| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | TC BIOPHARM HOLDINGS PLC*w exp 02/08/202 | $0 | – | -235,294 | -100.0% | 0.00% | – | |
| Exit | NOGIN INC*w exp 08/26/202 | $0 | – | -330,000 | -100.0% | -0.00% | – | |
| Exit | NOGIN INC | $0 | – | -56,425 | -100.0% | -0.00% | – | |
| CBIO | Exit | CATALYST BIOSCIENCES INC | $0 | – | -67,800 | -100.0% | -0.00% | – |
| CUE | Exit | CUE BIOPHARMA INC | $0 | – | -26,760 | -100.0% | -0.01% | – |
| Exit | GUARDFORCE AI CO LTD*w exp 10/01/202 | $0 | – | -154,205 | -100.0% | -0.01% | – | |
| GAIA | Exit | GAIA INC NEWcl a | $0 | – | -23,144 | -100.0% | -0.01% | – |
| Exit | KINTARA THERAPEUTICS INC | $0 | – | -22,619 | -100.0% | -0.01% | – | |
| Exit | AKUMIN INC | $0 | – | -979,196 | -100.0% | -0.01% | – | |
| RFL | Exit | RAFAEL HLDGS INC | $0 | – | -72,678 | -100.0% | -0.01% | – |
| BMTX | Exit | BM TECHNOLOGIES INC | $0 | – | -79,212 | -100.0% | -0.01% | – |
| Exit | LUCID DIAGNOSTICS INC | $0 | – | -158,135 | -100.0% | -0.02% | – | |
| TACT | Exit | TRANSACT TECHNOLOGIES INC | $0 | – | -31,108 | -100.0% | -0.02% | – |
| Exit | ABEONA THERAPEUTICS INCcall | $0 | – | -52,000 | -100.0% | -0.02% | – | |
| ADCT | Exit | ADC THERAPEUTICS SA | $0 | – | -257,162 | -100.0% | -0.02% | – |
| XGN | Exit | EXAGEN INC | $0 | – | -106,769 | -100.0% | -0.02% | – |
| Exit | ELICIO THERAPEUTICS INC | $0 | – | -30,000 | -100.0% | -0.02% | – | |
| LADR | Exit | LADDER CAP CORPcl a | $0 | – | -27,073 | -100.0% | -0.02% | – |
| KROS | Exit | KEROS THERAPEUTICS INCcall | $0 | – | -12,300 | -100.0% | -0.03% | – |
| Exit | APTOSE BIOSCIENCES INC | $0 | – | -136,483 | -100.0% | -0.03% | – | |
| TIL | Exit | INSTIL BIO INC | $0 | – | -1,000,000 | -100.0% | -0.04% | – |
| Exit | ACELRX PHARMACEUTICALS INCcall | $0 | – | -755,000 | -100.0% | -0.04% | – | |
| SRTS | Exit | SENSUS HEALTHCARE INC | $0 | – | -185,048 | -100.0% | -0.04% | – |
| REPH | Exit | SOCIETAL CDMO INC | $0 | – | -1,250,000 | -100.0% | -0.05% | – |
| Exit | ACELRX PHARMACEUTICALS INC | $0 | – | -1,173,015 | -100.0% | -0.06% | – | |
| ACER | Exit | ACER THERAPEUTICS INC | $0 | – | -918,349 | -100.0% | -0.06% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -879,189 | -100.0% | -0.07% | – |
| TBBK | Exit | BANCORP INC DEL | $0 | – | -24,896 | -100.0% | -0.07% | – |
| Exit | JOURNEY MED CORP | $0 | – | -348,663 | -100.0% | -0.08% | – | |
| QURE | Exit | UNIQURE NVcall | $0 | – | -147,700 | -100.0% | -0.08% | – |
| RZLT | Exit | REZOLUTE INC | $0 | – | -769,606 | -100.0% | -0.09% | – |
| NMTC | Exit | NEUROONE MED TECHNOLOGIES CO | $0 | – | -1,250,000 | -100.0% | -0.10% | – |
| Exit | NEOLEUKIN THERAPEUTICS INC | $0 | – | -299,999 | -100.0% | -0.10% | – | |
| RMBL | Exit | RUMBLEON INCcall | $0 | – | -200,000 | -100.0% | -0.10% | – |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -150,000 | -100.0% | -0.11% | – |
| AVTE | Exit | AEROVATE THERAPEUTICS INC | $0 | – | -95,000 | -100.0% | -0.11% | – |
| AAN | Exit | THE AARONS COMPANY INC | $0 | – | -138,572 | -100.0% | -0.12% | – |
| EHTH | Exit | EHEALTH INCcall | $0 | – | -203,100 | -100.0% | -0.13% | – |
| ANEB | Exit | ANEBULO PHARMACEUTICALS INC | $0 | – | -511,073 | -100.0% | -0.13% | – |
| SRL | Exit | SCULLY ROYALTY LTD | $0 | – | -298,491 | -100.0% | -0.14% | – |
| Exit | JASPER THERAPEUTICS INC | $0 | – | -2,402,904 | -100.0% | -0.14% | – | |
| FBIO | Exit | FORTRESS BIOTECH INC | $0 | – | -6,018,211 | -100.0% | -0.15% | – |
| CCCC | Exit | C4 THERAPEUTICS INC | $0 | – | -1,000,000 | -100.0% | -0.16% | – |
| MAX | Exit | MEDIAALPHA INCcl a | $0 | – | -234,372 | -100.0% | -0.16% | – |
| SSKN | Exit | STRATA SKIN SCIENCES INC | $0 | – | -3,264,945 | -100.0% | -0.17% | – |
| IMTXW | Exit | IMMATICS N.V*w exp 07/01/202 | $0 | – | -558,977 | -100.0% | -0.17% | – |
| FOSL | Exit | FOSSIL GROUP INC | $0 | – | -985,215 | -100.0% | -0.17% | – |
| SELB | Exit | SELECTA BIOSCIENCES INC | $0 | – | -2,200,000 | -100.0% | -0.20% | – |
| AZYO | Exit | ELUTIA INC | $0 | – | -1,650,000 | -100.0% | -0.20% | – |
| CDTX | Exit | CIDARA THERAPEUTICS INC | $0 | – | -2,538,406 | -100.0% | -0.20% | – |
| TARS | Exit | TARSUS PHARMACEUTICALS INC | $0 | – | -135,500 | -100.0% | -0.21% | – |
| NNBR | Exit | NN INC | $0 | – | -1,353,143 | -100.0% | -0.22% | – |
| RILY | Exit | B. RILEY FINANCIAL INC | $0 | – | -62,520 | -100.0% | -0.22% | – |
| PWP | Exit | PERELLA WEINBERG PARTNERS | $0 | – | -258,273 | -100.0% | -0.22% | – |
| ENVA | Exit | ENOVA INTL INC | $0 | – | -53,250 | -100.0% | -0.23% | – |
| SNDX | Exit | SYNDAX PHARMACEUTICALS INCcall | $0 | – | -200,000 | -100.0% | -0.25% | – |
| Exit | AYTU BIOPHARMA INC | $0 | – | -1,086,812 | -100.0% | -0.25% | – | |
| Exit | UNICYCIVE THERAPEUTICS INC | $0 | – | -3,470,541 | -100.0% | -0.26% | – | |
| INMD | Exit | INMODE LTDput | $0 | – | -100,000 | -100.0% | -0.26% | – |
| PNT | Exit | POINT BIOPHARMA GLOBAL INC | $0 | – | -521,191 | -100.0% | -0.30% | – |
| SNDX | Exit | SYNDAX PHARMACEUTICALS INC | $0 | – | -240,031 | -100.0% | -0.30% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS S | $0 | – | -904,462 | -100.0% | -0.31% | – |
| TELA | Exit | TELA BIO INC | $0 | – | -456,092 | -100.0% | -0.31% | – |
| EOLS | Exit | EVOLUS INC | $0 | – | -421,220 | -100.0% | -0.33% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -21,878 | -100.0% | -0.33% | – |
| AGS | Exit | PLAYAGS INC | $0 | – | -594,574 | -100.0% | -0.33% | – |
| ALTG | Exit | ALTA EQUIPMENT GROUP INC | $0 | – | -322,632 | -100.0% | -0.33% | – |
| IDYA | Exit | IDEAYA BIOSCIENCES INC | $0 | – | -145,860 | -100.0% | -0.34% | – |
| SVRA | Exit | SAVARA INC | $0 | – | -1,039,364 | -100.0% | -0.34% | – |
| OPTN | Exit | OPTINOSE INC | $0 | – | -3,307,942 | -100.0% | -0.35% | – |
| SBTX | Exit | ARS PHARMACEUTICALS INC | $0 | – | -1,099,075 | -100.0% | -0.36% | – |
| PTON | Exit | PELOTON INTERACTIVE INCcall | $0 | – | -852,000 | -100.0% | -0.37% | – |
| Exit | PAR TECHNOLOGY CORPnote 2.875% 4/1 | $0 | – | -3,785,000 | -100.0% | -0.37% | – | |
| VNDA | Exit | VANDA PHARMACEUTICALS INC | $0 | – | -1,000,000 | -100.0% | -0.37% | – |
| BXMT | Exit | BLACKSTONE MTG TR INCput | $0 | – | -200,000 | -100.0% | -0.37% | – |
| XTNT | Exit | XTANT MED HLDGS INC | $0 | – | -4,000,000 | -100.0% | -0.38% | – |
| GMDA | Exit | GAMIDA CELL LTD | $0 | – | -4,325,000 | -100.0% | -0.38% | – |
| Exit | DIANTHUS THERAPEUTICS INC | $0 | – | -336,862 | -100.0% | -0.39% | – | |
| IMAX | Exit | IMAX CORPcall | $0 | – | -250,000 | -100.0% | -0.41% | – |
| GOSS | Exit | GOSSAMER BIO INC | $0 | – | -6,089,471 | -100.0% | -0.43% | – |
| KRTX | Exit | KARUNA THERAPEUTICS INCcall | $0 | – | -30,000 | -100.0% | -0.43% | – |
| Exit | VENTYX BIOSCIENCES INC | $0 | – | -147,623 | -100.0% | -0.44% | – | |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -179,257 | -100.0% | -0.45% | – |
| RH | Exit | RH | $0 | – | -20,853 | -100.0% | -0.47% | – |
| COGT | Exit | COGENT BIOSCIENCES INC | $0 | – | -575,000 | -100.0% | -0.48% | – |
| Exit | AN2 THERAPEUTICS INC | $0 | – | -356,789 | -100.0% | -0.49% | – | |
| NSPR | Exit | INSPIREMD INC | $0 | – | -1,768,050 | -100.0% | -0.49% | – |
| EHTH | Exit | EHEALTH INC | $0 | – | -800,000 | -100.0% | -0.51% | – |
| Exit | RESERVOIR MEDIA INC | $0 | – | -986,328 | -100.0% | -0.51% | – | |
| RDI | Exit | READING INTL INCcl a | $0 | – | -2,876,040 | -100.0% | -0.52% | – |
| DYN | Exit | DYNE THERAPEUTICS INC | $0 | – | -683,164 | -100.0% | -0.52% | – |
| DXPE | Exit | DXP ENTERPRISES INC | $0 | – | -179,987 | -100.0% | -0.54% | – |
| Exit | AURA BIOSCIENCES INC | $0 | – | -743,892 | -100.0% | -0.57% | – | |
| ILPT | Exit | INDUSTRIAL LOGISTICS PPTYS T | $0 | – | -2,357,284 | -100.0% | -0.58% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcall | $0 | – | -100,000 | -100.0% | -0.60% | – |
| Exit | AMYLYX PHARMACEUTICALS INC | $0 | – | -407,205 | -100.0% | -0.64% | – | |
| Exit | DARIOHEALTH CORP | $0 | – | -2,414,192 | -100.0% | -0.68% | – | |
| DHX | Exit | DHI GROUP INC | $0 | – | -2,698,201 | -100.0% | -0.70% | – |
| TALS | Exit | TALARIS THERAPEUTICS INC | $0 | – | -2,953,129 | -100.0% | -0.71% | – |
| MLHR | Exit | MILLERKNOLL INC | $0 | – | -340,228 | -100.0% | -0.71% | – |
| HLF | Exit | HERBALIFE LTDcall | $0 | – | -600,000 | -100.0% | -0.72% | – |
| NDLS | Exit | NOODLES & CO | $0 | – | -3,495,827 | -100.0% | -0.74% | – |
| AMRX | Exit | AMNEAL PHARMACEUTICALS INC | $0 | – | -2,212,757 | -100.0% | -0.80% | – |
| CDXS | Exit | CODEXIS INC | $0 | – | -5,069,443 | -100.0% | -0.82% | – |
| Exit | ABEONA THERAPEUTICS INC | $0 | – | -2,297,794 | -100.0% | -0.83% | – | |
| RMBL | Exit | RUMBLEON INC | $0 | – | -1,605,392 | -100.0% | -0.84% | – |
| PAYO | Exit | PAYONEER GLOBAL INC | $0 | – | -1,612,862 | -100.0% | -0.84% | – |
| HGV | Exit | HILTON GRAND VACATIONS INCcall | $0 | – | -250,000 | -100.0% | -0.87% | – |
| KROS | Exit | KEROS THERAPEUTICS INC | $0 | – | -328,781 | -100.0% | -0.90% | – |
| RH | Exit | RHcall | $0 | – | -40,000 | -100.0% | -0.90% | – |
| RMR | Exit | RMR GROUP INCcl a | $0 | – | -432,033 | -100.0% | -0.90% | – |
| KMPH | Exit | ZEVRA THERAPEUTICS INC | $0 | – | -2,308,216 | -100.0% | -0.95% | – |
| GDEN | Exit | GOLDEN ENTMT INC | $0 | – | -332,056 | -100.0% | -0.97% | – |
| Exit | SOLENO THERAPEUTICS INC | $0 | – | -392,404 | -100.0% | -0.99% | – | |
| NPCE | Exit | NEUROPACE INC | $0 | – | -1,219,915 | -100.0% | -1.01% | – |
| ASRT | Exit | ASSERTIO HOLDINGS INC | $0 | – | -4,670,000 | -100.0% | -1.02% | – |
| VMD | Exit | VIEMED HEALTHCARE INC | $0 | – | -2,032,170 | -100.0% | -1.17% | – |
| LYRA | Exit | LYRA THERAPEUTICS INC | $0 | – | -4,050,218 | -100.0% | -1.35% | – |
| PTON | Exit | PELOTON INTERACTIVE INC | $0 | – | -3,554,606 | -100.0% | -1.53% | – |
| BVS | Exit | BIOVENTUS INC | $0 | – | -6,018,532 | -100.0% | -1.70% | – |
| QURE | Exit | UNIQURE NV | $0 | – | -3,023,799 | -100.0% | -1.73% | – |
| HGV | Exit | HILTON GRAND VACATIONS INC | $0 | – | -504,242 | -100.0% | -1.75% | – |
| CRMT | Exit | AMERICAS CAR-MART INC | $0 | – | -230,953 | -100.0% | -1.80% | – |
| IMTX | Exit | IMMATICS N.V | $0 | – | -1,920,636 | -100.0% | -1.90% | – |
| KRE | Exit | SPDR SER TRput | $0 | – | -600,000 | -100.0% | -2.14% | – |
| RDVT | Exit | RED VIOLET INC | $0 | – | -1,261,896 | -100.0% | -2.16% | – |
| LXFR | Exit | LUXFER HLDGS PLC | $0 | – | -2,121,162 | -100.0% | -2.36% | – |
| ESTA | Exit | ESTABLISHMENT LABS HLDGS INCcall | $0 | – | -579,000 | -100.0% | -2.43% | – |
| IMAX | Exit | IMAX CORP | $0 | – | -2,606,884 | -100.0% | -4.30% | – |
| CASH | Exit | PATHWARD FINANCIAL INC | $0 | – | -1,234,526 | -100.0% | -4.86% | – |
| XBI | Exit | SPDR SER TRput | $0 | – | -950,000 | -100.0% | -5.93% | – |
| ESTA | Exit | ESTABLISHMENT LABS HLDGS INC | $0 | – | -1,887,617 | -100.0% | -7.91% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -1,100,000 | -100.0% | -16.61% | – |
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.