$227 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 288 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 14.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Sell | NexPoint Credit Strategies Fund | $20,270,000 | -26.7% | 879,410 | -30.8% | 8.94% | -26.4% |
| BIF | Sell | Boulder Growth & Income Fund Inc | $15,106,000 | +4.6% | 1,480,991 | -0.4% | 6.66% | +5.1% |
| BST | Buy | BlackRock Science & Technology Trust | $13,480,000 | +14.4% | 551,798 | +4.0% | 5.94% | +14.9% |
| THQ | Buy | Tekla Healthcare Opportunities Fund | $10,615,000 | +15.3% | 571,609 | +13.9% | 4.68% | +15.9% |
| CET | Buy | Central Securities Corp | $10,485,000 | +16.4% | 405,624 | +12.3% | 4.62% | +17.0% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $7,598,000 | +2.9% | 1,047,942 | +2.2% | 3.35% | +3.4% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $7,484,000 | +5.6% | 492,075 | -0.8% | 3.30% | +6.1% |
| THW | Buy | Tekla World Healthcare Fund | $6,699,000 | +9.1% | 460,084 | +13.3% | 2.95% | +9.7% |
| AOD | Buy | Alpine Total Dynamic Dividend Fund | $6,455,000 | +3.8% | 717,254 | +0.3% | 2.85% | +4.4% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $6,396,000 | +8.7% | 1,060,726 | +2.1% | 2.82% | +9.3% |
| GAM | Buy | General American Investors Co Inc | $5,336,000 | +9.5% | 148,150 | +4.5% | 2.35% | +10.1% |
| MTZ | Sell | MasTec Inc | $4,747,000 | -7.3% | 102,297 | -9.8% | 2.09% | -6.9% |
| TTP | Buy | Tortoise Pipeline & Energy Fund Inc | $3,920,000 | +25.5% | 203,550 | +26.7% | 1.73% | +26.1% |
| RCL | Sell | Royal Caribbean Cruises Ltd | $3,892,000 | -14.0% | 32,829 | -20.7% | 1.72% | -13.5% |
| SOR | Buy | Source Capital Inc | $3,482,000 | +8.1% | 86,566 | +3.8% | 1.54% | +8.6% |
| CPA | Sell | Copa Holdings SAcl a | $3,272,000 | -13.3% | 26,273 | -18.6% | 1.44% | -12.9% |
| AGD | Sell | Alpine Global Dynamic Dividend Fund | $2,997,000 | -5.7% | 282,457 | -9.1% | 1.32% | -5.2% |
| GRX | Buy | The Gabelli Healthcare & WellnessRx Trust | $2,835,000 | -6.4% | 280,396 | +0.5% | 1.25% | -5.9% |
| SEB | Seaboard Corp | $2,635,000 | +12.8% | 585 | 0.0% | 1.16% | +13.4% | |
| LEN | Lennar Corpcl a | $2,614,000 | -0.9% | 49,500 | 0.0% | 1.15% | -0.5% | |
| GF | Sell | The New Germany Fund Inc | $2,585,000 | +11.5% | 139,188 | -0.2% | 1.14% | +12.1% |
| JEQ | Sell | Aberdeen Japan Equity Fund Inc | $2,560,000 | +1.9% | 293,968 | -0.6% | 1.13% | +2.5% |
| MINT | Buy | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $2,538,000 | +3.3% | 24,932 | +3.3% | 1.12% | +3.9% |
| NCLH | Sell | Norwegian Cruise Line Holdings Ltd | $2,537,000 | -22.0% | 46,944 | -21.7% | 1.12% | -21.7% |
| CX | Buy | Cemex SAB de CVspon adr new | $2,457,000 | +6.2% | 270,645 | +10.2% | 1.08% | +6.7% |
| RVT | Sell | Royce Value Trust Inc | $2,412,000 | +6.6% | 152,731 | -1.5% | 1.06% | +7.0% |
| PEO | Sell | Adams Natural Resources Fund Inc | $2,356,000 | -16.8% | 119,891 | -20.8% | 1.04% | -16.3% |
| BPOP | Buy | Popular Inc | $2,189,000 | +67.1% | 60,900 | +93.9% | 0.96% | +67.8% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $2,177,000 | +6.0% | 173,496 | -3.0% | 0.96% | +6.7% |
| ZF | Sell | Virtus Total Return Fund Inc | $2,105,000 | +5.9% | 161,443 | -0.6% | 0.93% | +6.4% |
| FBP | Buy | First BanCorp/Puerto Rico | $1,899,000 | +42.0% | 370,875 | +60.6% | 0.84% | +42.8% |
| AVHOQ | Avianca Holdings SAspon adr rep pfd | $1,719,000 | +19.4% | 221,569 | 0.0% | 0.76% | +19.9% | |
| WSO | Watsco Inc | $1,707,000 | +4.4% | 10,600 | 0.0% | 0.75% | +4.9% | |
| CCL | Carnival Corpunit 99/99/9999 | $1,679,000 | -1.5% | 26,000 | 0.0% | 0.74% | -1.1% | |
| CWCO | Consolidated Water Co Ltdord | $1,658,000 | +3.2% | 129,538 | 0.0% | 0.73% | +3.8% | |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $1,595,000 | -0.7% | 187,872 | +0.6% | 0.70% | -0.3% |
| KMF | New | Kayne Anderson Midstream/Energy Fund Inc | $1,573,000 | – | 106,994 | +100.0% | 0.69% | – |
| NFJ | Sell | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | $1,498,000 | -1.2% | 111,788 | -3.5% | 0.66% | -0.8% |
| TY | Sell | Tri-Continental Corp | $1,470,000 | -43.1% | 57,534 | -45.8% | 0.65% | -42.8% |
| FDP | Buy | Fresh Del Monte Produce Incord | $1,409,000 | +452.5% | 31,000 | +520.0% | 0.62% | +454.5% |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,396,000 | -2.9% | 14,610 | 0.0% | 0.62% | -2.4% | |
| SMM | Buy | Salient Midstream & MLP Fundsh ben int | $1,362,000 | +258.4% | 117,694 | +263.3% | 0.60% | +259.3% |
| TPZ | Buy | Tortoise Power and Energy Infrastructure Fund Inc | $1,360,000 | +11.5% | 63,871 | +10.0% | 0.60% | +12.1% |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $1,312,000 | +4.1% | 96,695 | +3.2% | 0.58% | +4.5% |
| JRI | New | Nuveen Real Asset Income and Growth Fund | $1,285,000 | – | 71,412 | +100.0% | 0.57% | – |
| NML | Buy | Neuberger Berman MLP Income Fund Inc | $1,271,000 | +51.1% | 133,755 | +53.0% | 0.56% | +51.8% |
| MXE | Buy | The Mexico Equity & Income Fund Inc | $1,237,000 | +12.1% | 106,740 | +10.5% | 0.54% | +12.6% |
| NEE | NextEra Energy Inc | $1,181,000 | +4.6% | 8,056 | 0.0% | 0.52% | +5.3% | |
| FDEU | Sell | First Trust Dynamic Europe Equity Income Fund | $1,119,000 | -31.9% | 58,226 | -34.2% | 0.49% | -31.6% |
| MIE | Buy | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | $1,113,000 | +49.0% | 106,671 | +55.1% | 0.49% | +49.7% |
| VAC | Marriott Vacations Worldwide Corp | $1,089,000 | +5.7% | 8,745 | 0.0% | 0.48% | +6.2% | |
| TWN | The Taiwan Fund Inc | $1,046,000 | +4.1% | 50,804 | 0.0% | 0.46% | +4.5% | |
| SPE | Sell | Special Opportunities Fund Inc | $971,000 | +1.6% | 61,204 | -2.7% | 0.43% | +2.1% |
| CIB | Bancolombia SAspon adr pref | $906,000 | +2.8% | 19,780 | 0.0% | 0.40% | +3.4% | |
| FIF | Buy | First Trust Energy Infrastructure Fund | $858,000 | +3.0% | 45,736 | +3.1% | 0.38% | +3.6% |
| AMX | America Movil SAB de CV | $793,000 | +11.5% | 44,690 | 0.0% | 0.35% | +12.2% | |
| HOMB | New | Home BancShares Inc | $717,000 | – | 28,416 | +100.0% | 0.32% | – |
| TV | Grupo Televisa SABspon adr rep ord | $701,000 | +1.3% | 28,400 | 0.0% | 0.31% | +1.6% | |
| ESRT | Empire State Realty Trust Inccl a | $696,000 | -1.1% | 33,894 | 0.0% | 0.31% | -0.6% | |
| ATNI | ATN International Inc | $632,000 | -22.9% | 11,988 | 0.0% | 0.28% | -22.5% | |
| MLM | Martin Marietta Materials Inc | $619,000 | -7.3% | 3,000 | 0.0% | 0.27% | -6.8% | |
| LAQ | Aberdeen Latin American Equity Fund Inc | $605,000 | +18.2% | 22,110 | 0.0% | 0.27% | +18.7% | |
| VMC | Vulcan Materials Co | $598,000 | -5.5% | 5,000 | 0.0% | 0.26% | -5.0% | |
| LIVN | LivaNova PLC | $584,000 | +14.5% | 8,330 | 0.0% | 0.26% | +14.7% | |
| JMM | Buy | Nuveen Multi-Market Income Fund Inc | $546,000 | +2.8% | 71,936 | +1.4% | 0.24% | +3.4% |
| NEAR | iShares Short Maturity Bond ETFsht mat bd etf | $503,000 | 0.0% | 10,000 | 0.0% | 0.22% | +0.5% | |
| BSV | Sell | Vanguard Short-Term Bond ETFshort trm bond | $503,000 | -11.3% | 6,300 | -11.3% | 0.22% | -10.8% |
| TDF | Templeton Dragon Fund Inc | $481,000 | +3.0% | 23,135 | 0.0% | 0.21% | +3.4% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $476,000 | +0.2% | 2,850 | 0.0% | 0.21% | +1.0% | |
| KF | The Korea Fund Inc | $473,000 | +1.1% | 11,695 | 0.0% | 0.21% | +2.0% | |
| DEX | Sell | Delaware Enhanced Global Dividend & Income Fund | $435,000 | +0.7% | 36,655 | -3.2% | 0.19% | +1.6% |
| TAHO | Buy | Tahoe Resources Inc | $432,000 | +57.1% | 81,900 | +156.7% | 0.19% | +57.0% |
| AIF | New | Apollo Tactical Income Fund Inc | $401,000 | – | 24,766 | +100.0% | 0.18% | – |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $401,000 | -9.3% | 2,100 | 0.0% | 0.18% | -8.8% | |
| MGU | Macquarie Global Infrastructure Total Return Fund Inc | $392,000 | +5.4% | 14,903 | 0.0% | 0.17% | +6.1% | |
| FUND | Buy | Sprott Focus Trust Inc | $385,000 | +6.1% | 49,836 | +1.1% | 0.17% | +6.9% |
| EVTC | EVERTEC Inc | $375,000 | -8.3% | 23,643 | 0.0% | 0.16% | -7.8% | |
| GDV | Buy | The Gabelli Dividend & Income Trust | $371,000 | +2.8% | 16,565 | +0.1% | 0.16% | +3.8% |
| WIW | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $346,000 | +2.4% | 30,700 | 0.0% | 0.15% | +3.4% | |
| CEV | Sell | Eaton Vance California Municipal Income Trustsh ben int | $339,000 | -17.7% | 27,156 | -17.5% | 0.15% | -17.7% |
| EEA | Buy | The European Equity Fund Inc | $337,000 | +296.5% | 34,836 | +276.3% | 0.15% | +302.7% |
| JGH | Nuveen Global High Income Fund | $315,000 | +2.9% | 18,130 | 0.0% | 0.14% | +3.7% | |
| WIA | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $298,000 | +2.1% | 25,799 | 0.0% | 0.13% | +2.3% | |
| CHN | Buy | The China Fund Inc | $275,000 | +52.8% | 13,537 | +40.7% | 0.12% | +53.2% |
| ASG | Sell | Liberty All Star Growth Fund Inc | $269,000 | -25.9% | 51,462 | -30.3% | 0.12% | -25.2% |
| WU | The Western Union Co | $269,000 | +0.7% | 14,000 | 0.0% | 0.12% | +1.7% | |
| NSC | Norfolk Southern Corp | $255,000 | +8.5% | 1,928 | 0.0% | 0.11% | +8.7% | |
| ABE | Buy | Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc | $251,000 | +2.9% | 17,980 | +1.7% | 0.11% | +3.7% |
| PMO | Sell | Putnam Municipal Opportunities Trustsh ben int | $250,000 | -17.5% | 19,790 | -18.4% | 0.11% | -17.3% |
| AKP | Buy | Alliance California Municipal Income Fund Inc | $246,000 | +2.5% | 17,781 | +1.5% | 0.11% | +2.9% |
| ERA | Era Group Inc | $241,000 | +18.1% | 21,515 | 0.0% | 0.11% | +19.1% | |
| CBA | Sell | ClearBridge American Energy MLP Fund Inc | $235,000 | -24.9% | 27,406 | -21.3% | 0.10% | -24.1% |
| NXP | Sell | Nuveen Select Tax-Free Income Portfoliosh ben int | $234,000 | -8.2% | 15,655 | -11.8% | 0.10% | -8.0% |
| BTT | New | BlackRock Municipal 2030 Target Term Trust | $232,000 | – | 10,231 | +100.0% | 0.10% | – |
| AFB | Sell | AllianceBernstein National Municipal Income Fund Inc | $216,000 | -30.3% | 15,462 | -31.8% | 0.10% | -30.1% |
| FSD | Sell | First Trust High Income Long/Short Fund | $205,000 | -41.9% | 12,018 | -41.4% | 0.09% | -41.9% |
| TTF | Buy | The Thai Fund Inc | $202,000 | +14.8% | 20,786 | +2.5% | 0.09% | +15.6% |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $200,000 | +7.5% | 600 | 0.0% | 0.09% | +7.3% | |
| RDSB | New | Royal Dutch Shell PLCspon adr b | $197,000 | – | 86 | +100.0% | 0.09% | – |
| SZC | The Cushing Renaissance Fund | $195,000 | +6.6% | 10,441 | 0.0% | 0.09% | +7.5% | |
| DTF | New | DTF Tax-Free Income Inc | $186,000 | – | 13,000 | +100.0% | 0.08% | – |
| MHI | Sell | Pioneer Municipal High Income Trust | $181,000 | -68.6% | 15,073 | -68.3% | 0.08% | -68.4% |
| LCM | Sell | Advent/Claymore Enhanced Growth & Income Fund | $182,000 | -60.9% | 21,133 | -60.3% | 0.08% | -60.8% |
| BA | Buy | The Boeing Co | $182,000 | +29.1% | 717 | +0.6% | 0.08% | +29.0% |
| NYH | Sell | Eaton Vance New York Municipal Bond Fund II | $179,000 | -24.5% | 15,000 | -25.0% | 0.08% | -24.0% |
| PGZ | New | Principal Real Estate Income Fund | $176,000 | – | 9,815 | +100.0% | 0.08% | – |
| PMM | Sell | Putnam Managed Municipal Income Trust | $175,000 | -41.9% | 23,094 | -42.4% | 0.08% | -41.7% |
| ARDC | Buy | Ares Dynamic Credit Allocation Fund Inc | $175,000 | +10.1% | 10,696 | +10.3% | 0.08% | +10.0% |
| MRK | Buy | Merck & Co Inc | $174,000 | +0.6% | 2,712 | +0.2% | 0.08% | +1.3% |
| TGP | Teekay LNG Partners LPprtnrshp units | $171,000 | +16.3% | 9,589 | 0.0% | 0.08% | +17.2% | |
| BIT | Sell | BlackRock Multi-Sector Income Trust | $167,000 | -13.5% | 8,946 | -16.0% | 0.07% | -12.9% |
| NXQ | Sell | Nuveen Select Tax-Free Income 2 Portfoliosh ben int | $165,000 | -40.9% | 11,722 | -42.4% | 0.07% | -40.2% |
| GS | Buy | The Goldman Sachs Group Inc | $166,000 | +7.1% | 700 | +0.3% | 0.07% | +7.4% |
| BGB | Blackstone / GSO Strategic Credit Fund | $163,000 | +0.6% | 10,181 | 0.0% | 0.07% | +1.4% | |
| GILD | Gilead Sciences Inc | $162,000 | +14.1% | 2,000 | 0.0% | 0.07% | +14.5% | |
| MMM | 3M Co | $160,000 | +1.3% | 760 | 0.0% | 0.07% | +2.9% | |
| NXR | Sell | Nuveen Select Tax-Free Income 3 Portfoliosh ben int | $158,000 | -55.9% | 10,382 | -57.6% | 0.07% | -55.4% |
| APF | Morgan Stanley Asia-Pacific Fund Inc | $146,000 | +3.5% | 8,485 | 0.0% | 0.06% | +3.2% | |
| UNH | Buy | UnitedHealth Group Inc | $146,000 | +5.8% | 747 | +0.3% | 0.06% | +4.9% |
| RGT | Sell | Royce Global Value Trust Inc | $140,000 | +6.1% | 13,480 | -1.8% | 0.06% | +6.9% |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $136,000 | 0.0% | 9,940 | 0.0% | 0.06% | 0.0% | |
| NRK | Nuveen New York AMT-Free Quality Municipal Income Fund | $132,000 | +0.8% | 10,000 | 0.0% | 0.06% | +1.8% | |
| EQS | Equus Total Return Inc | $131,000 | +3.1% | 53,796 | 0.0% | 0.06% | +3.6% | |
| AMGN | Amgen Inc | $131,000 | +8.3% | 700 | 0.0% | 0.06% | +9.4% | |
| BCX | Sell | BlackRock Resources & Commodities Strategy Trust | $126,000 | 0.0% | 14,156 | -10.2% | 0.06% | +1.8% |
| MAV | Sell | Pioneer Municipal High Income Advantage Trust | $126,000 | -60.7% | 10,879 | -60.3% | 0.06% | -60.3% |
| IIF | Morgan Stanley India Investment Fund Inc | $126,000 | +5.9% | 3,674 | 0.0% | 0.06% | +7.7% | |
| TSI | TCW Strategic Income Fund Inc | $128,000 | +3.2% | 22,000 | 0.0% | 0.06% | +3.7% | |
| RMRM | Sell | RMR Real Estate Income Fund | $128,000 | -93.5% | 6,625 | -92.7% | 0.06% | -93.5% |
| HD | Buy | The Home Depot Inc | $125,000 | +7.8% | 762 | +0.5% | 0.06% | +7.8% |
| EIA | Sell | Eaton Vance California Municipal Bond Fund II | $122,000 | -64.3% | 10,109 | -64.7% | 0.05% | -64.0% |
| MCD | Sell | McDonald's Corp | $122,000 | +1.7% | 781 | -0.1% | 0.05% | +1.9% |
| SRV | The Cushing MLP Total Return Fund | $119,000 | -1.7% | 9,899 | 0.0% | 0.05% | -1.9% | |
| CELG | Celgene Corp | $117,000 | +12.5% | 800 | 0.0% | 0.05% | +13.0% | |
| AAPL | Buy | Apple Inc | $116,000 | +7.4% | 753 | +0.3% | 0.05% | +8.5% |
| RA | Brookfield Real Assets Income Fund Inc | $116,000 | +2.7% | 4,855 | 0.0% | 0.05% | +2.0% | |
| SCD | LMP Capital and Income Fund Inc | $114,000 | +2.7% | 7,833 | 0.0% | 0.05% | +2.0% | |
| IBM | Sell | International Business Machines Corp | $112,000 | -5.9% | 774 | -0.1% | 0.05% | -5.8% |
| NAD | Sell | Nuveen Quality Municipal Income Fund | $112,000 | -20.0% | 7,920 | -20.8% | 0.05% | -19.7% |
| AABA | New | Altaba Inc | $110,000 | – | 1,658 | +100.0% | 0.05% | – |
| MUI | Sell | BlackRock Muni Intermediate Duration Fund Inc | $108,000 | -20.0% | 7,590 | -20.8% | 0.05% | -18.6% |
| BMY | Bristol-Myers Squibb Co | $108,000 | +13.7% | 1,700 | 0.0% | 0.05% | +14.3% | |
| IF | Sell | The Aberdeen Indonesia Fund Inc | $107,000 | -17.1% | 13,727 | -19.3% | 0.05% | -17.5% |
| TICC | TICC Capital Corp | $105,000 | +8.2% | 15,300 | 0.0% | 0.05% | +7.0% | |
| CEF | Central Fund of Canada Ltdcl a | $101,000 | +2.0% | 8,000 | 0.0% | 0.04% | +4.7% | |
| SGF | Sell | Aberdeen Singapore Fund Inc | $99,000 | -26.1% | 8,525 | -29.7% | 0.04% | -25.4% |
| JNJ | Buy | Johnson & Johnson | $100,000 | -2.0% | 772 | +0.5% | 0.04% | -2.2% |
| INO | Inovio Pharmaceuticals Inc | $95,000 | -19.5% | 15,000 | 0.0% | 0.04% | -19.2% | |
| CKH | SEACOR Holdings Inc | $92,000 | +33.3% | 2,000 | 0.0% | 0.04% | +36.7% | |
| AEF | Aberdeen Chile Fund Inc | $91,000 | +18.2% | 10,859 | 0.0% | 0.04% | +17.6% | |
| UTX | Sell | United Technologies Corp | $90,000 | -5.3% | 773 | -0.6% | 0.04% | -4.8% |
| NEA | Sell | Nuveen AMT-Free Quality Municipal Income Fund | $91,000 | -51.1% | 6,553 | -51.6% | 0.04% | -51.2% |
| CAT | Buy | Caterpillar Inc | $89,000 | +17.1% | 713 | +0.7% | 0.04% | +18.2% |
| PSMT | PriceSmart Inc | $89,000 | +1.1% | 1,000 | 0.0% | 0.04% | 0.0% | |
| PCI | New | PIMCO Dynamic Credit and Mortgage Income Fund | $86,000 | – | 3,733 | +100.0% | 0.04% | – |
| TRV | Buy | The Travelers Cos Inc | $86,000 | -3.4% | 705 | +0.6% | 0.04% | -2.6% |
| CVX | Buy | Chevron Corp | $85,000 | +13.3% | 727 | +0.8% | 0.04% | +12.1% |
| V | Buy | Visa Inc | $81,000 | +24.6% | 770 | +11.3% | 0.04% | +24.1% |
| JPM | Buy | JPMorgan Chase & Co | $79,000 | +5.3% | 824 | +0.5% | 0.04% | +6.1% |
| DMB | Sell | Dreyfus Municipal Bond Infrastructure Fund Inc | $77,000 | -75.6% | 5,776 | -76.0% | 0.03% | -75.4% |
| DIS | Buy | The Walt Disney Co | $76,000 | -6.2% | 769 | +0.5% | 0.03% | -5.6% |
| ISL | Aberdeen Israel Fund Inc | $73,000 | +5.8% | 3,550 | 0.0% | 0.03% | +6.7% | |
| AXP | Buy | American Express Co | $72,000 | +7.5% | 796 | +0.4% | 0.03% | +10.3% |
| PG | Buy | The Procter & Gamble Co | $72,000 | +4.3% | 794 | +0.6% | 0.03% | +6.7% |
| APB | The Asia Pacific Fund Inc | $71,000 | +6.0% | 5,150 | 0.0% | 0.03% | +6.9% | |
| DWDP | New | DowDuPont Inc | $70,000 | – | 1,018 | +100.0% | 0.03% | – |
| JTD | Sell | Nuveen Tax-Advantaged Dividend Growth Fund | $67,000 | -45.5% | 3,950 | -48.5% | 0.03% | -44.4% |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $69,000 | +4.5% | 3,000 | 0.0% | 0.03% | +3.4% | |
| XOM | Sell | Exxon Mobil Corp | $65,000 | 0.0% | 789 | -2.2% | 0.03% | 0.0% |
| ECC | Buy | Eagle Point Credit Co Inc | $64,000 | +1.6% | 3,109 | +1.9% | 0.03% | 0.0% |
| WMT | Buy | Wal-Mart Stores Inc | $64,000 | +3.2% | 822 | +0.5% | 0.03% | +3.7% |
| EMD | New | Western Asset Emerging Markets Debt Fund Inc | $64,000 | – | 4,048 | +100.0% | 0.03% | – |
| MSFT | Sell | Microsoft Corp | $61,000 | +7.0% | 816 | -1.8% | 0.03% | +8.0% |
| JCE | Sell | Nuveen Core Equity Alpha Fund | $61,000 | -14.1% | 3,935 | -18.2% | 0.03% | -12.9% |
| ASA | ASA Gold and Precious Metals Ltd | $59,000 | +1.7% | 5,000 | 0.0% | 0.03% | +4.0% | |
| UTF | New | Cohen & Steers Infrastructure Fund Inc | $60,000 | – | 2,602 | +100.0% | 0.03% | – |
| SONY | Buy | Sony Corpsponsored adr | $58,000 | +11.5% | 1,558 | +13.7% | 0.03% | +13.0% |
| NHS | Neuberger Berman High Yield Strategies Fund Inc | $56,000 | +3.7% | 4,579 | 0.0% | 0.02% | +4.2% | |
| BWG | Legg Mason BW Global Income Opportunities Fund Inc | $52,000 | +2.0% | 3,864 | 0.0% | 0.02% | +4.5% | |
| KPTI | Karyopharm Therapeutics Inc | $53,000 | +20.5% | 4,868 | 0.0% | 0.02% | +21.1% | |
| DSL | New | DoubleLine Income Solutions Fund | $52,000 | – | 2,462 | +100.0% | 0.02% | – |
| GDL | The GDL Fund | $51,000 | 0.0% | 5,000 | 0.0% | 0.02% | 0.0% | |
| LLY | Eli Lilly & Co | $51,000 | +4.1% | 600 | 0.0% | 0.02% | +4.8% | |
| PHT | Pioneer High Income Trust | $51,000 | +2.0% | 5,100 | 0.0% | 0.02% | 0.0% | |
| AGC | Advent Claymore Convertible Securities and Income Fund II | $47,000 | 0.0% | 7,516 | 0.0% | 0.02% | 0.0% | |
| TIP | iShares TIPS Bond ETFtips bd etf | $47,000 | 0.0% | 410 | 0.0% | 0.02% | 0.0% | |
| RMT | Royce Micro-Cap Trust Inc | $45,000 | +9.8% | 4,780 | 0.0% | 0.02% | +11.1% | |
| DEO | Buy | Diageo PLCspon adr new | $45,000 | +462.5% | 338 | +382.9% | 0.02% | +400.0% |
| LDF | Buy | The Latin American Discovery Fund Inc | $46,000 | +70.4% | 3,808 | +46.9% | 0.02% | +66.7% |
| CEE | Central and Eastern European Fund Inc | $44,000 | +12.8% | 1,779 | 0.0% | 0.02% | +11.8% | |
| KO | Buy | The Coca-Cola Co | $42,000 | +7.7% | 940 | +8.5% | 0.02% | +11.8% |
| NVS | New | Novartis AGsponsored adr | $43,000 | – | 500 | +100.0% | 0.02% | – |
| KMM | Deutsche Multi-Market Income Trust | $43,000 | +2.4% | 4,751 | 0.0% | 0.02% | +5.6% | |
| VZ | Buy | Verizon Communications Inc | $44,000 | +15.8% | 890 | +4.1% | 0.02% | +11.8% |
| RCG | Sell | RENN Fund Inc | $40,000 | +8.1% | 28,272 | -0.4% | 0.02% | +12.5% |
| NIE | AllianzGI Equity & Convertible Income Fund | $41,000 | +2.5% | 2,000 | 0.0% | 0.02% | 0.0% | |
| FAM | New | First Trust Aberdeen Global Opportunity Income Fund | $40,000 | – | 3,396 | +100.0% | 0.02% | – |
| STO | Buy | Statoil ASAsponsored adr | $41,000 | +115.8% | 2,056 | +78.9% | 0.02% | +125.0% |
| AWF | AllianceBernstein Global High Income Fund Inc | $41,000 | 0.0% | 3,140 | 0.0% | 0.02% | 0.0% | |
| BCV | Bancroft Fund Ltd | $38,000 | 0.0% | 1,746 | 0.0% | 0.02% | 0.0% | |
| FMY | Buy | First Trust Mortgage Income Fund | $36,000 | 0.0% | 2,536 | +0.0% | 0.02% | 0.0% |
| BMRN | BioMarin Pharmaceutical Inc | $37,000 | +2.8% | 400 | 0.0% | 0.02% | 0.0% | |
| NKE | Buy | NIKE Inccl b | $36,000 | -12.2% | 696 | +0.3% | 0.02% | -11.1% |
| BBVA | Sell | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $36,000 | -5.3% | 4,091 | -10.6% | 0.02% | -5.9% |
| IBN | ICICI Bank Ltdadr | $36,000 | -5.3% | 4,225 | 0.0% | 0.02% | -5.9% | |
| PFE | Buy | Pfizer Inc | $35,000 | +6.1% | 990 | +0.7% | 0.02% | +7.1% |
| INTC | Sell | Intel Corp | $33,000 | +6.5% | 854 | -8.4% | 0.02% | +7.1% |
| BTTGY | BT Group PLCadr | $35,000 | -2.8% | 1,843 | 0.0% | 0.02% | -6.2% | |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $33,000 | +3.1% | 1,502 | +1.6% | 0.02% | +7.1% |
| SMHI | SEACOR Marine Holdings Inc | $31,000 | -24.4% | 2,010 | 0.0% | 0.01% | -22.2% | |
| VALE | Sell | Vale SAadr | $30,000 | -14.3% | 2,997 | -25.9% | 0.01% | -13.3% |
| LTS | Ladenburg Thalmann Financial Services Inc | $29,000 | +20.8% | 10,000 | 0.0% | 0.01% | +18.2% | |
| MCR | MFS Charter Income Trustsh ben int | $27,000 | +3.8% | 3,057 | 0.0% | 0.01% | +9.1% | |
| GAB | Buy | Gabelli Equity Trust Inc | $28,000 | +3.7% | 4,404 | +2.3% | 0.01% | 0.0% |
| GPM | Guggenheim Enhanced Equity Income Fund | $27,000 | +3.8% | 3,191 | 0.0% | 0.01% | +9.1% | |
| ASML | Buy | ASML Holding NV | $27,000 | +80.0% | 159 | +35.9% | 0.01% | +71.4% |
| INCY | Incyte Corp | $28,000 | -6.7% | 242 | 0.0% | 0.01% | -7.7% | |
| IFN | The India Fund Inc | $27,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ICB | Morgan Stanley Income Securities Inc | $28,000 | 0.0% | 1,555 | 0.0% | 0.01% | 0.0% | |
| SLB | New | Schlumberger Ltd | $26,000 | – | 370 | +100.0% | 0.01% | – |
| CSCO | Buy | Cisco Systems Inc | $24,000 | +9.1% | 716 | +0.8% | 0.01% | +10.0% |
| NTES | Buy | NetEase Incsponsored adr | $24,000 | +140.0% | 90 | +164.7% | 0.01% | +175.0% |
| GRR | Asia Tigers Fund Inc | $25,000 | +4.2% | 2,000 | 0.0% | 0.01% | 0.0% | |
| SWZ | The Swiss Helvetia Fund Inc | $25,000 | 0.0% | 1,950 | 0.0% | 0.01% | 0.0% | |
| MN | New | Manning & Napier Inccl a | $24,000 | – | 6,000 | +100.0% | 0.01% | – |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $22,000 | +46.7% | 1,506 | +60.9% | 0.01% | +42.9% |
| GCH | Aberdeen Greater China Fund Inc | $23,000 | 0.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| GE | Sell | General Electric Co | $22,000 | -21.4% | 905 | -11.4% | 0.01% | -16.7% |
| PCF | Putnam High Income Securities Fund | $21,000 | 0.0% | 2,356 | 0.0% | 0.01% | 0.0% | |
| ITUB | Itau Unibanco Holding SAspon adr rep pfd | $21,000 | +23.5% | 1,498 | 0.0% | 0.01% | +28.6% | |
| FTI | Buy | TechnipFMC PLC | $19,000 | +72.7% | 669 | +60.8% | 0.01% | +60.0% |
| PHG | Sell | Koninklijke Philips NVny reg sh new | $17,000 | -48.5% | 407 | -56.1% | 0.01% | -50.0% |
| DDF | Buy | Delaware Investments Dividend & Income Fund Inc | $14,000 | +1300.0% | 1,278 | +2562.5% | 0.01% | – |
| GMZ | Goldman Sachs MLP Income Opportunities Fund | $14,000 | 0.0% | 1,451 | 0.0% | 0.01% | 0.0% | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $13,000 | +8.3% | 1,389 | +1.6% | 0.01% | +20.0% |
| MVC | Sell | MVC Capital Inc | $13,000 | -35.0% | 1,300 | -35.6% | 0.01% | -33.3% |
| MA | Sell | Mastercard Inccl a | $13,000 | -55.2% | 92 | -60.9% | 0.01% | -53.8% |
| ALLE | Allegion PLC | $11,000 | +10.0% | 126 | 0.0% | 0.01% | +25.0% | |
| ALXN | Sell | Alexion Pharmaceuticals Inc | $12,000 | -25.0% | 88 | -34.3% | 0.01% | -28.6% |
| TD | The Toronto-Dominion Bank | $11,000 | +10.0% | 190 | 0.0% | 0.01% | +25.0% | |
| BIDU | Sell | Baidu Incspon adr rep a | $12,000 | +33.3% | 47 | -4.1% | 0.01% | +25.0% |
| MSF | Morgan Stanley Emerging Markets Fund Inc | $12,000 | 0.0% | 716 | 0.0% | 0.01% | 0.0% | |
| ABB | ABB Ltdsponsored adr | $8,000 | 0.0% | 340 | 0.0% | 0.00% | 0.0% | |
| BHP | BHP Billiton Ltdsponsored adr | $10,000 | +11.1% | 248 | 0.0% | 0.00% | 0.0% | |
| BTI | British American Tobacco PLCsponsored adr | $10,000 | -9.1% | 156 | 0.0% | 0.00% | -20.0% | |
| CNQ | Canadian Natural Resources Ltd | $10,000 | +25.0% | 286 | 0.0% | 0.00% | 0.0% | |
| SNP | Sell | China Petroleum & Chemical Corp | $8,000 | -11.1% | 110 | -3.5% | 0.00% | 0.0% |
| CS | Credit Suisse Group AGsponsored adr | $9,000 | +12.5% | 563 | 0.0% | 0.00% | 0.0% | |
| GGZ | The Gabelli Global Small and Mid Cap Value Trust | $9,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| ING | ING Groep NVsponsored adr | $8,000 | 0.0% | 442 | 0.0% | 0.00% | 0.0% | |
| MFC | Manulife Financial Corp | $8,000 | +14.3% | 399 | 0.0% | 0.00% | +33.3% | |
| MUFG | Mitsubishi UFJ Financial Group Incsponsored adr | $10,000 | -9.1% | 1,557 | 0.0% | 0.00% | -20.0% | |
| PAM | Pampa Energia S Aspons adr lvl i | $10,000 | +11.1% | 159 | 0.0% | 0.00% | 0.0% | |
| PM | Buy | Philip Morris International Inc | $10,000 | +25.0% | 89 | +34.8% | 0.00% | 0.0% |
| PUK | Prudential PLCadr | $8,000 | +14.3% | 163 | 0.0% | 0.00% | +33.3% | |
| RTN | New | Raytheon Co | $9,000 | – | 46 | +100.0% | 0.00% | – |
| SNY | Sanofisponsored adr | $10,000 | +11.1% | 192 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SEspon adr | $9,000 | 0.0% | 83 | 0.0% | 0.00% | 0.0% | |
| SPG | Sell | Simon Property Group Inc | $8,000 | 0.0% | 47 | -9.6% | 0.00% | 0.0% |
| HQH | New | Tekla Healthcare Investorssh ben int | $10,000 | – | 404 | +100.0% | 0.00% | – |
| USO | United States Oil Fund LPunits | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| CCEP | Sell | Coca-Cola European Partners PLC | $9,000 | -10.0% | 207 | -12.7% | 0.00% | 0.0% |
| IR | Sell | Ingersoll-Rand PLC | $8,000 | -20.0% | 91 | -18.0% | 0.00% | 0.0% |
| CB | Chubb Ltd | $10,000 | 0.0% | 68 | 0.0% | 0.00% | 0.0% | |
| KHC | The Kraft Heinz Co | $6,000 | -14.3% | 82 | 0.0% | 0.00% | 0.0% | |
| GIL | Gildan Activewear Inc | $6,000 | 0.0% | 193 | 0.0% | 0.00% | 0.0% | |
| SHPG | Shire PLCsponsored adr | $7,000 | 0.0% | 43 | 0.0% | 0.00% | 0.0% | |
| GWPH | GW Pharmaceuticals PLCads | $6,000 | 0.0% | 63 | 0.0% | 0.00% | 0.0% | |
| CTRP | Ctrip.com International Ltd | $6,000 | 0.0% | 108 | 0.0% | 0.00% | 0.0% | |
| D | Dominion Energy Inc | $7,000 | 0.0% | 95 | 0.0% | 0.00% | 0.0% | |
| SPXX | Nuveen S&P 500 Dynamic Overwrite Fund | $6,000 | 0.0% | 384 | 0.0% | 0.00% | 0.0% | |
| AEP | American Electric Power Co Inc | $7,000 | 0.0% | 99 | 0.0% | 0.00% | 0.0% | |
| VEON | VEON Ltdsponsored adr | $7,000 | +16.7% | 1,586 | 0.0% | 0.00% | 0.0% | |
| MLCO | Melco Resorts & Entertainment Ltdadr | $6,000 | 0.0% | 269 | 0.0% | 0.00% | 0.0% | |
| KST | Deutsche Strategic Income Trust | $5,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| SKM | SK Telecom Co Ltdsponsored adr | $5,000 | -16.7% | 218 | 0.0% | 0.00% | -33.3% | |
| OXY | Sell | Occidental Petroleum Corp | $5,000 | -16.7% | 83 | -20.2% | 0.00% | -33.3% |
| IRL | New | The New Ireland Fund Inc | $5,000 | – | 340 | +100.0% | 0.00% | – |
| MET | Sell | MetLife Inc | $5,000 | -44.4% | 105 | -41.7% | 0.00% | -50.0% |
| EOI | Eaton Vance Enhanced Equity Income Fund | $4,000 | +33.3% | 250 | 0.0% | 0.00% | +100.0% | |
| BLW | BlackRock Limited Duration Income Trust | $4,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| BNS | New | The Bank of Nova Scotia | $5,000 | – | 81 | +100.0% | 0.00% | – |
| USB | Sell | US Bancorp | $5,000 | -37.5% | 97 | -38.2% | 0.00% | -50.0% |
| GLO | Clough Global Opportunities Fundsh ben int | $3,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| HNW | Pioneer Diversified High Income Trust | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| QSR | Restaurant Brands International Inc | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| HQL | Buy | Tekla Life Sciences Investorssh ben int | $1,000 | 0.0% | 69 | +1.5% | 0.00% | – |
| WEN | The Wendy's Co | $1,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| CVS | Exit | CVS Health Corp | $0 | – | -48 | -100.0% | -0.00% | – |
| BXMX | Exit | Nuveen S&P 500 Buy-Write Income Fund | $0 | – | -400 | -100.0% | -0.00% | – |
| INB | Exit | Cohen & Steers Global Income Builder Inc | $0 | – | -635 | -100.0% | -0.00% | – |
| EL | Exit | The Estee Lauder Cos Inccl a | $0 | – | -123 | -100.0% | -0.01% | – |
| AZN | Exit | AstraZeneca PLCsponsored adr | $0 | – | -352 | -100.0% | -0.01% | – |
| HTD | Exit | John Hancock Tax-Advantaged Dividend Income Fund | $0 | – | -656 | -100.0% | -0.01% | – |
| VRX | Exit | Valeant Pharmaceuticals International Inc | $0 | – | -1,300 | -100.0% | -0.01% | – |
| NUV | Exit | Nuveen Municipal Value Fund Inc | $0 | – | -2,500 | -100.0% | -0.01% | – |
| DMF | Exit | Dreyfus Municipal Income Inc | $0 | – | -3,441 | -100.0% | -0.01% | – |
| INSI | Exit | Insight Select Income Fund | $0 | – | -3,300 | -100.0% | -0.03% | – |
| DD | Exit | EI du Pont de Nemours & Co | $0 | – | -808 | -100.0% | -0.03% | – |
| MUC | Exit | BlackRock MuniHoldings California Quality Fund Inc | $0 | – | -5,000 | -100.0% | -0.03% | – |
| NZF | Exit | Nuveen Municipal Credit Income Fund | $0 | – | -6,352 | -100.0% | -0.04% | – |
| OXLC | Exit | Oxford Lane Capital Corp | $0 | – | -14,813 | -100.0% | -0.06% | – |
| CXH | Exit | MFS Investment Grade Municipal Trustsh ben int | $0 | – | -19,157 | -100.0% | -0.08% | – |
| FTF | Exit | Franklin Limited Duration Income Trust | $0 | – | -28,651 | -100.0% | -0.15% | – |
| SGBK | Exit | Stonegate Bank | $0 | – | -12,962 | -100.0% | -0.26% | – |
| JPC | Exit | Nuveen Preferred Income Opportunities Fund | $0 | – | -82,235 | -100.0% | -0.38% | – |
| DRA | Exit | Diversified Real Asset Income Fund | $0 | – | -72,321 | -100.0% | -0.55% | – |
| ACP | Exit | Avenue Income Credit Strategies Fund | $0 | – | -153,861 | -100.0% | -0.94% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.