Thomas J. Herzfeld Advisors, Inc.

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$155 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 279 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 9.5% .

All

			Value		Shares		↓ Weighting
T108PS	Sell	First Opportunity Fund	$5,029,000	-8.5%	607,350	-9.5%	3.24%	-7.4%
DCA	Sell	Virtus Total Return Fund	$4,478,000	-0.7%	1,136,598	-2.5%	2.88%	+0.4%
AOD	Buy	Alpine Total Dynamic Dividend Fund	$4,408,000	+5.2%	1,096,520	+2.3%	2.84%	+6.3%
PEO	Sell	Petroleum & Resources Corp.	$4,146,000	+3.9%	153,315	-1.4%	2.67%	+5.1%
ADX	Sell	Adams Express Company	$4,109,000	+3.0%	331,678	-0.5%	2.64%	+4.2%
FTT	Sell	Federated Enhanced Treasury Income Fund	$3,831,000	-3.2%	297,923	-2.0%	2.47%	-2.1%
TY	Sell	Tri-Continental Corp.	$3,778,000	-8.0%	206,235	-10.1%	2.43%	-6.9%
SEB	Sell	SEABOARD CORP	$2,836,000	-11.4%	1,032	-12.7%	1.82%	-10.4%
EDD	Buy	Morgan Stanley Emerging Markets Domestic Debt Fund	$2,675,000	-0.0%	189,751	+2.4%	1.72%	+1.1%
GAM	Buy	General American Investors	$2,599,000	+8.3%	76,117	+1.3%	1.67%	+9.6%
AGD	Buy	Alpine Global Dynamic Dividend Fund	$2,454,000	+4.8%	515,603	+1.3%	1.58%	+6.0%
CUBA		The Herzfeld Caribbean Basin Fund	$2,369,000	+3.0%	270,109	0.0%	1.52%	+4.2%
KOF	Buy	COCA COLA FEMSA SAB SP ADR	$2,356,000	-2.7%	18,702	+8.4%	1.52%	-1.6%
BTZ	Buy	BlackRock Credit Allocation Income Trust IV	$2,347,000	+2.2%	179,992	+1.8%	1.51%	+3.4%
PDI	Buy	PIMCO Dynamic Income Fund	$2,347,000	+37.7%	81,801	+40.4%	1.51%	+39.4%
NZF	Buy	Nuveen Dividend Advantage Municipal Fund 3	$2,341,000	+4.5%	184,347	+9.1%	1.51%	+5.7%
GLO	Buy	Clough Global Opportunities Fund	$2,299,000	+2.0%	178,660	+2.1%	1.48%	+3.2%
JRI	Buy	Nuveen Real Asset Income & Growth Fund	$2,200,000	+1.7%	117,659	+1.7%	1.42%	+2.8%
0295SC	Buy	American Select Portfolio	$2,176,000	-3.3%	226,458	+2.3%	1.40%	-2.2%
ETJ	Sell	Eaton Vance Risk-Managed Diversified Equity Income Fund	$2,159,000	-35.3%	199,729	-34.7%	1.39%	-34.5%
JGT	Sell	Nuveen Diviersified Currency Opportunities Fund	$2,029,000	-8.2%	193,638	-1.8%	1.31%	-7.2%
USA	Sell	Liberty All-Star Equity Fund	$2,027,000	-26.1%	374,731	-29.0%	1.30%	-25.3%
RMRM	Buy	RMR Real Estate Income Fund	$2,021,000	-10.7%	117,103	+4.5%	1.30%	-9.7%
RVT	Buy	Royce Value Trust	$1,848,000	-0.9%	124,461	+1.2%	1.19%	+0.2%
ACG	Buy	AllianceBernstein Income Fund	$1,769,000	-1.4%	251,299	+4.5%	1.14%	-0.3%
GABPRG		Gabelli Equity Trust Preferred Series Gpreferred stock	$1,750,000	-13.4%	81,601	0.0%	1.13%	-12.4%
CPA		COPA HOLDINGS SA CLASS A	$1,733,000	+5.7%	12,500	0.0%	1.12%	+6.9%
JEQ	Buy	Japan Equity Fund	$1,729,000	+7.9%	252,752	+1.9%	1.11%	+9.1%
MTZ	Buy	MASTEC INC	$1,721,000	-0.9%	56,800	+7.6%	1.11%	+0.3%
UTF	Buy	Cohen & Steers Infrastructure Fund	$1,708,000	+6.4%	86,550	+1.8%	1.10%	+7.5%
WSO	Sell	WATSCO INC	$1,697,000	-3.7%	18,000	-14.3%	1.09%	-2.7%
PPT	Buy	Putnam Premier Income Trust	$1,669,000	+31.8%	317,287	+34.1%	1.07%	+33.3%
LEN	Buy	LENNAR CORP A	$1,611,000	+10.3%	45,500	+12.3%	1.04%	+11.6%
RCL	Sell	ROYAL CARIBBEAN CRUISES LTD	$1,455,000	-14.4%	38,000	-25.5%	0.94%	-13.4%
NKX	Sell	Nuveen California AMT-Free Municipal Income Fund	$1,425,000	-9.4%	115,500	-1.0%	0.92%	-8.4%
BOE	Buy	BlackRock Global Opportunties Equity Trust	$1,401,000	+3.7%	100,145	+0.1%	0.90%	+4.9%
BBN	Buy	Blackrock Build America Bond Trust	$1,389,000	+3.0%	73,860	+10.6%	0.89%	+4.1%
PCF	Buy	Putnam High Income Securities Fund	$1,381,000	+10.7%	175,459	+11.1%	0.89%	+12.0%
FMY	Buy	First Trust Mortgage Income Fund	$1,372,000	-1.2%	88,198	+1.1%	0.88%	0.0%
KF	Buy	Korea Fund	$1,371,000	+15.7%	35,274	+2.6%	0.88%	+17.0%
CCL	Buy	CARNIVAL CORP	$1,338,000	+0.1%	41,000	+5.1%	0.86%	+1.2%
FAX	Buy	Aberdeen Asia-Pacific Income Fund	$1,330,000	+4.3%	219,403	+6.7%	0.86%	+5.5%
ZTR	Buy	Zweig Total Return Fund	$1,310,000	+4.2%	100,018	+2.3%	0.84%	+5.4%
PSMT	Sell	PRICESMART INC	$1,295,000	+5.5%	13,600	-2.9%	0.83%	+6.8%
GRX	Buy	Gabelli Healthcare & Wellness (Rx) Trust	$1,282,000	+76.6%	125,052	+68.8%	0.82%	+78.6%
MTS	Buy	Montgomery Street Income Securities	$1,252,000	-2.7%	79,667	+0.0%	0.81%	-1.6%
NSC		NORFOLK SOUTHERN CORP	$1,199,000	+6.5%	15,500	0.0%	0.77%	+7.7%
BLX	Sell	BANCO LATINOAMERICANO COME E	$1,196,000	+9.0%	48,000	-2.0%	0.77%	+10.3%
CWCO	Buy	CONSOLIDATED WATER CO ORD SH	$1,120,000	+46.6%	74,841	+12.0%	0.72%	+48.4%
CIB		BANCOLOMBIA S.A. SPONS ADR	$1,109,000	+1.8%	19,280	0.0%	0.71%	+3.0%
BIF	Buy	Boulder Growth and Income Fund	$1,085,000	+2.6%	142,167	+0.0%	0.70%	+3.7%
BDJ	Sell	BlackRock Enhanced Dividend Achievers Trust	$1,068,000	-3.5%	142,009	-2.3%	0.69%	-2.6%
GGNPRB	Buy	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series Bpreferred stock	$1,042,000	+44.1%	51,499	+57.9%	0.67%	+45.9%
AVK	Sell	Advent Claymore Covertible Securities & Income Fund	$979,000	+1.5%	55,630	-2.3%	0.63%	+2.6%
JOF	Buy	Japan Smaller Capitalization Fund	$973,000	+12.1%	107,050	+5.6%	0.63%	+13.4%
GLQ	Sell	Clough Global Equity Fund	$957,000	-3.4%	63,708	-3.8%	0.62%	-2.4%
GF	Sell	New Germany Fund	$927,000	+7.5%	45,028	-8.1%	0.60%	+8.7%
FMX	Buy	FOMENTO ECONOMICO MEX SP ADR	$922,000	+5.1%	9,500	+11.8%	0.59%	+6.3%
JHP	Buy	Nuveen Quality Preferred Income Fund 3	$900,000	-6.2%	114,067	+0.0%	0.58%	-5.2%
FCX		FREEPORT MCMORAN COPPER	$893,000	+19.9%	27,000	0.0%	0.58%	+21.3%
AMX		AMERICA MOVIL ADR SERIES L	$885,000	-9.0%	44,690	0.0%	0.57%	-7.9%
STNR	Sell	STEINER LEISURE LTD	$845,000	+1.2%	14,467	-8.4%	0.54%	+2.4%
OXLCO	Buy	Oxford Lane Capital, 7.50% Pfd Series 2023preferred stock	$810,000	+62.0%	35,190	+76.0%	0.52%	+63.8%
TV		GRUPO TELEVISA SA SPON ADR	$794,000	+12.6%	28,400	0.0%	0.51%	+13.8%
TTF	Sell	Thai Fund, Inc.	$776,000	-19.9%	39,040	-12.9%	0.50%	-19.1%
CQB		CHIQUITA BRANDS INTL	$760,000	+16.0%	60,000	0.0%	0.49%	+17.3%
NRO	Buy	Neuberger Berman Real Estate Securities Income Fund	$718,000	-6.3%	158,911	+0.0%	0.46%	-5.3%
BGY	Sell	BlackRock International Growth and Income Trust	$697,000	+4.2%	90,500	-0.3%	0.45%	+5.4%
ATNI	Sell	ATLANTIC TELE NETWORK INC	$688,000	-2.4%	13,198	-7.0%	0.44%	-1.3%
TE		TECO ENERGY INC	$670,000	-3.7%	40,500	0.0%	0.43%	-2.7%
CX	Buy	CEMEX SAB SPONS ADR	$666,000	+15.4%	59,561	+9.2%	0.43%	+16.9%
BSP		American Strategic Income Portfolio II	$660,000	-1.2%	81,420	0.0%	0.42%	0.0%
RMT	Buy	Royce Micro-Cap Trust, Inc.	$658,000	+13.4%	56,191	+4.7%	0.42%	+14.9%
GDLPRBCL		GDL Fund Preferred Series Bpreferred stock	$643,000	0.0%	12,800	0.0%	0.41%	+1.2%
BTF	Buy	Boulder Total Return Fund	$608,000	+6.9%	27,876	+3.8%	0.39%	+8.0%
DNIF	Buy	Dividend and Income Fund	$559,000	+898.2%	38,934	+1008.6%	0.36%	+900.0%
MGU	Buy	Macquarie Global Infrastructure Total Return Fund	$548,000	+6.0%	25,310	+0.1%	0.35%	+7.3%
	Buy	WALMART DE MEXICO SER V	$547,000	+3.2%	210,222	+10.5%	0.35%	+4.5%
WIW		Western Asset/Claymore Inflation-Linked Opportunities & Inc.	$543,000	-2.0%	46,781	0.0%	0.35%	-0.8%
DEX	Buy	Delaware Enhanced Global Dividend & Income Fund	$524,000	+4.6%	44,018	+2.1%	0.34%	+5.6%
NIE	Buy	AllianzGI Equity & Convertible Income Fund	$520,000	+18.2%	28,012	+16.7%	0.34%	+19.6%
BCV		Bancroft Fund	$517,000	+3.4%	28,834	0.0%	0.33%	+4.7%
CII	Buy	BlackRock Enhanced Capital and Income Fund	$506,000	+2.6%	39,112	+0.1%	0.33%	+3.8%
TAHO		TAHOE RESOURCES INC	$482,000	+26.5%	26,900	0.0%	0.31%	+28.1%
NVG		Nuveen Dividend Advantage Municipal Income Fund	$473,000	-5.0%	37,267	0.0%	0.30%	-4.1%
NBD		Nuveen Build America Bond Opportunity Fund	$471,000	-7.3%	25,413	0.0%	0.30%	-6.2%
FDP	Sell	FRESH DEL MONTE PRODUCE INC	$463,000	-0.4%	15,590	-6.6%	0.30%	+0.7%
APF		Morgan Stanley Asia Pacific Fund	$446,000	+6.7%	26,651	0.0%	0.29%	+7.9%
		JZ Capital Partners Ltd Ord	$446,000	+2.5%	60,000	0.0%	0.29%	+3.6%
NCLH	Buy	NORWEGIAN CRUISE LINE HOLDINGS	$436,000	+21.4%	14,143	+19.5%	0.28%	+23.2%
SGF	New	Singapore Fund	$435,000	–	33,217	+100.0%	0.28%	–
GLV	Buy	Clough Global Allocation Fund	$419,000	+2.2%	27,486	+1.7%	0.27%	+3.4%
VMC		VULCAN MATERIALS CO	$414,000	+7.0%	8,000	0.0%	0.27%	+8.1%
TDF		Templeton Dragon Fund	$402,000	+3.9%	15,433	0.0%	0.26%	+5.3%
ILF		ISHARES LATIN AMERICA 40 ETF	$383,000	+4.1%	10,000	0.0%	0.25%	+5.6%
RNP	Buy	Cohen & Steers REIT & Preferred Income Fund	$381,000	-4.5%	24,591	+6.5%	0.24%	-3.5%
MXE	Sell	MEXICO EQUITY + INCOME FUND INC	$374,000	-2.1%	24,396	-1.6%	0.24%	-0.8%
EVTC	New	EVERTEC INC	$370,000	–	16,643	+100.0%	0.24%	–
TGP		TEEKAY LNG PARTNERS LP	$369,000	+1.1%	8,361	0.0%	0.24%	+2.6%
ETY	Sell	Eaton Vance Tax-Managed Diversified Equity Income Fund	$335,000	-75.1%	33,274	-74.8%	0.22%	-74.8%
NBB	Buy	Nuveen Build America Bond Fund	$331,000	-6.8%	18,327	+0.1%	0.21%	-5.8%
MSD		Morgan Stanley Emerging Market Debt Fund	$314,000	-1.6%	31,377	0.0%	0.20%	-0.5%
PIM	Buy	Putnam Master Intermediate Income Trust	$309,000	+40.5%	63,322	+43.5%	0.20%	+42.1%
IF	Buy	Aberdeen Indonesia Fund	$304,000	-13.6%	30,758	+3.4%	0.20%	-12.5%
FUND	Buy	Royce Focus Trust	$304,000	+4.1%	42,024	+0.4%	0.20%	+5.4%
FSD	Buy	First Trust High Income Long/Short Fund	$288,000	+22.6%	16,401	+22.4%	0.18%	+23.3%
HYI		Western Asset High Yield Defined Opportunity Fund	$280,000	+1.1%	15,669	0.0%	0.18%	+2.3%
SPE		Special Opportunities Fund	$264,000	+3.9%	14,987	0.0%	0.17%	+4.9%
NQS		Nuveen Select Quality Municipal Fund	$258,000	-6.5%	20,300	0.0%	0.17%	-5.7%
NQU		Nuveen Quality Income Municipal Fund	$256,000	-6.6%	20,300	0.0%	0.16%	-5.2%
ICB		Morgan Stanley Income Securities	$255,000	-2.3%	15,346	0.0%	0.16%	-1.2%
CET	Sell	Central Securities	$253,000	-77.3%	10,804	-79.5%	0.16%	-77.0%
NDP	New	Tortoise Energy Independence Fund, Inc.	$245,000	–	10,000	+100.0%	0.16%	–
JFC		JF China Region Fund	$244,000	+10.9%	16,679	0.0%	0.16%	+12.1%
MYM		Blackrock Muniyield Michigan Quality Fund II	$241,000	-7.7%	20,550	0.0%	0.16%	-6.6%
ZF	Buy	Zweig Fund	$232,000	+5.5%	17,205	+0.1%	0.15%	+6.4%
INF	New	Brookfield Global Listed Income Fund, Inc.	$222,000	–	10,901	+100.0%	0.14%	–
GABPRDCL		Gabelli Equity Trust Preferred Series Dpreferred stock	$217,000	-0.5%	8,672	0.0%	0.14%	+0.7%
HEQ		John Hancock Hedged Equity & Income Fund	$216,000	-1.8%	13,001	0.0%	0.14%	-0.7%
CMK		MFS Intermarket Income Trust I	$212,000	-1.9%	26,556	0.0%	0.14%	-0.7%
		GRUPO RADIO CENTRO SER A	$210,000	-14.3%	212,994	0.0%	0.14%	-13.5%
CEE	Sell	Central Europe Russia and Turkey Fund	$208,000	+1.0%	6,424	-7.0%	0.13%	+2.3%
		AMERICA MOVIL SAB DE C SER L	$206,000	-8.8%	209,144	0.0%	0.13%	-7.6%
GBAB		Guggenheim Build America Bonds	$203,000	-8.6%	10,138	0.0%	0.13%	-7.1%
BCX		BlackRock Resources & Commodities Strategy Trust	$194,000	+0.5%	16,756	0.0%	0.12%	+1.6%
NTC		Nuveen CT Premium Income Municipal Fund	$192,000	-9.4%	16,133	0.0%	0.12%	-8.1%
MLM		MARTIN MARIETTA MATERIALS	$187,000	0.0%	1,900	0.0%	0.12%	+0.8%
BGR		BlackRock Global Energy & Resources Trust	$183,000	+2.8%	7,100	0.0%	0.12%	+4.4%
		GRUPO CASA SABA SAB DE CV	$184,000	-6.1%	327,290	0.0%	0.12%	-5.6%
CKH		SEACOR HOLDINGS INC	$181,000	+9.0%	2,000	0.0%	0.12%	+10.4%
		FOMENTO ECONOMICO MEXICA UBD	$182,000	-6.7%	18,900	0.0%	0.12%	-5.6%
LCM	Buy	Advent/Claymore Enhanced Growth & Income Fund	$179,000	+11.9%	18,332	+12.2%	0.12%	+12.7%
IMF		Western Asset Inflation Management Fund	$177,000	-1.1%	10,800	0.0%	0.11%	0.0%
EQS	Sell	Equus Total Return	$177,000	-1.1%	93,614	-0.4%	0.11%	0.0%
NMA		Nuveen Municipal Advantage Fund	$175,000	-6.9%	14,000	0.0%	0.11%	-5.8%
NAI		AllianzGI International & Premium Strategy Fund	$176,000	+12.1%	16,700	0.0%	0.11%	+13.0%
SCD	New	LMP Capital and Income Fund, Inc.	$173,000	–	11,666	+100.0%	0.11%	–
OXLCP	Sell	Oxford Lane Capital, 8.50% Pfd Series 2017preferred stock	$170,000	-50.4%	6,472	-50.9%	0.11%	-50.0%
MRGO		MARGO CARIBE INC	$167,000	-25.8%	64,239	0.0%	0.11%	-25.2%
FUGI	Buy	FUEGO ENTERPRISES INC	$164,000	0.0%	513,210	+0.1%	0.11%	+1.9%
BPOP		POPULAR INC	$157,000	-13.7%	6,000	0.0%	0.10%	-12.9%
RCG		RENN Global Entrepreneurs Fund	$154,000	-2.5%	104,488	0.0%	0.10%	-2.0%
GAMPRB		General American Investors Preferred Series Bpreferred stock	$152,000	0.0%	6,000	0.0%	0.10%	+1.0%
PMO		Putnam Municipal Opportunities Trust	$151,000	-5.0%	13,800	0.0%	0.10%	-4.0%
MIY	Buy	Blackrock Muniyield Michigan Quality Fund	$143,000	+12.6%	11,200	+21.7%	0.09%	+13.6%
NZH		Nuveen California Dividend Advantage Municipal Fund 3	$140,000	-6.0%	12,000	0.0%	0.09%	-5.3%
GDV		Gabelli Dividend & Income Trust	$139,000	+3.0%	7,000	0.0%	0.09%	+3.5%
IIF		Morgan Stanley India Investment Fund	$138,000	-2.8%	9,188	0.0%	0.09%	-1.1%
IRL		New Ireland Fund	$137,000	+13.2%	11,597	0.0%	0.09%	+14.3%
EEA		European Equity Fund	$137,000	+13.2%	16,906	0.0%	0.09%	+14.3%
CHW		Calamos Global Dynamic Income Fund	$136,000	+2.3%	15,944	0.0%	0.09%	+3.5%
FXBY		Foxby Corp.	$133,000	-1.5%	82,338	0.0%	0.09%	0.0%
WIA	Buy	Western Asset/Claymore Inflation-Linked Securities & Income	$132,000	-2.9%	11,370	+0.2%	0.08%	-2.3%
ETUA		eUNITs 2 Year U.S. International Equity Market Participation Trust	$131,000	+4.0%	11,501	0.0%	0.08%	+5.0%
CHN		China Fund	$130,000	+8.3%	6,000	0.0%	0.08%	+10.5%
KMF	New	Kayne Anderson Midstream/Energy Fund	$128,000	–	4,001	+100.0%	0.08%	–
GDL		GDL Fund	$124,000	-0.8%	10,962	0.0%	0.08%	0.0%
CUPUF		CARIBBEAN UTILITIES CO LTD A	$125,000	+0.8%	12,000	0.0%	0.08%	+1.3%
NEA		Nuveen AMT-Free Municipal Income Fund	$125,000	-3.1%	10,000	0.0%	0.08%	-2.4%
DDF		Delaware Investments Dividend & Income Fund	$123,000	-0.8%	13,846	0.0%	0.08%	0.0%
T107SC	Buy	Nuveen Equity Premium Advantage Fund	$122,000	-1.6%	10,053	+0.3%	0.08%	0.0%
NPP		Nuveen Performance Plus Municipal Fund	$122,000	-6.2%	9,000	0.0%	0.08%	-4.8%
NPM		Nuveen Premium Income Municipal Fund 2	$123,000	-3.9%	9,432	0.0%	0.08%	-2.5%
GGTPRB	Sell	Gabelli Multimedia Trust Preferred Series Bpreferred stock	$123,000	-40.0%	4,934	-37.8%	0.08%	-39.2%
FFA	Buy	First Trust Enhanced Equity Income Fund	$121,000	-1.6%	9,743	+0.2%	0.08%	0.0%
CEF		Central Fund of Canada Limited (USA)	$118,000	+8.3%	8,000	0.0%	0.08%	+10.1%
TKF		Turkish Investment Fund	$118,000	-4.8%	7,813	0.0%	0.08%	-3.8%
BWG		Legg Mason BW Global Income Opportunities Fund	$106,000	-5.4%	6,314	0.0%	0.07%	-4.2%
BAF	Buy	BlackRock Municipal Income Investment Quality Trust	$105,000	+87.5%	8,000	+100.0%	0.07%	+88.9%
ULTRF		ULTRAPETROL (BAHAMAS) LTD	$105,000	+31.2%	28,000	0.0%	0.07%	+33.3%
HTD	Buy	John Hancock Tax-Advantaged Dividend Income Fund	$105,000	-7.1%	6,026	+0.2%	0.07%	-5.6%
IRR		ING Risk Managed Natural Resources	$103,000	-7.2%	10,250	0.0%	0.07%	-7.0%
ASA		ASA Gold and Precious Metals Limited	$99,000	+4.2%	7,500	0.0%	0.06%	+6.7%
JPW	New	Nuveen Flexible Investment Income Fund	$100,000	–	6,001	+100.0%	0.06%	–
NMO		Nuveen Municipal Market Opportunity Fund	$98,000	-5.8%	8,000	0.0%	0.06%	-4.5%
NXZ		Nuveen Dividend Advantage Municipal Fund 2	$91,000	-7.1%	7,000	0.0%	0.06%	-4.8%
MSP	Buy	Madison Strategic Sector Premium Fund	$91,000	+40.0%	7,785	+38.0%	0.06%	+43.9%
NGX	Sell	Nuveen Massachusetts AMT-Free Municipal Fund	$89,000	-16.8%	7,104	-11.1%	0.06%	-16.2%
ERA	Buy	ERA GROUP INC	$87,000	+67.3%	3,215	+60.8%	0.06%	+69.7%
TIP		iShares Barclays TIPS Bond Fund	$84,000	0.0%	750	0.0%	0.05%	+1.9%
SZC	Buy	Cushing Renaissance Fund	$82,000	0.0%	3,603	+9.1%	0.05%	+1.9%
SPXX		Nuveen Equity Premium and Growth Fund	$81,000	-2.4%	6,001	0.0%	0.05%	-1.9%
NIO		Nuveen Municipal Opportunity Fund	$78,000	-7.1%	6,000	0.0%	0.05%	-5.7%
ACP	Sell	Avenue Income Credit Strategies Fund	$75,000	-27.2%	4,468	-25.9%	0.05%	-27.3%
GDX		Market Vectors Gold Miners ETF	$75,000	+2.7%	3,000	0.0%	0.05%	+4.3%
ASG	Buy	Liberty All-Star Growth Fund	$73,000	+102.8%	14,802	+85.3%	0.05%	+104.3%
		AMERICA MOVIL SAB DE C SER A	$71,000	-7.8%	71,200	0.0%	0.05%	-6.1%
NAZ		Nuveen Arizona Premium Income Municipal Fund	$71,000	-6.6%	5,700	0.0%	0.05%	-4.2%
		IMPELLAM GROUP PLC	$70,000	-11.4%	13,000	0.0%	0.04%	-10.0%
EMI	Buy	Eaton Vance Michigan Municipal Income Trust	$70,000	+1.4%	6,234	+11.8%	0.04%	+2.3%
EVM		Eaton Vance California Municipal Bond Fund	$70,000	-5.4%	6,749	0.0%	0.04%	-4.3%
JPI		Nuveen Preferred & Income Term Fund	$68,000	-6.8%	3,000	0.0%	0.04%	-4.3%
		CEMEX SAB CPO	$67,000	+4.7%	60,341	0.0%	0.04%	+4.9%
ABE		Aberdeen Emerging Markets Smaller Companies Opportunity Fund	$66,000	-2.9%	3,400	0.0%	0.04%	-2.3%
NUM		Nuveen Michigan Quality Income Municipal Fund	$63,000	-6.0%	4,918	0.0%	0.04%	-4.7%
SOR	Sell	Source Capital	$64,000	-45.8%	1,033	-45.8%	0.04%	-45.3%
APB		Asia Pacific Fund	$61,000	0.0%	6,000	0.0%	0.04%	0.0%
AKP		Alliance California Municipal Income Fund	$61,000	-6.2%	5,000	0.0%	0.04%	-4.9%
CCA		MFS California Municipal Fund	$54,000	-5.3%	5,296	0.0%	0.04%	-2.8%
		KIMBERLY CLARK DE MEXICO A	$53,000	-11.7%	18,300	0.0%	0.03%	-10.5%
PDT	Buy	John Hancock Patriot Premium Dividend Fund II	$51,000	-8.9%	4,256	+0.5%	0.03%	-8.3%
EXGI	Sell	Engex	$51,000	+6.2%	16,572	-0.6%	0.03%	+6.5%
TWN		Taiwan Fund	$51,000	+10.9%	2,859	0.0%	0.03%	+13.8%
MVCBCL		MVC Capital Preferred Series Bpreferred stock	$50,000	0.0%	2,000	0.0%	0.03%	0.0%
NIQ		Nuveen Intermediate Duration Quality Municipal Fund	$46,000	-8.0%	4,000	0.0%	0.03%	-6.2%
SBUX		Starbucks Corporation	$46,000	+17.9%	600	0.0%	0.03%	+20.0%
NID		Nuveen Intermediate Duration Municipal Term Fund	$46,000	-9.8%	4,001	0.0%	0.03%	-6.2%
DPG		Duff & Phelps Global Utility Dividend Fund	$45,000	0.0%	2,410	0.0%	0.03%	0.0%
GEQ	Buy	Guggenheim Equal Weight Enhanced Equity Income Fund	$43,000	+53.6%	2,484	+58.9%	0.03%	+55.6%
MVC		MVC Capital	$43,000	+2.4%	3,318	0.0%	0.03%	+3.7%
GCVPRBCL	Sell	Gabelli Convertible & Income Securities Fund Preferred Series Bpreferred stock	$44,000	-15.4%	1,754	-14.6%	0.03%	-15.2%
ISL		Aberdeen Israel Fund	$42,000	+5.0%	2,750	0.0%	0.03%	+8.0%
DMB		Dreyfus Municipal Bond Infrastructure Fund	$40,000	-16.7%	3,801	0.0%	0.03%	-16.1%
		GRUPO ELEKTRA SAB DE CV	$41,000	-2.4%	1,270	0.0%	0.03%	-3.7%
NQI		Nuveen Quality Municipal Fund	$37,000	-5.1%	3,000	0.0%	0.02%	-4.0%
BBF		BlackRock Municipal Income Investment Trust	$37,000	-5.1%	2,832	0.0%	0.02%	-4.0%
MSF		Morgan Stanley Emerging Markets Fund	$34,000	+6.2%	2,264	0.0%	0.02%	+10.0%
CXH		MFS Investment Grade Municipal Trust	$34,000	-8.1%	3,907	0.0%	0.02%	-8.3%
SWZ		Swiss Helvetia Fund	$34,000	+13.3%	2,402	0.0%	0.02%	+15.8%
SBSAA		SPANISH BROADCASTING SYS A	$33,000	+22.2%	8,030	0.0%	0.02%	+23.5%
BQY		BlackRock S&P Quality Rankings Global Equity Managed Trust	$31,000	0.0%	2,500	0.0%	0.02%	0.0%
GLTC		GELTECH SOLUTIONS INC	$29,000	0.0%	25,000	0.0%	0.02%	+5.6%
		Tortoise Energy Infrastructure, 3.75% Preferred Series Bpreferred stock	$29,000	-3.3%	3,300	0.0%	0.02%	0.0%
RNE		Morgan Stanley Eastern Europe Fund	$30,000	+15.4%	1,615	0.0%	0.02%	+11.8%
TAI		Transamerica Income Shares	$28,000	0.0%	1,359	0.0%	0.02%	0.0%
BIE		BlackRock Municipal Bond Investment Trust	$28,000	-3.4%	2,000	0.0%	0.02%	0.0%
MUJ		BlackRock MuniHoldings New Jersey Insured Fund	$27,000	-6.9%	2,000	0.0%	0.02%	-5.6%
IIM		Invesco Value Municipal Income Trust	$27,000	-6.9%	2,000	0.0%	0.02%	-5.6%
GDVPRA		Gabelli Dividend & Income Trust Preferred Series Apreferred stock	$25,000	0.0%	1,000	0.0%	0.02%	0.0%
NKGPRCCL		Nuveen Georgia Dividend Advantage Municipal Fund 2, 2.65% MTP Pfd 2/1/2015preferred stock	$25,000	0.0%	2,500	0.0%	0.02%	0.0%
8107SC		American Strategic Income Portfolio	$25,000	-7.4%	2,600	0.0%	0.02%	-5.9%
NMY		Nuveen Maryland Premium Income Municipal Fund	$24,000	-11.1%	2,000	0.0%	0.02%	-11.8%
NHS		Neuberger Berman High Yield Strategies Fund	$23,000	+4.5%	1,743	0.0%	0.02%	+7.1%
VFL		Delaware Investments National Municipal Income Fund	$24,000	-4.0%	2,000	0.0%	0.02%	-6.2%
TYPR		Tri-Continental Corp., $2.50 Cumulative Preferred Stockpreferred stock	$23,000	-8.0%	500	0.0%	0.02%	-6.2%
OIA		Invesco Municipal Income Opportunity Trust	$22,000	0.0%	3,400	0.0%	0.01%	0.0%
NUJ		Nuveen New Jersey Dividend Advantage Municipal Fund 2	$20,000	-4.8%	1,600	0.0%	0.01%	0.0%
NMYPRC		Nuveen Maryland Premium Income Municipal Fund, 2.65% MTP Pfd 2/1/2015preferred stock	$20,000	0.0%	2,000	0.0%	0.01%	0.0%
GAB	Buy	Gabelli Equity Trust	$20,000	+5.3%	2,942	+2.1%	0.01%	+8.3%
NKGPRECL		Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #2preferred stock	$20,000	0.0%	2,000	0.0%	0.01%	0.0%
NXM		Nuveen Pennsylvania Dividend Advantage Municipal Fund	$18,000	-10.0%	1,500	0.0%	0.01%	-7.7%
JCE	Buy	Nuveen Core Equity Alpha Fund	$19,000	+5.6%	1,244	+1.8%	0.01%	+9.1%
HYB		New America High Income Fund	$19,000	-5.0%	2,000	0.0%	0.01%	-7.7%
QQQX	Buy	Nasdaq Premium Income & Growth Fund	$18,000	0.0%	1,144	+1.9%	0.01%	+9.1%
HMH		Helios Multi Sector High Income Fund	$17,000	0.0%	3,000	0.0%	0.01%	0.0%
NMB	Sell	Nuveen Massachusetts Dividend Advantage Municipal Fund	$17,000	-50.0%	1,310	-43.0%	0.01%	-50.0%
		BCB HOLDINGS LTD	$17,000	-10.5%	70,348	0.0%	0.01%	-8.3%
MIW		Eaton Vance Michigan Municipal Bond Fund	$15,000	-6.2%	1,300	0.0%	0.01%	0.0%
LBF		DWS Global High Income Fund	$14,000	-6.7%	1,802	0.0%	0.01%	-10.0%
NXJ		Nuveen New Jersey Dividend Advantage Municipal Fund	$13,000	-7.1%	1,000	0.0%	0.01%	-11.1%
		GRUPO MEXICO SAB DE CV SER B	$12,000	+9.1%	3,872	0.0%	0.01%	+14.3%
GLU	New	Gabelli Global Utility & Income Trust	$13,000	–	668	+100.0%	0.01%	–
CLM	Buy	Cornerstone Strategic Value Fund	$12,000	0.0%	1,727	+4.3%	0.01%	0.0%
NVY		Nuveen Pennsylvania Dividend Advantage Municipal Fund 2	$12,000	-7.7%	1,000	0.0%	0.01%	0.0%
VPV		Invesco Pennsylvania Value Municipal Income Trust	$13,000	-7.1%	1,000	0.0%	0.01%	-11.1%
DHOXQ		DESARROLLADORA HOMEX ADR	$13,000	-43.5%	6,100	0.0%	0.01%	-46.7%
GTMAY		GRUPO TMM SA SP ADR A	$11,000	+22.2%	12,280	0.0%	0.01%	+16.7%
MMV		Eaton Vance Massachusetts Municipal Income Trust	$11,000	0.0%	833	0.0%	0.01%	0.0%
LDF		LATIN AMERICAN DISCOVERY FUND	$11,000	0.0%	800	0.0%	0.01%	0.0%
HMC	New	Honda Motor Co., Ltd.	$11,000	–	300	+100.0%	0.01%	–
PMM		Putnam Managed Municipal Income Trust	$10,000	-9.1%	1,500	0.0%	0.01%	-14.3%
NCUPRC		Nuveen California Premium Income Municipal Fund, 2.00% MTP Pfd 10/1/2015preferred stock	$10,000	0.0%	1,000	0.0%	0.01%	0.0%
NVYPRC		Nuveen PA Dividend Advantage Municipal Fund 2, MTP Preferredpreferred stock	$10,000	0.0%	1,000	0.0%	0.01%	0.0%
NKGPRDCL		Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #1preferred stock	$10,000	0.0%	1,000	0.0%	0.01%	0.0%
GRR	Sell	Asia Tigers Fund	$10,000	-23.1%	892	-22.0%	0.01%	-25.0%
		GRUPO AEROPORT DEL SURESTE B	$8,000	0.0%	700	0.0%	0.01%	0.0%
MCN		Madison/Claymore Covered Call & Equity Strategy Fund	$8,000	0.0%	1,000	0.0%	0.01%	0.0%
ENZ		Enzo Biochem, Inc	$8,000	+33.3%	3,000	0.0%	0.01%	+25.0%
F	New	Ford Motor Co.	$6,000	–	350	+100.0%	0.00%	–
RAND		Rand Capital Corp.	$6,000	0.0%	2,000	0.0%	0.00%	0.0%
NNC		Nuveen North Carolina Premium Income Municipal Fund	$6,000	-14.3%	500	0.0%	0.00%	0.0%
NCB		Nuveen California Municipal Value Fund 2	$6,000	0.0%	392	0.0%	0.00%	0.0%
		GUSBOURNE PLC	$5,000	+150.0%	4,420	0.0%	0.00%	+200.0%
CORR		CorEnergy Infrastructure Trust	$4,000	0.0%	510	0.0%	0.00%	0.0%
INFRT	New	Brookfield Global Listed Income Fund, Inc. Rights	$3,000	–	8,901	+100.0%	0.00%	–
LAQ		Aberdeen Latin America Equity Fund	$3,000	0.0%	88	0.0%	0.00%	0.0%
		SHELLSHOCK LTD	$2,000	0.0%	3,250	0.0%	0.00%	0.0%
THI		Tim Hortons, Inc.	$1,000	0.0%	13	0.0%	0.00%	0.0%
HSA		Helios Strategic Income Fund	$1,000	0.0%	166	0.0%	0.00%	0.0%
CXE	Exit	MFS High Income Municipal Trust	$0	–	-300	-100.0%	-0.00%	–
S	Exit	Sprint Nextel Corporation	$0	–	-126	-100.0%	-0.00%	–
GRXRT	Exit	Gabelli Healthcare & Wellness (Rx) Trust Rights	$0	–	-51,075	-100.0%	-0.01%	–
LTS	Exit	Ladenburg Thalmann Financial Services	$0	–	-5,815	-100.0%	-0.01%	–
EOI	Exit	Eaton Vance Enhanced Equity Income Fund	$0	–	-1,000	-100.0%	-0.01%	–
NPVPRCCL	Exit	Nuveen Virginia Premium Income Municipal Fund, 2.65% Pfd 2/1/2015preferred stock	$0	–	-2,500	-100.0%	-0.02%	–
GRF	Exit	Eagle Capital Growth Fund	$0	–	-3,770	-100.0%	-0.02%	–
EMF	Exit	Templeton Emerging Markets Fund	$0	–	-2,500	-100.0%	-0.03%	–
KCG	Exit	Knight Capital Group, Inc.	$0	–	-5,000	-100.0%	-0.03%	–
ASR	Exit	GRUPO AEROPORTUARIO SUR ADR	$0	–	-1,000	-100.0%	-0.07%	–
EOS	Exit	Eaton Vance Enhanced Equity Income Fund II	$0	–	-15,000	-100.0%	-0.11%	–
ETW	Exit	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	$0	–	-16,646	-100.0%	-0.12%	–
EXG	Exit	Eaton Vance Tax-Mgd. Global Diversified Equity Income Fund	$0	–	-34,700	-100.0%	-0.20%	–
SGF	Exit	Singapore Fund	$0	–	-33,674	-100.0%	-0.28%	–
WU	Exit	WESTERN UNION CO	$0	–	-31,000	-100.0%	-0.34%	–
EWW	Exit	ISHARES MSCI MEXICO CAPPED INVESTMENT	$0	–	-12,400	-100.0%	-0.51%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-11-13

Signatures

The EDGAR filing(s) were signed by:

Thomas J. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16
SC 13G	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (155369000.0 != 155363000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings