education & Technology Group Incspon adr | $10,000 | +11.1% | 132 | +40.4% | 0.00% | +33.3% |
| PHG | Buy | Koninklijke Philips NVny reg sh new | $11,000 | +10.0% | 231 | +2.2% | 0.00% | 0.0% |
| MCD | McDonald's Corp | $11,000 | +10.0% | 66 | 0.0% | 0.00% | 0.0% | |
| PEP | PepsiCo, Inc. | $11,000 | +10.0% | 95 | 0.0% | 0.00% | 0.0% | |
| PFE | Pfizer Inc | $10,000 | +25.0% | 233 | 0.0% | 0.00% | +33.3% | |
| RTN | Raytheon Co | $12,000 | +9.1% | 59 | 0.0% | 0.00% | 0.0% | |
| UN | Buy | Unilever N.V. | $10,000 | +42.9% | 175 | +47.1% | 0.00% | +33.3% |
| UNH | UnitedHealth Group Inc | $11,000 | 0.0% | 43 | 0.0% | 0.00% | 0.0% | |
| V | Visa Inc | $12,000 | +9.1% | 82 | 0.0% | 0.00% | 0.0% | |
| CCEP | Coca-Cola European Partners PLC | $10,000 | +11.1% | 230 | 0.0% | 0.00% | +33.3% | |
| BABA | Alibaba Group Holding Limitedsponsored ads | $10,000 | -9.1% | 60 | 0.0% | 0.00% | 0.0% | |
| VALE | Sell | Vale SAadr | $8,000 | -20.0% | 527 | -35.4% | 0.00% | -25.0% |
| TD | Sell | The Toronto-Dominion Bank | $8,000 | -33.3% | 133 | -33.8% | 0.00% | -25.0% |
| SNY | Sanofisponsored adr | $8,000 | +14.3% | 173 | 0.0% | 0.00% | 0.0% | |
| JNJ | Johnson & Johnson | $8,000 | +14.3% | 59 | 0.0% | 0.00% | 0.0% | |
| HD | The Home Depot Inc | $9,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| MLCO | Buy | Melco Resorts & Entertainment Ltdadr | $8,000 | +14.3% | 389 | +51.4% | 0.00% | 0.0% |
| AXP | American Express Co | $9,000 | 0.0% | 87 | 0.0% | 0.00% | 0.0% | |
| WMT | Wal-Mart Stores Inc | $9,000 | +12.5% | 91 | 0.0% | 0.00% | 0.0% | |
| CB | Chubb Ltd | $8,000 | 0.0% | 63 | 0.0% | 0.00% | 0.0% | |
| DIS | The Walt Disney Co | $8,000 | +14.3% | 68 | 0.0% | 0.00% | 0.0% | |
| PUK | Prudential PLCadr | $8,000 | 0.0% | 168 | 0.0% | 0.00% | 0.0% | |
| IBM | International Business Machines Corp | $8,000 | +14.3% | 50 | 0.0% | 0.00% | 0.0% | |
| MUFG | Mitsubishi UFJ Financial Group Incsponsored ads | $9,000 | +12.5% | 1,477 | 0.0% | 0.00% | 0.0% | |
| PNC | The PNC Financial Services Group Inc | $8,000 | 0.0% | 59 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $8,000 | +14.3% | 85 | 0.0% | 0.00% | 0.0% | |
| SYK | Stryker Corporation | $9,000 | +12.5% | 50 | 0.0% | 0.00% | 0.0% | |
| NGG | New | Nuveen Preferred Income Opportunities Fundsponsored adr | $8,000 | – | 148 | +100.0% | 0.00% | – |
| NSL | New | NuStar Energy L.P. | $9,000 | – | 1,400 | +100.0% | 0.00% | – |
| BHP | Sell | BHP Billiton Ltdsponsored adr | $7,000 | -36.4% | 140 | -33.3% | 0.00% | -50.0% |
| BNS | The Bank of Nova Scotia | $5,000 | 0.0% | 81 | 0.0% | 0.00% | 0.0% | |
| INTU | Intuit | $6,000 | +20.0% | 26 | 0.0% | 0.00% | 0.0% | |
| BBD | New | Banco Bradesco S.A.sp adr pfd | $5,000 | – | 682 | +100.0% | 0.00% | – |
| ALLE | Sell | Allegion PLC | $7,000 | 0.0% | 75 | -21.1% | 0.00% | -33.3% |
| ACN | Accenture PLC Ireland | $7,000 | 0.0% | 43 | 0.0% | 0.00% | -33.3% | |
| UTX | United Technologies Corp | $6,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| CS | Credit Suisse Group AGsponsored adr | $7,000 | 0.0% | 477 | 0.0% | 0.00% | -33.3% | |
| TJX | TJX Cos Inc | $6,000 | 0.0% | 58 | 0.0% | 0.00% | 0.0% | |
| SKM | SK Telecom Co Ltdsponsored adr | $6,000 | +20.0% | 224 | 0.0% | 0.00% | 0.0% | |
| SNP | Sell | China Petroleum & Chemical Corp | $7,000 | -41.7% | 70 | -47.0% | 0.00% | -50.0% |
| TSM | New | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $5,000 | – | 121 | +100.0% | 0.00% | – |
| ERJ | Embraer S A | $7,000 | -12.5% | 337 | 0.0% | 0.00% | -33.3% | |
| CNQ | Sell | Canadian Natural Resources Ltd | $7,000 | -30.0% | 211 | -22.4% | 0.00% | -50.0% |
| ABB | Sell | ABB Ltdsponsored adr | $5,000 | -28.6% | 226 | -28.9% | 0.00% | -33.3% |
| MMM | 3M Co | $6,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
| XOM | Exxon Mobil Corp | $6,000 | 0.0% | 73 | 0.0% | 0.00% | 0.0% | |
| TRV | The Travelers Companies, Inc. | $5,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| GWPH | Sell | GW Pharmaceuticals PLCads | $7,000 | 0.0% | 41 | -19.6% | 0.00% | -33.3% |
| HSBC | New | HSBC Holdings plcspon adr | $5,000 | – | 124 | +100.0% | 0.00% | – |
| VZ | Verizon Communications Inc | $6,000 | 0.0% | 117 | 0.0% | 0.00% | 0.0% | |
| ORAN | Orange S.A.sponsored adr | $5,000 | 0.0% | 321 | 0.0% | 0.00% | 0.0% | |
| ING | Buy | ING Groep NVsponsored adr | $7,000 | +16.7% | 578 | +41.3% | 0.00% | 0.0% |
| WM | Waste Management, Inc. | $6,000 | +20.0% | 65 | 0.0% | 0.00% | 0.0% | |
| ADP | Automatic Data Processing, Inc. | $7,000 | +16.7% | 44 | 0.0% | 0.00% | 0.0% | |
| NOC | Northrop Grumman Corporation | $7,000 | 0.0% | 22 | 0.0% | 0.00% | -33.3% | |
| ASML | Sell | ASML Holding N V | $6,000 | -33.3% | 30 | -30.2% | 0.00% | -33.3% |
| AEP | American Electric Power Co Inc | $6,000 | 0.0% | 83 | 0.0% | 0.00% | 0.0% | |
| SPG | Simon Property Group Inc | $6,000 | 0.0% | 34 | 0.0% | 0.00% | 0.0% | |
| DWDP | DowDuPont Inc | $7,000 | -12.5% | 116 | 0.0% | 0.00% | -33.3% | |
| SAP | Sell | SAP SEspon adr | $7,000 | -22.2% | 56 | -27.3% | 0.00% | -33.3% |
| CTRP | Ctrip.com International Ltd | $5,000 | -16.7% | 123 | 0.0% | 0.00% | 0.0% | |
| FBIO | Fortress Biotech Inc | $4,000 | -50.0% | 2,749 | 0.0% | 0.00% | -66.7% | |
| MAV | Sell | Pioneer Municipal High Income Advantage Trust | $1,000 | -98.3% | 105 | -98.1% | 0.00% | -100.0% |
| MNE | BlackRock Muni New York Intermediate Duration Fund Inc | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| QSR | Exit | Restaurant Brands International Inc | $0 | – | -10 | -100.0% | 0.00% | – |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| Exit | Flaherty & Crumrine Dynamic Preferred and Income Fund | $0 | – | -191 | -100.0% | -0.00% | – | |
| PAM | Exit | Pampa Energia S Aspons adr lvl i | $0 | – | -127 | -100.0% | -0.00% | – |
| MFC | Exit | Manulife Financial Corp | $0 | – | -303 | -100.0% | -0.00% | – |
| KST | Exit | Deutsche Strategic Income Trust | $0 | – | -400 | -100.0% | -0.00% | – |
| GIL | Exit | Gildan Activewear Inc | $0 | – | -178 | -100.0% | -0.00% | – |
| SVXY | Exit | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $0 | – | -977 | -100.0% | -0.00% | – |
| NMY | Exit | Nuveen Maryland Quality Municipal Income Fund | $0 | – | -1,448 | -100.0% | -0.01% | – |
| IQI | Exit | Invesco Quality Municipal Income Trust | $0 | – | -1,725 | -100.0% | -0.01% | – |
| GPM | Exit | Guggenheim Enhanced Equity Income Fund | $0 | – | -2,774 | -100.0% | -0.01% | – |
| FAM | Exit | First Trust Aberdeen Global Opportunity Income Fund | $0 | – | -2,100 | -100.0% | -0.01% | – |
| AGC | Exit | Advent Claymore Convertible Securities & Income Fund II | $0 | – | -4,042 | -100.0% | -0.01% | – |
| SWZ | Exit | The Swiss Helvetia Fund Inc | $0 | – | -1,950 | -100.0% | -0.01% | – |
| AEG | Exit | Aegon N Vny registry sh | $0 | – | -4,144 | -100.0% | -0.01% | – |
| NTES | Exit | NetEase Incsponsored adr | $0 | – | -125 | -100.0% | -0.01% | – |
| NXQ | Exit | Nuveen Select Tax-Free Income 2 Portfoliosh ben int | $0 | – | -2,722 | -100.0% | -0.01% | – |
| TSLA | Exit | Tesla Inc | $0 | – | -166 | -100.0% | -0.02% | – |
| KYE | Exit | Kayne Anderson Energy Total Return Fund Inc | $0 | – | -9,000 | -100.0% | -0.03% | – |
| BGB | Exit | Blackstone / GSO Strategic Credit Fund | $0 | – | -5,581 | -100.0% | -0.03% | – |
| VPV | Exit | Invesco Pennsylvania Value Municipal Income Trust | $0 | – | -7,659 | -100.0% | -0.03% | – |
| EVJ | Exit | Eaton Vance New Jersey Municipal Income Trustsh ben int | $0 | – | -8,591 | -100.0% | -0.04% | – |
| NID | Exit | Nuveen Intermediate Duration Municipal Term Fund | $0 | – | -7,710 | -100.0% | -0.04% | – |
| NRK | Exit | Nuveen New York AMT-Free Quality Municipal Income Fund | $0 | – | -10,000 | -100.0% | -0.04% | – |
| IPFF | Exit | iShares International Preferred Stock ETFintl pfd stk etf | $0 | – | -8,200 | -100.0% | -0.05% | – |
| KTF | Exit | Deutsche Municipal Income Trust | $0 | – | -13,000 | -100.0% | -0.05% | – |
| NDP | Exit | Tortoise Energy Independence Fund Inc | $0 | – | -11,512 | -100.0% | -0.05% | – |
| FEN | Exit | First Trust Energy Income and Growth Fund | $0 | – | -6,257 | -100.0% | -0.05% | – |
| PFF | Exit | iShares US Preferred Stock ETFs&p us pfd stk | $0 | – | -3,933 | -100.0% | -0.05% | – |
| LCM | Exit | Advent/Claymore Enhanced Growth & Income Fund | $0 | – | -21,133 | -100.0% | -0.06% | – |
| PFL | Exit | PIMCO Income Strategy Fund | $0 | – | -18,623 | -100.0% | -0.08% | – |
| DTF | Exit | DTF Tax-Free Income Inc | $0 | – | -18,445 | -100.0% | -0.09% | – |
| PMF | Exit | PIMCO Municipal Income Fund | $0 | – | -28,122 | -100.0% | -0.14% | – |
| PCI | Exit | PIMCO Dynamic Credit and Mortgage Income Fund | $0 | – | -16,450 | -100.0% | -0.14% | – |
| BSV | Exit | Vanguard Short-Term Bond ETFshort trm bond | $0 | – | -6,300 | -100.0% | -0.18% | – |
| OXSQ | Exit | Oxford Square Capital Corp. | $0 | – | -75,725 | -100.0% | -0.19% | – |
| FOF | Exit | Cohen & Steers Closed-End Opportunity Fund, Inc. | $0 | – | -49,197 | -100.0% | -0.23% | – |
| KED | Exit | Kayne Anderson Energy Development Company | $0 | – | -44,676 | -100.0% | -0.28% | – |
| UTG | Exit | Reaves Utility Income Fund | $0 | – | -165,892 | -100.0% | -1.75% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.