$258 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 309 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 20.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $13,735,000 | -15.9% | 1,274,101 | -13.5% | 5.32% | -12.5% |
| CET | Sell | CENTRAL SECS CORP | $12,256,000 | -9.0% | 459,715 | -6.5% | 4.75% | -5.2% |
| NHF | Sell | NEXPOINT STRATEGIC OPORTUNT | $10,924,000 | -41.8% | 482,529 | -35.0% | 4.23% | -39.4% |
| PCI | Buy | PIMCO DYNMIC CREDIT AND MRT | $10,643,000 | +20.3% | 465,186 | +18.0% | 4.12% | +25.2% |
| THQ | Sell | TEKLA HEALTHCARE OPPORTUNIT | $9,466,000 | -7.5% | 574,370 | -1.6% | 3.67% | -3.7% |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $8,928,000 | +2.7% | 1,242,397 | +2.2% | 3.46% | +6.9% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $7,413,000 | -0.3% | 1,209,223 | +2.5% | 2.87% | +3.8% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $7,324,000 | -3.2% | 495,884 | -1.5% | 2.84% | +0.8% |
| THW | Buy | TEKLA WORLD HEALTHCARE FD | $7,010,000 | +6.4% | 546,341 | +12.9% | 2.72% | +10.8% |
| GAM | Sell | GENERAL AMERN INVS INC | $6,218,000 | -1.7% | 185,764 | -0.3% | 2.41% | +2.4% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $6,015,000 | -11.3% | 672,798 | -6.0% | 2.33% | -7.6% |
| ECC | Buy | EAGLE PT CR CO LLC | $5,853,000 | +5527.9% | 322,655 | +5754.7% | 2.27% | +5715.4% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $5,797,000 | +12.8% | 288,705 | +13.4% | 2.25% | +17.5% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $5,501,000 | -3.6% | 485,986 | -2.7% | 2.13% | +0.3% |
| MTZ | MASTEC INC | $5,142,000 | -3.9% | 109,297 | 0.0% | 1.99% | +0.1% | |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $4,542,000 | +117.2% | 289,302 | +117.9% | 1.76% | +126.2% |
| UTG | Buy | REAVES UTIL INCOME FD | $4,341,000 | +385.6% | 153,765 | +432.1% | 1.68% | +405.1% |
| OXSQ | New | OXFORD SQUARE CAP CORP | $3,872,000 | – | 633,706 | +100.0% | 1.50% | – |
| TTP | Sell | TORTOISE PIPELINE & ENERGY F | $3,343,000 | -22.2% | 208,391 | -8.9% | 1.30% | -19.1% |
| SOR | Sell | SOURCE CAP INC | $3,314,000 | -6.6% | 83,067 | -4.5% | 1.28% | -2.7% |
| RCL | ROYAL CARIBBEAN CRUISES LTD | $3,277,000 | -1.3% | 27,829 | 0.0% | 1.27% | +2.8% | |
| CPA | COPA HOLDINGS SAcl a | $3,122,000 | -4.1% | 24,273 | 0.0% | 1.21% | -0.1% | |
| GF | Buy | NEW GERMANY FD INC | $2,992,000 | +1.6% | 153,211 | +1.2% | 1.16% | +5.8% |
| LEN | LENNAR CORPcl a | $2,918,000 | -6.8% | 49,500 | 0.0% | 1.13% | -2.9% | |
| KMF | Buy | KAYNE ANDERSON MDSTM ENERGY | $2,874,000 | -11.3% | 244,596 | +4.2% | 1.11% | -7.6% |
| BPOP | POPULAR INC | $2,805,000 | +17.3% | 67,400 | 0.0% | 1.09% | +22.1% | |
| JEQ | Sell | ABERDEEN JAPAN EQUITY FD INC | $2,662,000 | -0.9% | 290,597 | -2.5% | 1.03% | +3.1% |
| NCLH | NORWEGIAN CRUISE LINE HLDGS | $2,593,000 | -0.5% | 48,944 | 0.0% | 1.00% | +3.6% | |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $2,552,000 | -66.7% | 25,130 | -66.7% | 0.99% | -65.3% |
| SEB | SEABOARD CORP | $2,495,000 | -3.3% | 585 | 0.0% | 0.97% | +0.7% | |
| FMO | Sell | FIDUCIARY CLAYMORE MLP OPP F | $2,493,000 | -24.5% | 236,121 | -6.0% | 0.97% | -21.4% |
| PEO | Buy | ADAM NAT RES FD INC | $2,469,000 | -7.4% | 135,578 | +0.9% | 0.96% | -3.5% |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVD F | $2,449,000 | -15.7% | 233,204 | -13.3% | 0.95% | -12.2% |
| GRX | Sell | GABELLI HLTHCARE & WELLNESS | $2,439,000 | -16.8% | 256,775 | -9.6% | 0.94% | -13.3% |
| FBP | FIRST BANCORP P R | $2,280,000 | +18.0% | 378,775 | 0.0% | 0.88% | +22.8% | |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD IN | $2,126,000 | -10.9% | 173,014 | -14.4% | 0.82% | -7.2% |
| NML | Sell | NEUBERGER BERMAN MLP INCOME | $2,052,000 | -32.0% | 251,431 | -21.8% | 0.80% | -29.1% |
| WSO | WATSCO INC | $1,918,000 | +6.4% | 10,600 | 0.0% | 0.74% | +10.7% | |
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $1,911,000 | +30.9% | 142,717 | +39.9% | 0.74% | +36.3% |
| CWCO | CONSOLIDATED WATER CO INCord | $1,885,000 | +15.5% | 129,538 | 0.0% | 0.73% | +20.3% | |
| AVHOQ | AVIANCA HLDGS SAspon adr rep pfd | $1,877,000 | +5.5% | 221,569 | 0.0% | 0.73% | +9.8% | |
| CX | CEMEX SAB DE CVspon adr new | $1,792,000 | -11.7% | 270,645 | 0.0% | 0.69% | -8.1% | |
| TWN | Buy | TAIWAN FD INC | $1,723,000 | +7.3% | 81,465 | +5.9% | 0.67% | +11.7% |
| HQH | Buy | TEKLA HEALTHCARE INVSsh ben int | $1,699,000 | +33.4% | 78,891 | +39.6% | 0.66% | +38.8% |
| MXE | Sell | MEXICO EQUITY & INCOME FD | $1,697,000 | -8.8% | 154,870 | -14.6% | 0.66% | -4.9% |
| OXLC | Buy | OXFORD LANE CAP CORP | $1,676,000 | +281.8% | 165,455 | +279.2% | 0.65% | +298.2% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $1,656,000 | +32.5% | 130,386 | +36.2% | 0.64% | +38.1% |
| FDP | FRESH DEL MONTE PRODUCE INCord | $1,651,000 | -5.1% | 36,500 | 0.0% | 0.64% | -1.1% | |
| WIA | Buy | WESTERN ASSET CLYM INFL SEC | $1,604,000 | +40.0% | 139,136 | +43.2% | 0.62% | +45.8% |
| CCL | CARNIVAL CORPunit 99/99/9999 | $1,574,000 | -1.2% | 24,000 | 0.0% | 0.61% | +2.9% | |
| SMM | Buy | SALIENT MIDSTREAM & MLP FDsh ben int | $1,481,000 | -5.2% | 162,742 | +14.8% | 0.57% | -1.2% |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRAS | $1,401,000 | -10.1% | 78,207 | +3.4% | 0.54% | -6.4% |
| FMX | FOMENTO ECONOMICO MEXICANO Sspon adr units | $1,336,000 | -2.6% | 14,610 | 0.0% | 0.52% | +1.4% | |
| NEE | NEXTERA ENERGY INC | $1,316,000 | +4.6% | 8,056 | 0.0% | 0.51% | +9.0% | |
| VAC | MARRIOTT VACATIONS WRLDWDE C | $1,165,000 | -1.4% | 8,745 | 0.0% | 0.45% | +2.5% | |
| MIE | Sell | COHEN & STEERS MLP INC & ENR | $1,067,000 | -19.3% | 117,562 | -8.9% | 0.41% | -16.1% |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $1,000,000 | +104.1% | 62,982 | +106.5% | 0.39% | +112.6% |
| TYG | TORTOISE ENERGY INFRA CORP | $991,000 | -14.1% | 39,662 | 0.0% | 0.38% | -10.5% | |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $924,000 | +34.1% | 116,370 | +38.8% | 0.36% | +39.8% |
| FIF | Buy | FIRST TR ENERGY INFRASTRCTR | $873,000 | -9.7% | 58,172 | +7.9% | 0.34% | -6.1% |
| AMX | AMERICA MOVIL SAB DE CV | $853,000 | +11.4% | 44,690 | 0.0% | 0.33% | +15.8% | |
| CIB | BANCOLOMBIA S Aspon adr pref | $831,000 | +6.0% | 19,780 | 0.0% | 0.32% | +10.3% | |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $819,000 | -1.3% | 55,548 | -0.4% | 0.32% | +2.6% |
| ASR | GRUPO AEROPORTUARIO DEL SUREspon adr ser b | $785,000 | -6.5% | 4,600 | 0.0% | 0.30% | -2.9% | |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $781,000 | +292.5% | 55,300 | +309.7% | 0.30% | +309.5% |
| LAQ | Buy | ABERDEEN LATIN AMER EQTY FD | $771,000 | +5.6% | 28,177 | +3.1% | 0.30% | +9.9% |
| ESRT | Buy | EMPIRE ST RLTY TR INCcl a | $737,000 | +5.9% | 43,894 | +29.5% | 0.29% | +10.4% |
| LIVN | LIVANOVA PLC | $737,000 | +10.7% | 8,330 | 0.0% | 0.29% | +15.3% | |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $725,000 | +118.4% | 43,076 | +110.4% | 0.28% | +126.6% |
| ATNI | ATN INTL INC | $715,000 | +8.0% | 11,988 | 0.0% | 0.28% | +12.6% | |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $704,000 | +97.2% | 46,801 | +117.2% | 0.27% | +105.3% |
| KED | Buy | KAYNE ANDERSON ENERGY DEV CO | $695,000 | +44.8% | 44,676 | +62.2% | 0.27% | +50.3% |
| PHK | Buy | PIMCO HIGH INCOME FD | $674,000 | +233.7% | 88,939 | +228.9% | 0.26% | +248.0% |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $672,000 | +320.0% | 85,941 | +314.1% | 0.26% | +333.3% |
| HOMB | HOME BANCSHARES INC | $648,000 | -2.0% | 28,416 | 0.0% | 0.25% | +2.0% | |
| MLM | MARTIN MARIETTA MATLS INC | $622,000 | -6.2% | 3,000 | 0.0% | 0.24% | -2.4% | |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $609,000 | +105.1% | 64,712 | +123.0% | 0.24% | +112.6% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $608,000 | +4576.9% | 69,676 | +4841.6% | 0.24% | +4620.0% |
| FOF | New | COHEN & STEERS CLOSED END OP | $598,000 | – | 48,547 | +100.0% | 0.23% | – |
| VMC | VULCAN MATLS CO | $571,000 | -11.1% | 5,000 | 0.0% | 0.22% | -7.5% | |
| VVR | New | INVESCO SR INCOME TR | $567,000 | – | 128,789 | +100.0% | 0.22% | – |
| IBB | ISHARES TRnasdaq biotech | $544,000 | -0.2% | 5,100 | 0.0% | 0.21% | +3.9% | |
| IHI | ISHARES TRu.s. med dvc etf | $527,000 | +6.5% | 2,850 | 0.0% | 0.20% | +10.9% | |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $524,000 | +238.1% | 100,561 | +228.3% | 0.20% | +250.0% |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $514,000 | -13.8% | 32,066 | +0.2% | 0.20% | -10.4% |
| NEAR | ISHARES US ETF TRsht mat bd etf | $502,000 | +0.2% | 10,000 | 0.0% | 0.20% | +4.8% | |
| BSV | VANGUARD BD INDEX FD INCshort trm bond | $494,000 | -0.8% | 6,300 | 0.0% | 0.19% | +3.2% | |
| PMF | Sell | PIMCO MUNICIPAL INCOME FD | $485,000 | -5.6% | 38,729 | -2.0% | 0.19% | -1.6% |
| TDF | Sell | TEMPLETON DRAGON FD INC | $470,000 | -5.6% | 21,135 | -8.6% | 0.18% | -1.6% |
| TV | GRUPO TELEVISA SAspon adr rep ord | $453,000 | -14.5% | 28,400 | 0.0% | 0.18% | -10.7% | |
| HYG | ISHARES TRiboxx hi yd etf | $440,000 | -2.0% | 5,140 | 0.0% | 0.17% | +1.8% | |
| KF | Sell | KOREA FD | $430,000 | -11.0% | 10,543 | -9.9% | 0.17% | -7.2% |
| IGSB | ISHARES TR1 3 yr cr bd etf | $429,000 | -0.7% | 4,137 | 0.0% | 0.17% | +3.1% | |
| EEA | Sell | EUROPEAN EQUITY FUND | $399,000 | -10.7% | 41,286 | -8.9% | 0.16% | -6.6% |
| EVTC | EVERTEC INC | $387,000 | +19.8% | 23,643 | 0.0% | 0.15% | +25.0% | |
| TAHO | TAHOE RES INC | $384,000 | -2.0% | 81,900 | 0.0% | 0.15% | +2.1% | |
| JMM | Sell | NUVEEN MULTI MKT INCOME FD | $375,000 | -20.9% | 52,027 | -16.4% | 0.14% | -17.6% |
| PGZ | Sell | PRINCIPAL REAL ESTATE INCOME | $350,000 | -4.6% | 20,945 | -1.8% | 0.14% | -0.7% |
| FUND | Sell | SPROTT FOCUS TR INC | $347,000 | -12.8% | 44,491 | -11.5% | 0.13% | -9.5% |
| CHN | CHINA FD INC | $322,000 | +2.2% | 14,537 | 0.0% | 0.12% | +6.8% | |
| PFL | New | PIMCO INCOME STRATEGY FUND | $291,000 | – | 24,915 | +100.0% | 0.11% | – |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $282,000 | +90.5% | 23,106 | +100.8% | 0.11% | +98.2% |
| PZC | Sell | PIMCO CALIF MUN INCOME FD II | $270,000 | -28.0% | 27,959 | -22.2% | 0.10% | -25.0% |
| PYN | New | PIMCO NEW YORK MUN INCM FD 1 | $270,000 | – | 30,916 | +100.0% | 0.10% | – |
| BZM | BLACKROCK MD MUNICIPAL BOND | $269,000 | -2.2% | 20,172 | 0.0% | 0.10% | +2.0% | |
| WU | WESTERN UN CO | $269,000 | +1.1% | 14,000 | 0.0% | 0.10% | +5.1% | |
| AKP | Sell | ALLIANCE CALIF MUN INCOME FD | $265,000 | -20.7% | 20,881 | -15.1% | 0.10% | -16.9% |
| ABE | ABERDEEN EMERGING MKTS SMALL | $266,000 | +1.9% | 17,980 | 0.0% | 0.10% | +6.2% | |
| NSC | NORFOLK SOUTHERN CORP | $262,000 | -6.1% | 1,928 | 0.0% | 0.10% | -1.9% | |
| EVV | New | EATON VANCE LTD DUR INCOME F | $260,000 | – | 20,000 | +100.0% | 0.10% | – |
| NXR | NUVEEN SELECT TAX FREE INCMsh ben int | $260,000 | -6.5% | 18,269 | 0.0% | 0.10% | -1.9% | |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $257,000 | +542.5% | 22,536 | +563.6% | 0.10% | +566.7% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $249,000 | +2.0% | 47,687 | +4.2% | 0.10% | +5.5% |
| DTF | Sell | DTF TAX-FREE INCOME INC | $246,000 | -47.7% | 18,445 | -44.8% | 0.10% | -45.7% |
| JRI | Sell | NUVEEN REAL ASSET INM AND GW | $235,000 | -20.1% | 14,501 | -12.1% | 0.09% | -16.5% |
| VTA | INVESCO DYNAMIC CR OPP FD | $233,000 | +0.4% | 19,830 | 0.0% | 0.09% | +4.7% | |
| VMO | INVESCO MUN OPPORTUNITY TR | $233,000 | -5.7% | 19,900 | 0.0% | 0.09% | -2.2% | |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $231,000 | – | 51,855 | +100.0% | 0.09% | – |
| LEO | New | DREYFUS STRATEGIC MUNS INC | $231,000 | – | 30,000 | +100.0% | 0.09% | – |
| CEV | Sell | EATON VANCE CA MUNI INCOME Tsh ben int | $226,000 | -46.7% | 19,858 | -43.0% | 0.09% | -44.3% |
| PHT | PIONEER HIGH INCOME TR | $220,000 | -3.1% | 23,387 | 0.0% | 0.08% | +1.2% | |
| BTT | BLACKROCK MUN 2030 TAR TERM | $218,000 | -4.8% | 10,231 | 0.0% | 0.08% | -1.2% | |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $207,000 | +33.5% | 64,866 | +38.4% | 0.08% | +37.9% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $198,000 | -8.3% | 87 | +1.2% | 0.08% | -3.8% |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $194,000 | +8.4% | 17,288 | +14.7% | 0.08% | +11.9% |
| CBH | ALLIANZGI CON INCM 2024 TARG | $183,000 | +1.1% | 19,849 | 0.0% | 0.07% | +6.0% | |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $172,000 | -10.9% | 9,589 | 0.0% | 0.07% | -6.9% | |
| LCM | ADVENT CLAYMORE ENH GRW & IN | $167,000 | -5.1% | 21,133 | 0.0% | 0.06% | 0.0% | |
| NTC | NUVEEN CONNECTICUT QLTY MUN | $152,000 | -3.2% | 13,200 | 0.0% | 0.06% | +1.7% | |
| KTF | Sell | DEUTSCHE MUN INCOME | $146,000 | -59.8% | 13,000 | -57.4% | 0.06% | -57.8% |
| HFRO | New | HIGHLAND FLOATNG RATE OPPRT | $148,000 | – | 9,259 | +100.0% | 0.06% | – |
| EIA | EATON VANCE CALIF MUN BD FD | $148,000 | -7.5% | 13,880 | 0.0% | 0.06% | -5.0% | |
| PFF | New | ISHARES TRs&p us pfd stk | $148,000 | – | 3,933 | +100.0% | 0.06% | – |
| IPFF | New | ISHARES TRintl pfd stk etf | $148,000 | – | 8,200 | +100.0% | 0.06% | – |
| MGU | Sell | MACQUARIE GLBL INFRA TOTL RE | $143,000 | -15.9% | 6,435 | -2.7% | 0.06% | -12.7% |
| FEN | FIRST TR ENERGY INCOME & GRW | $136,000 | -18.1% | 6,257 | 0.0% | 0.05% | -14.5% | |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $131,000 | +17.0% | 10,507 | +25.6% | 0.05% | +21.4% |
| ERA | Sell | ERA GROUP INC | $126,000 | -35.1% | 13,474 | -25.2% | 0.05% | -31.9% |
| NDP | Buy | TORTOISE ENERGY INDEPENDENC | $127,000 | +2.4% | 11,321 | +21.1% | 0.05% | +6.5% |
| TSI | TCW STRATEGIC INCOME FUND IN | $123,000 | -4.7% | 22,000 | 0.0% | 0.05% | 0.0% | |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $122,000 | -6.2% | 10,000 | 0.0% | 0.05% | -2.1% | |
| AMGN | AMGEN INC | $119,000 | -2.5% | 700 | 0.0% | 0.05% | +2.2% | |
| RVT | Sell | ROYCE VALUE TR INC | $113,000 | -89.4% | 7,237 | -89.1% | 0.04% | -89.0% |
| IIF | MORGAN STANLEY INDIA INVS FD | $112,000 | -8.2% | 3,674 | 0.0% | 0.04% | -4.4% | |
| GDV | Buy | GABELLI DIVD & INCOME TR | $110,000 | -5.2% | 4,959 | +0.3% | 0.04% | 0.0% |
| NXP | NUVEEN SELECT TAX FREE INCMsh ben int | $109,000 | -3.5% | 7,740 | 0.0% | 0.04% | 0.0% | |
| MRK | Sell | MERCK & CO INC | $109,000 | -20.4% | 2,000 | -18.0% | 0.04% | -17.6% |
| BMY | BRISTOL MYERS SQUIBB CO | $108,000 | +3.8% | 1,700 | 0.0% | 0.04% | +7.7% | |
| EIP | Sell | EATON VANCE PA MUN BD FD | $107,000 | -24.6% | 9,121 | -20.1% | 0.04% | -22.6% |
| CEF | New | SPROTT PHYSICAL GOLD & SILVEtr unit | $106,000 | – | 8,000 | +100.0% | 0.04% | – |
| EVO | EATON VANCE OH MUNI INCOME Tsh ben int | $102,000 | -4.7% | 8,200 | 0.0% | 0.04% | 0.0% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $104,000 | -6.3% | 7,920 | 0.0% | 0.04% | -2.4% | |
| TSLF | THL CR SR LN FD | $104,000 | +2.0% | 6,050 | 0.0% | 0.04% | +5.3% | |
| CTR | Buy | CLEARBRIDGE ENERGY MLP TR FD | $101,000 | -12.9% | 10,263 | +2.6% | 0.04% | -9.3% |
| NID | NUVEEN INTER DURATION MN TMF | $97,000 | -3.0% | 7,710 | 0.0% | 0.04% | +2.7% | |
| AEF | ABERDEEN CHILE FD INC | $96,000 | -1.0% | 10,859 | 0.0% | 0.04% | +2.8% | |
| EVJ | New | EATON VANCE NJ MUNI INCOME Tsh ben int | $96,000 | – | 8,591 | +100.0% | 0.04% | – |
| EQS | Sell | EQUUS TOTAL RETURN INC | $93,000 | -9.7% | 39,150 | -8.4% | 0.04% | -5.3% |
| NYH | Sell | EATON VANCE N Y MUN BD FD II | $92,000 | -46.8% | 8,617 | -42.6% | 0.04% | -43.8% |
| MFM | New | MFS MUN INCOME TRsh ben int | $93,000 | – | 14,336 | +100.0% | 0.04% | – |
| AABA | ALTABA INC | $94,000 | +6.8% | 1,267 | 0.0% | 0.04% | +9.1% | |
| VPV | INVESCO PA VALUE MUN INCOME | $90,000 | -3.2% | 7,659 | 0.0% | 0.04% | 0.0% | |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $89,000 | -28.2% | 5,581 | -29.2% | 0.03% | -26.1% |
| TY | Buy | TRI CONTL CORP | $88,000 | -2.2% | 3,353 | +0.3% | 0.03% | +3.0% |
| SRV | THE CUSHING MLP INFASTCR TOT | $88,000 | -12.9% | 8,439 | 0.0% | 0.03% | -10.5% | |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $84,000 | -5.6% | 7,242 | 0.0% | 0.03% | 0.0% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $85,000 | -5.6% | 6,553 | 0.0% | 0.03% | 0.0% | |
| NXJ | Sell | NUVEEN NEW JERSEY QULT MUN F | $84,000 | -49.1% | 6,456 | -46.4% | 0.03% | -45.9% |
| PSMT | PRICESMART INC | $84,000 | -2.3% | 1,000 | 0.0% | 0.03% | +3.1% | |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $80,000 | – | 3,194 | +100.0% | 0.03% | – |
| PMM | PUTNAM MANAGED MUN INCOM TR | $77,000 | -3.8% | 10,794 | 0.0% | 0.03% | 0.0% | |
| KYE | KAYNE ANDERSON ENRGY TTL RT | $77,000 | -15.4% | 9,000 | 0.0% | 0.03% | -11.8% | |
| ICB | Sell | MORGAN STANLEY TRUSTS | $75,000 | -62.9% | 4,001 | -63.6% | 0.03% | -61.3% |
| RMRM | Sell | RMR REAL ESTATE INCOME FUND | $73,000 | -42.1% | 4,401 | -33.6% | 0.03% | -40.4% |
| DMB | DREYFUS MUN BD INFRSTRCTR FD | $71,000 | -5.3% | 5,776 | 0.0% | 0.03% | 0.0% | |
| IF | Sell | ABERDEEN INDONESIA FD INC | $72,000 | -20.9% | 9,845 | -17.6% | 0.03% | -17.6% |
| GDX | VANECK VECTORS ETF TRgold miners etf | $66,000 | -5.7% | 3,023 | 0.0% | 0.03% | 0.0% | |
| SGF | Sell | ABERDEEN SINGAPORE FD INC | $67,000 | -23.0% | 5,025 | -28.5% | 0.03% | -18.8% |
| NXQ | NUVEEN SELECT TAX FREE INCMsh ben int | $64,000 | -3.0% | 4,722 | 0.0% | 0.02% | 0.0% | |
| APB | Sell | ASIA PAC FD INC | $61,000 | -17.6% | 4,150 | -19.4% | 0.02% | -14.3% |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $60,000 | -79.7% | 4,590 | -78.4% | 0.02% | -79.1% |
| DEO | DIAGEO P L Cspon adr new | $56,000 | -6.7% | 413 | 0.0% | 0.02% | 0.0% | |
| MAV | PIONEER MUN HIGH INCOME ADV | $58,000 | -4.9% | 5,405 | 0.0% | 0.02% | -4.3% | |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $58,000 | -60.3% | 5,312 | -60.8% | 0.02% | -59.3% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $56,000 | -9.7% | 2,602 | 0.0% | 0.02% | -4.3% | |
| BTA | New | BLACKROCK LONG-TERM MUNI ADV | $54,000 | – | 4,739 | +100.0% | 0.02% | – |
| SONY | Sell | SONY CORPsponsored adr | $54,000 | +1.9% | 1,118 | -4.9% | 0.02% | +5.0% |
| VMM | DELAWARE INV MN MUN INC FD I | $54,000 | -6.9% | 4,272 | 0.0% | 0.02% | -4.5% | |
| CBA | Sell | CLEARBRIDGE AMERN ENERG MLP | $54,000 | -39.3% | 7,885 | -27.0% | 0.02% | -36.4% |
| ASA | ASA GOLD AND PRECIOUS MTLS L | $52,000 | -8.8% | 5,000 | 0.0% | 0.02% | -4.8% | |
| IBN | Buy | ICICI BK LTDadr | $50,000 | -2.0% | 5,596 | +7.6% | 0.02% | 0.0% |
| BBVA | Buy | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $49,000 | +8.9% | 6,140 | +14.7% | 0.02% | +11.8% |
| BWG | New | BRANDYWINEGBL GLBAL INM OPRT | $50,000 | – | 3,864 | +100.0% | 0.02% | – |
| CEE | Buy | THE CENTRAL AND EASTERN EU I | $46,000 | +7.0% | 1,783 | +0.2% | 0.02% | +12.5% |
| CXE | New | MFS HIGH INCOME MUN TRsh ben int | $46,000 | – | 9,250 | +100.0% | 0.02% | – |
| LLY | LILLY ELI & CO | $46,000 | -9.8% | 600 | 0.0% | 0.02% | -5.3% | |
| TIP | ISHARES TRtips bd etf | $46,000 | -2.1% | 410 | 0.0% | 0.02% | +5.9% | |
| QQQX | Buy | NUVEEN NASDAQ 100 DYNAMIC OV | $38,000 | +2.7% | 1,550 | +1.5% | 0.02% | +7.1% |
| GDL | Sell | GDL FUND | $38,000 | -22.4% | 4,083 | -19.0% | 0.02% | -16.7% |
| NVS | NOVARTIS A Gsponsored adr | $40,000 | -4.8% | 500 | 0.0% | 0.02% | -6.2% | |
| BTI | Buy | BRITISH AMERN TOB PLCsponsored adr | $40,000 | +11.1% | 691 | +29.2% | 0.02% | +15.4% |
| MN | Buy | MANNING & NAPIER INCcl a | $35,000 | +66.7% | 10,000 | +69.5% | 0.01% | +75.0% |
| BIT | BLACKROCK MULTI-SECTOR INC T | $35,000 | -7.9% | 2,100 | 0.0% | 0.01% | 0.0% | |
| GE | Sell | GENERAL ELECTRIC CO | $36,000 | -33.3% | 2,663 | -13.9% | 0.01% | -30.0% |
| JCE | Buy | NUVEEN CORE EQUITY ALPHA FUN | $34,000 | +13.3% | 2,329 | +11.6% | 0.01% | +18.2% |
| LDF | LATIN AMERN DISCOVERY FD INC | $32,000 | +6.7% | 2,593 | 0.0% | 0.01% | +9.1% | |
| MMD | New | MAINSTAY MACKAY DEFINDTRM MU | $31,000 | – | 1,666 | +100.0% | 0.01% | – |
| RCG | RENN FD INC | $30,000 | -11.8% | 22,847 | 0.0% | 0.01% | -7.7% | |
| AEG | Buy | AEGON N Vny registry sh | $32,000 | +77.8% | 4,764 | +62.5% | 0.01% | +71.4% |
| ZF | Buy | VIRTUS TOTAL RETURN FUND INC | $29,000 | -12.1% | 2,612 | +1.1% | 0.01% | -8.3% |
| GAB | Buy | GABELLI EQUITY TR INC | $29,000 | +3.6% | 4,676 | +2.4% | 0.01% | +10.0% |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $28,000 | +12.0% | 4,635 | +4.2% | 0.01% | +22.2% |
| ISL | ABERDEEN ISRAEL FUND INC | $29,000 | 0.0% | 1,500 | 0.0% | 0.01% | 0.0% | |
| SLB | Buy | SCHLUMBERGER LTD | $29,000 | +16.0% | 445 | +20.3% | 0.01% | +22.2% |
| NTES | Buy | NETEASE INCsponsored adr | $26,000 | +30.0% | 91 | +54.2% | 0.01% | +42.9% |
| IFN | INDIA FD INC | $25,000 | -3.8% | 1,000 | 0.0% | 0.01% | 0.0% | |
| FTI | Buy | TECHNIPFMC PLC | $27,000 | +3.8% | 931 | +12.3% | 0.01% | 0.0% |
| CELG | CELGENE CORP | $27,000 | -12.9% | 300 | 0.0% | 0.01% | -16.7% | |
| APF | MORGAN STANLEY ASIA PAC FD I | $27,000 | -3.6% | 1,502 | 0.0% | 0.01% | 0.0% | |
| GRR | ASIA TIGERS FD INC | $25,000 | 0.0% | 2,000 | 0.0% | 0.01% | +11.1% | |
| BMRN | Buy | BIOMARIN PHARMACEUTICAL INC | $26,000 | +36.8% | 316 | +49.8% | 0.01% | +42.9% |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $25,000 | +4.2% | 1,649 | +4.6% | 0.01% | +11.1% |
| GCH | ABERDEEN GTR CHINA FD INC | $27,000 | +8.0% | 2,000 | 0.0% | 0.01% | +11.1% | |
| SWZ | SWISS HELVETIA FD INC | $24,000 | -4.0% | 1,950 | 0.0% | 0.01% | 0.0% | |
| GMZ | GOLDMAN SACHS MLP INC OPP FD | $24,000 | -11.1% | 3,051 | 0.0% | 0.01% | -10.0% | |
| GPM | GUGGENHEIM ENHNCD EQTY INCM | $23,000 | -8.0% | 2,774 | 0.0% | 0.01% | 0.0% | |
| INO | INOVIO PHARMACEUTICALS INC | $24,000 | +14.3% | 5,000 | 0.0% | 0.01% | +12.5% | |
| VALE | Sell | VALE S Aadr | $23,000 | -20.7% | 1,779 | -24.4% | 0.01% | -18.2% |
| ASML | ASML HOLDING N V | $23,000 | +15.0% | 116 | 0.0% | 0.01% | +28.6% | |
| IQI | INVESCO QUALITY MUNI INC TRS | $21,000 | -4.5% | 1,725 | 0.0% | 0.01% | 0.0% | |
| KPTI | KARYOPHARM THERAPEUTICS INC | $20,000 | +42.9% | 1,500 | 0.0% | 0.01% | +60.0% | |
| INCY | INCYTE CORP | $20,000 | -13.0% | 242 | 0.0% | 0.01% | -11.1% | |
| BMA | New | BANCO MACRO SAspon adr b | $17,000 | – | 162 | +100.0% | 0.01% | – |
| NMY | NUVEEN MARYLAND QLT MUN INC | $18,000 | 0.0% | 1,448 | 0.0% | 0.01% | 0.0% | |
| BTZ | BLACKROCK CR ALLCTN INC TR | $16,000 | -5.9% | 1,300 | 0.0% | 0.01% | 0.0% | |
| HNW | PIONEER DIV HIGH INCOME TRUS | $12,000 | -7.7% | 800 | 0.0% | 0.01% | 0.0% | |
| SNP | CHINA PETE & CHEM CORP | $12,000 | +20.0% | 137 | 0.0% | 0.01% | +25.0% | |
| MSF | MORGAN STANLEY EMER MKTS FD | $13,000 | 0.0% | 716 | 0.0% | 0.01% | 0.0% | |
| IRL | Buy | NEW IRELAND FUND INC | $13,000 | +85.7% | 1,084 | +101.5% | 0.01% | +66.7% |
| DDF | DELAWARE INVTS DIV & INCOME | $13,000 | -7.1% | 1,278 | 0.0% | 0.01% | 0.0% | |
| RTN | RAYTHEON CO | $13,000 | +18.2% | 59 | 0.0% | 0.01% | +25.0% | |
| GGZ | GABELLI GLB SML & MD CP VAL | $13,000 | 0.0% | 1,046 | 0.0% | 0.01% | 0.0% | |
| USO | UNITED STATES OIL FUND LPunits | $13,000 | +8.3% | 1,000 | 0.0% | 0.01% | +25.0% | |
| MVC | Buy | MVC CAPITAL INC | $13,000 | -7.1% | 1,318 | +1.4% | 0.01% | 0.0% |
| ERJ | Sell | EMBRAER S A | $10,000 | -9.1% | 397 | -11.8% | 0.00% | 0.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $11,000 | -8.3% | 98 | -10.9% | 0.00% | 0.0% |
| MMM | 3M CO | $11,000 | -8.3% | 49 | 0.0% | 0.00% | 0.0% | |
| TD | Buy | TORONTO DOMINION BK ONT | $11,000 | 0.0% | 201 | +5.8% | 0.00% | 0.0% |
| MUFG | MITSUBISHI UFJ FINL GROUP INsponsored ads | $10,000 | -9.1% | 1,513 | 0.0% | 0.00% | 0.0% | |
| V | Buy | VISA INC | $11,000 | +22.2% | 92 | +19.5% | 0.00% | +33.3% |
| SVXY | New | PROSHARES TR IIsht vix st trm | $11,000 | – | 977 | +100.0% | 0.00% | – |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $11,000 | +37.5% | 62 | +34.8% | 0.00% | +33.3% |
| MSFT | Buy | MICROSOFT CORP | $11,000 | +22.2% | 121 | +15.2% | 0.00% | +33.3% |
| SE | SEA LTDadr | $11,000 | -15.4% | 998 | 0.0% | 0.00% | -20.0% | |
| AAPL | Buy | APPLE INC | $11,000 | +22.2% | 64 | +23.1% | 0.00% | +33.3% |
| CCEP | COCA COLA EUROPEAN PARTNERS | $10,000 | 0.0% | 247 | 0.0% | 0.00% | 0.0% | |
| MCD | MCDONALDS CORP | $10,000 | -9.1% | 66 | 0.0% | 0.00% | 0.0% | |
| ABB | ABB LTDsponsored adr | $8,000 | -11.1% | 328 | 0.0% | 0.00% | 0.0% | |
| PUK | Buy | PRUDENTIAL PLCadr | $9,000 | +12.5% | 174 | +9.4% | 0.00% | 0.0% |
| PFE | Sell | PFIZER INC | $8,000 | -20.0% | 233 | -12.4% | 0.00% | -25.0% |
| PAM | Sell | PAMPA ENERGIA S Aspons adr lvl i | $8,000 | -20.0% | 134 | -14.1% | 0.00% | -25.0% |
| PNC | PNC FINL SVCS GROUP INC | $9,000 | 0.0% | 59 | 0.0% | 0.00% | 0.0% | |
| NOC | Buy | NORTHROP GRUMMAN CORP | $7,000 | +16.7% | 20 | +11.1% | 0.00% | +50.0% |
| EDU | Buy | NEW ORIENTAL ED & TECH GRP Ispon adr | $9,000 | +28.6% | 97 | +27.6% | 0.00% | 0.0% |
| SNY | SANOFIsponsored adr | $7,000 | -12.5% | 186 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SEspon adr | $9,000 | 0.0% | 81 | 0.0% | 0.00% | 0.0% | |
| MLCO | MELCO RESORT ENTERTAINMENT Ladr | $7,000 | 0.0% | 257 | 0.0% | 0.00% | 0.0% | |
| PHG | Sell | KONINKLIJKE PHILIPS N Vny reg sh new | $9,000 | -60.9% | 236 | -62.0% | 0.00% | -66.7% |
| JNJ | JOHNSON & JOHNSON | $8,000 | 0.0% | 59 | 0.0% | 0.00% | 0.0% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $8,000 | -75.8% | 50 | -76.4% | 0.00% | -75.0% |
| ING | ING GROEP N Vsponsored adr | $7,000 | -12.5% | 427 | 0.0% | 0.00% | 0.0% | |
| HD | Sell | HOME DEPOT INC | $8,000 | -20.0% | 45 | -15.1% | 0.00% | -25.0% |
| GWPH | GW PHARMACEUTICALS PLCads | $7,000 | -12.5% | 63 | 0.0% | 0.00% | 0.0% | |
| DWDP | DOWDUPONT INC | $7,000 | -12.5% | 116 | 0.0% | 0.00% | 0.0% | |
| UTX | UNITED TECHNOLOGIES CORP | $8,000 | 0.0% | 62 | 0.0% | 0.00% | 0.0% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $9,000 | -18.2% | 43 | -14.0% | 0.00% | -25.0% |
| CS | Sell | CREDIT SUISSE GROUPsponsored adr | $8,000 | -20.0% | 489 | -10.8% | 0.00% | -25.0% |
| WMT | WALMART INC | $8,000 | -11.1% | 91 | 0.0% | 0.00% | 0.0% | |
| CNQ | CANADIAN NAT RES LTD | $9,000 | -10.0% | 272 | 0.0% | 0.00% | -25.0% | |
| BHP | Sell | BHP BILLITON LTDsponsored adr | $9,000 | -10.0% | 210 | -2.8% | 0.00% | -25.0% |
| ZTS | New | ZOETIS INCcl a | $7,000 | – | 85 | +100.0% | 0.00% | – |
| ALLE | ALLEGION PUB LTD CO | $9,000 | +12.5% | 103 | 0.0% | 0.00% | 0.0% | |
| ACN | New | ACCENTURE PLC IRELAND | $7,000 | – | 43 | +100.0% | 0.00% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $8,000 | 0.0% | 38 | +8.6% | 0.00% | 0.0% |
| AXP | AMERICAN EXPRESS CO | $8,000 | -11.1% | 87 | 0.0% | 0.00% | 0.0% | |
| CB | CHUBB LIMITED | $9,000 | -10.0% | 68 | 0.0% | 0.00% | -25.0% | |
| PG | PROCTER AND GAMBLE CO | $7,000 | -12.5% | 82 | 0.0% | 0.00% | 0.0% | |
| WM | New | WASTE MGMT INC DEL | $5,000 | – | 65 | +100.0% | 0.00% | – |
| SYK | New | STRYKER CORP | $6,000 | – | 35 | +100.0% | 0.00% | – |
| MFC | Sell | MANULIFE FINL CORP | $6,000 | -25.0% | 316 | -19.0% | 0.00% | -33.3% |
| BNS | BANK N S HALIFAX | $5,000 | 0.0% | 81 | 0.0% | 0.00% | 0.0% | |
| SPG | SIMON PPTY GROUP INC NEW | $5,000 | -16.7% | 34 | 0.0% | 0.00% | 0.0% | |
| SKM | Sell | SK TELECOM LTDsponsored adr | $5,000 | -16.7% | 224 | -2.6% | 0.00% | 0.0% |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $6,000 | – | 49 | +100.0% | 0.00% | – |
| PEP | New | PEPSICO INC | $5,000 | – | 49 | +100.0% | 0.00% | – |
| AEP | Sell | AMERICAN ELEC PWR INC | $6,000 | -14.3% | 83 | -16.2% | 0.00% | -33.3% |
| MO | New | ALTRIA GROUP INC | $5,000 | – | 81 | +100.0% | 0.00% | – |
| ORAN | New | ORANGEsponsored adr | $6,000 | – | 339 | +100.0% | 0.00% | – |
| UN | New | UNILEVER N V | $6,000 | – | 110 | +100.0% | 0.00% | – |
| TRV | New | TRAVELERS COMPANIES INC | $6,000 | – | 40 | +100.0% | 0.00% | – |
| DIS | DISNEY WALT CO | $5,000 | -16.7% | 52 | 0.0% | 0.00% | 0.0% | |
| KST | DEUTSCHE STRATEGIC INCOME TR | $5,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $6,000 | -33.3% | 117 | -28.2% | 0.00% | -33.3% |
| XOM | Sell | EXXON MOBIL CORP | $5,000 | -83.3% | 73 | -79.9% | 0.00% | -81.8% |
| GIL | GILDAN ACTIVEWEAR INC | $5,000 | -16.7% | 187 | 0.0% | 0.00% | 0.0% | |
| CTRP | Buy | CTRIP COM INTL LTD | $6,000 | +20.0% | 131 | +21.3% | 0.00% | 0.0% |
| APHB | Exit | AmpliPhi Biosciences Corporation | $0 | – | -100 | -100.0% | 0.00% | – |
| QSR | RESTAURANT BRANDS INTL INC | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| WEN | WENDYS CO | $1,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| MNE | BLACKROCK MUNI N Y INTER DUR | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| LPG | Exit | Dorian LPG Ltd | $0 | – | -443 | -100.0% | -0.00% | – |
| JGH | Exit | Nuveen Global High Income Fund | $0 | – | -227 | -100.0% | -0.00% | – |
| MET | Exit | MetLife Inc | $0 | – | -105 | -100.0% | -0.00% | – |
| KHC | Exit | The Kraft Heinz Co | $0 | – | -71 | -100.0% | -0.00% | – |
| VEON | Exit | VEON Ltdsponsored adr | $0 | – | -1,586 | -100.0% | -0.00% | – |
| OXY | Exit | Occidental Petroleum Corp | $0 | – | -83 | -100.0% | -0.00% | – |
| PM | Exit | Philip Morris International Inc | $0 | – | -78 | -100.0% | -0.00% | – |
| D | Exit | Dominion Energy Inc | $0 | – | -95 | -100.0% | -0.00% | – |
| INTC | Exit | Intel Corp | $0 | – | -142 | -100.0% | -0.00% | – |
| KO | Exit | The Coca-Cola Co | $0 | – | -182 | -100.0% | -0.00% | – |
| ITUB | Exit | Itau Unibanco Holding SAspon adr rep pfd | $0 | – | -1,498 | -100.0% | -0.01% | – |
| PCF | Exit | Putnam High Income Securities Fund | $0 | – | -2,356 | -100.0% | -0.01% | – |
| SMHI | Exit | SEACOR Marine Holdings Inc | $0 | – | -2,010 | -100.0% | -0.01% | – |
| STO | Exit | Statoil ASAsponsored adr | $0 | – | -1,376 | -100.0% | -0.01% | – |
| BTTGY | Exit | BT Group PLCadr | $0 | – | -1,599 | -100.0% | -0.01% | – |
| BCV | Exit | Bancroft Fund Ltd | $0 | – | -1,778 | -100.0% | -0.02% | – |
| KMM | Exit | Deutsche Multi-Market Income Trust | $0 | – | -4,751 | -100.0% | -0.02% | – |
| RMT | Exit | Royce Micro-Cap Trust Inc | $0 | – | -4,780 | -100.0% | -0.02% | – |
| BWG | Exit | Legg Mason BW Global Income Opportunities Fund Inc | $0 | – | -3,864 | -100.0% | -0.02% | – |
| LENB | Exit | Lennar Corpcl b | $0 | – | -990 | -100.0% | -0.02% | – |
| FMY | Exit | First Trust Mortgage Income Fund | $0 | – | -4,920 | -100.0% | -0.03% | – |
| JTD | Exit | Nuveen Tax-Advantaged Dividend Growth Fund | $0 | – | -3,950 | -100.0% | -0.03% | – |
| XMPT | Exit | VanEck Vectors CEF Municipal Income ETF | $0 | – | -2,908 | -100.0% | -0.03% | – |
| CKH | Exit | SEACOR Holdings Inc | $0 | – | -2,000 | -100.0% | -0.03% | – |
| CEF | Exit | Central Fund of Canada Ltdcl a | $0 | – | -8,000 | -100.0% | -0.04% | – |
| BCX | Exit | BlackRock Resources & Commodities Strategy Trust | $0 | – | -14,156 | -100.0% | -0.05% | – |
| TEI | Exit | Templeton Emerging Markets Income Fund | $0 | – | -13,392 | -100.0% | -0.06% | – |
| SZC | Exit | The Cushing Renaissance Fund | $0 | – | -10,441 | -100.0% | -0.08% | – |
| NTG | Exit | Tortoise MLP Fund Inc | $0 | – | -25,001 | -100.0% | -0.16% | – |
| VCSH | Exit | Vanguard Short-Term Corporate Bond ETFshrt trm corp bd | $0 | – | -12,500 | -100.0% | -0.37% | – |
| TICC | Exit | TICC Capital Corp | $0 | – | -264,113 | -100.0% | -0.56% | – |
| BST | Exit | BlackRock Science & Technology Trust | $0 | – | -333,742 | -100.0% | -3.32% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.