$228 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 296 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GPM | New | Guggenheim Enhanced Equity Income Fund | $1,087,000 | – | 134,543 | +100.0% | 0.48% | – |
| BSV | New | Vanguard Short-Term Bond ETFshort trm bond | $566,000 | – | 7,100 | +100.0% | 0.25% | – |
| LAQ | New | Aberdeen Latin America Equity Fund, Inc. | $520,000 | – | 22,110 | +100.0% | 0.23% | – |
| FBP | New | First Bancorp Puerto Rico | $509,000 | – | 90,100 | +100.0% | 0.22% | – |
| NEAR | New | iShares Short Maturity Bondsh mat bd etf | $503,000 | – | 10,000 | +100.0% | 0.22% | – |
| SGBK | New | Stonegate Bank | $471,000 | – | 10,000 | +100.0% | 0.21% | – |
| FTF | New | Franklin Limited Duration Income Trust | $343,000 | – | 28,651 | +100.0% | 0.15% | – |
| MAV | New | Pioneer Municipal High Income Advantage Trust | $301,000 | – | 27,405 | +100.0% | 0.13% | – |
| JPC | New | Nuveen Preferred Income Oppportunities Fund | $167,000 | – | 17,030 | +100.0% | 0.07% | – |
| AWF | New | AllianceBernstein Global High Income Fund | $38,000 | – | 3,000 | +100.0% | 0.02% | – |
| PAM | New | Pampa Energia S.A.spon adr lvl i | $39,000 | – | 718 | +100.0% | 0.02% | – |
| OXLC | New | Oxford Lane Capital Corp. | $33,000 | – | 3,000 | +100.0% | 0.02% | – |
| IFN | New | The India Fund, Inc. | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| GRR | New | Asia Tigers Fund, Inc. | $23,000 | – | 2,000 | +100.0% | 0.01% | – |
| VEON | New | Veon Ltd.sponsored adr | $23,000 | – | 5,568 | +100.0% | 0.01% | – |
| GCH | New | Aberdeen Greater China Fund, Inc. | $21,000 | – | 2,000 | +100.0% | 0.01% | – |
| MELI | New | Mercadolibre, Inc. | $17,000 | – | 82 | +100.0% | 0.01% | – |
| GMZ | New | Goldman Sachs MLP Income Opportunities Fund | $15,000 | – | 1,451 | +100.0% | 0.01% | – |
| QSR | New | Restaurant Brands International Inc. | $1,000 | – | 10 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.