$217 Million is the total value of DFPG INVESTMENTS, LLC's 163 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 33.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTSM | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $10,863,000 | +3.0% | 180,993 | +3.0% | 5.00% | -11.3% |
| AAPL | Sell | APPLE INC | $9,131,000 | +10.9% | 69,146 | -3.4% | 4.20% | -4.5% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $8,200,000 | +16.9% | 98,708 | +16.5% | 3.77% | +0.7% |
| ICSH | Buy | ISHARES TRblackrock ultra | $8,111,000 | +15.8% | 160,520 | +15.9% | 3.73% | -0.2% |
| HQY | Sell | HEALTHEQUITY INC | $7,455,000 | +36.6% | 99,050 | -1.0% | 3.43% | +17.7% |
| NVDA | Buy | NVIDIA CORPORATION | $7,197,000 | +494.3% | 13,552 | +525.1% | 3.31% | +412.2% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $6,016,000 | +198.4% | 25,471 | +274.6% | 2.77% | +157.1% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $5,773,000 | +0.0% | 18,095 | -11.8% | 2.66% | -13.8% |
| ARCT | Sell | ARCTURUS THERAPEUTICS HLDGS | $5,751,000 | -38.6% | 89,004 | -51.6% | 2.64% | -47.1% |
| FB | Buy | FACEBOOK INCcl a | $4,883,000 | +408.6% | 18,249 | +390.6% | 2.24% | +338.5% |
| AMZN | Sell | AMAZON COM INC | $4,230,000 | -4.0% | 1,329 | -3.6% | 1.94% | -17.3% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $3,998,000 | -9.6% | 20,064 | -20.2% | 1.84% | -22.2% |
| GLD | Sell | SPDR GOLD TR | $3,782,000 | -10.6% | 21,816 | -8.6% | 1.74% | -23.0% |
| MSFT | Buy | MICROSOFT CORP | $3,745,000 | +6.4% | 17,052 | +1.6% | 1.72% | -8.4% |
| SHOP | Buy | SHOPIFY INCcl a | $3,479,000 | +26.0% | 2,926 | +13.7% | 1.60% | +8.5% |
| PINS | New | PINTEREST INCcl a | $2,901,000 | – | 40,364 | +100.0% | 1.33% | – |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,700,000 | +22.4% | 1,502 | -0.6% | 1.24% | +5.5% |
| OXY | Sell | OCCIDENTAL PETE CORP | $2,588,000 | +88.1% | 128,867 | -3.7% | 1.19% | +61.9% |
| JETS | New | ETF SER SOLUTIONSus glb jets | $2,428,000 | – | 109,351 | +100.0% | 1.12% | – |
| ZTS | Buy | ZOETIS INCcl a | $2,368,000 | +16.6% | 14,088 | +10.9% | 1.09% | +0.5% |
| BOCT | Buy | INNOVATOR ETFS TRs&p 500 bufetf | $2,264,000 | +9.2% | 74,599 | +1.1% | 1.04% | -6.0% |
| MRNA | Buy | MODERNA INC | $2,217,000 | +52.5% | 25,985 | +29.4% | 1.02% | +31.3% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $2,211,000 | -2.1% | 125,407 | +0.4% | 1.02% | -15.7% |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $2,199,000 | +27.2% | 43,310 | +27.0% | 1.01% | +9.5% |
| DIS | Buy | DISNEY WALT CO | $2,176,000 | +47.3% | 12,179 | +1.4% | 1.00% | +27.0% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,107,000 | -5.6% | 5,527 | -14.9% | 0.97% | -18.6% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $2,015,000 | +25.7% | 39,685 | +25.7% | 0.93% | +8.3% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,977,000 | +11.5% | 5,344 | +9.4% | 0.91% | -4.0% |
| VXUS | Sell | VANGUARD STAR FDSvg tl intl stk f | $1,970,000 | -2.4% | 31,381 | -16.6% | 0.91% | -16.0% |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $1,940,000 | +496.9% | 8,673 | +285.5% | 0.89% | +412.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,845,000 | +28.8% | 13,563 | -5.5% | 0.85% | +11.0% |
| QCOM | Sell | QUALCOMM INC | $1,837,000 | +14.0% | 11,729 | -10.4% | 0.84% | -1.7% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,761,000 | +11.5% | 13,413 | -3.7% | 0.81% | -3.9% |
| PEP | Sell | PEPSICO INC | $1,738,000 | +3.1% | 12,054 | -2.1% | 0.80% | -11.2% |
| VIAC | Buy | VIACOMCBS INCcl b | $1,697,000 | +291.9% | 42,350 | +182.4% | 0.78% | +237.7% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $1,639,000 | +32.2% | 17,330 | +21.2% | 0.75% | +13.9% |
| SNOW | Buy | SNOWFLAKE INCcl a | $1,638,000 | +267.3% | 5,459 | +201.1% | 0.75% | +216.4% |
| BA | Sell | BOEING CO | $1,581,000 | +11.3% | 7,532 | -12.7% | 0.73% | -4.2% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,581,000 | +12.1% | 4,467 | +9.0% | 0.73% | -3.5% |
| PFEB | INNOVATOR ETFS TRs&p 500 power | $1,577,000 | +3.5% | 60,000 | 0.0% | 0.72% | -10.9% | |
| BND | Sell | VANGUARD BD INDEX FDStotal bnd mrkt | $1,571,000 | -33.3% | 18,007 | -32.9% | 0.72% | -42.6% |
| V | Buy | VISA INC | $1,517,000 | +9.0% | 7,042 | +2.4% | 0.70% | -6.1% |
| ABBV | New | ABBVIE INC | $1,493,000 | – | 13,920 | +100.0% | 0.69% | – |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $1,495,000 | +20.7% | 8,695 | -3.0% | 0.69% | +3.9% |
| UNH | New | UNITEDHEALTH GROUP INC | $1,465,000 | – | 4,032 | +100.0% | 0.67% | – |
| DKNG | Buy | DRAFTKINGS INC | $1,449,000 | +83.2% | 27,872 | +87.9% | 0.67% | +57.8% |
| SRGA | Buy | SURGALIGN HOLDINGS INC | $1,422,000 | +580.4% | 733,228 | +609.8% | 0.65% | +483.9% |
| UHS | Buy | UNIVERSAL HLTH SVCS INCcl b | $1,404,000 | +37.6% | 9,945 | +6.7% | 0.65% | +18.5% |
| TGT | Sell | TARGET CORP | $1,370,000 | +16.8% | 7,074 | -3.1% | 0.63% | +0.6% |
| PYPL | Buy | PAYPAL HLDGS INC | $1,344,000 | +416.9% | 5,544 | +314.7% | 0.62% | +344.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,341,000 | -44.3% | 5,729 | -49.3% | 0.62% | -52.0% |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $1,336,000 | – | 65,271 | +100.0% | 0.61% | – |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $1,321,000 | +66.2% | 103,882 | +58.3% | 0.61% | +43.2% |
| NOBL | Sell | PROSHARES TRs&p 500 dv arist | $1,298,000 | -14.0% | 15,970 | -21.4% | 0.60% | -25.9% |
| WTRG | Buy | ESSENTIAL UTILS INC | $1,281,000 | +31.2% | 26,284 | +10.5% | 0.59% | +13.1% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $1,196,000 | +6.9% | 12,717 | -4.5% | 0.55% | -7.9% |
| AVGO | Sell | BROADCOM INC | $1,134,000 | +18.7% | 2,544 | -2.3% | 0.52% | +2.2% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $1,120,000 | +49.5% | 27,037 | +12.9% | 0.52% | +28.8% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $1,121,000 | +33.1% | 3,865 | -6.6% | 0.52% | +14.4% |
| TWLO | Sell | TWILIO INCcl a | $1,109,000 | +18.9% | 3,077 | -1.6% | 0.51% | +2.4% |
| BAC | Buy | BK OF AMERICA CORP | $1,108,000 | +37.0% | 34,074 | +4.7% | 0.51% | +17.8% |
| UBER | Buy | UBER TECHNOLOGIES INC | $1,076,000 | +94.9% | 20,191 | +34.6% | 0.50% | +67.8% |
| BX | Buy | BLACKSTONE GROUP INC | $1,068,000 | +28.1% | 16,986 | +10.9% | 0.49% | +10.3% |
| PAYC | Sell | PAYCOM SOFTWARE INC | $1,060,000 | -19.6% | 2,402 | -35.9% | 0.49% | -30.8% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,046,000 | +1.9% | 29,412 | -7.1% | 0.48% | -12.2% |
| AXP | Buy | AMERICAN EXPRESS CO | $1,019,000 | +18.4% | 8,369 | +0.5% | 0.47% | +2.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $991,000 | -3.3% | 3,857 | -12.7% | 0.46% | -16.6% |
| RCL | New | ROYAL CARIBBEAN GROUP | $951,000 | – | 13,039 | +100.0% | 0.44% | – |
| WM | Buy | WASTE MGMT INC DEL | $910,000 | +14.8% | 7,670 | +10.1% | 0.42% | -1.2% |
| NCLH | New | NORWEGIAN CRUISE LINE HLDG L | $909,000 | – | 37,196 | +100.0% | 0.42% | – |
| SPLG | Buy | SPDR SER TRportfolio s&p500 | $897,000 | +22.9% | 20,019 | +9.8% | 0.41% | +5.6% |
| GILD | New | GILEAD SCIENCES INC | $881,000 | – | 13,969 | +100.0% | 0.40% | – |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS INcl a | $864,000 | +6.9% | 2,470 | +46.8% | 0.40% | -7.9% |
| VOO | Sell | VANGUARD INDEX FDS | $848,000 | +10.3% | 2,419 | -0.7% | 0.39% | -5.1% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $844,000 | +15.9% | 4,140 | -6.2% | 0.39% | -0.3% |
| CRM | Buy | SALESFORCE COM INC | $810,000 | +184.2% | 3,648 | +232.5% | 0.37% | +144.7% |
| STOR | New | STORE CAP CORP | $806,000 | – | 25,995 | +100.0% | 0.37% | – |
| CSCO | Sell | CISCO SYS INC | $790,000 | -21.1% | 17,541 | -30.9% | 0.36% | -32.0% |
| SHW | Buy | SHERWIN WILLIAMS CO | $783,000 | +14.5% | 1,074 | +8.6% | 0.36% | -1.4% |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $764,000 | +14.5% | 33,138 | +8.1% | 0.35% | -1.4% |
| LMT | Buy | LOCKHEED MARTIN CORP | $741,000 | -0.5% | 2,205 | +13.4% | 0.34% | -14.3% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $733,000 | -46.6% | 14,218 | -46.4% | 0.34% | -54.0% |
| FPX | Sell | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $732,000 | +22.8% | 5,937 | -0.3% | 0.34% | +6.0% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $724,000 | +14.0% | 3,319 | -2.2% | 0.33% | -1.8% |
| STAA | STAAR SURGICAL CO | $709,000 | +48.0% | 8,400 | 0.0% | 0.33% | +27.3% | |
| BNDX | Sell | VANGUARD CHARLOTTE FDSintl bd idx etf | $704,000 | -30.6% | 12,062 | -30.8% | 0.32% | -40.1% |
| TSLA | Sell | TESLA INC | $693,000 | +83.8% | 787 | -11.2% | 0.32% | +58.7% |
| EXR | Buy | EXTRA SPACE STORAGE INC | $691,000 | -0.3% | 6,164 | +0.0% | 0.32% | -14.1% |
| CLX | Buy | CLOROX CO DEL | $686,000 | +7.2% | 3,468 | +16.5% | 0.32% | -7.9% |
| PSK | Sell | SPDR SER TRwells fg pfd etf | $671,000 | -17.1% | 15,495 | -16.0% | 0.31% | -28.5% |
| HYLS | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $628,000 | +82.0% | 12,829 | +76.7% | 0.29% | +57.1% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $625,000 | +23.3% | 346 | -0.3% | 0.29% | +5.9% |
| NFLX | Sell | NETFLIX INC | $620,000 | -27.4% | 1,214 | -24.0% | 0.28% | -37.5% |
| LLY | Buy | LILLY ELI & CO | $592,000 | +11.7% | 3,560 | +0.1% | 0.27% | -3.9% |
| SRLN | Sell | SSGA ACTIVE ETF TRblkstn gsosrln | $587,000 | -18.9% | 12,773 | -21.1% | 0.27% | -30.2% |
| FSK | Sell | FS KKR CAP CORP | $569,000 | -6.0% | 32,754 | -11.8% | 0.26% | -18.9% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $521,000 | -13.9% | 4,440 | -21.2% | 0.24% | -25.7% |
| CLNC | Sell | COLONY CR REAL ESTATE INC | $488,000 | +43.1% | 56,409 | -11.0% | 0.22% | +23.1% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $471,000 | -19.5% | 1,319 | -28.3% | 0.22% | -30.4% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $462,000 | +16.7% | 13,145 | -0.9% | 0.21% | +0.5% |
| AFIN | Sell | AMERICAN FIN TR INC | $459,000 | +16.8% | 59,609 | -0.0% | 0.21% | +0.5% |
| IYG | Sell | ISHARES TRu.s. fin svc etf | $458,000 | +18.7% | 2,914 | -4.4% | 0.21% | +2.4% |
| FDIS | Sell | FIDELITY COVINGTON TRUSTmsci consm dis | $446,000 | -18.6% | 5,972 | -30.3% | 0.20% | -30.0% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $429,000 | +18.2% | 4,421 | +0.5% | 0.20% | +1.5% |
| SPYD | Sell | SPDR SER TRprtflo s&p500 hi | $422,000 | +3.7% | 12,422 | -12.1% | 0.19% | -10.6% |
| ARCC | Sell | ARES CAPITAL CORP | $404,000 | +11.6% | 23,752 | -7.0% | 0.19% | -3.6% |
| DHR | Buy | DANAHER CORPORATION | $399,000 | +24.3% | 1,640 | +13.4% | 0.18% | +7.0% |
| QTEC | FIRST TR NASDAQ 100 TECH IND | $386,000 | +18.4% | 2,720 | 0.0% | 0.18% | +1.7% | |
| EIGR | New | EIGER BIOPHARMACEUTICALS INC | $379,000 | – | 32,430 | +100.0% | 0.17% | – |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $375,000 | -3.4% | 2,763 | -4.0% | 0.17% | -16.9% |
| CVX | Sell | CHEVRON CORP NEW | $357,000 | +20.6% | 3,920 | -2.2% | 0.16% | +3.8% |
| UAL | New | UNITED AIRLS HLDGS INC | $352,000 | – | 8,130 | +100.0% | 0.16% | – |
| FTEC | Buy | FIDELITY COVINGTON TRUSTmsci info tech i | $342,000 | +15.5% | 3,239 | +3.0% | 0.16% | -0.6% |
| BIDU | New | BAIDU INCspon adr rep a | $322,000 | – | 1,339 | +100.0% | 0.15% | – |
| JD | New | JD.COM INCspon adr cl a | $320,000 | – | 3,500 | +100.0% | 0.15% | – |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $315,000 | +3.6% | 650 | +5.5% | 0.14% | -10.5% |
| AMGN | Buy | AMGEN INC | $312,000 | -6.0% | 1,309 | +1.6% | 0.14% | -19.2% |
| ONEY | Sell | SPDR SER TRrussell yield | $308,000 | +5.8% | 3,949 | -13.6% | 0.14% | -8.4% |
| AAL | New | AMERICAN AIRLS GROUP INC | $307,000 | – | 20,313 | +100.0% | 0.14% | – |
| SPYG | Sell | SPDR SER TRprtflo s&p500 gw | $306,000 | -26.6% | 5,456 | -33.7% | 0.14% | -36.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $299,000 | -6.6% | 1,868 | -13.6% | 0.14% | -19.9% |
| JMST | New | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $296,000 | – | 5,806 | +100.0% | 0.14% | – |
| XOM | Sell | EXXON MOBIL CORP | $296,000 | -54.0% | 6,522 | -66.0% | 0.14% | -60.3% |
| ORCL | Buy | ORACLE CORP | $295,000 | +9.7% | 4,653 | +4.7% | 0.14% | -5.6% |
| SPHB | New | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $276,000 | – | 4,585 | +100.0% | 0.13% | – |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $274,000 | -9.3% | 3,301 | -8.8% | 0.13% | -21.7% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $271,000 | +18.9% | 5,165 | +0.9% | 0.12% | +2.5% |
| FIDU | Sell | FIDELITY COVINGTON TRUSTmsci indl indx | $272,000 | -20.5% | 5,650 | -30.5% | 0.12% | -31.7% |
| XOUT | GRANITESHARES ETF TRxout us lrg cp | $265,000 | +11.8% | 7,240 | 0.0% | 0.12% | -3.9% | |
| GNL | GLOBAL NET LEASE INC | $265,000 | 0.0% | 15,882 | 0.0% | 0.12% | -13.5% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $265,000 | +10.9% | 693 | -1.0% | 0.12% | -4.7% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $266,000 | -7.6% | 4,111 | +234.8% | 0.12% | -20.8% |
| NOW | Sell | SERVICENOW INC | $263,000 | -10.5% | 497 | -15.5% | 0.12% | -22.9% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $260,000 | +1.6% | 5,937 | -5.2% | 0.12% | -12.4% |
| AVYA | Sell | AVAYA HLDGS CORP | $261,000 | -78.6% | 11,831 | -82.2% | 0.12% | -81.6% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $257,000 | +13.2% | 5,230 | -3.5% | 0.12% | -2.5% |
| ABT | Buy | ABBOTT LABS | $257,000 | +10.3% | 2,301 | +6.4% | 0.12% | -4.8% |
| ANGL | VANECK VECTORS ETF TRfallen angel hg | $251,000 | +6.8% | 7,817 | 0.0% | 0.12% | -8.0% | |
| SPSM | New | SPDR SER TRportfolio s&p600 | $247,000 | – | 6,486 | +100.0% | 0.11% | – |
| HD | Buy | HOME DEPOT INC | $248,000 | -4.2% | 923 | +0.8% | 0.11% | -17.4% |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $246,000 | +20.6% | 5,968 | +0.0% | 0.11% | +3.7% |
| MUB | Sell | ISHARES TRnational mun etf | $241,000 | -14.8% | 2,059 | -16.2% | 0.11% | -26.5% |
| PG | Sell | PROCTER AND GAMBLE CO | $237,000 | -22.3% | 1,709 | -21.3% | 0.11% | -33.1% |
| T | Sell | AT&T INC | $226,000 | -77.1% | 7,792 | -77.2% | 0.10% | -80.2% |
| TIP | Buy | ISHARES TRtips bd etf | $226,000 | +0.9% | 1,786 | +0.4% | 0.10% | -13.3% |
| CPRT | New | COPART INC | $223,000 | – | 1,823 | +100.0% | 0.10% | – |
| DG | Sell | DOLLAR GEN CORP NEW | $220,000 | -51.2% | 1,021 | -51.4% | 0.10% | -58.1% |
| UTG | Sell | REAVES UTIL INCOME FD | $215,000 | -11.9% | 6,563 | -12.5% | 0.10% | -23.8% |
| SPYV | Sell | SPDR SER TRprtflo s&p500 vl | $213,000 | -29.0% | 6,054 | -36.6% | 0.10% | -38.8% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $203,000 | – | 1,555 | +100.0% | 0.09% | – |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $201,000 | – | 1,112 | +100.0% | 0.09% | – |
| ATEC | ALPHATEC HLDGS INC | $169,000 | +94.3% | 12,657 | 0.0% | 0.08% | +69.6% | |
| ERH | Sell | WELLS FARGO UTILITIES AND HIwf utilities inc | $137,000 | -26.7% | 10,671 | -28.6% | 0.06% | -37.0% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $132,000 | -20.0% | 11,715 | -21.3% | 0.06% | -30.7% |
| AINV | Sell | APOLLO INVT CORP | $124,000 | +36.3% | 10,579 | -0.3% | 0.06% | +16.3% |
| ACRX | New | ACELRX PHARMACEUTICALS INC | $71,000 | – | 52,576 | +100.0% | 0.03% | – |
| IZEA | New | IZEA WORLDWIDE INC | $56,000 | – | 25,000 | +100.0% | 0.03% | – |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME | $45,000 | -10.0% | 10,124 | -19.3% | 0.02% | -22.2% |
| SENS | Buy | SENSEONICS HLDGS INC | $38,000 | +280.0% | 43,703 | +74.8% | 0.02% | +240.0% |
| CTHR | CHARLES & COLVARD LTD | $17,000 | +41.7% | 13,000 | 0.0% | 0.01% | +33.3% | |
| TXMD | THERAPEUTICSMD INC | $13,000 | -23.5% | 10,000 | 0.0% | 0.01% | -33.3% | |
| New | WESTERN DIGITAL CORP.note 1.500% 2/0 | $10,000 | – | 10,000 | +100.0% | 0.01% | – | |
| CTRM | New | CASTOR MARITIME INC | $3,000 | – | 15,000 | +100.0% | 0.00% | – |
| PCG | Exit | PG&E CORPcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| JAGX | Exit | JAGUAR HEALTH INC | $0 | – | -44,900 | -100.0% | -0.01% | – |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -13,317 | -100.0% | -0.04% | – |
| PCG | Exit | PG&E CORP | $0 | – | -15,069 | -100.0% | -0.08% | – |
| FSKR | Exit | FS KKR CAP CORP II | $0 | – | -11,746 | -100.0% | -0.10% | – |
| DWX | Exit | SPDR INDEX SHS FDSs&p intl etf | $0 | – | -5,891 | -100.0% | -0.11% | – |
| MDYG | Exit | SPDR SER TRs&p 400 mdcp grw | $0 | – | -3,338 | -100.0% | -0.11% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -686 | -100.0% | -0.11% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -608 | -100.0% | -0.11% | – |
| VUSE | Exit | ETF SER SOLUTIONSvidentcore eq fd | $0 | – | -7,013 | -100.0% | -0.11% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEW | $0 | – | -1,396 | -100.0% | -0.12% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -3,017 | -100.0% | -0.12% | – |
| VBK | Exit | VANGUARD INDEX FDSsml cp grw etf | $0 | – | -981 | -100.0% | -0.12% | – |
| WMT | Exit | WALMART INC | $0 | – | -1,644 | -100.0% | -0.12% | – |
| FEP | Exit | FIRST TR EXCH TRD ALPHDX FDeurope alphadex | $0 | – | -7,023 | -100.0% | -0.13% | – |
| VIDI | Exit | ETF SER SOLUTIONSvident intl eq | $0 | – | -12,876 | -100.0% | -0.15% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -972 | -100.0% | -0.15% | – |
| JHMU | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfactr utils | $0 | – | -9,458 | -100.0% | -0.16% | – |
| DDS | Exit | DILLARDS INCcl a | $0 | – | -7,500 | -100.0% | -0.16% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -1,385 | -100.0% | -0.17% | – |
| OGE | Exit | OGE ENERGY CORP | $0 | – | -11,237 | -100.0% | -0.19% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -1,348 | -100.0% | -0.19% | – |
| SDY | Exit | SPDR SER TRs&p divid etf | $0 | – | -3,901 | -100.0% | -0.20% | – |
| FDIV | Exit | FIRST TR EXCHANGE-TRADED FDft strg incm etf | $0 | – | -13,440 | -100.0% | -0.32% | – |
| INTC | Exit | INTEL CORP | $0 | – | -12,347 | -100.0% | -0.35% | – |
| COLD | Exit | AMERICOLD RLTY TR | $0 | – | -17,788 | -100.0% | -0.35% | – |
| IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -5,145 | -100.0% | -0.39% | – |
| TBIO | Exit | TRANSLATE BIO INC | $0 | – | -50,000 | -100.0% | -0.39% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -38,236 | -100.0% | -0.51% | – |
| PPH | Exit | VANECK VECTORS ETF TRpharmaceutical | $0 | – | -16,613 | -100.0% | -0.55% | – |
| CNC | Exit | CENTENE CORP DEL | $0 | – | -16,117 | -100.0% | -0.56% | – |
| IEHS | Exit | ISHARES U S ETF TRhealthcare | $0 | – | -31,324 | -100.0% | -0.58% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -137,748 | -100.0% | -1.63% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.