Thomas J. Herzfeld Advisors, Inc.

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$175 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 288 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 36.6% .

All

			Value		Shares		↓ Weighting
T108PS	Buy	First Opportunity Fund, Inc.	$6,007,000	+6.1%	624,383	+2.8%	3.42%	+3.0%
DCA	Buy	Virtus Total Return Fund	$5,949,000	+13.1%	1,239,451	+4.1%	3.39%	+9.8%
PEO	Buy	Petroleum & Resources Corp.	$5,544,000	+14.6%	177,793	+2.6%	3.16%	+11.2%
AOD	Sell	Alpine Total Dynamic Dividend Fund	$5,130,000	+3.2%	575,069	-2.9%	2.92%	+0.2%
ADX	Buy	Adams Express Company	$4,930,000	+8.6%	358,526	+2.6%	2.81%	+5.4%
TY	Buy	Tri-Continental Corp.	$4,629,000	+6.1%	220,626	+1.6%	2.64%	+3.0%
PCI	Buy	PIMCO Dynamic Credit Income Fund	$4,055,000	+11.8%	170,233	+6.1%	2.31%	+8.5%
GAM	Buy	General American Investors Company, Inc.	$3,283,000	+13.4%	89,166	+8.5%	1.87%	+10.1%
RMRM	Buy	RMR Real Estate Income Fund	$3,064,000	+13.9%	155,544	+7.3%	1.75%	+10.6%
GLO	Buy	Clough Global Opportunities Fund	$2,966,000	+12.1%	228,131	+9.9%	1.69%	+8.7%
OXLCO	Buy	Oxford Lane Capital, 7.50% Pfd Series 2023preferred stock	$2,811,000	+29.8%	114,491	+26.8%	1.60%	+26.0%
AGD	Sell	Alpine Global Dynamic Dividend Fund	$2,804,000	+2.4%	266,765	-2.5%	1.60%	-0.6%
FTT	Sell	Federated Enhanced Treasury Income Fund	$2,747,000	-6.1%	203,617	-5.2%	1.57%	-8.9%
USA	Buy	Liberty All-Star Equity Fund	$2,562,000	+7.8%	426,285	+5.4%	1.46%	+4.7%
BTZ	Buy	BlackRock Credit Allocation Income Trust	$2,455,000	+1.7%	178,544	+0.1%	1.40%	-1.2%
CPA	New	Copa Holdings SA	$2,452,000	–	17,200	+100.0%	1.40%	–
NZF	Buy	Nuveen Dividend Advantage Municipal Fund 3	$2,315,000	+12.4%	169,228	+7.7%	1.32%	+9.2%
CUBA	Sell	The Herzfeld Caribbean Basin Fund, Inc.	$2,304,000	-2.5%	282,652	-2.3%	1.31%	-5.3%
UTF	Buy	Cohen & Steers Infrastructure Fund, Inc.	$2,272,000	+10.9%	92,773	+0.0%	1.30%	+7.6%
KOF		Coca Cola Femsa S.A.B. de C.V.	$2,227,000	+7.7%	19,602	0.0%	1.27%	+4.5%
PPT	Buy	Putnam Premier Income Trust	$2,184,000	+6.0%	393,546	+5.7%	1.24%	+2.9%
0295SC	Buy	American Select Portfolio Inc.	$2,082,000	+12.7%	194,605	+4.6%	1.19%	+9.3%
JQC	New	Nuveen Credit Strategies Income Fund	$2,072,000	–	221,322	+100.0%	1.18%	–
RVT	Sell	Royce Value Trust Inc.	$2,064,000	-12.9%	129,016	-14.4%	1.18%	-15.5%
FSD	Buy	First Trust High Income Long/Short Fund	$2,019,000	+40.1%	111,234	+36.8%	1.15%	+36.1%
KMF	Buy	Kayne Anderson Midstream/Energy Fund	$1,930,000	+97.7%	47,630	+65.6%	1.10%	+92.0%
SEB	Sell	Seaboard Corp.	$1,912,000	-28.3%	633	-37.8%	1.09%	-30.4%
MTZ	Buy	MasTec, Inc.	$1,852,000	-4.8%	60,100	+34.2%	1.06%	-7.6%
JEQ	Buy	Aberdeen Japan Equity Fund, Inc.	$1,772,000	+9.8%	249,199	+0.8%	1.01%	+6.5%
LEN		Lennar Corp.	$1,700,000	+5.9%	40,500	0.0%	0.97%	+2.8%
NKX	Buy	Nuveen California AMT-Free Municipal Income Fund	$1,674,000	+27.8%	122,607	+24.5%	0.95%	+23.9%
RCL		Royal Caribbean Cruises Ltd.	$1,668,000	+1.9%	30,000	0.0%	0.95%	-1.1%
BDJ	Sell	BlackRock Enhanced Equity Dividend Trust	$1,564,000	-6.2%	186,435	-11.3%	0.89%	-9.0%
OXLCN	New	Oxford Lane Capital, 8.125% Pfd Series 2024preferred stock	$1,551,000	–	61,227	+100.0%	0.88%	–
GABPRG	Sell	Gabelli Equity Trust Preferred Series Gpreferred stock	$1,531,000	-10.4%	67,401	-9.4%	0.87%	-13.0%
ZTR	Buy	Zweig Total Return Fund Inc.	$1,442,000	+5.9%	100,203	+3.5%	0.82%	+2.8%
NIE	Buy	AllianzGI Equity & Convertible Income Fund	$1,419,000	+35.3%	70,267	+30.3%	0.81%	+31.3%
DSL	Buy	DoubleLine Income Solutions Fund	$1,405,000	+9.5%	62,541	+3.4%	0.80%	+6.2%
KF	Sell	The Korea Fund, Inc.	$1,402,000	+6.1%	32,824	-0.3%	0.80%	+3.0%
PCF	Sell	Putnam High Income Securities Fund	$1,392,000	+1.9%	159,859	-2.1%	0.79%	-1.0%
GRX	Buy	Gabelli Healthcare & Wellness (Rx) Trust	$1,390,000	-0.1%	134,653	+0.0%	0.79%	-3.1%
FAX	Buy	Aberdeen Asia-Pacific Income Fund, Inc.	$1,384,000	+36.2%	220,399	+32.6%	0.79%	+32.2%
MRF	New	American Income Fund, Inc.	$1,355,000	–	174,342	+100.0%	0.77%	–
FMY	Sell	First Trust Mortgage Income Fund	$1,342,000	-4.1%	84,595	-4.9%	0.76%	-6.9%
TTP	Buy	Tortoise Pipeline & Energy Fund	$1,295,000	+148.6%	36,380	+103.3%	0.74%	+141.2%
WSO	Sell	Watsco Inc.	$1,264,000	-4.9%	12,300	-7.5%	0.72%	-7.7%
MTS	Sell	Montgomery Street Income Securities, Inc.	$1,232,000	-2.9%	73,862	-6.3%	0.70%	-5.8%
CIB		Bancolombia S.A.	$1,230,000	+2.3%	21,280	0.0%	0.70%	-0.7%
CWCO	Buy	Consolidated Water Co. Ltd.	$1,224,000	-2.4%	104,013	+9.4%	0.70%	-5.3%
GF	Buy	New Germany Fund, Inc.	$1,223,000	+10.2%	65,511	+14.9%	0.70%	+6.9%
BIF		Boulder Growth and Income Fund, Inc.	$1,219,000	+4.8%	143,031	0.0%	0.70%	+1.8%
NCLH	Buy	Norwegian Cruise Line Holdings Ltd.	$1,219,000	+10.0%	38,443	+11.9%	0.70%	+6.8%
CCL	Sell	Carnival Corp.	$1,167,000	-6.6%	31,000	-6.1%	0.66%	-9.4%
CYBX	New	Cyberonics, Inc.	$1,145,000	–	18,330	+100.0%	0.65%	–
FPF	Buy	First Trust Intermediate Duration Preferred & Income Fund	$1,130,000	+38.0%	49,392	+33.5%	0.64%	+33.9%
ACG	Buy	AllianceBernstein Income Fund	$1,114,000	+18.4%	148,149	+15.6%	0.64%	+14.8%
MINT	New	PIMCO Enhanced Short Maturity ETF	$1,078,000	–	10,629	+100.0%	0.62%	–
NDP	Buy	Tortoise Energy Independence Fund, Inc.	$1,049,000	+107.7%	37,297	+83.2%	0.60%	+101.3%
CQB		Chiquita Brands International Inc.	$1,033,000	-12.9%	95,244	0.0%	0.59%	-15.5%
JOF		Japan Smaller Capitalization Fund Inc.	$1,012,000	+7.9%	107,086	0.0%	0.58%	+4.7%
FCX		Freeport McMoran Copper & Gold	$986,000	+10.4%	27,000	0.0%	0.56%	+7.0%
NVG	Buy	Nuveen Dividend Advantage Municipal Income Fund	$981,000	+13.8%	69,248	+7.1%	0.56%	+10.5%
TV		Grupo Televisa, S.A.B.	$974,000	+3.1%	28,400	0.0%	0.56%	0.0%
GLQ		Clough Global Equity Fund	$939,000	+0.4%	60,629	0.0%	0.54%	-2.6%
GGNPRB	Sell	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series Bpreferred stock	$934,000	-7.2%	43,324	-8.7%	0.53%	-9.8%
AMX		America Movil S.A.B. de C.V.	$927,000	+4.4%	44,690	0.0%	0.53%	+1.3%
FMX		Fomento Economico Mexicano, S.A.B. de C.V.	$890,000	+0.5%	9,500	0.0%	0.51%	-2.5%
STNR		Steiner Leisure Ltd.	$843,000	-6.3%	19,467	0.0%	0.48%	-9.1%
NRO	Buy	Neuberger Berman Real Estate Securities Income Fund	$823,000	+12.7%	164,694	+6.5%	0.47%	+9.3%
SCD	Sell	LMP Capital and Income Fund, Inc.	$819,000	+5.1%	46,180	-4.5%	0.47%	+2.0%
EDD	Sell	Morgan Stanley Emerging Markets Domestic Debt Fund	$781,000	-58.6%	58,660	-59.2%	0.44%	-59.8%
BCV		Bancroft Fund Ltd.	$775,000	+3.3%	38,386	0.0%	0.44%	+0.2%
CX	Buy	Cemex, S.A.B. de C.V.	$751,000	+9.0%	56,743	+4.0%	0.43%	+5.7%
KYE	Buy	Kayne Anderson Energy Total Return Fund	$748,000	+31.0%	23,060	+10.3%	0.43%	+27.2%
TE		Teco Energy, Inc.	$748,000	+7.6%	40,500	0.0%	0.43%	+4.4%
JHP	Sell	Nuveen Quality Preferred Income Fund 3	$746,000	-4.8%	85,979	-8.2%	0.42%	-7.8%
INF		Brookfield Global Listed Infrastructure Income Fund, Inc.	$741,000	+17.2%	29,571	0.0%	0.42%	+14.0%
RMT	Buy	Royce Micro-Cap Trust, Inc.	$728,000	+4.4%	57,660	+1.3%	0.42%	+1.5%
BTF		Boulder Total Return Fund, Inc.	$715,000	+5.5%	27,876	0.0%	0.41%	+2.5%
NMO	Sell	Nuveen Municipal Market Opportunity Fund, Inc.	$715,000	+2.6%	53,573	-1.9%	0.41%	-0.2%
CET	Buy	Central Securities Corp.	$672,000	+32.3%	28,651	+26.1%	0.38%	+28.5%
GDLPRBCL		GDL Fund Preferred Series Bpreferred stock	$644,000	-0.2%	12,800	0.0%	0.37%	-3.2%
RFI	New	Cohen & Steers Total Return Realty Fund	$637,000	–	51,382	+100.0%	0.36%	–
MGU	Sell	Macquarie Global Infrastructure Total Return Fund Inc.	$633,000	+3.4%	24,620	-5.5%	0.36%	+0.3%
TAHO		Tahoe Resources Inc.	$626,000	+24.0%	23,900	0.0%	0.36%	+20.2%
RNP	Buy	Cohen & Steers REIT & Preferred Income Fund Inc.	$606,000	+24.7%	33,591	+17.5%	0.35%	+21.4%
DEX	Buy	Delaware Enhanced Global Dividend & Income Fund	$605,000	+5.6%	47,571	+2.1%	0.34%	+2.4%
GLV		Clough Global Allocation Fund	$604,000	+2.0%	38,994	0.0%	0.34%	-1.1%
HQH	New	H&Q Healthcare Investors	$594,000	–	22,549	+100.0%	0.34%	–
NSC	Sell	Norfolk Southern Corp.	$567,000	-27.0%	5,500	-31.2%	0.32%	-29.2%
AIF	Buy	Apollo Tactical Income Fund Inc	$523,000	+109.2%	28,496	+103.2%	0.30%	+102.7%
JGT	Sell	Nuveen Diviersified Currency Opportunities Fund	$523,000	-63.5%	46,576	-65.9%	0.30%	-64.6%
FDP	Sell	Fresh Del Monte Produce Inc.	$518,000	-10.1%	16,890	-19.1%	0.30%	-12.7%
NBD	Buy	Nuveen Build America Bond Opportunity Fund	$495,000	+36.4%	23,013	+29.9%	0.28%	+32.4%
TSI		TCW Strategic Income Fund, Inc.	$491,000	+1.2%	88,891	0.0%	0.28%	-1.8%
ATNI		Atlantic Tele Network, Inc.	$464,000	-12.0%	8,000	0.0%	0.26%	-14.5%
GMZ	New	Goldman Sachs MLP Income Opportunities Fund	$443,000	–	21,301	+100.0%	0.25%	–
BSP		American Strategic Income Portfolio Inc. II	$443,000	+5.7%	50,420	0.0%	0.25%	+2.8%
WIW	Sell	Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	$432,000	-11.7%	35,075	-16.6%	0.25%	-14.3%
EVTC		Evertec Inc.	$428,000	-1.8%	17,643	0.0%	0.24%	-4.7%
CEN		Center Coast MLP & Infrastructure Fund	$421,000	+11.1%	22,001	0.0%	0.24%	+7.6%
SZC	Buy	Cushing Renaissance Fund	$417,000	+12.4%	14,677	+2.3%	0.24%	+9.2%
HYI	Buy	Western Asset High Yield Defined Opportunity Fund Inc.	$406,000	+45.0%	22,669	+44.7%	0.23%	+40.9%
TGP		Teekay LNG Partners LP	$386,000	+11.6%	8,361	0.0%	0.22%	+8.4%
FUND	Sell	Royce Focus Trust, Inc.	$376,000	-1.6%	44,026	-8.1%	0.21%	-4.5%
PIM		Putnam Master Intermediate Income Trust	$363,000	0.0%	70,528	0.0%	0.21%	-2.8%
SGF	Sell	Aberdeen Singapore Fund, Inc.	$346,000	-4.9%	26,489	-9.3%	0.20%	-7.9%
TDF		Templeton Dragon Fund, Inc.	$343,000	+5.5%	13,270	0.0%	0.20%	+2.6%
NHF	Sell	NexPoint Credit Strategies Fund	$332,000	-51.2%	27,500	-55.3%	0.19%	-52.8%
TTF	Sell	Thai Fund, Inc.	$324,000	-50.4%	28,855	-52.2%	0.18%	-51.8%
EVT		Eaton Vance Tax-Advantaged Dividend Income Fund	$315,000	+5.4%	15,207	0.0%	0.18%	+2.3%
SOR	Buy	Source Capital Corp.	$300,000	+2.0%	4,289	+0.0%	0.17%	-1.2%
ZF	Buy	Zweig Fund, Inc.	$270,000	+3.1%	17,255	+0.1%	0.15%	0.0%
DNIF	Sell	Dividend and Income Fund	$264,000	+0.8%	16,570	-3.2%	0.15%	-1.9%
APF	Sell	Morgan Stanley Asia Pacific Fund	$261,000	-43.4%	15,600	-42.9%	0.15%	-45.0%
AWF	New	AllianceBernstein Global High Income Fund, Inc.	$262,000	–	18,253	+100.0%	0.15%	–
VMC		Vulcan Materials Company	$255,000	-4.1%	4,000	0.0%	0.14%	-7.1%
MLM		Martin Marietta Materials Inc.	$251,000	+2.9%	1,900	0.0%	0.14%	0.0%
BGB	New	Blackstone/GSO Strategic Credit Fund	$249,000	–	14,001	+100.0%	0.14%	–
IF	Sell	Aberdeen Indonesia Fund, Inc.	$248,000	-9.8%	26,152	-10.3%	0.14%	-13.0%
BGR		BlackRock Energy & Resources Trust	$244,000	+11.9%	9,035	0.0%	0.14%	+8.6%
MXE	Sell	Mexico Equity and Income Fund, Inc.	$240,000	+7.1%	14,886	-3.5%	0.14%	+3.8%
AKP	Buy	Alliance California Municipal Income Fund	$234,000	+56.0%	17,762	+50.5%	0.13%	+51.1%
EQS	Sell	Equus Total Return, Inc.	$229,000	+27.9%	92,292	-1.1%	0.13%	+24.8%
MYM		Blackrock MuniYield Michigan Quality Fund II	$228,000	+4.6%	17,550	0.0%	0.13%	+1.6%
CMK		MFS Intermarket Income Trust I	$222,000	+2.3%	26,056	0.0%	0.13%	0.0%
NID		Nuveen Intermediate Duration Municipal Term Fund	$221,000	+5.2%	17,520	0.0%	0.13%	+2.4%
IGA		Voya Global Advantage and Premium Opportunity Fund	$212,000	+2.9%	17,210	0.0%	0.12%	0.0%
WU		The Western Union Company	$208,000	+6.1%	12,000	0.0%	0.12%	+3.5%
BCX		BlackRock Resources & Commodities Strategy Trust	$208,000	+7.8%	16,756	0.0%	0.12%	+5.3%
BPOP		Popular, Inc.	$205,000	+10.2%	6,000	0.0%	0.12%	+7.3%
MSD	Sell	Morgan Stanley Emerging Market Debt Fund, Inc.	$202,000	-7.3%	19,899	-9.5%	0.12%	-10.2%
HTR		Brookfield Total Return Fund Inc.	$201,000	+3.6%	8,000	0.0%	0.12%	+0.9%
SPE		Special Opportunities Fund, Inc.	$190,000	+2.7%	11,387	0.0%	0.11%	-0.9%
ICB	Sell	Morgan Stanley Income Securities Inc.	$188,000	-33.6%	10,425	-35.3%	0.11%	-35.5%
NBB	Sell	Nuveen Build America Bond Fund	$185,000	-25.1%	9,025	-28.4%	0.10%	-27.6%
GEQ	Sell	Guggenheim Equal Weight Enhanced Equity Income Fund	$184,000	-8.9%	9,190	-14.5%	0.10%	-11.8%
NML		Neuberger Berman MLP Income Fund	$182,000	+12.3%	9,001	0.0%	0.10%	+9.5%
GBAB	Sell	Guggenheim Build America Bonds	$182,000	-37.0%	8,258	-40.8%	0.10%	-38.8%
EFF		Eaton Vance Floating-Rate Income Plus Fund	$168,000	-1.2%	9,331	0.0%	0.10%	-4.0%
JFC	Sell	JPMorgan China Region Fund, Inc.	$168,000	-16.8%	11,067	-21.9%	0.10%	-19.3%
JPW		Nuveen Flexible Investment Income Fund	$169,000	+9.7%	9,001	0.0%	0.10%	+6.7%
ACP		Avenue Income Credit Strategies Fund	$165,000	+1.9%	9,185	0.0%	0.09%	-1.1%
CKH		Seacor Holdings, Inc.	$165,000	-4.6%	2,000	0.0%	0.09%	-7.8%
LCM	Sell	Advent/Claymore Enhanced Growth & Income Fund	$165,000	-39.8%	15,993	-40.5%	0.09%	-41.6%
EMI		Eaton Vance Michigan Municipal Income Trust	$160,000	+3.9%	12,821	0.0%	0.09%	+1.1%
RGT	Sell	Royce Global Value Trust, Inc.	$159,000	+3.9%	16,927	-0.9%	0.09%	+1.1%
RCG		RENN Global Entrepreneurs Fund, Inc.	$157,000	-13.3%	106,588	0.0%	0.09%	-15.1%
NPM		Nuveen Premium Income Municipal Fund 2	$158,000	+3.3%	11,432	0.0%	0.09%	0.0%
NZH		Nuveen California Dividend Advantage Municipal Fund 3	$155,000	+4.7%	12,150	0.0%	0.09%	+1.1%
EEA	Buy	European Equity Fund, Inc.	$153,000	0.0%	16,996	+0.5%	0.09%	-3.3%
		Flaherty & Crumrine Dynamic Preferred & Income Fund	$152,000	+8.6%	6,431	0.0%	0.09%	+6.1%
GDV		Gabelli Dividend & Income Trust	$153,000	-0.6%	7,000	0.0%	0.09%	-3.3%
ASA		ASA Gold and Precious Metals Limited	$151,000	+9.4%	10,307	0.0%	0.09%	+6.2%
IRL	Buy	New Ireland Fund, Inc.	$150,000	+20.0%	11,032	+26.3%	0.09%	+17.8%
HTD	Buy	John Hancock Tax-Advantaged Dividend Income Fund	$150,000	+24.0%	7,160	+18.3%	0.09%	+21.1%
FXBY	Sell	Foxby Corp.	$147,000	+3.5%	76,580	-0.5%	0.08%	+1.2%
MIE		Cohen & Steers MLP Income and Energy Opportunity Fund	$140,000	+18.6%	6,571	0.0%	0.08%	+15.9%
CEV		Eaton Vance California Municipal Income Trust	$136,000	+3.8%	10,868	0.0%	0.08%	+1.3%
CEE	Sell	Central Europe Russia and Turkey Fund	$130,000	+6.6%	4,448	-4.0%	0.07%	+2.8%
IIF	Sell	Morgan Stanley India Investment Fund	$128,000	+6.7%	5,531	-9.8%	0.07%	+4.3%
NIQ		Nuveen Intermediate Duration Quality Municipal Fund	$128,000	+5.8%	9,950	0.0%	0.07%	+2.8%
EVM	Buy	Eaton Vance California Municipal Bond Fund	$117,000	+74.6%	10,109	+62.8%	0.07%	+71.8%
IRR		Voya Natural Resources Equity Income Fund	$118,000	+9.3%	10,250	0.0%	0.07%	+6.3%
CEF		Central Fund of Canada Limited (USA)	$116,000	+5.5%	8,000	0.0%	0.07%	+1.5%
NTC		Nuveen CT Premium Income Municipal Fund	$111,000	+3.7%	8,808	0.0%	0.06%	0.0%
GDL	Sell	GDL Fund	$108,000	-10.7%	9,961	-9.1%	0.06%	-12.7%
ULTRF		Ultrapetrol (Bahamas) Ltd.	$107,000	-4.5%	36,000	0.0%	0.06%	-7.6%
CHN		China Fund, Inc.	$106,000	+6.0%	5,000	0.0%	0.06%	+1.7%
BUI		BlackRock Utility & Infrastructure Trust	$105,000	+10.5%	5,000	0.0%	0.06%	+7.1%
WIA	Sell	Western Asset/Claymore Inflation-Linked Securities & Income Fund	$103,000	-22.6%	8,446	-26.0%	0.06%	-24.4%
DDF	Sell	Delaware Investments Dividend & Income Fund, Inc.	$104,000	+4.0%	9,926	-5.3%	0.06%	0.0%
CCA		MFS California Municipal Fund	$97,000	+4.3%	8,796	0.0%	0.06%	0.0%
NUJ	Sell	Nuveen New Jersey Dividend Advantage Municipal Fund 2	$94,000	-15.3%	7,000	-18.6%	0.05%	-16.9%
MIY		Blackrock MuniYield Michigan Quality Fund	$95,000	+5.6%	6,800	0.0%	0.05%	+1.9%
TWN	Buy	Taiwan Fund, Inc.	$93,000	+121.4%	4,526	+103.3%	0.05%	+112.0%
NQI		Nuveen Quality Municipal Fund, Inc.	$92,000	+3.4%	7,000	0.0%	0.05%	0.0%
ERA		Era Group Inc.	$92,000	-2.1%	3,215	0.0%	0.05%	-5.5%
SMM	New	Salient Midstream & MLP Fund	$89,000	–	3,001	+100.0%	0.05%	–
SPXX		Nuveen Equity Premium and Growth Fund	$87,000	+2.4%	6,001	0.0%	0.05%	0.0%
PSMT		PriceSmart Inc.	$87,000	-13.9%	1,000	0.0%	0.05%	-15.3%
NEA		Nuveen AMT-Free Municipal Income Fund	$88,000	+4.8%	6,500	0.0%	0.05%	+2.0%
BOI		Brookfield Mortgage Opportunity Income Fund	$88,000	+4.8%	5,001	0.0%	0.05%	+2.0%
EVV		Eaton Vance Limited Duration Income Fund	$85,000	+2.4%	5,440	0.0%	0.05%	-2.0%
FDI		Fort Dearborn Income Securities, Inc	$80,000	+2.6%	5,400	0.0%	0.05%	0.0%
AVHOQ	New	Avianca Holdings S.A.	$80,000	–	5,000	+100.0%	0.05%	–
GDX		Market Vectors Gold Miners ETF	$79,000	+11.3%	3,000	0.0%	0.04%	+7.1%
BWG		Legg Mason BW Global Income Opportunities Fund	$77,000	+4.1%	4,206	0.0%	0.04%	+2.3%
FDX	New	FedEx Corporation	$76,000	–	500	+100.0%	0.04%	–
VMO	Buy	Invesco Municipal Opportunity Trust	$76,000	+15.2%	6,050	+11.0%	0.04%	+10.3%
ARMF	Sell	Ares Multi-Strategy Credit Fund	$72,000	-18.2%	3,316	-17.1%	0.04%	-21.2%
NXZ		Nuveen Dividend Advantage Municipal Fund 2	$70,000	+2.9%	5,000	0.0%	0.04%	0.0%
ABE		Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	$71,000	+7.6%	4,964	0.0%	0.04%	+2.6%
ETJ	Sell	Eaton Vance Risk-Managed Diversified Equity Income Fund	$71,000	-90.8%	6,125	-91.0%	0.04%	-91.2%
NQU		Nuveen Quality Income Municipal Fund, Inc.	$65,000	+3.2%	4,725	0.0%	0.04%	0.0%
VCV		Invesco California Value Municipal Income Trust	$62,000	+5.1%	5,000	0.0%	0.04%	0.0%
TKF		Turkish Investment Fund, Inc.	$59,000	+11.3%	4,880	0.0%	0.03%	+9.7%
DMB	Sell	Dreyfus Municipal Bond Infrastructure Fund, Inc.	$57,000	-23.0%	4,801	-27.3%	0.03%	-23.3%
NQS		Nuveen Select Quality Municipal Fund	$58,000	+3.6%	4,200	0.0%	0.03%	0.0%
APB	Sell	Asia Pacific Fund	$57,000	0.0%	5,150	-6.4%	0.03%	0.0%
BAF		BlackRock Municipal Income Investment Quality Trust	$57,000	+3.6%	4,000	0.0%	0.03%	+3.1%
SBSAA	Buy	Spanish Broadcasting System Inc.	$57,000	+21.3%	10,030	+24.9%	0.03%	+17.9%
KIO	New	KKR Income Opportunities Fund	$56,000	–	3,001	+100.0%	0.03%	–
JPI		Nuveen Preferred & Income Term Fund	$54,000	+3.8%	2,300	0.0%	0.03%	0.0%
DPG		Duff & Phelps Global Utility Income Fund, Inc.	$53,000	+10.4%	2,410	0.0%	0.03%	+7.1%
PDT	Buy	John Hancock Premium Dividend Fund	$50,000	+6.4%	3,666	+0.7%	0.03%	+3.6%
ISL		Aberdeen Israel Fund, Inc.	$49,000	-2.0%	2,750	0.0%	0.03%	-3.4%
TIP	Sell	iShares TIPS Bond	$48,000	-42.9%	420	-44.0%	0.03%	-44.9%
KMM	New	DWS Multi-Market Income Trust	$45,000	–	4,751	+100.0%	0.03%	–
BIT		BlackRock Multi-Sector Income Trust	$43,000	+4.9%	2,301	0.0%	0.02%	+4.2%
HQL	Sell	H&Q Life Sciences Investors	$39,000	-72.9%	1,864	-71.8%	0.02%	-74.1%
BQY		BlackRock S&P Quality Rankings Global Equity Managed Trust	$36,000	+2.9%	2,650	0.0%	0.02%	0.0%
TYG	New	Tortoise Energy Infrastructure	$37,000	–	746	+100.0%	0.02%	–
GLU		Gabelli Global Utility & Income Trust	$37,000	+5.7%	1,763	0.0%	0.02%	0.0%
MSF		Morgan Stanley Emerging Markets Fund, Inc.	$36,000	+2.9%	2,264	0.0%	0.02%	0.0%
MVC		MVC Capital, Inc.	$34,000	-2.9%	2,618	0.0%	0.02%	-9.5%
8107SC	New	American Strategic Income Portfolio, Inc.	$34,000	–	3,301	+100.0%	0.02%	–
RNE		Morgan Stanley Eastern Europe Fund Inc.	$30,000	+3.4%	1,615	0.0%	0.02%	0.0%
KST	New	DWS Strategic Income Trust	$26,000	–	2,000	+100.0%	0.02%	–
JCE	Buy	Nuveen Core Equity Alpha Fund	$24,000	+4.3%	1,334	+1.6%	0.01%	0.0%
JRO		Nuveen Floating Rate Income Opportunity Fund	$25,000	+4.2%	2,000	0.0%	0.01%	0.0%
NHS		Neuberger Berman High Yield Strategies Fund	$24,000	0.0%	1,743	0.0%	0.01%	0.0%
GAB	Buy	Gabelli Equity Trust, Inc.	$24,000	0.0%	3,138	+2.0%	0.01%	0.0%
QQQX	Buy	Nasdaq Premium Income & Growth Fund	$23,000	+4.5%	1,207	+1.9%	0.01%	0.0%
TYPR		Tri-Continental Corp., $2.50 Cumulative Preferred Stockpreferred stock	$23,000	0.0%	500	0.0%	0.01%	-7.1%
GABPRDCL		Gabelli Equity Trust Preferred Series Dpreferred stock	$21,000	0.0%	848	0.0%	0.01%	0.0%
ETX		Eaton Vance Municipal Income Term Trust	$19,000	+5.6%	1,151	0.0%	0.01%	0.0%
HYB		New America High Income Fund, Inc.	$20,000	0.0%	2,000	0.0%	0.01%	-8.3%
ERC	Sell	Wells Fargo Multi-Sector Income Fund	$19,000	-69.4%	1,300	-69.8%	0.01%	-69.4%
VIS	New	Vanguard Industrials ETF	$17,000	–	166	+100.0%	0.01%	–
VGT	New	Vanguard Information Technology ETF	$18,000	–	186	+100.0%	0.01%	–
ASG	Buy	Liberty All-Star Growth Fund, Inc.	$17,000	0.0%	3,141	+1.5%	0.01%	0.0%
SWZ		Swiss Helvetia Fund Inc.	$17,000	0.0%	1,173	0.0%	0.01%	0.0%
FGB		First Trust Specialty Finance and Financial Opportunities Fund	$15,000	+7.1%	1,797	0.0%	0.01%	+12.5%
XLY	New	Consumer Discret Select Sector SPDR ETF	$15,000	–	225	+100.0%	0.01%	–
LBF	New	DWS Global High Income Fund	$15,000	–	1,802	+100.0%	0.01%	–
JGV	New	Nuveen Global Equity Income Fund	$15,000	–	1,000	+100.0%	0.01%	–
VDE	New	Vanguard Energy ETF	$16,000	–	109	+100.0%	0.01%	–
EZU	New	iShares MSCI EMU Index	$14,000	–	322	+100.0%	0.01%	–
	Sell	Tortoise Energy Infrastructure, 3.75% Preferred Series Bpreferred stock	$12,000	-50.0%	1,300	-50.0%	0.01%	-50.0%
XLV	New	Health Care Select Sector SPDR ETF	$13,000	–	211	+100.0%	0.01%	–
BTT		BlackRock Municipal Target Term Trust	$12,000	+9.1%	601	0.0%	0.01%	+16.7%
CLM	Buy	Cornerstone Strategic Value Fund Inc.	$12,000	0.0%	1,972	+4.6%	0.01%	0.0%
GTMAY		Grupo TMM S.A.B.	$11,000	0.0%	12,280	0.0%	0.01%	0.0%
JFR	New	Nuveen Floating Rate Income Fund	$10,000	–	800	+100.0%	0.01%	–
NPF		Nuveen Premier Municipal Income Fund, Inc.	$11,000	0.0%	800	0.0%	0.01%	0.0%
LDF		Latin American Discovery Fund Inc.	$11,000	+10.0%	800	0.0%	0.01%	0.0%
IBB	New	iShares Nasdaq Biotechnology	$9,000	–	36	+100.0%	0.01%	–
GGZ	New	Gabelli Global Small and Mid-Cap Value Fund	$8,000	–	700	+100.0%	0.01%	–
CCGI	New	Car Charging Group, Inc.	$8,000	–	10,000	+100.0%	0.01%	–
PMO		Putnam Municipal Opportunities Trust	$9,000	0.0%	800	0.0%	0.01%	0.0%
TAI		Transamerica Income Shares Inc.	$9,000	0.0%	429	0.0%	0.01%	0.0%
BZM		BlackRock Maryland Municipal Bond Trust	$7,000	0.0%	528	0.0%	0.00%	0.0%
IQI	New	Invesco Quality Municipal Income Trust	$7,000	–	600	+100.0%	0.00%	–
EMJ		Eaton Vance New Jersey Municipal Bond Fund	$7,000	+16.7%	500	0.0%	0.00%	0.0%
XLF	New	Financial Select Sector SPDR ETF	$7,000	–	302	+100.0%	0.00%	–
MHF		Western Asset Municipal High Income Fund, Inc.	$7,000	0.0%	1,000	0.0%	0.00%	0.0%
DXJ	New	WisdomTree Japan Hedged Equity	$7,000	–	143	+100.0%	0.00%	–
DHOXQ		Desarrolladora Hom, SAB de CV	$5,000	-44.4%	6,100	0.0%	0.00%	-40.0%
SKYY	New	First Trust ISE Cloud Computing Index	$6,000	–	209	+100.0%	0.00%	–
FDN	New	First Trust Dow Jones Internet Index	$6,000	–	97	+100.0%	0.00%	–
RAND		Rand Capital Corp.	$6,000	-14.3%	2,000	0.0%	0.00%	-25.0%
IEMG	New	iShares Core MSCI Emerging Market	$6,000	–	116	+100.0%	0.00%	–
VDC	New	Vanguard Consumer Staples ETF	$5,000	–	40	+100.0%	0.00%	–
6699SC	New	iShares MSCI United Kingdom	$6,000	–	282	+100.0%	0.00%	–
BSV	New	Vanguard Short-Term Bond ETF	$4,000	–	48	+100.0%	0.00%	–
VAW	New	Vanguard Materials ETF	$3,000	–	31	+100.0%	0.00%	–
VOX	New	Vanguard Telecommunication Services ETF	$3,000	–	39	+100.0%	0.00%	–
BIV	New	Vanguard Intermediate-Term Bond ETF	$3,000	–	37	+100.0%	0.00%	–
MBB	New	iShares MBS	$4,000	–	38	+100.0%	0.00%	–
LAQ		Aberdeen Latin America Equity Fund, Inc.	$3,000	+50.0%	88	0.0%	0.00%	+100.0%
EWL	New	iShares MSCI Switzerland Capped Index	$3,000	–	99	+100.0%	0.00%	–
EPP	New	iShares MSCI Pacific ex-Japan	$3,000	–	51	+100.0%	0.00%	–
EWC	New	iShares MSCI Canada	$3,000	–	81	+100.0%	0.00%	–
FPT		Federated Premier Intermediate Municipal Income Fund	$2,000	0.0%	150	0.0%	0.00%	0.0%
JTD		Nuveen Tax - Advantaged Dividend Growth Fund	$2,000	0.0%	150	0.0%	0.00%	0.0%
THI		Tim Hortons, Inc.	$1,000	0.0%	13	0.0%	0.00%	0.0%
PCY	New	PowerShares Emerging Markets Soverign Debt ETF	$1,000	–	27	+100.0%	0.00%	–
IEI	New	iShares 3-7 Year Treasury Bond	$1,000	–	6	+100.0%	0.00%	–
AYN		Alliance New York Municipal Income Fund, Inc.	$2,000	0.0%	150	0.0%	0.00%	0.0%
JNK	New	SPDR Barclays High Yield Bond	$2,000	–	42	+100.0%	0.00%	–
EMLC	New	Market Vectors EM Local Currency Bond ETF	$1,000	–	33	+100.0%	0.00%	–
ECON	New	EGShares Emerging Markets Consumer	$2,000	–	72	+100.0%	0.00%	–
LQD	New	iShares iBoxx $ Investment Grade Corporate Bond	$2,000	–	20	+100.0%	0.00%	–
EWD	New	iShares MSCI Sweden	$1,000	–	33	+100.0%	0.00%	–
JDD		Nuveen Diversified Dividend and Income Fund	$2,000	0.0%	151	0.0%	0.00%	0.0%
EOT		Eaton Vance National Municipal Opportunities Trust	$2,000	0.0%	101	0.0%	0.00%	0.0%
CXH	Sell	MFS Investment Grade Municipal Trust	$2,000	-94.6%	250	-94.0%	0.00%	-95.5%
HSA	Exit	Helios Strategic Income Fund	$0	–	-166	-100.0%	-0.00%	–
CORR	Exit	CorEnergy Infrastructure Trust	$0	–	-510	-100.0%	-0.00%	–
VMM	Exit	Delaware Investments Minnesota Municipal Income Fund II, Inc.	$0	–	-200	-100.0%	-0.00%	–
F	Exit	Ford Motor Co.	$0	–	-350	-100.0%	-0.00%	–
MCN	Exit	Madison Covered Call and Equity Strategy Fund	$0	–	-1,000	-100.0%	-0.01%	–
GRR	Exit	Asia Tigers Fund	$0	–	-759	-100.0%	-0.01%	–
PHF	Exit	Pacholder High Yield Fund	$0	–	-1,000	-100.0%	-0.01%	–
NKGPRDCL	Exit	Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #1preferred stock	$0	–	-1,000	-100.0%	-0.01%	–
NCUPRC	Exit	Nuveen California Premium Income Municipal Fund, 2.00% MTP Pfd 10/1/2015preferred stock	$0	–	-1,000	-100.0%	-0.01%	–
HMC	Exit	Honda Motor Co., Ltd.	$0	–	-300	-100.0%	-0.01%	–
ENZ	Exit	Enzo Biochem, Inc	$0	–	-3,000	-100.0%	-0.01%	–
MAB	Exit	Eaton Vance Massachusetts Municipal Bond Fund	$0	–	-1,000	-100.0%	-0.01%	–
LBF	Exit	DWS Global High Income Fund	$0	–	-1,802	-100.0%	-0.01%	–
NKGPRECL	Exit	Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #2preferred stock	$0	–	-2,000	-100.0%	-0.01%	–
NMYPRC	Exit	Nuveen Maryland Premium Income Municipal Fund, 2.65% MTP Pfd 2/1/2015preferred stock	$0	–	-2,000	-100.0%	-0.01%	–
GLTC	Exit	GELTECH SOLUTIONS INC	$0	–	-25,000	-100.0%	-0.01%	–
NKGPRCCL	Exit	Nuveen Georgia Dividend Advantage Municipal Fund 2, 2.65% MTP Pfd 2/1/2015preferred stock	$0	–	-2,500	-100.0%	-0.02%	–
STK	Exit	Columbia Seligman Premium Technology Growth Fund	$0	–	-1,726	-100.0%	-0.02%	–
MUA	Exit	BlackRock MuniAssets Fund	$0	–	-2,500	-100.0%	-0.02%	–
SBUX	Exit	Starbucks Corporation	$0	–	-600	-100.0%	-0.03%	–
MVCBCL	Exit	MVC Capital Preferred Series Bpreferred stock	$0	–	-2,000	-100.0%	-0.03%	–
MUI	Exit	BlackRock Muni Intermediate Duration Fund	$0	–	-4,000	-100.0%	-0.03%	–
EXGI	Exit	Engex	$0	–	-15,572	-100.0%	-0.04%	–
FAV	Exit	First Trust Dividend and Income Fund	$0	–	-6,900	-100.0%	-0.04%	–
NAZ	Exit	Nuveen Arizona Premium Income Municipal Fund	$0	–	-5,000	-100.0%	-0.04%	–
BXMX	Exit	Nuveen Equity Premium Income Fund	$0	–	-5,310	-100.0%	-0.04%	–
BLW	Exit	BlackRock Limited Duration Income Trust	$0	–	-3,910	-100.0%	-0.04%	–
NUM	Exit	Nuveen Michigan Quality Income Municipal Fund	$0	–	-5,918	-100.0%	-0.05%	–
CSQ	Exit	Calamos Strategic Total Return Fund	$0	–	-8,535	-100.0%	-0.06%	–
MSP	Exit	Madison Strategic Sector Premium Fund	$0	–	-7,785	-100.0%	-0.06%	–
EOD	Exit	Wells Fargo Advantage Global Dividend Opportunity Fund	$0	–	-15,002	-100.0%	-0.07%	–
GAMPRB	Exit	General American Investors Preferred Series Bpreferred stock	$0	–	-4,900	-100.0%	-0.07%	–
FUGI	Exit	FUEGO ENTERPRISES INC	$0	–	-513,210	-100.0%	-0.10%	–
T107SC	Exit	Nuveen Equity Premium Advantage Fund	$0	–	-13,705	-100.0%	-0.10%	–
MRGO	Exit	MARGO CARIBE INC	$0	–	-64,239	-100.0%	-0.11%	–
FFA	Exit	First Trust Enhanced Equity Income Fund	$0	–	-16,088	-100.0%	-0.13%	–
HEQ	Exit	John Hancock Hedged Equity & Income Fund	$0	–	-13,401	-100.0%	-0.14%	–
ILF	Exit	ISHARES LATIN AMERICA 40 ETF INDEX	$0	–	-7,000	-100.0%	-0.15%	–
ETY	Exit	Eaton Vance Tax-Managed Diversified Equity Income Fund	$0	–	-26,358	-100.0%	-0.17%	–
CHW	Exit	Calamos Global Dynamic Income Fund	$0	–	-46,739	-100.0%	-0.25%	–
	Exit	JZ Capital Partners Ltd Ord	$0	–	-60,000	-100.0%	-0.26%	–
DVM	Exit	Cohen & Steers Dividend Majors Fund	$0	–	-30,286	-100.0%	-0.28%	–
CII	Exit	BlackRock Enhanced Capital and Income Fund	$0	–	-36,227	-100.0%	-0.30%	–
PDI	Exit	PIMCO Dynamic Income Fund	$0	–	-18,251	-100.0%	-0.32%	–
BGY	Exit	BlackRock International Growth and Income Trust	$0	–	-85,700	-100.0%	-0.41%	–
AVK	Exit	Advent Claymore Covertible Securities & Income Fund	$0	–	-62,527	-100.0%	-0.68%	–
BOE	Exit	BlackRock Global Opportunties Equity Trust	$0	–	-98,312	-100.0%	-0.84%	–
JRI	Exit	Nuveen Real Asset Income & Growth Fund	$0	–	-90,971	-100.0%	-0.98%	–
BBN	Exit	Blackrock Build America Bond Trust	$0	–	-88,890	-100.0%	-1.06%	–
	Exit	COPA HOLDINGS SA CLASS A	$0	–	-17,827	-100.0%	-1.52%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-08-14

Signatures

The EDGAR filing(s) were signed by:

Thomas J. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q2 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16
SC 13G	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (175373000.0 != 175382000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings