$216 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 306 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RCL | Royal Caribbean Cruises Ltd. | $3,398,000 | +9.5% | 41,413 | 0.0% | 1.57% | -4.9% | |
| CCL | Carnival Corp.unit | $2,155,000 | +6.6% | 41,400 | 0.0% | 1.00% | -7.3% | |
| LEN | Lennar Corp.cl a | $2,125,000 | +1.4% | 49,500 | 0.0% | 0.98% | -11.9% | |
| SAVE | Spirit Airlines, Inc. | $1,504,000 | +36.0% | 26,000 | 0.0% | 0.70% | +18.2% | |
| WSO | Watsco Inc. | $1,496,000 | +5.1% | 10,100 | 0.0% | 0.69% | -8.7% | |
| CWCO | Consolidated Water Co. Ltd.ord | $1,405,000 | -6.6% | 129,538 | 0.0% | 0.65% | -18.9% | |
| BPOP | Popular, Inc. | $1,271,000 | +14.7% | 29,000 | 0.0% | 0.59% | -0.3% | |
| NEE | NextEra Energy, Inc. | $996,000 | -2.4% | 8,337 | 0.0% | 0.46% | -15.1% | |
| ATNI | ATN International Inc. | $961,000 | +23.2% | 11,988 | 0.0% | 0.44% | +7.0% | |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V.spon adr units | $923,000 | -17.2% | 12,110 | 0.0% | 0.43% | -28.1% | |
| VAC | Marriott Vacations Worldwide Corp. | $912,000 | +15.7% | 10,745 | 0.0% | 0.42% | +0.5% | |
| KF | The Korea Fund, Inc. | $735,000 | -11.4% | 23,056 | 0.0% | 0.34% | -23.1% | |
| CIB | Bancolombia S.A.spon adr pref | $726,000 | -6.0% | 19,780 | 0.0% | 0.34% | -18.2% | |
| ESRT | Empire State Realty Trust, Inc.cl a | $684,000 | -3.7% | 33,894 | 0.0% | 0.32% | -16.4% | |
| MLM | Martin Marietta Materials Inc. | $665,000 | +23.8% | 3,000 | 0.0% | 0.31% | +7.7% | |
| ASG | Liberty All-Star Growth Fund, Inc. | $603,000 | -3.1% | 144,302 | 0.0% | 0.28% | -15.7% | |
| TV | Grupo Televisa, S.A.B.spon adr rep ord | $593,000 | -18.8% | 28,400 | 0.0% | 0.27% | -29.6% | |
| AMX | America Movil S.A.B. de C.V. | $562,000 | +10.0% | 44,690 | 0.0% | 0.26% | -4.4% | |
| VMC | Vulcan Materials Company | $501,000 | +10.1% | 4,000 | 0.0% | 0.23% | -4.1% | |
| LCM | Advent/Claymore Enhanced Growth & Income Fund | $441,000 | -0.7% | 53,177 | 0.0% | 0.20% | -13.6% | |
| FCX | Freeport McMoran Copper & Goldcl b | $422,000 | +21.3% | 32,000 | 0.0% | 0.20% | +5.4% | |
| EVTC | Evertec Inc. | $420,000 | +5.8% | 23,643 | 0.0% | 0.19% | -8.1% | |
| LIVN | LivaNova PLC | $375,000 | -25.1% | 8,330 | 0.0% | 0.17% | -35.2% | |
| ERA | Era Group Inc. | $365,000 | +111.0% | 21,515 | 0.0% | 0.17% | +83.7% | |
| MGU | Macquarie Global Infrastructure Total Return Fund Inc. | $321,000 | -9.6% | 16,273 | 0.0% | 0.15% | -21.7% | |
| WU | The Western Union Company | $304,000 | +4.5% | 14,000 | 0.0% | 0.14% | -9.0% | |
| FDP | Fresh Del Monte Produce Inc.ord | $303,000 | +1.0% | 5,000 | 0.0% | 0.14% | -12.5% | |
| TAHO | Tahoe Resources Inc. | $300,000 | -26.7% | 31,900 | 0.0% | 0.14% | -36.2% | |
| NZF | Nuveen Dividend Advantage Municipal Fund 3 | $287,000 | -10.0% | 20,284 | 0.0% | 0.13% | -21.8% | |
| ADM | Archer Daniels Midland Company | $228,000 | +8.1% | 5,000 | 0.0% | 0.10% | -6.2% | |
| SZC | Cushing Renaissance Fund | $224,000 | +5.2% | 12,905 | 0.0% | 0.10% | -8.0% | |
| MXF | The Mexico Fund, Inc. | $188,000 | -11.7% | 13,345 | 0.0% | 0.09% | -23.0% | |
| APF | Morgan Stanley Asia Pacific Fund | $161,000 | -10.6% | 11,901 | 0.0% | 0.07% | -22.9% | |
| TTF | Thai Fund, Inc. | $154,000 | -7.2% | 20,286 | 0.0% | 0.07% | -19.3% | |
| PHF | Pacholder High Yield Fund, Inc. | $154,000 | +0.7% | 21,390 | 0.0% | 0.07% | -12.3% | |
| GILD | Gilead Sciences Inc. | $143,000 | -9.5% | 2,000 | 0.0% | 0.07% | -21.4% | |
| CKH | Seacor Holdings, Inc. | $143,000 | +20.2% | 2,000 | 0.0% | 0.07% | +4.8% | |
| NAD | Nuveen Dividend Advantage Municipal Fund | $141,000 | -7.2% | 10,085 | 0.0% | 0.06% | -19.8% | |
| TGP | Teekay LNG Partners LPprtnrsp units | $139,000 | -4.1% | 9,589 | 0.0% | 0.06% | -16.9% | |
| SRV | Cushing MLP Total Return Fund | $135,000 | +4.7% | 9,899 | 0.0% | 0.06% | -10.1% | |
| BCX | BlackRock Resources & Commodities Strategy Trust | $130,000 | +1.6% | 15,756 | 0.0% | 0.06% | -11.8% | |
| IIF | Morgan Stanley India Investment Fund | $127,000 | -9.9% | 4,967 | 0.0% | 0.06% | -21.3% | |
| JPW | Nuveen Flexible Investment Income Fund | $124,000 | -3.9% | 7,481 | 0.0% | 0.06% | -17.4% | |
| TSI | TCW Strategic Income Fund, Inc. | $117,000 | 0.0% | 22,000 | 0.0% | 0.05% | -12.9% | |
| ETJ | Eaton Vance Risk-Managed Diversified Equity Income Fund | $112,000 | -5.1% | 12,500 | 0.0% | 0.05% | -17.5% | |
| DIS | The Walt Disney Company | $110,000 | +12.2% | 1,057 | 0.0% | 0.05% | -1.9% | |
| JTD | Nuveen Tax-Advantaged Dividend Growth Fund | $107,000 | -6.1% | 7,665 | 0.0% | 0.05% | -19.7% | |
| INO | Inovio Pharmaceuticals, Inc. | $104,000 | -25.7% | 15,000 | 0.0% | 0.05% | -36.0% | |
| CHW | Calamos Global Dynamic Income Fund | $103,000 | -7.2% | 14,800 | 0.0% | 0.05% | -18.6% | |
| AMGN | Amgen Inc. | $102,000 | -12.8% | 700 | 0.0% | 0.05% | -24.2% | |
| BMY | Bristol-Myers Squibb Company | $99,000 | +7.6% | 1,700 | 0.0% | 0.05% | -6.1% | |
| AKP | Alliance California Municipal Income Fund, Inc. | $93,000 | -13.9% | 7,021 | 0.0% | 0.04% | -25.9% | |
| CELG | Celgene Corporation | $93,000 | +10.7% | 800 | 0.0% | 0.04% | -4.4% | |
| IF | Aberdeen Indonesia Fund, Inc. | $89,000 | -4.3% | 14,020 | 0.0% | 0.04% | -18.0% | |
| WMT | Wal-Mart Stores Inc. | $88,000 | -3.3% | 1,266 | 0.0% | 0.04% | -14.6% | |
| PSMT | PriceSmart Inc. | $84,000 | 0.0% | 1,000 | 0.0% | 0.04% | -13.3% | |
| NXJ | Nuveen New Jersey Dividend Advantage Municipal Fund | $75,000 | -11.8% | 5,702 | 0.0% | 0.04% | -22.2% | |
| EEA | European Equity Fund, Inc. | $72,000 | -2.7% | 9,358 | 0.0% | 0.03% | -15.4% | |
| CHN | China Fund, Inc. | $53,000 | -8.6% | 3,500 | 0.0% | 0.02% | -19.4% | |
| KHC | The Kraft Heinz Company | $53,000 | -1.9% | 608 | 0.0% | 0.02% | -13.8% | |
| APB | Asia Pacific Fund | $50,000 | -7.4% | 5,150 | 0.0% | 0.02% | -20.7% | |
| DSL | DoubleLine Income Solutions Fund | $47,000 | -2.1% | 2,500 | 0.0% | 0.02% | -15.4% | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | $47,000 | -9.6% | 3,553 | 0.0% | 0.02% | -21.4% | |
| ABE | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | $47,000 | -9.6% | 4,147 | 0.0% | 0.02% | -21.4% | |
| ABT | Abbott Laboratories | $48,000 | -9.4% | 1,249 | 0.0% | 0.02% | -21.4% | |
| KPTI | Karyopharm Therapeutics Inc. | $46,000 | -2.1% | 4,868 | 0.0% | 0.02% | -16.0% | |
| BWG | Legg Mason BW Global Income Opportunities Fund | $46,000 | -11.5% | 3,864 | 0.0% | 0.02% | -25.0% | |
| SPG | Simon Property Group Inc. | $45,000 | -13.5% | 253 | 0.0% | 0.02% | -25.0% | |
| TIP | iShares TIPS Bondtips bd etf | $46,000 | -4.2% | 410 | 0.0% | 0.02% | -19.2% | |
| IBN | ICIC Bank Ltd.adr | $46,000 | 0.0% | 6,123 | 0.0% | 0.02% | -12.5% | |
| USB | U.S. Bancorp | $43,000 | +19.4% | 831 | 0.0% | 0.02% | +5.3% | |
| AGC | Advent Claymore Convertible Securities & Income Fund II | $44,000 | +2.3% | 7,516 | 0.0% | 0.02% | -13.0% | |
| LLY | Eli Lilly and Company | $44,000 | -8.3% | 600 | 0.0% | 0.02% | -23.1% | |
| PM | Philip Morris International, Inc. | $44,000 | -6.4% | 482 | 0.0% | 0.02% | -20.0% | |
| PPT | Putnam Premier Income Trustsh ben int | $42,000 | +2.4% | 8,382 | 0.0% | 0.02% | -13.6% | |
| VALE | Vale S.A.adr | $38,000 | +35.7% | 5,052 | 0.0% | 0.02% | +20.0% | |
| RMT | Royce Micro-Cap Trust, Inc. | $39,000 | +5.4% | 4,780 | 0.0% | 0.02% | -10.0% | |
| NIE | AllianzGI Equity & Convertible Income Fund | $37,000 | 0.0% | 2,000 | 0.0% | 0.02% | -15.0% | |
| GLV | Clough Global Allocation Fund | $36,000 | 0.0% | 3,000 | 0.0% | 0.02% | -10.5% | |
| EVV | Eaton Vance Limited Duration Income Fund | $36,000 | 0.0% | 2,600 | 0.0% | 0.02% | -10.5% | |
| CEE | Central Europe Russia and Turkey Fund | $37,000 | +8.8% | 1,776 | 0.0% | 0.02% | -5.6% | |
| FMY | First Trust Mortgage Income Fund | $36,000 | -2.7% | 2,535 | 0.0% | 0.02% | -15.0% | |
| TMO | Thermo Fisher Scientific, Inc. | $35,000 | -10.3% | 247 | 0.0% | 0.02% | -23.8% | |
| SNP | China Petroleum & Chemical Corp. | $33,000 | -2.9% | 466 | 0.0% | 0.02% | -16.7% | |
| AEF | Aberdeen Chile Fund Inc. | $33,000 | -5.7% | 5,560 | 0.0% | 0.02% | -21.1% | |
| BMRN | BioMarin Pharmaceutical Inc. | $33,000 | -10.8% | 400 | 0.0% | 0.02% | -25.0% | |
| D | Dominion Resources, Inc. | $33,000 | +3.1% | 435 | 0.0% | 0.02% | -11.8% | |
| LDF | Latin American Discovery Fund Inc. | $32,000 | -5.9% | 3,393 | 0.0% | 0.02% | -16.7% | |
| CB | Chubb Limited | $33,000 | +6.5% | 246 | 0.0% | 0.02% | -11.8% | |
| AEP | American Electric Power Co., Inc. | $33,000 | -2.9% | 528 | 0.0% | 0.02% | -16.7% | |
| OXY | Occidental Petroleum Corporation | $33,000 | -2.9% | 470 | 0.0% | 0.02% | -16.7% | |
| ISL | Aberdeen Israel Fund, Inc. | $33,000 | -2.9% | 2,050 | 0.0% | 0.02% | -16.7% | |
| BAP | Credicorp Ltd. | $30,000 | +7.1% | 187 | 0.0% | 0.01% | -6.7% | |
| CVS | CVS Health Corporation | $31,000 | -11.4% | 389 | 0.0% | 0.01% | -26.3% | |
| BTI | British America Tobacco PLCsponsored adr | $30,000 | -11.8% | 266 | 0.0% | 0.01% | -22.2% | |
| IR | Ingersoll-Rand PLC | $29,000 | +11.5% | 382 | 0.0% | 0.01% | -7.1% | |
| CNQ | Canadian Natural Resources Limited | $29,000 | 0.0% | 894 | 0.0% | 0.01% | -13.3% | |
| BIDU | Baidu, Inc.spon adr rep a | $29,000 | -9.4% | 176 | 0.0% | 0.01% | -23.5% | |
| DEO | Diageo PLCspon adr new | $28,000 | -9.7% | 268 | 0.0% | 0.01% | -23.5% | |
| NGG | National Grid PLCspon adr new | $25,000 | -16.7% | 428 | 0.0% | 0.01% | -25.0% | |
| BTT | BlackRock Municipal 2030 Target Term Trust | $27,000 | -10.0% | 1,241 | 0.0% | 0.01% | -25.0% | |
| SNY | Sanofisponsored adr | $25,000 | +8.7% | 612 | 0.0% | 0.01% | 0.0% | |
| LYG | Lloyds Banking Group PLCsponsored adr | $25,000 | +8.7% | 7,926 | 0.0% | 0.01% | 0.0% | |
| ALLE | Allegion PLC | $25,000 | -7.4% | 386 | 0.0% | 0.01% | -14.3% | |
| DDF | Delaware Investments Dividend and Income Fund, Inc. | $26,000 | 0.0% | 2,624 | 0.0% | 0.01% | -14.3% | |
| ST | Sensata Technologies Holding NV | $26,000 | 0.0% | 660 | 0.0% | 0.01% | -14.3% | |
| GLU | Gabelli Global Utility & Income Trust | $25,000 | -7.4% | 1,463 | 0.0% | 0.01% | -14.3% | |
| EFF | Eaton Vance Floating-Rate Income Plus Fund | $25,000 | +8.7% | 1,471 | 0.0% | 0.01% | 0.0% | |
| JDD | Nuveen Diversified Dividend and Income Fund | $24,000 | -4.0% | 2,114 | 0.0% | 0.01% | -15.4% | |
| SWZ | Swiss Helvetia Fund Inc. | $24,000 | -4.0% | 2,316 | 0.0% | 0.01% | -15.4% | |
| PUK | Prudential PLCadr | $24,000 | +9.1% | 605 | 0.0% | 0.01% | -8.3% | |
| CCEP | Coca-Cola European Partners PLC | $24,000 | -22.6% | 774 | 0.0% | 0.01% | -35.3% | |
| INCY | Incyte Corporation | $24,000 | +4.3% | 242 | 0.0% | 0.01% | -8.3% | |
| SONY | Sony Corporationadr new | $23,000 | -14.8% | 807 | 0.0% | 0.01% | -21.4% | |
| GIL | Gildan Activewear Inc. | $22,000 | -8.3% | 851 | 0.0% | 0.01% | -23.1% | |
| VIPS | Vipshop Holdings Limitedsponsored adr | $21,000 | -25.0% | 1,926 | 0.0% | 0.01% | -33.3% | |
| PCF | Putnam High Income Securities Fund | $19,000 | 0.0% | 2,356 | 0.0% | 0.01% | -10.0% | |
| TKF | Turkish Investment Fund, Inc. | $20,000 | -16.7% | 2,944 | 0.0% | 0.01% | -30.8% | |
| TRIP | TripAdvisor Inc. | $18,000 | -25.0% | 385 | 0.0% | 0.01% | -38.5% | |
| EL | The Estee Lauder Companies Inc.cl a | $17,000 | -10.5% | 216 | 0.0% | 0.01% | -20.0% | |
| EXG | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | $10,000 | -9.1% | 1,300 | 0.0% | 0.01% | -16.7% | |
| MSF | Morgan Stanley Emerging Markets Fund, Inc. | $9,000 | -10.0% | 716 | 0.0% | 0.00% | -20.0% | |
| GGZ | Gabelli Global Small and Mid-Cap Value Fund | $7,000 | -12.5% | 700 | 0.0% | 0.00% | -25.0% | |
| BLW | BlackRock Limited Duration Income Trust | $4,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| KST | Deutsche Strategic Income Trust | $5,000 | 0.0% | 400 | 0.0% | 0.00% | -33.3% | |
| INB | Cohen & Steers Global Income Builder, Inc. | $5,000 | -16.7% | 635 | 0.0% | 0.00% | -33.3% | |
| NDP | Tortoise Energy Independence Fund, Inc. | $3,000 | 0.0% | 180 | 0.0% | 0.00% | -50.0% | |
| HNW | Pioneer Diversified High Income Trust | $3,000 | 0.0% | 200 | 0.0% | 0.00% | -50.0% | |
| ERC | Wells Fargo Advantage Multi-Sector Income Fundwf mlt sectr inc | $3,000 | 0.0% | 234 | 0.0% | 0.00% | -50.0% | |
| MNKD | MannKind Corp. | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | -100.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.