Thomas J. Herzfeld Advisors, Inc.

Add to watchlist

$228 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 296 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 100.0% .

All

			Value		Shares		↓ Weighting
MNKD	Exit	MannKind Corp.	$0	–	-1,000	-100.0%	0.00%	–
NDP	Exit	Tortoise Energy Independence Fund, Inc.	$0	–	-180	-100.0%	-0.00%	–
RAND	Exit	Rand Capital Corporation	$0	–	-2,000	-100.0%	-0.00%	–
EXG	Exit	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	$0	–	-1,300	-100.0%	-0.01%	–
TEVA	Exit	Teva Pharmaceutical Industries Limitedadr	$0	–	-430	-100.0%	-0.01%	–
TRIP	Exit	TripAdvisor Inc.	$0	–	-385	-100.0%	-0.01%	–
VOD	Exit	Vodafone Group PLCspnsr adr	$0	–	-781	-100.0%	-0.01%	–
TKF	Exit	Turkish Investment Fund, Inc.	$0	–	-2,944	-100.0%	-0.01%	–
VIPS	Exit	Vipshop Holdings Limitedsponsored adr	$0	–	-1,926	-100.0%	-0.01%	–
TIIAY	Exit	Telecom Italia S.P.A.spon adr ord	$0	–	-2,428	-100.0%	-0.01%	–
EFF	Exit	Eaton Vance Floating-Rate Income Plus Fund	$0	–	-1,471	-100.0%	-0.01%	–
NGG	Exit	National Grid PLCspon adr new	$0	–	-428	-100.0%	-0.01%	–
BTT	Exit	BlackRock Municipal 2030 Target Term Trust	$0	–	-1,241	-100.0%	-0.01%	–
LYG	Exit	Lloyds Banking Group PLCsponsored adr	$0	–	-7,926	-100.0%	-0.01%	–
HQH	Exit	Tekla Healthcare Investorssh ben int	$0	–	-1,433	-100.0%	-0.01%	–
TMO	Exit	Thermo Fisher Scientific, Inc.	$0	–	-247	-100.0%	-0.02%	–
EVV	Exit	Eaton Vance Limited Duration Income Fund	$0	–	-2,600	-100.0%	-0.02%	–
PPT	Exit	Putnam Premier Income Trustsh ben int	$0	–	-8,382	-100.0%	-0.02%	–
PFN	Exit	PIMCO Income Strategy Fund II	$0	–	-7,923	-100.0%	-0.04%	–
GEQ	Exit	Guggenheim Equal Weight Enhanced Equity Income Fund	$0	–	-4,571	-100.0%	-0.04%	–
ETJ	Exit	Eaton Vance Risk-Managed Diversified Equity Income Fund	$0	–	-12,500	-100.0%	-0.05%	–
PHF	Exit	Pacholder High Yield Fund, Inc.	$0	–	-21,390	-100.0%	-0.07%	–
EGIF	Exit	Eagle Growth & Income Opportunities Fund	$0	–	-9,589	-100.0%	-0.07%	–
NVG	Exit	Nuveen Dividend Advantage Municipal Income Fund	$0	–	-13,677	-100.0%	-0.09%	–
FOF	Exit	Cohen & Steers Closed-End Opportunity Fund, Inc.	$0	–	-19,048	-100.0%	-0.10%	–
KYE	Exit	Kayne Anderson Energy Total Return Fund, Inc.	$0	–	-53,522	-100.0%	-0.29%	–
RDSB	Exit	Royal Dutch Shell PLCspon adr b	$0	–	-351	-100.0%	-0.38%	–
GGE	Exit	Guggenheim Enhanced Equity Strategy Fund	$0	–	-61,363	-100.0%	-0.46%	–
PCI	Exit	PIMCO Dynamic Credit Income Fund	$0	–	-485,235	-100.0%	-4.54%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Virtus Investment Advisers, Inc. #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-05-15

Signatures

The EDGAR filing(s) were signed by:

Erik M. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q1 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16
SC 13G	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (227550000.0 != 227553000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings

Thomas J. Herzfeld Advisors, Inc. - Q1 2017 holdings