$282 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 277 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FLOT | New | iShares Floating Rate Bond ETFfltg rate nt etf | $8,155,000 | – | 159,830 | +100.0% | 2.89% | – |
| JFR | New | Nuveen Floating Rate Income Fund | $747,000 | – | 71,857 | +100.0% | 0.26% | – |
| SVVC | New | Firsthand Technology Value Fund, Inc. | $391,000 | – | 23,078 | +100.0% | 0.14% | – |
| AVK | New | Advent Claymore Convertible Securities and Income Fund | $187,000 | – | 11,915 | +100.0% | 0.07% | – |
| JPC | New | Jupai Holdings Limited | $176,000 | – | 18,975 | +100.0% | 0.06% | – |
| KTF | New | Deutsche Municipal Income Trust | $136,000 | – | 13,000 | +100.0% | 0.05% | – |
| ERC | New | Wells Fargo Advantage Multi-Sector Income Fund | $123,000 | – | 10,142 | +100.0% | 0.04% | – |
| SGMO | New | Sangamo Therapeutics, Inc. | $85,000 | – | 5,000 | +100.0% | 0.03% | – |
| PNI | New | Pimco New York Municipal Income | $28,000 | – | 2,454 | +100.0% | 0.01% | – |
| ITUB | New | Itau Unibanco Holding S.A.spon adr rep pfd | $27,000 | – | 2,477 | +100.0% | 0.01% | – |
| GFY | New | Western Asset Variable Rate | $22,000 | – | 1,308 | +100.0% | 0.01% | – |
| NTG | New | Tortoise MLP Fund, Inc | $19,000 | – | 1,164 | +100.0% | 0.01% | – |
| SVXY | New | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $14,000 | – | 244 | +100.0% | 0.01% | – |
| NGG | New | Nuveen Preferred Income Opportunities Fundsponsored adr | $8,000 | – | 148 | +100.0% | 0.00% | – |
| NSL | New | NuStar Energy L.P. | $9,000 | – | 1,400 | +100.0% | 0.00% | – |
| BBD | New | Banco Bradesco S.A.sp adr pfd | $5,000 | – | 682 | +100.0% | 0.00% | – |
| TSM | New | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $5,000 | – | 121 | +100.0% | 0.00% | – |
| HSBC | New | HSBC Holdings plcspon adr | $5,000 | – | 124 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.