$234 Million is the total value of DFPG INVESTMENTS, LLC's 158 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 26.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTSM | Sell | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $10,604,000 | -2.4% | 176,821 | -2.3% | 4.53% | -9.3% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $9,283,000 | +13.2% | 112,738 | +14.2% | 3.97% | +5.2% |
| ICSH | Buy | ISHARES TRblackrock ultra | $9,173,000 | +13.1% | 181,633 | +13.2% | 3.92% | +5.1% |
| AAPL | Sell | APPLE INC | $6,684,000 | -26.8% | 53,092 | -23.2% | 2.86% | -32.0% |
| FB | Buy | FACEBOOK INCcl a | $6,663,000 | +36.5% | 21,568 | +18.2% | 2.85% | +26.8% |
| SRGA | Buy | SURGALIGN HOLDINGS INC | $6,631,000 | +366.3% | 2,973,645 | +305.6% | 2.83% | +333.2% |
| HQY | HEALTHEQUITY INC | $6,618,000 | -11.2% | 99,050 | 0.0% | 2.83% | -17.5% | |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $6,496,000 | +12.5% | 19,624 | +8.4% | 2.78% | +4.5% |
| GLD | Buy | SPDR GOLD TR | $6,296,000 | +66.5% | 38,882 | +78.2% | 2.69% | +54.7% |
| NVDA | Sell | NVIDIA CORPORATION | $5,492,000 | -23.7% | 9,816 | -27.6% | 2.35% | -29.1% |
| AMZN | Buy | AMAZON COM INC | $4,582,000 | +8.3% | 1,420 | +6.8% | 1.96% | +0.6% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $4,279,000 | +7.0% | 20,209 | +0.7% | 1.83% | -0.5% |
| ET | New | ENERGY TRANSFER LP | $4,153,000 | – | 531,098 | +100.0% | 1.77% | – |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $3,611,000 | -40.0% | 16,027 | -37.1% | 1.54% | -44.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $3,573,000 | +32.3% | 1,610 | +7.2% | 1.53% | +22.9% |
| MSFT | Sell | MICROSOFT CORP | $3,558,000 | -5.0% | 14,287 | -16.2% | 1.52% | -11.7% |
| MRNA | Buy | MODERNA INC | $3,527,000 | +59.1% | 27,147 | +4.5% | 1.51% | +47.9% |
| ROST | New | ROSS STORES INC | $3,361,000 | – | 27,331 | +100.0% | 1.44% | – |
| OXY | Buy | OCCIDENTAL PETE CORP | $3,303,000 | +27.6% | 130,494 | +1.3% | 1.41% | +18.6% |
| PINS | Buy | PINTEREST INCcl a | $3,223,000 | +11.1% | 40,520 | +0.4% | 1.38% | +3.2% |
| JETS | Buy | ETF SER SOLUTIONSus glb jets | $3,173,000 | +30.7% | 114,909 | +5.1% | 1.36% | +21.4% |
| ZTS | Buy | ZOETIS INCcl a | $2,737,000 | +15.6% | 17,278 | +22.6% | 1.17% | +7.3% |
| AVYA | Buy | AVAYA HLDGS CORP | $2,563,000 | +882.0% | 85,789 | +625.1% | 1.10% | +812.5% |
| DIS | Buy | DISNEY WALT CO | $2,506,000 | +15.2% | 13,295 | +9.2% | 1.07% | +7.0% |
| BOCT | Buy | INNOVATOR ETFS TRs&p 500 bufetf | $2,451,000 | +8.3% | 77,669 | +4.1% | 1.05% | +0.6% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $2,295,000 | +13.9% | 45,241 | +14.0% | 0.98% | +5.7% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,214,000 | +5.1% | 5,448 | -1.4% | 0.95% | -2.4% |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $2,201,000 | +0.1% | 43,385 | +0.2% | 0.94% | -7.0% |
| CCL | Buy | CARNIVAL CORPunit 99/99/9999 | $2,200,000 | +64.7% | 78,270 | +19.9% | 0.94% | +53.1% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,190,000 | +10.8% | 6,068 | +13.5% | 0.94% | +3.0% |
| SHOP | Sell | SHOPIFY INCcl a | $2,189,000 | -37.1% | 1,910 | -34.7% | 0.94% | -41.6% |
| IAU | Buy | ISHARES GOLD TRishares | $2,154,000 | -2.6% | 130,922 | +4.4% | 0.92% | -9.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,125,000 | +15.2% | 13,835 | +2.0% | 0.91% | +7.1% |
| BA | Buy | BOEING CO | $2,117,000 | +33.9% | 8,162 | +8.4% | 0.90% | +24.3% |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $2,073,000 | +5.2% | 32,266 | +2.8% | 0.89% | -2.2% |
| QCOM | Buy | QUALCOMM INC | $2,015,000 | +9.7% | 14,361 | +22.4% | 0.86% | +1.9% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,923,000 | +9.2% | 13,318 | -0.7% | 0.82% | +1.4% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $1,802,000 | +60.9% | 36,689 | +35.7% | 0.77% | +49.5% |
| PEP | Buy | PEPSICO INC | $1,778,000 | +2.3% | 12,421 | +3.0% | 0.76% | -4.9% |
| GOLD | New | BARRICK GOLD CORP | $1,768,000 | – | 85,679 | +100.0% | 0.76% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $1,653,000 | +12.8% | 4,465 | +10.7% | 0.71% | +4.7% |
| RCL | Buy | ROYAL CARIBBEAN GROUP | $1,648,000 | +73.3% | 18,490 | +41.8% | 0.70% | +61.1% |
| NCLH | Buy | NORWEGIAN CRUISE LINE HLDG L | $1,626,000 | +78.9% | 54,742 | +47.2% | 0.70% | +66.3% |
| ABBV | Buy | ABBVIE INC | $1,578,000 | +5.7% | 14,864 | +6.8% | 0.67% | -1.9% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $1,571,000 | 0.0% | 18,551 | +3.0% | 0.67% | -7.1% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $1,569,000 | +18.8% | 111,197 | +7.0% | 0.67% | +10.4% |
| PFEB | Sell | INNOVATOR ETFS TRs&p 500 power | $1,544,000 | -2.1% | 55,525 | -7.5% | 0.66% | -9.0% |
| JMST | Buy | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $1,523,000 | +414.5% | 29,843 | +414.0% | 0.65% | +378.7% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $1,520,000 | +1.7% | 8,431 | -3.0% | 0.65% | -5.5% |
| VIAC | Sell | VIACOMCBS INCcl b | $1,502,000 | -11.5% | 35,015 | -17.3% | 0.64% | -17.7% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $1,475,000 | +13.6% | 16,864 | +5.6% | 0.63% | +5.5% |
| UHS | Buy | UNIVERSAL HLTH SVCS INCcl b | $1,463,000 | +4.2% | 10,731 | +7.9% | 0.62% | -3.3% |
| PYPL | Buy | PAYPAL HLDGS INC | $1,458,000 | +8.5% | 5,809 | +4.8% | 0.62% | +0.8% |
| BX | Buy | BLACKSTONE GROUP INC | $1,437,000 | +34.6% | 19,161 | +12.8% | 0.61% | +25.1% |
| SNOW | Buy | SNOWFLAKE INCcl a | $1,417,000 | -13.5% | 6,099 | +11.7% | 0.60% | -19.7% |
| TGT | Sell | TARGET CORP | $1,403,000 | +2.4% | 6,833 | -3.4% | 0.60% | -4.9% |
| BAC | Buy | BK OF AMERICA CORP | $1,380,000 | +24.5% | 34,665 | +1.7% | 0.59% | +15.9% |
| AVGO | Buy | BROADCOM INC | $1,325,000 | +16.8% | 2,713 | +6.6% | 0.57% | +8.6% |
| WTRG | Buy | ESSENTIAL UTILS INC | $1,306,000 | +2.0% | 28,568 | +8.7% | 0.56% | -5.3% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,287,000 | +14.8% | 3,979 | +2.9% | 0.55% | +6.8% |
| UBER | Buy | UBER TECHNOLOGIES INC | $1,277,000 | +18.7% | 22,251 | +10.2% | 0.55% | +10.3% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $1,186,000 | +13.4% | 30,792 | +4.7% | 0.51% | +5.4% |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $1,186,000 | – | 50,614 | +100.0% | 0.51% | – |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $1,182,000 | -1.2% | 11,551 | -9.2% | 0.50% | -8.2% |
| CHWY | New | CHEWY INCcl a | $1,144,000 | – | 14,147 | +100.0% | 0.49% | – |
| WM | Buy | WASTE MGMT INC DEL | $1,091,000 | +19.9% | 8,331 | +8.6% | 0.47% | +11.5% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,057,000 | +69.1% | 475 | +37.3% | 0.45% | +57.5% |
| GILD | Buy | GILEAD SCIENCES INC | $1,010,000 | +14.6% | 15,230 | +9.0% | 0.43% | +6.4% |
| STOR | Buy | STORE CAP CORP | $968,000 | +20.1% | 28,224 | +8.6% | 0.41% | +11.6% |
| CSCO | Buy | CISCO SYS INC | $952,000 | +20.5% | 18,167 | +3.6% | 0.41% | +12.1% |
| XOM | Buy | EXXON MOBIL CORP | $945,000 | +219.3% | 16,725 | +156.4% | 0.40% | +197.1% |
| LMT | Buy | LOCKHEED MARTIN CORP | $940,000 | +26.9% | 2,482 | +12.6% | 0.40% | +17.9% |
| API | New | AGORA INCads | $940,000 | – | 18,272 | +100.0% | 0.40% | – |
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $921,000 | +2.7% | 19,280 | -3.7% | 0.39% | -4.6% |
| SHW | Buy | SHERWIN WILLIAMS CO | $899,000 | +14.8% | 3,514 | +227.2% | 0.38% | +6.7% |
| STAA | STAAR SURGICAL CO | $895,000 | +26.2% | 8,400 | 0.0% | 0.38% | +17.2% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $883,000 | -34.2% | 3,360 | -41.4% | 0.38% | -38.9% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $870,000 | -12.2% | 3,270 | -15.2% | 0.37% | -18.4% |
| QTEC | Buy | FIRST TR NASDAQ 100 TECH IND | $864,000 | +123.8% | 5,725 | +110.5% | 0.37% | +108.5% |
| EXR | EXTRA SPACE STORAGE INC | $832,000 | +20.4% | 6,164 | 0.0% | 0.36% | +11.6% | |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $809,000 | +5.9% | 35,561 | +7.3% | 0.35% | -1.4% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $798,000 | -5.5% | 3,656 | -11.7% | 0.34% | -12.1% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $796,000 | +85.5% | 8,022 | +81.5% | 0.34% | +72.6% |
| CRM | Sell | SALESFORCE COM INC | $781,000 | -3.6% | 3,545 | -2.8% | 0.33% | -10.2% |
| DKNG | Sell | DRAFTKINGS INC | $752,000 | -48.1% | 12,000 | -56.9% | 0.32% | -51.8% |
| XOUT | Buy | GRANITESHARES ETF TRxout us lrg cp | $744,000 | +180.8% | 19,593 | +170.6% | 0.32% | +160.7% |
| VOO | Sell | VANGUARD INDEX FDS | $730,000 | -13.9% | 1,956 | -19.1% | 0.31% | -20.0% |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $728,000 | -0.7% | 14,233 | +0.1% | 0.31% | -7.7% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $709,000 | +0.7% | 12,425 | +3.0% | 0.30% | -6.5% |
| FPX | Sell | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $709,000 | -3.1% | 5,812 | -2.1% | 0.30% | -10.1% |
| FSK | Buy | FS KKR CAP CORP | $682,000 | +19.9% | 33,252 | +1.5% | 0.29% | +11.1% |
| HYLS | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $661,000 | +5.3% | 13,550 | +5.6% | 0.28% | -2.4% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $644,000 | -11.0% | 2,934 | -11.6% | 0.28% | -17.4% |
| LLY | Sell | LILLY ELI & CO | $622,000 | +5.1% | 3,364 | -5.5% | 0.27% | -2.2% |
| AFIN | Buy | AMERICAN FIN TR INC | $620,000 | +35.1% | 62,195 | +4.3% | 0.26% | +25.6% |
| PSK | Sell | SPDR SER TRwells fg pfd etf | $600,000 | -10.6% | 13,799 | -10.9% | 0.26% | -17.2% |
| TSLA | TESLA INC | $544,000 | -21.5% | 787 | 0.0% | 0.23% | -27.3% | |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $532,000 | +15.2% | 14,623 | +11.2% | 0.23% | +7.1% |
| SRLN | Sell | SSGA ACTIVE ETF TRblackstone senr | $528,000 | -10.1% | 11,557 | -9.5% | 0.23% | -16.3% |
| CLNC | Sell | COLONY CR REAL ESTATE INC | $470,000 | -3.7% | 55,118 | -2.3% | 0.20% | -10.3% |
| TBIO | New | TRANSLATE BIO INC | $458,000 | – | 27,215 | +100.0% | 0.20% | – |
| ARCC | Buy | ARES CAPITAL CORP | $457,000 | +13.1% | 24,068 | +1.3% | 0.20% | +4.8% |
| CVX | Buy | CHEVRON CORP NEW | $434,000 | +21.6% | 4,157 | +6.0% | 0.18% | +12.8% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $418,000 | +32.7% | 851 | +30.9% | 0.18% | +23.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $409,000 | +54.3% | 1,003 | +44.7% | 0.18% | +43.4% |
| SPYD | Sell | SPDR SER TRprtflo s&p500 hi | $385,000 | -8.8% | 9,883 | -20.4% | 0.16% | -15.5% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $369,000 | -29.2% | 3,147 | -29.1% | 0.16% | -34.2% |
| DHR | Sell | DANAHER CORPORATION | $370,000 | -7.3% | 1,635 | -0.3% | 0.16% | -13.7% |
| ABT | Buy | ABBOTT LABS | $365,000 | +42.0% | 3,046 | +32.4% | 0.16% | +32.2% |
| UAL | Sell | UNITED AIRLS HLDGS INC | $363,000 | +3.1% | 6,130 | -24.6% | 0.16% | -4.3% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $352,000 | -77.7% | 957 | -78.6% | 0.15% | -79.4% |
| IYG | Sell | ISHARES TRu.s. fin svc etf | $349,000 | -23.8% | 1,992 | -31.6% | 0.15% | -29.4% |
| V | Sell | VISA INC | $347,000 | -77.1% | 1,585 | -77.5% | 0.15% | -78.8% |
| HD | Buy | HOME DEPOT INC | $344,000 | +38.7% | 1,091 | +18.2% | 0.15% | +28.9% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $341,000 | +11.1% | 14,070 | -30.7% | 0.15% | +3.5% |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $331,000 | +34.6% | 7,074 | +18.5% | 0.14% | +24.8% |
| FDIS | Sell | FIDELITY COVINGTON TRUSTmsci consm dis | $316,000 | -29.1% | 4,032 | -32.5% | 0.14% | -34.1% |
| NOW | Buy | SERVICENOW INC | $315,000 | +19.8% | 613 | +23.3% | 0.14% | +11.6% |
| FTEC | Sell | FIDELITY COVINGTON TRUSTmsci info tech i | $310,000 | -9.4% | 2,819 | -13.0% | 0.13% | -15.9% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $307,000 | -34.8% | 825 | -37.5% | 0.13% | -39.6% |
| ACN | New | ACCENTURE PLC IRELAND | $305,000 | – | 1,084 | +100.0% | 0.13% | – |
| SI | New | SILVERGATE CAP CORPcl a | $301,000 | – | 2,000 | +100.0% | 0.13% | – |
| GNL | GLOBAL NET LEASE INC | $297,000 | +12.1% | 15,882 | 0.0% | 0.13% | +4.1% | |
| ONEY | Sell | SPDR SER TRrussell yield | $295,000 | -4.2% | 3,233 | -18.1% | 0.13% | -11.3% |
| EIGR | EIGER BIOPHARMACEUTICALS INC | $290,000 | -23.5% | 32,430 | 0.0% | 0.12% | -28.7% | |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $276,000 | +6.2% | 5,740 | -3.3% | 0.12% | -1.7% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $276,000 | -26.4% | 2,127 | -23.0% | 0.12% | -31.4% |
| SBUX | New | STARBUCKS CORP | $265,000 | – | 2,385 | +100.0% | 0.11% | – |
| ORCL | Sell | ORACLE CORP | $262,000 | -11.2% | 3,539 | -23.9% | 0.11% | -17.6% |
| SPSM | Sell | SPDR SER TRportfolio s&p600 | $263,000 | +6.5% | 6,104 | -5.9% | 0.11% | -1.8% |
| NFLX | Sell | NETFLIX INC | $257,000 | -58.5% | 475 | -60.9% | 0.11% | -61.4% |
| ANGL | VANECK VECTORS ETF TRfallen angel hg | $250,000 | -0.4% | 7,817 | 0.0% | 0.11% | -7.0% | |
| JNJ | Sell | JOHNSON & JOHNSON | $245,000 | -18.1% | 1,499 | -19.8% | 0.10% | -23.4% |
| MUB | ISHARES TRnational mun etf | $239,000 | -0.8% | 2,059 | 0.0% | 0.10% | -8.1% | |
| CRWD | Sell | CROWDSTRIKE HLDGS INCcl a | $234,000 | -87.9% | 1,255 | -85.5% | 0.10% | -88.8% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $233,000 | – | 6,712 | +100.0% | 0.10% | – |
| ARKK | New | ARK ETF TRinnovation etf | $231,000 | – | 1,902 | +100.0% | 0.10% | – |
| SHAK | New | SHAKE SHACK INCcl a | $232,000 | – | 2,035 | +100.0% | 0.10% | – |
| LHX | L3HARRIS TECHNOLOGIES INC | $231,000 | +14.9% | 1,112 | 0.0% | 0.10% | +7.6% | |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $230,000 | – | 2,953 | +100.0% | 0.10% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $224,000 | -17.3% | 4,253 | -17.7% | 0.10% | -23.2% |
| TIP | Sell | ISHARES TRtips bd etf | $223,000 | -1.3% | 1,779 | -0.4% | 0.10% | -8.7% |
| CPRT | Buy | COPART INC | $221,000 | -0.9% | 1,943 | +6.6% | 0.09% | -8.7% |
| T | Sell | AT&T INC | $219,000 | -3.1% | 7,145 | -8.3% | 0.09% | -9.6% |
| FDN | New | FIRST TR EXCHANGE-TRADED FDdj internt idx | $219,000 | – | 971 | +100.0% | 0.09% | – |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $217,000 | -20.8% | 2,308 | -30.1% | 0.09% | -26.2% |
| XLK | SELECT SECTOR SPDR TRtechnology | $215,000 | +5.9% | 1,555 | 0.0% | 0.09% | -1.1% | |
| NKE | New | NIKE INCcl b | $213,000 | – | 1,577 | +100.0% | 0.09% | – |
| SPHB | Sell | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $205,000 | -25.7% | 2,891 | -36.9% | 0.09% | -30.7% |
| SPAB | New | SPDR SER TRportfolio agrgte | $203,000 | – | 6,837 | +100.0% | 0.09% | – |
| SPYG | Sell | SPDR SER TRprtflo s&p500 gw | $204,000 | -33.3% | 3,497 | -35.9% | 0.09% | -38.3% |
| ATEC | ALPHATEC HLDGS INC | $194,000 | +14.8% | 12,657 | 0.0% | 0.08% | +6.4% | |
| ACRX | ACELRX PHARMACEUTICALS INC | $84,000 | +18.3% | 52,576 | 0.0% | 0.04% | +9.1% | |
| SENS | Sell | SENSEONICS HLDGS INC | $48,000 | +26.3% | 18,703 | -57.2% | 0.02% | +23.5% |
| CTHR | CHARLES & COLVARD LTD | $38,000 | +123.5% | 13,000 | 0.0% | 0.02% | +100.0% | |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $20,000 | – | 20,000 | +100.0% | 0.01% | – | |
| TXMD | THERAPEUTICSMD INC | $14,000 | +7.7% | 10,000 | 0.0% | 0.01% | 0.0% | |
| MRNA | New | MODERNA INCcall | $1,000 | – | 4,500 | +100.0% | 0.00% | – |
| CTRM | Exit | CASTOR MARITIME INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| Exit | WESTERN DIGITAL CORP.note 1.500% 2/0 | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INCOME | $0 | – | -10,124 | -100.0% | -0.02% | – |
| IZEA | Exit | IZEA WORLDWIDE INC | $0 | – | -25,000 | -100.0% | -0.03% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -10,579 | -100.0% | -0.06% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -11,715 | -100.0% | -0.06% | – |
| ERH | Exit | WELLS FARGO UTILITIES AND HIwf utilities inc | $0 | – | -10,671 | -100.0% | -0.06% | – |
| SPYV | Exit | SPDR SER TRprtflo s&p500 vl | $0 | – | -6,054 | -100.0% | -0.10% | – |
| UTG | Exit | REAVES UTIL INCOME FD | $0 | – | -6,563 | -100.0% | -0.10% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -1,021 | -100.0% | -0.10% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -1,709 | -100.0% | -0.11% | – |
| VEA | Exit | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $0 | – | -5,230 | -100.0% | -0.12% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -4,111 | -100.0% | -0.12% | – |
| FIDU | Exit | FIDELITY COVINGTON TRUSTmsci indl indx | $0 | – | -5,650 | -100.0% | -0.12% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -1,309 | -100.0% | -0.14% | – |
| JD | Exit | JD.COM INCspon adr cl a | $0 | – | -3,500 | -100.0% | -0.15% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -1,339 | -100.0% | -0.15% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -3,468 | -100.0% | -0.32% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -2,470 | -100.0% | -0.40% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -8,369 | -100.0% | -0.47% | – |
| PAYC | Exit | PAYCOM SOFTWARE INC | $0 | – | -2,402 | -100.0% | -0.49% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -3,077 | -100.0% | -0.51% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -17,330 | -100.0% | -0.75% | – |
| ARCT | Exit | ARCTURUS THERAPEUTICS HLDGS | $0 | – | -89,004 | -100.0% | -2.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.