$264 Million is the total value of DFPG INVESTMENTS, LLC's 173 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 24.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTSM | Sell | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $10,437,000 | -1.6% | 174,119 | -1.5% | 3.95% | -12.8% |
| AAPL | Buy | APPLE INC | $8,195,000 | +22.6% | 56,272 | +6.0% | 3.10% | +8.6% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $8,148,000 | -12.2% | 98,640 | -12.5% | 3.08% | -22.3% |
| ICSH | Sell | ISHARES TRblackrock ultra | $8,067,000 | -12.1% | 159,749 | -12.0% | 3.05% | -22.1% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $7,906,000 | +21.7% | 21,815 | +11.2% | 2.99% | +7.8% |
| HQY | Sell | HEALTHEQUITY INC | $7,676,000 | +16.0% | 98,062 | -1.0% | 2.90% | +2.7% |
| FB | Buy | FACEBOOK INCcl a | $7,654,000 | +14.9% | 21,738 | +0.8% | 2.90% | +1.8% |
| NVDA | Sell | NVIDIA CORPORATION | $6,716,000 | +22.3% | 8,291 | -15.5% | 2.54% | +8.3% |
| AMZN | Buy | AMAZON COM INC | $6,608,000 | +44.2% | 1,797 | +26.5% | 2.50% | +27.7% |
| GLD | Sell | SPDR GOLD TR | $6,273,000 | -0.4% | 37,068 | -4.7% | 2.37% | -11.8% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $6,040,000 | +285.0% | 415,960 | +274.1% | 2.28% | +241.0% |
| MSFT | Buy | MICROSOFT CORP | $5,967,000 | +67.7% | 21,237 | +48.6% | 2.26% | +48.5% |
| ET | Buy | ENERGY TRANSFER L P | $5,558,000 | +33.8% | 540,659 | +1.8% | 2.10% | +18.5% |
| PINS | Buy | PINTEREST INCcl a | $4,481,000 | +39.0% | 62,136 | +53.3% | 1.70% | +23.1% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $4,376,000 | +2.3% | 19,429 | -3.9% | 1.66% | -9.4% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $4,312,000 | +20.7% | 1,693 | +5.2% | 1.63% | +6.9% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $4,032,000 | +11.7% | 19,246 | +20.1% | 1.52% | -1.2% |
| OXY | Buy | OCCIDENTAL PETE CORP | $3,928,000 | +18.9% | 130,587 | +0.1% | 1.49% | +5.3% |
| MRNA | Sell | MODERNA INC | $3,747,000 | +6.2% | 15,935 | -41.3% | 1.42% | -5.9% |
| ZTS | Buy | ZOETIS INCcl a | $3,571,000 | +30.5% | 17,919 | +3.7% | 1.35% | +15.6% |
| ROST | Buy | ROSS STORES INC | $3,356,000 | -0.1% | 27,356 | +0.1% | 1.27% | -11.6% |
| SHOP | Buy | SHOPIFY INCcl a | $3,135,000 | +43.2% | 2,067 | +8.2% | 1.19% | +26.8% |
| VIAC | Buy | VIACOMCBS INCcl b | $2,972,000 | +97.9% | 69,800 | +99.3% | 1.12% | +75.1% |
| AMD | New | ADVANCED MICRO DEVICES INC | $2,762,000 | – | 30,605 | +100.0% | 1.04% | – |
| ASAN | New | ASANA INCcl a | $2,674,000 | – | 38,878 | +100.0% | 1.01% | – |
| COST | Buy | COSTCO WHSL CORP NEW | $2,655,000 | +21.2% | 6,521 | +7.5% | 1.00% | +7.3% |
| BA | Buy | BOEING CO | $2,599,000 | +22.8% | 11,387 | +39.5% | 0.98% | +8.7% |
| JETS | Sell | ETF SER SOLUTIONSus glb jets | $2,527,000 | -20.4% | 108,633 | -5.5% | 0.96% | -29.4% |
| BOCT | INNOVATOR ETFS TRs&p 500 bufetf | $2,511,000 | +2.4% | 77,669 | 0.0% | 0.95% | -9.3% | |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $2,468,000 | +12.1% | 48,573 | +12.0% | 0.93% | -0.6% |
| DIS | Sell | DISNEY WALT CO | $2,414,000 | -3.7% | 13,145 | -1.1% | 0.91% | -14.8% |
| QCOM | Buy | QUALCOMM INC | $2,406,000 | +19.4% | 17,042 | +18.7% | 0.91% | +5.7% |
| TIP | Buy | ISHARES TRtips bd etf | $2,359,000 | +957.8% | 18,391 | +933.8% | 0.89% | +838.9% |
| IAU | New | ISHARES GOLD TRishares new | $2,288,000 | – | 66,429 | +100.0% | 0.87% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $2,281,000 | +7.3% | 14,657 | +5.9% | 0.86% | -5.0% |
| CCL | Buy | CARNIVAL CORPunit 99/99/9999 | $2,241,000 | +1.9% | 98,091 | +25.3% | 0.85% | -9.8% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,165,000 | -2.2% | 4,969 | -8.8% | 0.82% | -13.4% |
| BMBL | New | BUMBLE INC | $2,162,000 | – | 41,512 | +100.0% | 0.82% | – |
| SNOW | Buy | SNOWFLAKE INCcl a | $2,087,000 | +47.3% | 7,885 | +29.3% | 0.79% | +30.6% |
| JMST | Buy | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $2,047,000 | +34.4% | 40,087 | +34.3% | 0.77% | +18.9% |
| VXUS | Sell | VANGUARD STAR FDSvg tl intl stk f | $2,030,000 | -2.1% | 30,966 | -4.0% | 0.77% | -13.3% |
| RSP | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $2,012,000 | +4.6% | 13,318 | 0.0% | 0.76% | -7.3% | |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $1,935,000 | +23.2% | 22,526 | +21.4% | 0.73% | +9.1% |
| ABBV | Buy | ABBVIE INC | $1,926,000 | +22.1% | 16,331 | +9.9% | 0.73% | +8.2% |
| NCLH | Buy | NORWEGIAN CRUISE LINE HLDG L | $1,890,000 | +16.2% | 72,453 | +32.4% | 0.72% | +2.9% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $1,841,000 | +2.2% | 35,160 | -4.2% | 0.70% | -9.6% |
| BX | Sell | BLACKSTONE GROUP INC | $1,813,000 | +26.2% | 18,158 | -5.2% | 0.69% | +11.7% |
| JPST | Sell | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $1,779,000 | -22.5% | 35,075 | -22.5% | 0.67% | -31.3% |
| UHS | Buy | UNIVERSAL HLTH SVCS INCcl b | $1,737,000 | +18.7% | 11,367 | +5.9% | 0.66% | +5.1% |
| TGT | Sell | TARGET CORP | $1,701,000 | +21.2% | 6,755 | -1.1% | 0.64% | +7.5% |
| PYPL | Sell | PAYPAL HLDGS INC | $1,699,000 | +16.5% | 5,642 | -2.9% | 0.64% | +3.2% |
| PLTR | Buy | PALANTIR TECHNOLOGIES INCcl a | $1,665,000 | +40.4% | 74,171 | +46.5% | 0.63% | +24.3% |
| RCL | Buy | ROYAL CARIBBEAN GROUP | $1,596,000 | -3.2% | 20,324 | +9.9% | 0.60% | -14.2% |
| PFEB | INNOVATOR ETFS TRs&p 500 power | $1,582,000 | +2.5% | 55,525 | 0.0% | 0.60% | -9.4% | |
| VXF | VANGUARD INDEX FDSextend mkt etf | $1,560,000 | +2.6% | 8,431 | 0.0% | 0.59% | -9.1% | |
| NOBL | Sell | PROSHARES TRs&p 500 dv arist | $1,513,000 | +2.6% | 16,575 | -1.7% | 0.57% | -9.2% |
| BAC | Buy | BK OF AMERICA CORP | $1,507,000 | +9.2% | 37,798 | +9.0% | 0.57% | -3.4% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,499,000 | +16.5% | 3,988 | +0.2% | 0.57% | +3.1% |
| WTRG | Buy | ESSENTIAL UTILS INC | $1,483,000 | +13.6% | 31,488 | +10.2% | 0.56% | +0.5% |
| CHWY | Buy | CHEWY INCcl a | $1,442,000 | +26.0% | 17,118 | +21.0% | 0.55% | +11.7% |
| AVGO | Buy | BROADCOM INC | $1,364,000 | +2.9% | 2,819 | +3.9% | 0.52% | -8.8% |
| BIDU | New | BAIDU INCspon adr rep a | $1,332,000 | – | 7,217 | +100.0% | 0.50% | – |
| CSCO | Buy | CISCO SYS INC | $1,327,000 | +39.4% | 24,886 | +37.0% | 0.50% | +23.3% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,209,000 | +1.9% | 30,166 | -2.0% | 0.46% | -9.9% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,179,000 | +11.5% | 450 | -5.3% | 0.45% | -1.3% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $1,151,000 | -2.6% | 10,976 | -5.0% | 0.44% | -13.9% |
| VAL | New | VALARIS LIMITEDcl a | $1,142,000 | – | 39,449 | +100.0% | 0.43% | – |
| ALCO | New | ALICO INC | $1,128,000 | – | 32,521 | +100.0% | 0.43% | – |
| GILD | Buy | GILEAD SCIENCES INC | $1,118,000 | +10.7% | 16,438 | +7.9% | 0.42% | -1.9% |
| UBER | Buy | UBER TECHNOLOGIES INC | $1,105,000 | -13.5% | 22,974 | +3.2% | 0.42% | -23.4% |
| STOR | Buy | STORE CAP CORP | $1,094,000 | +13.0% | 30,618 | +8.5% | 0.41% | 0.0% |
| SHW | Buy | SHERWIN WILLIAMS CO | $1,064,000 | +18.4% | 3,825 | +8.9% | 0.40% | +4.9% |
| EXR | Buy | EXTRA SPACE STORAGE INC | $1,064,000 | +27.9% | 6,202 | +0.6% | 0.40% | +13.5% |
| LMT | Buy | LOCKHEED MARTIN CORP | $1,048,000 | +11.5% | 2,774 | +11.8% | 0.40% | -1.5% |
| XOM | Buy | EXXON MOBIL CORP | $1,024,000 | +8.4% | 16,812 | +0.5% | 0.39% | -4.2% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $1,018,000 | +27.9% | 9,663 | +20.5% | 0.38% | +13.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $960,000 | +10.3% | 3,274 | +0.1% | 0.36% | -2.4% |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $950,000 | +30.5% | 18,681 | +31.3% | 0.36% | +15.4% |
| XOUT | Buy | GRANITESHARES ETF TRxout us lrg cp | $920,000 | +23.7% | 22,063 | +12.6% | 0.35% | +9.4% |
| QTEC | Buy | FIRST TR NASDAQ 100 TECH IND | $916,000 | +6.0% | 5,798 | +1.3% | 0.35% | -6.0% |
| VOO | Buy | VANGUARD INDEX FDS | $900,000 | +23.3% | 2,247 | +14.9% | 0.34% | +9.0% |
| FSK | Buy | FS KKR CAP CORP | $879,000 | +28.9% | 41,503 | +24.8% | 0.33% | +14.4% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $877,000 | -0.7% | 3,140 | -6.5% | 0.33% | -11.9% |
| DKNG | Buy | DRAFTKINGS INC | $864,000 | +14.9% | 18,105 | +50.9% | 0.33% | +1.9% |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $862,000 | +6.6% | 38,232 | +7.5% | 0.33% | -5.8% |
| CRM | Sell | SALESFORCE COM INC | $791,000 | +1.3% | 3,242 | -8.5% | 0.30% | -10.5% |
| LLY | Sell | LILLY ELI & CO | $789,000 | +26.8% | 3,352 | -0.4% | 0.30% | +12.0% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $733,000 | -8.1% | 3,312 | -9.4% | 0.28% | -18.8% |
| FPX | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $726,000 | +2.4% | 5,812 | 0.0% | 0.28% | -9.2% | |
| TBIO | Sell | TRANSLATE BIO INC | $728,000 | +59.0% | 24,700 | -9.2% | 0.28% | +40.3% |
| TSLA | Buy | TESLA INC | $703,000 | +29.2% | 1,052 | +33.7% | 0.27% | +14.7% |
| SPIB | New | SPDR SER TRportfolio intrmd | $700,000 | – | 19,082 | +100.0% | 0.26% | – |
| BNDX | Sell | VANGUARD CHARLOTTE FDSintl bd idx etf | $698,000 | -1.6% | 12,165 | -2.1% | 0.26% | -12.9% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $693,000 | +7.6% | 2,934 | 0.0% | 0.26% | -4.7% | |
| PEP | Sell | PEPSICO INC | $689,000 | -61.2% | 4,505 | -63.7% | 0.26% | -65.7% |
| HYLS | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $687,000 | +3.9% | 14,155 | +4.5% | 0.26% | -7.8% |
| ORCL | Buy | ORACLE CORP | $651,000 | +148.5% | 7,475 | +111.2% | 0.25% | +119.6% |
| STAA | Sell | STAAR SURGICAL CO | $595,000 | -33.5% | 4,406 | -47.5% | 0.22% | -41.1% |
| SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $571,000 | – | 5,410 | +100.0% | 0.22% | – |
| PSK | Sell | SPDR SER TRice pfd sec etf | $524,000 | -12.7% | 11,928 | -13.6% | 0.20% | -22.7% |
| AFIN | Sell | AMERICAN FIN TR INC | $506,000 | -18.4% | 60,512 | -2.7% | 0.19% | -27.9% |
| ARCC | Buy | ARES CAPITAL CORP | $488,000 | +6.8% | 24,436 | +1.5% | 0.18% | -5.1% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $485,000 | +16.0% | 802 | -5.8% | 0.18% | +2.2% |
| CVX | Buy | CHEVRON CORP NEW | $472,000 | +8.8% | 4,543 | +9.3% | 0.18% | -3.2% |
| BRSP | New | BRIGHTSPIRE CAPITAL INC | $471,000 | – | 48,643 | +100.0% | 0.18% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $461,000 | +12.7% | 1,054 | +5.1% | 0.17% | -0.6% |
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $460,000 | -50.1% | 8,988 | -53.4% | 0.17% | -55.7% |
| SRLN | Sell | SSGA ACTIVE ETF TRblackstone senr | $451,000 | -14.6% | 9,797 | -15.2% | 0.17% | -24.3% |
| DHR | DANAHER CORPORATION | $452,000 | +22.2% | 1,635 | 0.0% | 0.17% | +8.2% | |
| V | Buy | VISA INC | $423,000 | +21.9% | 1,744 | +10.0% | 0.16% | +8.1% |
| SPYD | Sell | SPDR SER TRprtflo s&p500 hi | $385,000 | 0.0% | 9,671 | -2.1% | 0.15% | -11.0% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $384,000 | +4.1% | 2,981 | -5.3% | 0.14% | -8.2% |
| IYG | Sell | ISHARES TRu.s. fin svc etf | $366,000 | +4.9% | 1,967 | -1.3% | 0.14% | -7.4% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $360,000 | +2.3% | 939 | -1.9% | 0.14% | -9.3% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $351,000 | -34.0% | 9,504 | -35.0% | 0.13% | -41.4% |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $347,000 | +4.8% | 7,223 | +2.1% | 0.13% | -7.1% |
| FTEC | Buy | FIDELITY COVINGTON TRUSTmsci info tech i | $340,000 | +9.7% | 2,822 | +0.1% | 0.13% | -2.3% |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $341,000 | 0.0% | 17,045 | +21.1% | 0.13% | -11.6% |
| FDIS | Buy | FIDELITY COVINGTON TRUSTmsci consm dis | $342,000 | +8.2% | 4,160 | +3.2% | 0.13% | -4.4% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $335,000 | +9.1% | 820 | -0.6% | 0.13% | -3.1% |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $330,000 | +41.0% | 1,265 | +0.8% | 0.12% | +25.0% |
| ABT | Sell | ABBOTT LABS | $326,000 | -10.7% | 2,750 | -9.7% | 0.12% | -21.2% |
| ACN | Sell | ACCENTURE PLC IRELAND | $319,000 | +4.6% | 1,020 | -5.9% | 0.12% | -6.9% |
| PHYL | New | PGIM ETF TRactv hy bd etf | $316,000 | – | 7,629 | +100.0% | 0.12% | – |
| HD | Sell | HOME DEPOT INC | $309,000 | -10.2% | 976 | -10.5% | 0.12% | -20.4% |
| ARKK | Buy | ARK ETF TRinnovation etf | $309,000 | +33.8% | 2,525 | +32.8% | 0.12% | +18.2% |
| ONEY | SPDR SER TRrussell yield | $306,000 | +3.7% | 3,233 | 0.0% | 0.12% | -7.9% | |
| GNL | GLOBAL NET LEASE INC | $295,000 | -0.7% | 15,882 | 0.0% | 0.11% | -11.8% | |
| AVYA | Sell | AVAYA HLDGS CORP | $294,000 | -88.5% | 11,350 | -86.8% | 0.11% | -89.9% |
| PM | New | PHILIP MORRIS INTL INC | $286,000 | – | 2,930 | +100.0% | 0.11% | – |
| SBUX | Sell | STARBUCKS CORP | $282,000 | +6.4% | 2,359 | -1.1% | 0.11% | -5.3% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $282,000 | +2.2% | 2,097 | -1.4% | 0.11% | -9.3% |
| ANGL | Buy | VANECK VECTORS ETF TRfallen angel hg | $281,000 | +12.4% | 8,494 | +8.7% | 0.11% | -0.9% |
| FDN | Buy | FIRST TR EXCHANGE-TRADED FDdj internt idx | $277,000 | +26.5% | 1,127 | +16.1% | 0.10% | +11.7% |
| CPRT | Buy | COPART INC | $274,000 | +24.0% | 1,978 | +1.8% | 0.10% | +10.6% |
| EIGR | EIGER BIOPHARMACEUTICALS INC | $269,000 | -7.2% | 32,430 | 0.0% | 0.10% | -17.7% | |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $263,000 | -4.7% | 4,971 | -13.4% | 0.10% | -16.1% |
| NFLX | Sell | NETFLIX INC | $250,000 | -2.7% | 462 | -2.7% | 0.10% | -13.6% |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $249,000 | +6.9% | 6,781 | +1.0% | 0.09% | -6.0% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $249,000 | +14.7% | 2,384 | +3.3% | 0.09% | +1.1% |
| GRID | New | FIRST TR EXCHANGE TRADED FDnasdq cln edge | $248,000 | – | 2,643 | +100.0% | 0.09% | – |
| UAL | Sell | UNITED AIRLS HLDGS INC | $249,000 | -31.4% | 5,130 | -16.3% | 0.09% | -39.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $242,000 | -1.2% | 1,429 | -4.7% | 0.09% | -12.4% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $240,000 | -85.5% | 574 | -87.1% | 0.09% | -87.1% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $237,000 | +3.0% | 2,773 | -6.1% | 0.09% | -8.2% |
| ILMN | New | ILLUMINA INC | $235,000 | – | 486 | +100.0% | 0.09% | – |
| FTCS | New | FIRST TR EXCHANGE-TRADED FDcap strength etf | $233,000 | – | 3,045 | +100.0% | 0.09% | – |
| HON | New | HONEYWELL INTL INC | $231,000 | – | 1,032 | +100.0% | 0.09% | – |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $230,000 | -0.4% | 1,023 | -8.0% | 0.09% | -12.1% |
| NKE | Sell | NIKE INCcl b | $226,000 | +6.1% | 1,396 | -11.5% | 0.08% | -6.6% |
| T | Buy | AT&T INC | $225,000 | +2.7% | 7,943 | +11.2% | 0.08% | -9.6% |
| WYNN | New | WYNN RESORTS LTD | $226,000 | – | 2,027 | +100.0% | 0.08% | – |
| JD | New | JD.COM INCspon adr cl a | $224,000 | – | 2,926 | +100.0% | 0.08% | – |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $226,000 | +0.9% | 4,253 | 0.0% | 0.08% | -11.5% | |
| NOW | Sell | SERVICENOW INC | $221,000 | -29.8% | 396 | -35.4% | 0.08% | -37.8% |
| THY | New | NORTHERN LIGHTS FD TRtoews aglty dnym | $218,000 | – | 8,608 | +100.0% | 0.08% | – |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $215,000 | 0.0% | 1,413 | -9.1% | 0.08% | -12.0% |
| REMX | New | VANECK VECTORS ETF TRrare earth strat | $214,000 | – | 2,200 | +100.0% | 0.08% | – |
| RNG | New | RINGCENTRAL INCcl a | $212,000 | – | 750 | +100.0% | 0.08% | – |
| SPHB | Sell | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $211,000 | +2.9% | 2,861 | -1.0% | 0.08% | -9.1% |
| SHAK | SHAKE SHACK INCcl a | $208,000 | -10.3% | 2,035 | 0.0% | 0.08% | -20.2% | |
| TTD | New | THE TRADE DESK INC | $205,000 | – | 2,677 | +100.0% | 0.08% | – |
| ATEC | ALPHATEC HLDGS INC | $191,000 | -1.5% | 12,657 | 0.0% | 0.07% | -13.3% | |
| SLVO | New | CREDIT SUISSE AG NASSAU BRHx link silver | $89,000 | – | 14,695 | +100.0% | 0.03% | – |
| EGLX | New | ENTHUSIAST GAMING HLDGS INC | $77,000 | – | 16,000 | +100.0% | 0.03% | – |
| SRGA | Sell | SURGALIGN HOLDINGS INC | $58,000 | -99.1% | 49,685 | -98.3% | 0.02% | -99.2% |
| SENS | SENSEONICS HLDGS INC | $56,000 | +16.7% | 18,703 | 0.0% | 0.02% | 0.0% | |
| CTHR | CHARLES & COLVARD LTD | $35,000 | -7.9% | 13,000 | 0.0% | 0.01% | -18.8% | |
| TWO HBRS INVT CORPnote 6.250% 1/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.01% | -11.1% | ||
| New | PENNYMAC CORPnote 5.500%11/0 | $20,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $15,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| TXMD | THERAPEUTICSMD INC | $11,000 | -21.4% | 10,000 | 0.0% | 0.00% | -33.3% | |
| MRNA | Exit | MODERNA INCcall | $0 | – | -4,500 | -100.0% | 0.00% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS INC | $0 | – | -52,576 | -100.0% | -0.04% | – |
| SPAB | Exit | SPDR SER TRportfolio agrgte | $0 | – | -6,837 | -100.0% | -0.09% | – |
| SPYG | Exit | SPDR SER TRprtflo s&p500 gw | $0 | – | -3,497 | -100.0% | -0.09% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -2,059 | -100.0% | -0.10% | – |
| SPSM | Exit | SPDR SER TRportfolio s&p600 | $0 | – | -6,104 | -100.0% | -0.11% | – |
| SI | Exit | SILVERGATE CAP CORPcl a | $0 | – | -2,000 | -100.0% | -0.13% | – |
| CLNC | Exit | COLONY CR REAL ESTATE INC | $0 | – | -55,118 | -100.0% | -0.20% | – |
| API | Exit | AGORA INCads | $0 | – | -18,272 | -100.0% | -0.40% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -8,331 | -100.0% | -0.47% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -85,679 | -100.0% | -0.76% | – |
| IAU | Exit | ISHARES GOLD TRishares | $0 | – | -130,922 | -100.0% | -0.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-07-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.