$2.84 Billion is the total value of Nantahala Capital Management's 136 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 36.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $478,268,000 | -0.6% | 2,150,000 | -2.3% | 16.83% | +11.0% |
| CDXS | Sell | CODEXIS INC | $100,505,000 | +15.2% | 3,214,097 | -14.3% | 3.54% | +28.7% |
| MLHR | Sell | MILLERKNOLL INC | $57,394,000 | +3.8% | 1,464,507 | -0.3% | 2.02% | +15.8% |
| CASH | Sell | META FINL GROUP INC | $53,443,000 | -11.5% | 895,792 | -22.2% | 1.88% | -1.3% |
| IMAX | Sell | IMAX CORP | $49,907,000 | -6.6% | 2,797,490 | -0.7% | 1.76% | +4.2% |
| CUE | Sell | CUE BIOPHARMA INC | $28,724,000 | -23.3% | 2,539,700 | -1.2% | 1.01% | -14.4% |
| SFT | Sell | SHIFT TECHNOLOGIES INCcl a | $14,039,000 | -54.8% | 4,116,943 | -8.0% | 0.49% | -49.5% |
| Sell | FALCON MINERALS CORP | $11,565,000 | -1.4% | 2,374,707 | -4.8% | 0.41% | +10.0% | |
| CRIS | Sell | CURIS INC | $11,384,000 | -41.0% | 2,391,691 | -2.9% | 0.40% | -34.0% |
| AKBA | Sell | AKEBIA THERAPEUTICS INC | $11,116,000 | -22.5% | 4,918,565 | -1.2% | 0.39% | -13.5% |
| Sell | ARYA SCIENCES ACQUISITN CORP | $9,698,000 | -1.8% | 999,811 | -0.0% | 0.34% | +9.6% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $9,483,000 | -56.5% | 42,630 | -57.2% | 0.33% | -51.4% |
| HERA | Sell | FTAC HERA ACQUISITION CORP | $9,098,000 | -6.6% | 931,191 | -6.9% | 0.32% | +4.2% |
| RILY | Sell | B. RILEY FINANCIAL INC | $8,297,000 | +49.9% | 93,377 | -0.4% | 0.29% | +67.8% |
| LINC | Sell | LINCOLN EDL SVCS CORP | $7,493,000 | -21.9% | 1,003,024 | -30.1% | 0.26% | -12.6% |
| VMD | Sell | VIEMED HEALTHCARE INC | $7,431,000 | -6.6% | 1,423,538 | -0.7% | 0.26% | +4.0% |
| SBTX | Sell | SILVERBACK THERAPEUTICS INC | $6,703,000 | -45.2% | 1,006,462 | -17.9% | 0.24% | -38.9% |
| NAUT | Sell | NAUTILUS BIOTECHNOLOGY INC | $5,335,000 | -16.8% | 1,029,872 | -1.4% | 0.19% | -6.9% |
| ZVO | Sell | ZOVIO INC | $3,786,000 | -47.2% | 2,980,767 | -0.7% | 0.13% | -41.2% |
| PWP | Sell | PERELLA WEINBERG PARTNERS | $3,577,000 | -43.8% | 278,140 | -42.1% | 0.13% | -37.3% |
| PAYO | Sell | PAYONEER GLOBAL INC | $2,930,000 | -47.7% | 398,684 | -39.1% | 0.10% | -41.8% |
| WVE | Sell | WAVE LIFE SCIENCES LTD | $2,848,000 | -41.5% | 907,094 | -8.8% | 0.10% | -35.1% |
| IMAC | Sell | IMAC HLDGS INC | $2,727,000 | -23.7% | 2,392,094 | -0.9% | 0.10% | -15.0% |
| IMV | Sell | IMV INC | $2,507,000 | -33.4% | 2,055,212 | -9.4% | 0.09% | -26.1% |
| MILE | Sell | METROMILE INC | $2,452,000 | -63.7% | 1,119,612 | -41.1% | 0.09% | -59.6% |
| IDWM | Sell | IDW MEDIA HLDGS INCcl b | $2,458,000 | -30.3% | 1,229,243 | -1.0% | 0.09% | -22.5% |
| XGN | Sell | EXAGEN INC | $2,174,000 | -24.5% | 186,936 | -11.7% | 0.08% | -16.5% |
| ACER | Sell | ACER THERAPEUTICS INC | $2,055,000 | -12.2% | 901,290 | -1.4% | 0.07% | -2.7% |
| LVTX | Sell | LAVA THERAPEUTICS NV | $1,984,000 | -9.2% | 360,808 | -2.3% | 0.07% | +1.4% |
| HTGM | Sell | HTG MOLECULAR DIAGNOSTICS IN | $1,816,000 | -8.4% | 335,015 | -3.5% | 0.06% | +3.2% |
| FVAM | Sell | 5 01 ACQUISITION CORP | $1,792,000 | -1.5% | 181,927 | -1.8% | 0.06% | +10.5% |
| Sell | IN8BIO INC | $1,638,000 | -36.2% | 373,169 | -0.5% | 0.06% | -28.4% | |
| Sell | UNICYCIVE THERAPEUTICS INC | $1,415,000 | -28.6% | 686,756 | -1.9% | 0.05% | -19.4% | |
| HOOK | Sell | HOOKIPA PHARMA INC | $1,103,000 | -62.2% | 473,566 | -4.4% | 0.04% | -57.6% |
| ELOX | Sell | ELOXX PHARMACEUTICALS INC | $632,000 | -67.9% | 894,659 | -26.0% | 0.02% | -64.5% |
| GLMD | Sell | GALMED PHARMACEUTICALS LTD | $542,000 | -48.1% | 297,947 | -20.5% | 0.02% | -42.4% |
| BRPMU | Sell | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $0 | -100.0% | 9 | -100.0% | 0.00% | -100.0% |
| RGS | Exit | REGIS CORP MINN | $0 | – | -15,268 | -100.0% | -0.00% | – |
| CYRN | Exit | CYREN LTD | $0 | – | -152,393 | -100.0% | -0.00% | – |
| Exit | TELIGENT INC NEW | $0 | – | -525,952 | -100.0% | -0.01% | – | |
| Exit | CARIBOU BIOSCIENCES INC | $0 | – | -56,418 | -100.0% | -0.04% | – | |
| RGS | Exit | REGIS CORP MINNput | $0 | – | -500,000 | -100.0% | -0.06% | – |
| TFFP | Exit | TFF PHARMACEUTICALS INC | $0 | – | -271,067 | -100.0% | -0.07% | – |
| Exit | GUARDFORCE AI CO LTD | $0 | – | -533,128 | -100.0% | -0.07% | – | |
| ACET | Exit | ADICET BIO INC | $0 | – | -310,540 | -100.0% | -0.08% | – |
| KIRK | Exit | KIRKLANDS INCput | $0 | – | -132,500 | -100.0% | -0.08% | – |
| Exit | TMC THE METALS COMPANY INC | $0 | – | -700,000 | -100.0% | -0.10% | – | |
| HCAQ | Exit | HEALTHCOR CATALIO ACQU CORP | $0 | – | -354,296 | -100.0% | -0.11% | – |
| ATHN | Exit | ATHENA TECHNOLOGY ACQUISI CO | $0 | – | -499,586 | -100.0% | -0.16% | – |
| DVD | Exit | DOVER MOTORSPORTS INC | $0 | – | -2,586,043 | -100.0% | -0.20% | – |
| EXAS | Exit | EXACT SCIENCES CORPput | $0 | – | -150,000 | -100.0% | -0.45% | – |
| VG | Exit | VONAGE HLDGS CORPcall | $0 | – | -1,250,000 | -100.0% | -0.64% | – |
| RHP | Exit | RYMAN HOSPITALITY PPTYS INCput | $0 | – | -300,000 | -100.0% | -0.79% | – |
| MRK | Exit | MERCK & CO INCcall | $0 | – | -600,000 | -100.0% | -1.42% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -2,962,298 | -100.0% | -1.50% | – |
| CAR | Exit | AVIS BUDGET GROUPput | $0 | – | -550,000 | -100.0% | -2.02% | – |
| QADA | Exit | QAD INCcl a | $0 | – | -926,756 | -100.0% | -2.55% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -600,000 | -100.0% | -2.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.