Thomas J. Herzfeld Advisors, Inc.

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$199 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 308 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 53.6% .

All

			Value		Shares		↓ Weighting
OXLCO	Buy	Oxford Lane Capital, 7.50% Pfd Series 2023preferred stock	$8,153,000	+25.5%	334,552	+25.7%	4.09%	+13.4%
T108PS	Buy	First Opportunity Fund, Inc.	$7,376,000	+16.9%	772,342	+18.7%	3.70%	+5.6%
ADX	Buy	Adams Express Company	$5,509,000	+5.4%	402,677	+7.4%	2.77%	-4.8%
PCI	Buy	PIMCO Dynamic Credit Income Fund	$5,249,000	-4.4%	254,194	+4.1%	2.64%	-13.6%
DCA	Sell	Virtus Total Return Fund	$4,904,000	-7.2%	1,085,047	-4.5%	2.46%	-16.2%
AOD	Buy	Alpine Total Dynamic Dividend Fund	$4,864,000	+6.2%	572,855	+6.4%	2.44%	-4.1%
OXLCN	Buy	Oxford Lane Capital, 8.125% Pfd Series 2024preferred stock	$4,647,000	+110.7%	188,048	+115.8%	2.33%	+90.4%
TY	Buy	Tri-Continental Corp.	$4,555,000	+6.1%	212,736	+3.4%	2.29%	-4.2%
PEO	Buy	Petroleum & Resources Corp.	$4,481,000	-14.1%	187,948	+3.8%	2.25%	-22.4%
THQ	New	Tekla Healthcare Opportunities Fund	$4,438,000	–	221,329	+100.0%	2.23%	–
JQC	Buy	Nuveen Credit Strategies Income Fund	$4,176,000	+29.0%	476,129	+31.4%	2.10%	+16.5%
CPA	Buy	Copa Holdings SA	$3,918,000	+41.5%	37,800	+46.5%	1.97%	+27.9%
GLO	Buy	Clough Global Opportunities Fund	$3,895,000	+41.4%	303,857	+31.6%	1.96%	+27.8%
CUBA	Buy	The Herzfeld Caribbean Basin Fund, Inc.	$3,602,000	+59.3%	405,210	+43.4%	1.81%	+43.9%
KMF	Buy	Kayne Anderson Midstream/Energy Fund	$3,465,000	+50.8%	101,799	+77.6%	1.74%	+36.2%
DSL	Buy	DoubleLine Income Solutions Fund	$3,358,000	+41.4%	168,746	+53.9%	1.69%	+27.6%
GAM	Buy	General American Investors Company, Inc.	$3,339,000	+4.6%	95,409	+10.7%	1.68%	-5.5%
USA	Buy	Liberty All-Star Equity Fund	$3,292,000	+25.0%	550,454	+21.9%	1.65%	+12.9%
SMM	Buy	Salient Midstream & MLP Fund	$3,156,000	+193.0%	132,800	+259.8%	1.58%	+164.6%
TYG	Buy	Tortoise Energy Infrastructure	$3,030,000	+49.0%	69,235	+63.7%	1.52%	+34.6%
RMRM	Sell	RMR Real Estate Income Fund	$2,970,000	-0.2%	142,629	-9.9%	1.49%	-9.8%
TTP	Buy	Tortoise Pipeline & Energy Fund	$2,843,000	+32.7%	92,499	+48.8%	1.43%	+19.9%
FTT	Buy	Federated Enhanced Treasury Income Fund	$2,776,000	+6.6%	208,436	+7.8%	1.39%	-3.7%
MTZ	Buy	MasTec, Inc.	$2,715,000	+32.1%	120,100	+79.0%	1.36%	+19.2%
AGD	Buy	Alpine Global Dynamic Dividend Fund	$2,638,000	+15.9%	268,076	+16.5%	1.32%	+4.7%
GRX	Buy	Gabelli Healthcare & Wellness (Rx) Trust	$2,418,000	+6.5%	232,013	+1.3%	1.21%	-3.8%
SEB	Sell	Seaboard Corp.	$2,393,000	+41.3%	570	-10.0%	1.20%	+27.7%
BST	New	BlackRock Science and Technology Trust	$2,380,000	–	135,326	+100.0%	1.20%	–
DRA	Sell	Diversified Real Asset Income Fund	$2,277,000	-8.7%	131,272	-6.7%	1.14%	-17.5%
FSD	Buy	First Trust High Income Long/Short Fund	$2,187,000	-2.4%	136,694	+4.2%	1.10%	-11.9%
RCL		Royal Caribbean Cruises Ltd.	$2,143,000	+22.5%	26,000	0.0%	1.08%	+10.6%
NDP	Buy	Tortoise Energy Independence Fund, Inc.	$2,119,000	+81.3%	111,817	+136.4%	1.06%	+63.7%
RVT	Buy	Royce Value Trust Inc.	$2,078,000	+9.7%	145,020	+11.1%	1.04%	-0.9%
NHF	Buy	NexPoint Credit Strategies Fund	$1,959,000	+570.9%	174,442	+534.3%	0.98%	+507.4%
BIF	Buy	Boulder Growth and Income Fund, Inc.	$1,945,000	+50.0%	214,942	+46.5%	0.98%	+35.5%
JEQ	Buy	Aberdeen Japan Equity Fund, Inc.	$1,911,000	+2.9%	282,238	+8.1%	0.96%	-7.1%
LEN		Lennar Corp.	$1,813,000	+15.3%	40,500	0.0%	0.91%	+4.0%
NCLH		Norwegian Cruise Line Holdings Ltd.	$1,704,000	+29.8%	36,443	0.0%	0.86%	+17.3%
UTF	Sell	Cohen & Steers Infrastructure Fund, Inc.	$1,688,000	-30.2%	74,313	-28.8%	0.85%	-36.9%
PDI	Buy	PIMCO Dynamic Income Fund	$1,680,000	+131.4%	54,644	+137.6%	0.84%	+108.9%
ZTR	Sell	Zweig Total Return Fund Inc.	$1,498,000	+1.2%	106,890	-0.0%	0.75%	-8.6%
CCL		Carnival Corp.	$1,405,000	+12.9%	31,000	0.0%	0.71%	+2.0%
PCF	Buy	Putnam High Income Securities Fund	$1,363,000	+2.5%	168,115	+5.2%	0.68%	-7.6%
BTF	Buy	Boulder Total Return Fund, Inc.	$1,351,000	+55.6%	48,673	+47.8%	0.68%	+40.4%
CWCO	Buy	Consolidated Water Co. Ltd.	$1,338,000	+10.1%	125,238	+20.4%	0.67%	-0.6%
JOF	Buy	Japan Smaller Capitalization Fund Inc.	$1,321,000	+24.9%	147,228	+34.8%	0.66%	+12.8%
BTZ	Sell	BlackRock Credit Allocation Income Trust	$1,312,000	-47.5%	101,530	-45.9%	0.66%	-52.6%
WSO		Watsco Inc.	$1,307,000	+23.3%	12,300	0.0%	0.66%	+11.4%
JMM	Sell	Nuveen Multi-Market Income Fund, Inc.	$1,253,000	-16.0%	163,332	-17.4%	0.63%	-24.2%
KF	Buy	The Korea Fund, Inc.	$1,235,000	-8.8%	32,924	+0.9%	0.62%	-17.7%
GLQ	Buy	Clough Global Equity Fund	$1,228,000	+41.3%	84,779	+39.8%	0.62%	+27.7%
PPT	Sell	Putnam Premier Income Trust	$1,196,000	-46.2%	227,832	-43.8%	0.60%	-51.4%
CX	Buy	Cemex, S.A.B. de C.V.	$1,149,000	+55.3%	112,743	+98.7%	0.58%	+40.4%
GF	Buy	New Germany Fund, Inc.	$1,145,000	-11.7%	81,590	+5.2%	0.58%	-20.2%
FAX	Sell	Aberdeen Asia-Pacific Income Fund, Inc.	$1,104,000	-18.5%	198,879	-13.4%	0.55%	-26.4%
MINT	New	PIMCO Enchanced Short Maturity Active ETF	$1,074,000	–	10,629	+100.0%	0.54%	–
AVHOQ	Buy	Avianca Holdings S.A.	$1,040,000	+404.9%	88,682	+491.2%	0.52%	+353.9%
STNR	Buy	Steiner Leisure Ltd.	$1,038,000	+41.8%	22,467	+15.4%	0.52%	+28.0%
CYBX		Cyberonics, Inc.	$1,021,000	+8.8%	18,330	0.0%	0.51%	-1.7%
CFP	New	Cornerstone Progressive Return Fund	$994,000	–	65,346	+100.0%	0.50%	–
AMX		America Movil S.A.B. de C.V.	$991,000	-12.0%	44,690	0.0%	0.50%	-20.4%
TV		Grupo Televisa, S.A.B.	$967,000	+0.5%	28,400	0.0%	0.49%	-9.2%
FMX	Buy	Fomento Economico Mexicano, S.A.B. de C.V.	$968,000	+10.8%	11,000	+15.8%	0.49%	0.0%
CIB	Buy	Bancolombia S.A.	$947,000	-13.4%	19,780	+2.6%	0.48%	-21.7%
AIF	Buy	Apollo Tactical Income Fund Inc	$931,000	+70.2%	58,353	+84.5%	0.47%	+53.9%
FMY	Sell	First Trust Mortgage Income Fund	$894,000	-4.2%	60,156	-2.4%	0.45%	-13.5%
GGT	Sell	Gabelli Multimedia Trust Inc.	$889,000	-12.9%	88,773	-18.4%	0.45%	-21.5%
GGNPRB	Sell	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series Bpreferred stock	$860,000	-3.7%	40,200	-3.9%	0.43%	-13.1%
TE		Teco Energy, Inc.	$821,000	+16.6%	40,500	0.0%	0.41%	+5.4%
JHP	Buy	Nuveen Quality Preferred Income Fund 3	$814,000	+13.1%	97,720	+13.6%	0.41%	+2.2%
ATNI	Buy	Atlantic Tele Network, Inc.	$810,000	+87.9%	11,988	+49.8%	0.41%	+69.6%
CET	Buy	Central Securities Corp.	$764,000	+3.8%	34,769	+8.5%	0.38%	-6.1%
KOF	Sell	Coca Cola Femsa S.A.B. de C.V.	$761,000	-61.4%	8,799	-55.1%	0.38%	-65.2%
SAVE	New	Spirit Airlines, Inc.	$756,000	–	10,000	+100.0%	0.38%	–
RFI	Buy	Cohen & Steers Total Return Realty Fund	$753,000	+15.7%	57,060	+4.8%	0.38%	+4.4%
FCX	Buy	Freeport McMoran Copper & Gold	$737,000	-16.4%	32,000	+18.5%	0.37%	-24.5%
PFN	Buy	PIMCO Income Strategy Fund II	$728,000	+1273.6%	74,256	+1385.1%	0.37%	+1162.1%
NTG	New	Tortoise MLP Fund, Inc.	$691,000	–	24,753	+100.0%	0.35%	–
FPL	New	First Trust New Opportunities MLP & Energy Fund	$659,000	–	36,781	+100.0%	0.33%	–
GDLPRBCL		GDL Fund Preferred Series Bpreferred stock	$643,000	-0.9%	12,800	0.0%	0.32%	-10.5%
NSC	Buy	Norfolk Southern Corp.	$627,000	+2.1%	5,750	+4.5%	0.32%	-7.6%
BCV	Buy	Bancroft Fund Ltd.	$624,000	+1.6%	31,101	+0.0%	0.31%	-8.2%
GLV		Clough Global Allocation Fund	$576,000	+3.2%	38,994	0.0%	0.29%	-6.8%
SCD	Buy	LMP Capital and Income Fund, Inc.	$565,000	+36.5%	33,740	+37.6%	0.28%	+23.5%
CEM	Buy	ClearBridge Energy MLP Fund Inc.	$524,000	+66.3%	18,972	+67.8%	0.26%	+50.3%
NBD		Nuveen Build America Bond Opportunity Fund	$505,000	+3.5%	23,013	0.0%	0.25%	-6.3%
EVTC	Buy	Evertec Inc.	$501,000	+27.2%	22,643	+28.3%	0.25%	+15.1%
PCEF	New	PowerShares CEF Income Composite ETF	$496,000	–	21,000	+100.0%	0.25%	–
BPOP	Buy	Popular, Inc.	$477,000	+169.5%	14,000	+133.3%	0.24%	+144.9%
DEX	Buy	Delaware Enhanced Global Dividend & Income Fund	$477,000	+9.4%	42,322	+16.6%	0.24%	-0.8%
JGH	New	Nuveen Global High Income Fund	$473,000	–	27,432	+100.0%	0.24%	–
EDD	Buy	Morgan Stanley Emerging Markets Domestic Debt Fund	$439,000	-10.4%	41,536	+0.2%	0.22%	-19.1%
BGB	Buy	Blackstone/GSO Strategic Credit Fund	$428,000	+82.1%	26,001	+85.7%	0.22%	+64.1%
MGU	Sell	Macquarie Global Infrastructure Total Return Fund Inc.	$408,000	-33.0%	16,506	-33.0%	0.20%	-39.5%
LCM	New	Advent/Claymore Enhanced Growth & Income Fund	$409,000	–	45,965	+100.0%	0.20%	–
TGP	Buy	Teekay LNG Partners LP	$405,000	-0.7%	9,589	+2.4%	0.20%	-10.6%
WIW		Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	$396,000	-2.7%	35,075	0.0%	0.20%	-11.9%
AWF	Buy	AllianceBernstein Global High Income Fund, Inc.	$392,000	-5.5%	31,513	+3.3%	0.20%	-14.7%
MLM	Buy	Martin Marietta Materials Inc.	$375,000	+53.1%	3,400	+78.9%	0.19%	+38.2%
PIM	Buy	Putnam Master Intermediate Income Trust	$373,000	-3.1%	77,528	+1.2%	0.19%	-12.6%
TAHO	Buy	Tahoe Resources Inc.	$373,000	-23.1%	26,900	+12.6%	0.19%	-30.7%
EWW	New	iShares MSCI Mexico Capped	$356,000	–	6,000	+100.0%	0.18%	–
HYI		Western Asset High Yield Defined Opportunity Fund Inc.	$357,000	-5.3%	22,669	0.0%	0.18%	-14.8%
TTF		Thai Fund, Inc.	$333,000	-4.0%	28,227	0.0%	0.17%	-13.5%
SZC	Buy	Cushing Renaissance Fund	$328,000	-18.4%	15,387	+4.8%	0.16%	-26.3%
FUND	Buy	Royce Focus Trust, Inc.	$327,000	-6.6%	44,962	+1.2%	0.16%	-15.9%
BIT	Buy	BlackRock Multi-Sector Income Trust	$325,000	+692.7%	19,406	+743.4%	0.16%	+608.7%
TDF		Templeton Dragon Fund, Inc.	$317,000	-6.8%	13,170	0.0%	0.16%	-15.9%
SGF	Buy	Aberdeen Singapore Fund, Inc.	$317,000	-3.9%	26,585	+0.2%	0.16%	-13.1%
SOR	Buy	Source Capital Corp.	$307,000	+10.0%	4,295	+0.1%	0.15%	-0.6%
WU	Buy	The Western Union Company	$304,000	+58.3%	17,000	+41.7%	0.15%	+43.0%
DSE	New	Duff & Phelps Select Energy MLP	$292,000	–	20,600	+100.0%	0.15%	–
ASG	Buy	Liberty All-Star Growth Fund, Inc.	$287,000	+1693.8%	55,569	+1643.1%	0.14%	+1500.0%
GGE	New	Guggenheim Enhanced Equity Strategy Fund	$268,000	–	15,119	+100.0%	0.14%	–
TWN	Buy	Taiwan Fund, Inc.	$269,000	-3.9%	16,434	+10.8%	0.14%	-13.5%
ZF	Buy	Zweig Fund, Inc.	$267,000	+1.9%	17,290	+0.1%	0.13%	-8.2%
VMC		Vulcan Materials Company	$263,000	+9.1%	4,000	0.0%	0.13%	-1.5%
BWG	Buy	Legg Mason BW Global Income Opportunities Fund	$254,000	+257.7%	15,206	+261.5%	0.13%	+228.2%
JMLP	New	Nuveen All Cap Energy MLP Opportunities Fund	$252,000	–	16,501	+100.0%	0.13%	–
ERA	Buy	Era Group Inc.	$250,000	+257.1%	11,815	+267.5%	0.13%	+223.1%
TSI		TCW Strategic Income Fund, Inc.	$249,000	-4.2%	46,230	0.0%	0.12%	-13.8%
JDD	New	Nuveen Diversified Dividend and Income Fund	$238,000	–	20,232	+100.0%	0.12%	–
APF	Sell	Morgan Stanley Asia Pacific Fund	$227,000	-11.0%	15,294	-2.0%	0.11%	-19.7%
IF		Aberdeen Indonesia Fund, Inc.	$200,000	-11.9%	23,835	0.0%	0.10%	-20.6%
CTF	New	Nuveen Long/Short Commodity Total Return Fund	$199,000	–	12,000	+100.0%	0.10%	–
NBB	Buy	Nuveen Build America Bond Fund	$192,000	+4.3%	9,049	+0.1%	0.10%	-5.9%
JFC		JPMorgan China Region Fund, Inc.	$187,000	+11.3%	11,067	0.0%	0.09%	+1.1%
EQS	Sell	Equus Total Return, Inc.	$185,000	-9.3%	88,121	-4.5%	0.09%	-17.7%
NML	Buy	Neuberger Berman MLP Income Fund	$186,000	+169.6%	10,582	+230.6%	0.09%	+144.7%
MXE		Mexico Equity and Income Fund, Inc.	$186,000	-23.8%	14,786	0.0%	0.09%	-31.6%
MSD		Morgan Stanley Emerging Market Debt Fund, Inc.	$181,000	-6.2%	19,899	0.0%	0.09%	-15.0%
FDP	Sell	Fresh Del Monte Produce Inc.	$168,000	-62.1%	5,000	-64.0%	0.08%	-65.9%
PHF	New	Pacholder High Yield Fund Inc.	$167,000	–	22,679	+100.0%	0.08%	–
FPF	Sell	First Trust Intermediate Duration Preferred & Income Fund	$164,000	-88.7%	7,221	-89.2%	0.08%	-89.8%
BCX		BlackRock Resources & Commodities Strategy Trust	$163,000	-12.4%	16,756	0.0%	0.08%	-20.4%
EEA		European Equity Fund, Inc.	$151,000	+0.7%	18,296	0.0%	0.08%	-8.4%
GDV		Gabelli Dividend & Income Trust	$152,000	+2.0%	7,000	0.0%	0.08%	-8.4%
EFF		Eaton Vance Floating-Rate Income Plus Fund	$151,000	-6.2%	9,331	0.0%	0.08%	-15.6%
JPW		Nuveen Flexible Investment Income Fund	$147,000	-7.0%	9,001	0.0%	0.07%	-15.9%
MIE	Sell	Cohen & Steers MLP Income and Energy Opportunity Fund	$147,000	-26.9%	7,496	-21.1%	0.07%	-33.9%
CKH		Seacor Holdings, Inc.	$148,000	-1.3%	2,000	0.0%	0.07%	-10.8%
FXBY		Foxby Corp.	$143,000	-2.1%	76,580	0.0%	0.07%	-11.1%
GILD	New	Gilead Sciences Inc.	$141,000	–	1,500	+100.0%	0.07%	–
ACP		Avenue Income Credit Strategies Fund	$139,000	-9.7%	9,185	0.0%	0.07%	-18.6%
IIF	Sell	Morgan Stanley India Investment Fund	$139,000	+6.9%	5,167	-1.2%	0.07%	-2.8%
RCG		RENN Global Entrepreneurs Fund, Inc.	$139,000	-13.1%	106,588	0.0%	0.07%	-21.3%
RGT	Buy	Royce Global Value Trust, Inc.	$137,000	-6.8%	17,044	+0.7%	0.07%	-15.9%
IRL		New Ireland Fund, Inc.	$133,000	0.0%	10,532	0.0%	0.07%	-9.5%
GABPRG	Sell	Gabelli Equity Trust Preferred Series Gpreferred stock	$113,000	-73.3%	5,045	-72.9%	0.06%	-75.7%
FIF	Buy	First Trust Energy Infrastructure Fund	$110,000	+746.2%	4,621	+685.9%	0.06%	+685.7%
MXF	New	The Mexico Fund, Inc.	$104,000	–	5,000	+100.0%	0.05%	–
ASA		ASA Gold and Precious Metals Limited	$104,000	-14.0%	10,307	0.0%	0.05%	-22.4%
GDL		GDL Fund	$102,000	-2.9%	9,961	0.0%	0.05%	-12.1%
WIA	Buy	Western Asset/Claymore Inflation-Linked Securities & Income Fund	$99,000	+1.0%	8,497	+0.3%	0.05%	-7.4%
BUI	Sell	BlackRock Utility & Infrastructure Trust	$98,000	-1.0%	4,746	-5.1%	0.05%	-10.9%
CEF		Central Fund of Canada Limited (USA)	$93,000	-5.1%	8,000	0.0%	0.05%	-13.0%
PSMT		PriceSmart Inc.	$91,000	+5.8%	1,000	0.0%	0.05%	-4.2%
CHN		China Fund, Inc.	$91,000	-12.5%	5,000	0.0%	0.05%	-20.7%
TRF	New	Templeton Russia and East European Fund, Inc.	$90,000	–	10,000	+100.0%	0.04%	–
NZF	Sell	Nuveen Dividend Advantage Municipal Fund 3	$88,000	-95.8%	6,352	-95.9%	0.04%	-96.3%
SPXX		Nuveen S&P 500 Dynamic Overwrite Fund	$86,000	+2.4%	6,001	0.0%	0.04%	-8.5%
CEE		Central Europe Russia and Turkey Fund	$82,000	-19.6%	4,122	0.0%	0.04%	-28.1%
BOI		Brookfield Mortgage Opportunity Income Fund	$82,000	-3.5%	5,001	0.0%	0.04%	-12.8%
EVV		Eaton Vance Limited Duration Income Fund	$77,000	-2.5%	5,440	0.0%	0.04%	-11.4%
ULTRF		Ultrapetrol (Bahamas) Ltd.	$77,000	-31.2%	36,000	0.0%	0.04%	-37.1%
FDI		Fort Dearborn Income Securities, Inc	$76,000	-2.6%	5,400	0.0%	0.04%	-11.6%
ICB	Sell	Morgan Stanley Income Securities Inc.	$69,000	-62.9%	3,843	-63.1%	0.04%	-66.0%
FDX		FedEx Corporation	$69,000	+6.2%	400	0.0%	0.04%	-2.8%
DDF		Delaware Investments Dividend & Income Fund, Inc.	$67,000	0.0%	6,767	0.0%	0.03%	-8.1%
ABE		Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	$65,000	-5.8%	4,964	0.0%	0.03%	-13.2%
ARMF		Ares Multi-Strategy Credit Fund	$65,000	-5.8%	3,316	0.0%	0.03%	-13.2%
APB		Asia Pacific Fund	$58,000	0.0%	5,150	0.0%	0.03%	-9.4%
GDX		Market Vectors Gold Miners ETF	$55,000	-14.1%	3,000	0.0%	0.03%	-22.2%
KPTI		Karyopharm Therapeutics Inc.	$51,000	+6.2%	1,368	0.0%	0.03%	-3.7%
PDT	Buy	John Hancock Premium Dividend Fund	$51,000	+4.1%	3,727	+1.0%	0.03%	-3.7%
DPG		Duff & Phelps Global Utility Income Fund, Inc.	$52,000	+2.0%	2,410	0.0%	0.03%	-7.1%
JPI		Nuveen Preferred & Income Term Fund	$52,000	-1.9%	2,300	0.0%	0.03%	-10.3%
TKF		Turkish Investment Fund, Inc.	$51,000	+6.2%	4,630	0.0%	0.03%	-3.7%
VGI	New	Virtus Global Multi-Sector Income Fund	$48,000	–	3,001	+100.0%	0.02%	–
TIP		iShares TIPS Bond	$47,000	0.0%	420	0.0%	0.02%	-7.7%
ISL		Aberdeen Israel Fund, Inc.	$46,000	-4.2%	2,750	0.0%	0.02%	-14.8%
AMJ	New	JPMorgan Alerian MLP Index ETN	$46,000	–	1,000	+100.0%	0.02%	–
CEN	Sell	Center Coast MLP & Infrastructure Fund	$43,000	-90.0%	2,399	-89.1%	0.02%	-90.8%
NIE	Sell	AllianzGI Equity & Convertible Income Fund	$41,000	-97.6%	2,000	-97.7%	0.02%	-97.8%
KMM		Deutsche Multi-Market Income Trust	$40,000	-4.8%	4,751	0.0%	0.02%	-13.0%
BGR		BlackRock Energy & Resources Trust	$39,000	-15.2%	1,935	0.0%	0.02%	-23.1%
PGZ	New	Principal Real Estate Income Fund	$39,000	–	2,097	+100.0%	0.02%	–
NRO	Sell	Neuberger Berman Real Estate Securities Income Fund	$38,000	-96.1%	7,216	-96.4%	0.02%	-96.5%
INCY	Sell	Incyte Corporation	$35,000	-25.5%	477	-50.1%	0.02%	-30.8%
GLU		Gabelli Global Utility & Income Trust	$34,000	0.0%	1,763	0.0%	0.02%	-10.5%
BKT	New	BlackRock Income Trust, Inc.	$32,000	–	5,000	+100.0%	0.02%	–
MSF	Sell	Morgan Stanley Emerging Markets Fund, Inc.	$29,000	-17.1%	1,964	-13.3%	0.02%	-21.1%
SWZ		Swiss Helvetia Fund Inc.	$29,000	-17.1%	2,573	0.0%	0.02%	-21.1%
JPC		Nuveen Preferred Income Opportunities Fund	$29,000	+3.6%	3,000	0.0%	0.02%	-6.2%
SBSAA		Spanish Broadcasting System Inc.	$29,000	-32.6%	10,030	0.0%	0.02%	-37.5%
JCE	Buy	Nuveen Core Equity Alpha Fund	$25,000	+8.7%	1,411	+4.1%	0.01%	0.0%
MVC		MVC Capital, Inc.	$26,000	-7.1%	2,618	0.0%	0.01%	-18.8%
TYPR		Tri-Continental Corp., $2.50 Cumulative Preferred Stockpreferred stock	$24,000	+4.3%	500	0.0%	0.01%	-7.7%
QQQX	New	Nasdaq Premium Income & Growth Fund	$24,000	–	1,250	+100.0%	0.01%	–
KST		Deutsche Strategic Income Trust	$23,000	-4.2%	2,000	0.0%	0.01%	-7.7%
GABPRDCL		Gabelli Equity Trust Preferred Series Dpreferred stock	$22,000	+4.8%	848	0.0%	0.01%	-8.3%
GAB	Buy	Gabelli Equity Trust, Inc.	$21,000	+5.0%	3,300	+2.8%	0.01%	0.0%
NHS		Neuberger Berman High Yield Strategies Fund	$21,000	-8.7%	1,743	0.0%	0.01%	-15.4%
USO	New	United States Oil ETF	$20,000	–	1,000	+100.0%	0.01%	–
VGT		Vanguard Information Technology ETF	$19,000	0.0%	186	0.0%	0.01%	-9.1%
HYB		New America High Income Fund, Inc.	$18,000	-5.3%	2,000	0.0%	0.01%	-18.2%
XLY		Consumer Discret Select Sector SPDR ETF	$16,000	+6.7%	225	0.0%	0.01%	0.0%
HTD	Sell	John Hancock Tax-Advantaged Dividend Income Fund	$15,000	-96.7%	655	-97.0%	0.01%	-96.9%
LBF		Deutsche Global High Income Fund	$14,000	-6.7%	1,802	0.0%	0.01%	-12.5%
		Tortoise Energy Infrastructure, 3.75% Preferred Series Bpreferred stock	$13,000	+8.3%	1,300	0.0%	0.01%	0.0%
JGV		Nuveen Global Equity Income Fund	$13,000	0.0%	1,000	0.0%	0.01%	0.0%
XLV		Health Care Select Sector SPDR ETF	$14,000	+7.7%	211	0.0%	0.01%	0.0%
CP	New	Canadian Pacific Railway Limited	$13,000	–	65	+100.0%	0.01%	–
ABT	New	Abbott Laboratories	$11,000	–	253	+100.0%	0.01%	–
AXP	New	American Express Company	$11,000	–	119	+100.0%	0.01%	–
BDJ	Sell	BlackRock Enhanced Equity Dividend Trust	$11,000	-78.0%	1,382	-77.4%	0.01%	-78.6%
CLM	New	Cornerstone Strategic Value Fund Inc.	$11,000	–	555	+100.0%	0.01%	–
EZU		iShares MSCI EMU Index	$12,000	0.0%	322	0.0%	0.01%	-14.3%
IBB		iShares Nasdaq Biotechnology	$11,000	+10.0%	36	0.0%	0.01%	0.0%
JPM	New	JPMorgan Chase & Co.	$11,000	–	170	+100.0%	0.01%	–
KRFT	New	Kraft Foods Group, Inc.	$12,000	–	186	+100.0%	0.01%	–
PFE	New	Pfizer Inc.	$11,000	–	342	+100.0%	0.01%	–
PG	New	The Procter & Gamble Company	$12,000	–	129	+100.0%	0.01%	–
SPG	New	Simon Property Group Inc.	$11,000	–	60	+100.0%	0.01%	–
SMFG	New	Sumitomo Mitsui Financial Group, Inc.	$11,000	–	1,542	+100.0%	0.01%	–
TMO	New	Thermo Fisher Scientific, Inc.	$11,000	–	84	+100.0%	0.01%	–
MMM	New	3M Company	$12,000	–	74	+100.0%	0.01%	–
WMT	New	Wal-Mart Stores Inc.	$12,000	–	135	+100.0%	0.01%	–
IR	New	Ingersoll-Rand PLC	$12,000	–	186	+100.0%	0.01%	–
MCD	New	McDonald's Corp.	$9,000	–	97	+100.0%	0.01%	–
VIPS	New	Vipshop Holdings Limited	$9,000	–	486	+100.0%	0.01%	–
UTX	New	United Technologies Corporation	$9,000	–	76	+100.0%	0.01%	–
ACE	New	ACE Limited	$10,000	–	88	+100.0%	0.01%	–
IBN	New	ICIC Bank Ltd.	$10,000	–	875	+100.0%	0.01%	–
HD	New	The Home Depot, Inc.	$10,000	–	94	+100.0%	0.01%	–
LDF		Latin American Discovery Fund Inc.	$9,000	-10.0%	800	0.0%	0.01%	-16.7%
GE	New	General Electric Company	$9,000	–	370	+100.0%	0.01%	–
NXPI	New	NXP Semiconductors NV	$9,000	–	122	+100.0%	0.01%	–
TM	New	Toyota Motor Corporation	$10,000	–	79	+100.0%	0.01%	–
TAI		Transamerica Income Shares Inc.	$9,000	0.0%	429	0.0%	0.01%	0.0%
AEP	New	American Electric Power Co., Inc.	$9,000	–	152	+100.0%	0.01%	–
ST	New	Sensata Technologies Holding NV	$9,000	–	175	+100.0%	0.01%	–
JNJ	New	Johnson & Johnson	$9,000	–	85	+100.0%	0.01%	–
MNKKQ	New	Mallinckrodt Public Limitied Company	$9,000	–	88	+100.0%	0.01%	–
BIDU	New	Baidu, Inc.	$10,000	–	42	+100.0%	0.01%	–
NEE	New	NextEra Energy, Inc.	$9,000	–	82	+100.0%	0.01%	–
BAP	New	Credicorp Ltd.	$9,000	–	59	+100.0%	0.01%	–
BCS	New	Barclays PLC	$10,000	–	652	+100.0%	0.01%	–
CVS	New	CVS Health Corporation	$9,000	–	91	+100.0%	0.01%	–
CNQ	New	Canadian Natural Resrouces Limited	$9,000	–	276	+100.0%	0.01%	–
KO	New	The Coca-Cola Company	$9,000	–	208	+100.0%	0.01%	–
TTM	New	Tata Motors Limited	$9,000	–	206	+100.0%	0.01%	–
JFR		Nuveen Floating Rate Income Fund	$9,000	0.0%	800	0.0%	0.01%	0.0%
HQL	Sell	Tekla Life Sciences Investors	$10,000	-76.7%	390	-79.7%	0.01%	-79.2%
WX	New	WuXi Pharma Tech (Cayman) Inc.	$9,000	–	253	+100.0%	0.01%	–
INTC	New	Intel Corporation	$9,000	–	240	+100.0%	0.01%	–
DXJ		WisdomTree Japan Hedged Equity	$7,000	0.0%	143	0.0%	0.00%	0.0%
NKE	New	Nike, Inc.	$8,000	–	88	+100.0%	0.00%	–
SLB	New	Schlumberger Limited	$7,000	–	78	+100.0%	0.00%	–
XLF		Financial Select Sector SPDR ETF	$7,000	0.0%	302	0.0%	0.00%	0.0%
SLW	New	Silver Wheaton Corp.	$8,000	–	378	+100.0%	0.00%	–
OXY	New	Occidental Petroleum Corporation	$7,000	–	92	+100.0%	0.00%	–
PM	New	Philip Morris International, Inc.	$7,000	–	90	+100.0%	0.00%	–
TEVA	New	Teva Parmaceutical Industries Limited	$7,000	–	116	+100.0%	0.00%	–
RAND		Rand Capital Corp.	$8,000	+33.3%	2,000	0.0%	0.00%	+33.3%
HPQ	New	Hewlett-Packard Company	$8,000	–	210	+100.0%	0.00%	–
GGZ		Gabelli Global Small and Mid-Cap Value Fund	$7,000	0.0%	700	0.0%	0.00%	0.0%
XOM	New	Exxon Mobil Corporation	$8,000	–	86	+100.0%	0.00%	–
VZ	New	Verizon Communications Inc.	$7,000	–	159	+100.0%	0.00%	–
D	New	Dominion Resources, Inc.	$8,000	–	104	+100.0%	0.00%	–
CHU	New	China Unicom (Hong Kong) Limited	$7,000	–	515	+100.0%	0.00%	–
PUK	New	Prudential PLC	$8,000	–	163	+100.0%	0.00%	–
SAN	New	Banco Santander, S.A.	$8,000	–	968	+100.0%	0.00%	–
BP	New	BP PLC	$7,000	–	177	+100.0%	0.00%	–
BUD	New	Anheuser-Busch InBev	$7,000	–	64	+100.0%	0.00%	–
ABEV	New	Ambev S.A.	$7,000	–	1,105	+100.0%	0.00%	–
MO	New	Altria Group Inc.	$8,000	–	167	+100.0%	0.00%	–
CCJ	New	Cameco Corporation	$6,000	–	396	+100.0%	0.00%	–
EWU		iShares MSCI United Kingdom	$5,000	0.0%	282	0.0%	0.00%	0.0%
FDN		First Trust Dow Jones Internet Index	$6,000	0.0%	97	0.0%	0.00%	0.0%
BTI	New	British America Tobacco PLC	$6,000	–	59	+100.0%	0.00%	–
SBS	New	Companhia de Saneamento Basico do Estado de Sao Paulo	$6,000	–	974	+100.0%	0.00%	–
ING	New	ING Groep N.V.	$6,000	–	487	+100.0%	0.00%	–
IEMG		iShares Core MSCI Emerging Market	$5,000	-16.7%	116	0.0%	0.00%	0.0%
VDC		Vanguard Consumer Staples ETF	$5,000	0.0%	40	0.0%	0.00%	0.0%
SKM	New	SK Telecom Co. Ltd.	$5,000	–	188	+100.0%	0.00%	–
SKYY		First Trust ISE Cloud Computing Index	$6,000	0.0%	209	0.0%	0.00%	0.0%
MBB		iShares MBS	$4,000	0.0%	38	0.0%	0.00%	0.0%
LYB	New	LyondellBasell Industries N.V.	$4,000	–	56	+100.0%	0.00%	–
CBD	New	Companhia Brasileira de Disrtibuicao	$4,000	–	119	+100.0%	0.00%	–
EWL		iShares MSCI Switzerland Capped Index	$3,000	0.0%	99	0.0%	0.00%	0.0%
ERC		Wells Fargo Advantage Multi-Sector Income Fund	$3,000	0.0%	234	0.0%	0.00%	0.0%
RMT	Sell	Royce Micro-Cap Trust, Inc.	$4,000	-98.5%	357	-98.4%	0.00%	-98.6%
BHK	New	BlackRock Core Bond Trust	$3,000	–	200	+100.0%	0.00%	–
HNW	New	Pioneer Diversified High Income Trust	$4,000	–	200	+100.0%	0.00%	–
VAW		Vanguard Materials ETF	$3,000	0.0%	31	0.0%	0.00%	0.0%
VOX		Vanguard Telecommunication Services ETF	$3,000	0.0%	39	0.0%	0.00%	0.0%
LQD		iShares iBoxx $ Investment Grade Corporate Bond	$2,000	0.0%	20	0.0%	0.00%	0.0%
EWD		iShares MSCI Sweden	$1,000	0.0%	33	0.0%	0.00%	0.0%
EPP		iShares MSCI Pacific ex-Japan	$2,000	0.0%	51	0.0%	0.00%	0.0%
JTD		Nuveen Tax - Advantaged Dividend Growth Fund	$2,000	0.0%	150	0.0%	0.00%	0.0%
EMI	Sell	Eaton Vance Michigan Municipal Income Trust	$1,000	-99.3%	100	-99.1%	0.00%	-98.7%
EMLC		Market Vectors EM Local Currency Bond ETF	$1,000	0.0%	33	0.0%	0.00%	0.0%
EWC		iShares MSCI Canada	$2,000	0.0%	81	0.0%	0.00%	0.0%
ECON		EGShares Emerging Markets Consumer	$2,000	0.0%	72	0.0%	0.00%	0.0%
LAQ		Aberdeen Latin America Equity Fund, Inc.	$2,000	0.0%	88	0.0%	0.00%	0.0%
IEI		iShares 3-7 Year Treasury Bond	$1,000	0.0%	6	0.0%	0.00%	0.0%
PCY		PowerShares Emerging Markets Soverign Debt ETF	$1,000	0.0%	27	0.0%	0.00%	0.0%
AYN	Exit	Alliance New York Municipal Income Fund, Inc.	$0	–	-150	-100.0%	-0.00%	–
JNK	Exit	SPDR Barclays High Yield Bond	$0	–	-42	-100.0%	-0.00%	–
CXH	Exit	MFS Investment Grade Municipal Trust	$0	–	-250	-100.0%	-0.00%	–
FPT	Exit	Federated Premier Intermediate Municipal Income Fund	$0	–	-150	-100.0%	-0.00%	–
EOT	Exit	Eaton Vance National Municipal Opportunities Trust	$0	–	-101	-100.0%	-0.00%	–
BQY	Exit	BlackRock Dividend Income Trust	$0	–	-150	-100.0%	-0.00%	–
THI	Exit	Tim Hortons, Inc.	$0	–	-13	-100.0%	-0.00%	–
BIV	Exit	Vanguard Intermediate-Term Bond ETF	$0	–	-37	-100.0%	-0.00%	–
BSV	Exit	Vanguard Short-Term Bond ETF	$0	–	-48	-100.0%	-0.00%	–
ETX	Exit	Eaton Vance Municipal Income Term Trust	$0	–	-151	-100.0%	-0.00%	–
EMJ	Exit	Eaton Vance New Jersey Municipal Bond Fund	$0	–	-500	-100.0%	-0.00%	–
IQI	Exit	Invesco Quality Municipal Income Trust	$0	–	-600	-100.0%	-0.00%	–
PMO	Exit	Putnam Municipal Opportunities Trust	$0	–	-800	-100.0%	-0.01%	–
EVM	Exit	Eaton Vance California Municipal Bond Fund	$0	–	-1,000	-100.0%	-0.01%	–
NPF	Exit	Nuveen Premier Municipal Income Fund, Inc.	$0	–	-800	-100.0%	-0.01%	–
CLM	Exit	Cornerstone Strategic Value Fund Inc.	$0	–	-2,066	-100.0%	-0.01%	–
NIQ	Exit	Nuveen Intermediate Duration Quality Municipal Fund	$0	–	-950	-100.0%	-0.01%	–
ESRT	Exit	Empire State Realty Trust, Inc.	$0	–	-1,000	-100.0%	-0.01%	–
VDE	Exit	Vanguard Energy ETF	$0	–	-109	-100.0%	-0.01%	–
VIS	Exit	Vanguard Industrials ETF	$0	–	-166	-100.0%	-0.01%	–
QQQX	Exit	Nasdaq Premium Income & Growth Fund	$0	–	-1,228	-100.0%	-0.01%	–
RNE	Exit	Morgan Stanley Eastern Europe Fund Inc.	$0	–	-1,615	-100.0%	-0.01%	–
NTC	Exit	Nuveen CT Premium Income Municipal Fund	$0	–	-4,078	-100.0%	-0.03%	–
NQI	Exit	Nuveen Quality Municipal Fund, Inc.	$0	–	-4,000	-100.0%	-0.03%	–
KIO	Exit	KKR Income Opportunities Fund	$0	–	-3,001	-100.0%	-0.03%	–
BAF	Exit	BlackRock Municipal Income Investment Quality Trust	$0	–	-4,000	-100.0%	-0.03%	–
NQU	Exit	Nuveen Quality Income Municipal Fund, Inc.	$0	–	-4,725	-100.0%	-0.04%	–
NXZ	Exit	Nuveen Dividend Advantage Municipal Fund 2	$0	–	-5,000	-100.0%	-0.04%	–
VMO	Exit	Invesco Municipal Opportunity Trust	$0	–	-6,050	-100.0%	-0.04%	–
MIY	Exit	Blackrock MuniYield Michigan Quality Fund	$0	–	-5,600	-100.0%	-0.04%	–
CFP	Exit	Cornerstone Progressive Return Fund	$0	–	-19,662	-100.0%	-0.04%	–
NEA	Exit	Nuveen AMT-Free Municipal Income Fund	$0	–	-6,500	-100.0%	-0.05%	–
NUJ	Exit	Nuveen New Jersey Dividend Advantage Municipal Fund 2	$0	–	-7,000	-100.0%	-0.05%	–
CCA	Exit	MFS California Municipal Fund	$0	–	-8,864	-100.0%	-0.05%	–
NQS	Exit	Nuveen Select Quality Municipal Fund	$0	–	-7,200	-100.0%	-0.05%	–
BTA	Exit	BlackRock Long-Term Municipal Advantage Trust	$0	–	-9,000	-100.0%	-0.06%	–
DMB	Exit	Dreyfus Municipal Bond Infrastructure Fund, Inc.	$0	–	-8,801	-100.0%	-0.06%	–
VCV	Exit	Invesco California Value Municipal Income Trust	$0	–	-9,000	-100.0%	-0.06%	–
AKP	Exit	Alliance California Municipal Income Fund	$0	–	-9,012	-100.0%	-0.07%	–
HTR	Exit	Brookfield Total Return Fund Inc.	$0	–	-5,200	-100.0%	-0.07%	–
CEV	Exit	Eaton Vance California Municipal Income Trust	$0	–	-11,415	-100.0%	-0.08%	–
	Exit	Flaherty & Crumrine Dynamic Preferred & Income Fund	$0	–	-6,431	-100.0%	-0.08%	–
GMZ	Exit	Goldman Sachs MLP Income Opportunities Fund	$0	–	-7,001	-100.0%	-0.08%	–
NZH	Exit	Nuveen California Dividend Advantage Municipal Fund 3	$0	–	-12,150	-100.0%	-0.09%	–
NID	Exit	Nuveen Intermediate Duration Municipal Term Fund	$0	–	-12,520	-100.0%	-0.09%	–
NPM	Exit	Nuveen Premium Income Municipal Fund 2	$0	–	-11,432	-100.0%	-0.09%	–
GBAB	Exit	Guggenheim Build America Bonds Managed Duration Trust	$0	–	-8,258	-100.0%	-0.10%	–
RNP	Exit	Cohen & Steers REIT & Preferred Income Fund Inc.	$0	–	-12,100	-100.0%	-0.12%	–
CMK	Exit	MFS Intermarket Income Trust I	$0	–	-26,056	-100.0%	-0.12%	–
MYM	Exit	Blackrock MuniYield Michigan Quality Fund II	$0	–	-17,550	-100.0%	-0.12%	–
EVT	Exit	Eaton Vance Tax-Advantaged Dividend Income Fund	$0	–	-15,207	-100.0%	-0.17%	–
JGT	Exit	Nuveen Diviersified Currency Opportunities Fund	$0	–	-46,610	-100.0%	-0.28%	–
KYE	Exit	Kayne Anderson Energy Total Return Fund	$0	–	-16,016	-100.0%	-0.28%	–
HQH	Exit	Tekla Healthcare Investors	$0	–	-22,793	-100.0%	-0.36%	–
NMO	Exit	Nuveen Municipal Market Opportunity Fund, Inc.	$0	–	-52,353	-100.0%	-0.39%	–
INF	Exit	Brookfield Global Listed Infrastructure Income Fund, Inc.	$0	–	-30,071	-100.0%	-0.39%	–
NVG	Exit	Nuveen Dividend Advantage Municipal Income Fund	$0	–	-57,530	-100.0%	-0.45%	–
MTS	Exit	Montgomery Street Income Securities, Inc.	$0	–	-53,675	-100.0%	-0.49%	–
CQB	Exit	Chiquita Brands International Inc.	$0	–	-63,809	-100.0%	-0.50%	–
BTT	Exit	BlackRock Municipal Target Term Trust	$0	–	-58,199	-100.0%	-0.64%	–
NKX	Exit	Nuveen California AMT-Free Municipal Income Fund	$0	–	-130,637	-100.0%	-1.01%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-02-13

Signatures

The EDGAR filing(s) were signed by:

Thomas J. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16
SC 13G	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (199122000.0 != 199124000.0)

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