Thomas J. Herzfeld Advisors, Inc.

Add to watchlist

$199 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 308 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 63.5% .

All

			Value		Shares		↓ Weighting
DCA	Sell	Virtus Total Return Fund	$4,904,000	-7.2%	1,085,047	-4.5%	2.46%	-16.2%
RMRM	Sell	RMR Real Estate Income Fund	$2,970,000	-0.2%	142,629	-9.9%	1.49%	-9.8%
SEB	Sell	Seaboard Corp.	$2,393,000	+41.3%	570	-10.0%	1.20%	+27.7%
DRA	Sell	Diversified Real Asset Income Fund	$2,277,000	-8.7%	131,272	-6.7%	1.14%	-17.5%
UTF	Sell	Cohen & Steers Infrastructure Fund, Inc.	$1,688,000	-30.2%	74,313	-28.8%	0.85%	-36.9%
ZTR	Sell	Zweig Total Return Fund Inc.	$1,498,000	+1.2%	106,890	-0.0%	0.75%	-8.6%
BTZ	Sell	BlackRock Credit Allocation Income Trust	$1,312,000	-47.5%	101,530	-45.9%	0.66%	-52.6%
JMM	Sell	Nuveen Multi-Market Income Fund, Inc.	$1,253,000	-16.0%	163,332	-17.4%	0.63%	-24.2%
PPT	Sell	Putnam Premier Income Trust	$1,196,000	-46.2%	227,832	-43.8%	0.60%	-51.4%
FAX	Sell	Aberdeen Asia-Pacific Income Fund, Inc.	$1,104,000	-18.5%	198,879	-13.4%	0.55%	-26.4%
FMY	Sell	First Trust Mortgage Income Fund	$894,000	-4.2%	60,156	-2.4%	0.45%	-13.5%
GGT	Sell	Gabelli Multimedia Trust Inc.	$889,000	-12.9%	88,773	-18.4%	0.45%	-21.5%
GGNPRB	Sell	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series Bpreferred stock	$860,000	-3.7%	40,200	-3.9%	0.43%	-13.1%
KOF	Sell	Coca Cola Femsa S.A.B. de C.V.	$761,000	-61.4%	8,799	-55.1%	0.38%	-65.2%
MGU	Sell	Macquarie Global Infrastructure Total Return Fund Inc.	$408,000	-33.0%	16,506	-33.0%	0.20%	-39.5%
APF	Sell	Morgan Stanley Asia Pacific Fund	$227,000	-11.0%	15,294	-2.0%	0.11%	-19.7%
EQS	Sell	Equus Total Return, Inc.	$185,000	-9.3%	88,121	-4.5%	0.09%	-17.7%
FDP	Sell	Fresh Del Monte Produce Inc.	$168,000	-62.1%	5,000	-64.0%	0.08%	-65.9%
FPF	Sell	First Trust Intermediate Duration Preferred & Income Fund	$164,000	-88.7%	7,221	-89.2%	0.08%	-89.8%
MIE	Sell	Cohen & Steers MLP Income and Energy Opportunity Fund	$147,000	-26.9%	7,496	-21.1%	0.07%	-33.9%
IIF	Sell	Morgan Stanley India Investment Fund	$139,000	+6.9%	5,167	-1.2%	0.07%	-2.8%
GABPRG	Sell	Gabelli Equity Trust Preferred Series Gpreferred stock	$113,000	-73.3%	5,045	-72.9%	0.06%	-75.7%
BUI	Sell	BlackRock Utility & Infrastructure Trust	$98,000	-1.0%	4,746	-5.1%	0.05%	-10.9%
NZF	Sell	Nuveen Dividend Advantage Municipal Fund 3	$88,000	-95.8%	6,352	-95.9%	0.04%	-96.3%
ICB	Sell	Morgan Stanley Income Securities Inc.	$69,000	-62.9%	3,843	-63.1%	0.04%	-66.0%
CEN	Sell	Center Coast MLP & Infrastructure Fund	$43,000	-90.0%	2,399	-89.1%	0.02%	-90.8%
NIE	Sell	AllianzGI Equity & Convertible Income Fund	$41,000	-97.6%	2,000	-97.7%	0.02%	-97.8%
NRO	Sell	Neuberger Berman Real Estate Securities Income Fund	$38,000	-96.1%	7,216	-96.4%	0.02%	-96.5%
INCY	Sell	Incyte Corporation	$35,000	-25.5%	477	-50.1%	0.02%	-30.8%
MSF	Sell	Morgan Stanley Emerging Markets Fund, Inc.	$29,000	-17.1%	1,964	-13.3%	0.02%	-21.1%
HTD	Sell	John Hancock Tax-Advantaged Dividend Income Fund	$15,000	-96.7%	655	-97.0%	0.01%	-96.9%
BDJ	Sell	BlackRock Enhanced Equity Dividend Trust	$11,000	-78.0%	1,382	-77.4%	0.01%	-78.6%
HQL	Sell	Tekla Life Sciences Investors	$10,000	-76.7%	390	-79.7%	0.01%	-79.2%
RMT	Sell	Royce Micro-Cap Trust, Inc.	$4,000	-98.5%	357	-98.4%	0.00%	-98.6%
EMI	Sell	Eaton Vance Michigan Municipal Income Trust	$1,000	-99.3%	100	-99.1%	0.00%	-98.7%
AYN	Exit	Alliance New York Municipal Income Fund, Inc.	$0	–	-150	-100.0%	-0.00%	–
JNK	Exit	SPDR Barclays High Yield Bond	$0	–	-42	-100.0%	-0.00%	–
CXH	Exit	MFS Investment Grade Municipal Trust	$0	–	-250	-100.0%	-0.00%	–
FPT	Exit	Federated Premier Intermediate Municipal Income Fund	$0	–	-150	-100.0%	-0.00%	–
EOT	Exit	Eaton Vance National Municipal Opportunities Trust	$0	–	-101	-100.0%	-0.00%	–
BQY	Exit	BlackRock Dividend Income Trust	$0	–	-150	-100.0%	-0.00%	–
THI	Exit	Tim Hortons, Inc.	$0	–	-13	-100.0%	-0.00%	–
BIV	Exit	Vanguard Intermediate-Term Bond ETF	$0	–	-37	-100.0%	-0.00%	–
BSV	Exit	Vanguard Short-Term Bond ETF	$0	–	-48	-100.0%	-0.00%	–
ETX	Exit	Eaton Vance Municipal Income Term Trust	$0	–	-151	-100.0%	-0.00%	–
EMJ	Exit	Eaton Vance New Jersey Municipal Bond Fund	$0	–	-500	-100.0%	-0.00%	–
IQI	Exit	Invesco Quality Municipal Income Trust	$0	–	-600	-100.0%	-0.00%	–
PMO	Exit	Putnam Municipal Opportunities Trust	$0	–	-800	-100.0%	-0.01%	–
EVM	Exit	Eaton Vance California Municipal Bond Fund	$0	–	-1,000	-100.0%	-0.01%	–
NPF	Exit	Nuveen Premier Municipal Income Fund, Inc.	$0	–	-800	-100.0%	-0.01%	–
CLM	Exit	Cornerstone Strategic Value Fund Inc.	$0	–	-2,066	-100.0%	-0.01%	–
NIQ	Exit	Nuveen Intermediate Duration Quality Municipal Fund	$0	–	-950	-100.0%	-0.01%	–
ESRT	Exit	Empire State Realty Trust, Inc.	$0	–	-1,000	-100.0%	-0.01%	–
VDE	Exit	Vanguard Energy ETF	$0	–	-109	-100.0%	-0.01%	–
VIS	Exit	Vanguard Industrials ETF	$0	–	-166	-100.0%	-0.01%	–
QQQX	Exit	Nasdaq Premium Income & Growth Fund	$0	–	-1,228	-100.0%	-0.01%	–
RNE	Exit	Morgan Stanley Eastern Europe Fund Inc.	$0	–	-1,615	-100.0%	-0.01%	–
NTC	Exit	Nuveen CT Premium Income Municipal Fund	$0	–	-4,078	-100.0%	-0.03%	–
NQI	Exit	Nuveen Quality Municipal Fund, Inc.	$0	–	-4,000	-100.0%	-0.03%	–
KIO	Exit	KKR Income Opportunities Fund	$0	–	-3,001	-100.0%	-0.03%	–
BAF	Exit	BlackRock Municipal Income Investment Quality Trust	$0	–	-4,000	-100.0%	-0.03%	–
NQU	Exit	Nuveen Quality Income Municipal Fund, Inc.	$0	–	-4,725	-100.0%	-0.04%	–
NXZ	Exit	Nuveen Dividend Advantage Municipal Fund 2	$0	–	-5,000	-100.0%	-0.04%	–
VMO	Exit	Invesco Municipal Opportunity Trust	$0	–	-6,050	-100.0%	-0.04%	–
MIY	Exit	Blackrock MuniYield Michigan Quality Fund	$0	–	-5,600	-100.0%	-0.04%	–
CFP	Exit	Cornerstone Progressive Return Fund	$0	–	-19,662	-100.0%	-0.04%	–
NEA	Exit	Nuveen AMT-Free Municipal Income Fund	$0	–	-6,500	-100.0%	-0.05%	–
NUJ	Exit	Nuveen New Jersey Dividend Advantage Municipal Fund 2	$0	–	-7,000	-100.0%	-0.05%	–
CCA	Exit	MFS California Municipal Fund	$0	–	-8,864	-100.0%	-0.05%	–
NQS	Exit	Nuveen Select Quality Municipal Fund	$0	–	-7,200	-100.0%	-0.05%	–
BTA	Exit	BlackRock Long-Term Municipal Advantage Trust	$0	–	-9,000	-100.0%	-0.06%	–
DMB	Exit	Dreyfus Municipal Bond Infrastructure Fund, Inc.	$0	–	-8,801	-100.0%	-0.06%	–
VCV	Exit	Invesco California Value Municipal Income Trust	$0	–	-9,000	-100.0%	-0.06%	–
AKP	Exit	Alliance California Municipal Income Fund	$0	–	-9,012	-100.0%	-0.07%	–
HTR	Exit	Brookfield Total Return Fund Inc.	$0	–	-5,200	-100.0%	-0.07%	–
CEV	Exit	Eaton Vance California Municipal Income Trust	$0	–	-11,415	-100.0%	-0.08%	–
	Exit	Flaherty & Crumrine Dynamic Preferred & Income Fund	$0	–	-6,431	-100.0%	-0.08%	–
GMZ	Exit	Goldman Sachs MLP Income Opportunities Fund	$0	–	-7,001	-100.0%	-0.08%	–
NZH	Exit	Nuveen California Dividend Advantage Municipal Fund 3	$0	–	-12,150	-100.0%	-0.09%	–
NID	Exit	Nuveen Intermediate Duration Municipal Term Fund	$0	–	-12,520	-100.0%	-0.09%	–
NPM	Exit	Nuveen Premium Income Municipal Fund 2	$0	–	-11,432	-100.0%	-0.09%	–
GBAB	Exit	Guggenheim Build America Bonds Managed Duration Trust	$0	–	-8,258	-100.0%	-0.10%	–
RNP	Exit	Cohen & Steers REIT & Preferred Income Fund Inc.	$0	–	-12,100	-100.0%	-0.12%	–
CMK	Exit	MFS Intermarket Income Trust I	$0	–	-26,056	-100.0%	-0.12%	–
MYM	Exit	Blackrock MuniYield Michigan Quality Fund II	$0	–	-17,550	-100.0%	-0.12%	–
EVT	Exit	Eaton Vance Tax-Advantaged Dividend Income Fund	$0	–	-15,207	-100.0%	-0.17%	–
JGT	Exit	Nuveen Diviersified Currency Opportunities Fund	$0	–	-46,610	-100.0%	-0.28%	–
KYE	Exit	Kayne Anderson Energy Total Return Fund	$0	–	-16,016	-100.0%	-0.28%	–
HQH	Exit	Tekla Healthcare Investors	$0	–	-22,793	-100.0%	-0.36%	–
NMO	Exit	Nuveen Municipal Market Opportunity Fund, Inc.	$0	–	-52,353	-100.0%	-0.39%	–
INF	Exit	Brookfield Global Listed Infrastructure Income Fund, Inc.	$0	–	-30,071	-100.0%	-0.39%	–
NVG	Exit	Nuveen Dividend Advantage Municipal Income Fund	$0	–	-57,530	-100.0%	-0.45%	–
MTS	Exit	Montgomery Street Income Securities, Inc.	$0	–	-53,675	-100.0%	-0.49%	–
CQB	Exit	Chiquita Brands International Inc.	$0	–	-63,809	-100.0%	-0.50%	–
BTT	Exit	BlackRock Municipal Target Term Trust	$0	–	-58,199	-100.0%	-0.64%	–
NKX	Exit	Nuveen California AMT-Free Municipal Income Fund	$0	–	-130,637	-100.0%	-1.01%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-02-13

Signatures

The EDGAR filing(s) were signed by:

Thomas J. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (199122000.0 != 199124000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings