Nantahala Capital Management Q4 2021 holdings

$2.84 Billion is the total value of Nantahala Capital Management's 136 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 36.9% .

 Value Shares↓ Weighting
IWM SellISHARES TRput$478,268
-0.6%
2,150,000
-2.3%
16.83%
+11.0%
W  WAYFAIR INCcall$153,439
-25.7%
807,7000.0%5.40%
-17.0%
ESTA BuyESTABLISHMENT LABS HLDGS INC$143,510
-2.5%
2,123,236
+3.2%
5.05%
+8.8%
SGMS  SCIENTIFIC GAMES CORPcall$104,208
-19.5%
1,559,3000.0%3.67%
-10.2%
CDXS SellCODEXIS INC$100,505
+15.2%
3,214,097
-14.3%
3.54%
+28.7%
XBI BuySPDR SER TRput$72,774
+15.8%
650,000
+30.0%
2.56%
+29.2%
THC  TENET HEALTHCARE CORPcall$71,552
+23.0%
875,9000.0%2.52%
+37.2%
TA  TRAVELCENTERS OF AMERICA INC$65,690
+3.7%
1,272,5700.0%2.31%
+15.7%
SNDX BuySYNDAX PHARMACEUTICALS INC$62,399
+22.9%
2,850,559
+7.3%
2.20%
+37.2%
MLHR SellMILLERKNOLL INC$57,394
+3.8%
1,464,507
-0.3%
2.02%
+15.8%
TNL  TRAVEL PLUS LEISURE COcall$55,270
+1.4%
1,000,0000.0%1.94%
+13.2%
GDEN BuyGOLDEN ENTMT INC$54,134
+22.4%
1,071,315
+18.9%
1.90%
+36.7%
CASH SellMETA FINL GROUP INC$53,443
-11.5%
895,792
-22.2%
1.88%
-1.3%
TNL BuyTRAVEL PLUS LEISURE CO$52,023
+2.3%
941,252
+1.0%
1.83%
+14.2%
IMAX SellIMAX CORP$49,907
-6.6%
2,797,490
-0.7%
1.76%
+4.2%
QURE BuyUNIQURE NV$49,015
-13.0%
2,363,313
+34.3%
1.72%
-2.9%
CVNA  CARVANA COcall$47,216
-23.1%
203,7000.0%1.66%
-14.2%
KROS BuyKEROS THERAPEUTICS INC$46,615
+55.0%
796,698
+4.8%
1.64%
+73.0%
XBI NewSPDR SER TRcall$44,784400,000
+100.0%
1.58%
QURE  UNIQURE NVcall$43,676
-35.2%
2,105,9000.0%1.54%
-27.6%
IMAX BuyIMAX CORPcall$42,816
+25.3%
2,400,000
+33.3%
1.51%
+39.8%
LXFR BuyLUXFER HOLDINGS PLC$40,903
-1.4%
2,118,233
+0.3%
1.44%
+10.1%
RDVT BuyRED VIOLET INC$40,621
+57.4%
1,023,459
+2.3%
1.43%
+75.8%
IMTX BuyIMMATICS N.V$39,227
+14.0%
2,918,662
+10.2%
1.38%
+27.2%
RMR BuyRMR GROUP INCcl a$33,422
+59.4%
963,726
+53.8%
1.18%
+77.9%
PTON BuyPELOTON INTERACTIVE INCcall$32,184
+84.9%
900,000
+350.0%
1.13%
+106.2%
APEN BuyAPOLLO ENDOSURGERY INC$31,712
+39.2%
3,761,783
+49.6%
1.12%
+55.4%
DXPE BuyDXP ENTERPRISES INC$31,401
-9.7%
1,223,258
+4.0%
1.10%
+0.8%
CUE SellCUE BIOPHARMA INC$28,724
-23.3%
2,539,700
-1.2%
1.01%
-14.4%
ALTG BuyALTA EQUIPMENT GROUP INC$28,497
+7.0%
1,946,541
+0.3%
1.00%
+19.5%
IMXI BuyINTERNATIONAL MNY EXPRESS IN$25,719
+0.4%
1,611,488
+5.1%
0.90%
+12.1%
SMLR BuySEMLER SCIENTIFIC INC$25,578
+40.7%
279,085
+91.9%
0.90%
+57.1%
PAYA BuyPAYA HOLDINGS INC$24,092
+49.6%
3,799,961
+156.6%
0.85%
+67.3%
DHX BuyDHI GROUP INC$23,251
+44.7%
3,726,184
+10.4%
0.82%
+61.7%
FBIO BuyFORTRESS BIOTECH INC$22,715
-13.3%
9,086,005
+11.6%
0.80%
-3.3%
AUTL BuyAUTOLUS THERAPEUTICS PLCspon ads$21,162
+10.0%
4,077,509
+38.8%
0.74%
+22.9%
BuyDARIOHEALTH CORP$18,310
+26.1%
1,411,681
+32.7%
0.64%
+40.6%
TSHA BuyTAYSHA GENE THERAPIES INC$16,964
-27.1%
1,456,147
+16.6%
0.60%
-18.6%
SC NewSANTANDER CONSUMER USA HLDGS$16,605395,176
+100.0%
0.58%
VRM NewVROOM INCcall$16,1851,500,000
+100.0%
0.57%
BBQ  BBQ HLDGS INC$15,840
+5.0%
1,000,0000.0%0.56%
+17.0%
SWAV NewSHOCKWAVE MED INCput$14,26680,000
+100.0%
0.50%
RDI BuyREADING INTL INCcl a$14,042
-20.0%
3,475,832
+0.2%
0.49%
-10.7%
SFT SellSHIFT TECHNOLOGIES INCcl a$14,039
-54.8%
4,116,943
-8.0%
0.49%
-49.5%
NewZOGENIX INCnote 2.750%10/0$13,86414,000,000
+100.0%
0.49%
AGLE BuyAEGLEA BIOTHERAPEUTICS INC$13,364
+10.8%
2,813,560
+85.5%
0.47%
+23.7%
BuyAVALO THERAPEUTICS INC$12,148
-19.8%
7,145,874
+2.8%
0.43%
-10.7%
NewHELIOGEN INC$12,021775,001
+100.0%
0.42%
SellFALCON MINERALS CORP$11,565
-1.4%
2,374,707
-4.8%
0.41%
+10.0%
CRIS SellCURIS INC$11,384
-41.0%
2,391,691
-2.9%
0.40%
-34.0%
HLF  HERBALIFE NUTRITION LTDcall$11,379
-3.4%
278,0000.0%0.40%
+7.8%
AKBA SellAKEBIA THERAPEUTICS INC$11,116
-22.5%
4,918,565
-1.2%
0.39%
-13.5%
 AKUMIN INC$11,061
-29.4%
6,320,7400.0%0.39%
-21.3%
BuyAPTOSE BIOSCIENCES INC$10,266
-36.0%
7,604,693
+3.4%
0.36%
-28.5%
FTVIU  FINTECH ACQUISITION CORP VIunit 06/24/2026$10,005
+0.1%
1,000,0000.0%0.35%
+11.7%
FTCV  FINTECH ACQUISITION CORP V$9,835
-2.1%
991,4320.0%0.35%
+9.5%
IIII  INSU ACQUISITION CORP III$9,800
-0.2%
999,9960.0%0.34%
+11.7%
SellARYA SCIENCES ACQUISITN CORP$9,698
-1.8%
999,811
-0.0%
0.34%
+9.6%
IWM SellISHARES TRrussell 2000 etf$9,483
-56.5%
42,630
-57.2%
0.33%
-51.4%
TDOC  TELADOC HEALTH INCput$9,182
-27.6%
100,0000.0%0.32%
-19.2%
HCA  HCA HEALTHCARE INC$9,146
+5.8%
35,6000.0%0.32%
+18.4%
HERA SellFTAC HERA ACQUISITION CORP$9,098
-6.6%
931,191
-6.9%
0.32%
+4.2%
 PAR TECHNOLOGY CORPnote 2.875% 4/1$8,820
-10.3%
6,000,0000.0%0.31%0.0%
RILY SellB. RILEY FINANCIAL INC$8,297
+49.9%
93,377
-0.4%
0.29%
+67.8%
ZGNX  ZOGENIX INC$7,829
+7.0%
481,7820.0%0.28%
+19.0%
LINC SellLINCOLN EDL SVCS CORP$7,493
-21.9%
1,003,024
-30.1%
0.26%
-12.6%
VMD SellVIEMED HEALTHCARE INC$7,431
-6.6%
1,423,538
-0.7%
0.26%
+4.0%
SRL BuySCULLY ROYALTY LTD$7,151
-16.3%
807,089
+7.3%
0.25%
-6.3%
ACAD  ACADIA PHARMACEUTICALS INCcall$7,002
+40.5%
300,0000.0%0.25%
+56.7%
CBAY NewCYMABAY THERAPEUTICS INC$6,7602,000,142
+100.0%
0.24%
SBTX SellSILVERBACK THERAPEUTICS INC$6,703
-45.2%
1,006,462
-17.9%
0.24%
-38.9%
SSKN  STRATA SKIN SCIENCES INC$6,704
-20.4%
4,575,8120.0%0.24%
-10.9%
CDTX NewCIDARA THERAPEUTICS INC$6,6935,270,458
+100.0%
0.24%
SGMS BuySCIENTIFIC GAMES CORP$6,251
+261.3%
93,533
+349.1%
0.22%
+300.0%
MAX NewMEDIAALPHA INCcl a$5,719370,404
+100.0%
0.20%
PRTY  PARTY CITY HOLDCO INCcall$5,570
-21.5%
1,000,0000.0%0.20%
-12.5%
SPCE  VIRGIN GALACTIC HOLDINGS INCcall$5,352
-47.1%
400,0000.0%0.19%
-41.1%
NAUT SellNAUTILUS BIOTECHNOLOGY INC$5,335
-16.8%
1,029,872
-1.4%
0.19%
-6.9%
NewHYPERFINE INC$5,210718,637
+100.0%
0.18%
IMTXW BuyIMMATICS N.V*w exp 07/01/202$4,704
+391.0%
1,071,466
+373.1%
0.16%
+450.0%
SNDX NewSYNDAX PHARMACEUTICALS INCcall$4,378200,000
+100.0%
0.15%
SLNO  SOLENO THERAPEUTICS INC$4,004
-55.6%
9,765,1290.0%0.14%
-50.5%
ARYD  ARYA SCIENCES ACQU CORP IVcl a$3,959
-1.3%
399,2480.0%0.14%
+10.3%
ZGNX NewZOGENIX INCcall$3,842236,400
+100.0%
0.14%
BGFV NewBIG 5 SPORTING GOODS CORPput$3,802200,000
+100.0%
0.13%
ZVO SellZOVIO INC$3,786
-47.2%
2,980,767
-0.7%
0.13%
-41.2%
PTON NewPELOTON INTERACTIVE INC$3,660102,342
+100.0%
0.13%
ANGN BuyANGION BIOMEDICA CORP$3,674
+217.3%
1,267,029
+969.0%
0.13%
+258.3%
HARP BuyHARPOON THERAPEUTICS INC$3,590
+8.6%
475,467
+13.6%
0.13%
+21.2%
PWP SellPERELLA WEINBERG PARTNERS$3,577
-43.8%
278,140
-42.1%
0.13%
-37.3%
BRPM NewB RILEY PRINCIPAL 150 MERGER$3,538349,649
+100.0%
0.12%
KURA NewKURA ONCOLOGY INCcall$3,500250,000
+100.0%
0.12%
NPCE BuyNEUROPACE INC$3,084
+37.4%
305,906
+116.0%
0.11%
+53.5%
PAYO SellPAYONEER GLOBAL INC$2,930
-47.7%
398,684
-39.1%
0.10%
-41.8%
WVE SellWAVE LIFE SCIENCES LTD$2,848
-41.5%
907,094
-8.8%
0.10%
-35.1%
IMAC SellIMAC HLDGS INC$2,727
-23.7%
2,392,094
-0.9%
0.10%
-15.0%
CBIO BuyCATALYST BIOSCIENCES INC$2,524
-74.7%
2,761,660
+13.5%
0.09%
-71.7%
IMV SellIMV INC$2,507
-33.4%
2,055,212
-9.4%
0.09%
-26.1%
MILE SellMETROMILE INC$2,452
-63.7%
1,119,612
-41.1%
0.09%
-59.6%
IDWM SellIDW MEDIA HLDGS INCcl b$2,458
-30.3%
1,229,243
-1.0%
0.09%
-22.5%
KROS NewKEROS THERAPEUTICS INCcall$2,32339,700
+100.0%
0.08%
NewLUCID DIAGNOSTICS INC$2,336435,055
+100.0%
0.08%
AKBA NewAKEBIA THERAPEUTICS INCcall$2,2601,000,000
+100.0%
0.08%
MACK  MERRIMACK PHARMACEUTICALS IN$2,229
-19.0%
569,9710.0%0.08%
-10.3%
XGN SellEXAGEN INC$2,174
-24.5%
186,936
-11.7%
0.08%
-16.5%
ACER SellACER THERAPEUTICS INC$2,055
-12.2%
901,290
-1.4%
0.07%
-2.7%
LVTX SellLAVA THERAPEUTICS NV$1,984
-9.2%
360,808
-2.3%
0.07%
+1.4%
 FARADAY FUTRE INTLGT ELCTR I$1,862
-43.6%
350,0000.0%0.07%
-36.5%
HTGM SellHTG MOLECULAR DIAGNOSTICS IN$1,816
-8.4%
335,015
-3.5%
0.06%
+3.2%
FVAM Sell5 01 ACQUISITION CORP$1,792
-1.5%
181,927
-1.8%
0.06%
+10.5%
NewAURA BIOSCIENCES INC$1,68399,146
+100.0%
0.06%
SellIN8BIO INC$1,638
-36.2%
373,169
-0.5%
0.06%
-28.4%
SellUNICYCIVE THERAPEUTICS INC$1,415
-28.6%
686,756
-1.9%
0.05%
-19.4%
PWPPW  PERELLA WEINBERG PARTNERS*w exp 12/31/202$1,412
+11.7%
400,0000.0%0.05%
+25.0%
NewCOGNITION THERAPEUTICS INC$1,325209,588
+100.0%
0.05%
ATXI BuyAVENUE THERAPEUTICS INC$1,319
+2831.1%
1,453,166
+4710.1%
0.05%
+4500.0%
CABA NewCABALETTA BIO INC$1,294341,538
+100.0%
0.05%
HOOK SellHOOKIPA PHARMA INC$1,103
-62.2%
473,566
-4.4%
0.04%
-57.6%
 TANGO THERAPEUTICS INC$1,094
-15.4%
100,0000.0%0.04%
-7.3%
TACT  TRANSACT TECHNOLOGIES INC$835
-21.6%
76,5830.0%0.03%
-14.7%
ELOX SellELOXX PHARMACEUTICALS INC$632
-67.9%
894,659
-26.0%
0.02%
-64.5%
GLMD SellGALMED PHARMACEUTICALS LTD$542
-48.1%
297,947
-20.5%
0.02%
-42.4%
FTCVW  FINTECH ACQUISITION CORP V*w exp 12/31/202$490
-29.7%
333,3310.0%0.02%
-22.7%
NewBAKKT HOLDINGS INC$44752,499
+100.0%
0.02%
 GUARDFORCE AI CO LTD*w exp 09/01/202$333
-30.6%
600,0000.0%0.01%
-20.0%
KTRA  KINTARA THERAPEUTICS INC$338
-41.9%
663,2790.0%0.01%
-33.3%
OCGN NewOCUGEN INC$28963,606
+100.0%
0.01%
HERAW  FTAC HERA ACQUISITION CORP*w exp 02/28/202$237
-7.8%
249,9970.0%0.01%0.0%
IIIIW  INSU ACQUISITION CORP III*w exp 12/31/202$185
-36.6%
333,3320.0%0.01%
-22.2%
BRPMW NewB RILEY PRINCIPAL 150 MERGER*w exp 03/01/202$181124,997
+100.0%
0.01%
ROCRW  ROTH CH ACQUISITION III CO*w exp 02/26/202$109
-14.8%
99,7490.0%0.00%0.0%
 FALCON MINERALS CORP*w exp 07/21/202$122
-3.9%
878,0220.0%0.00%0.0%
MILEW  METROMILE INC*w exp 02/09/202$78
-83.6%
558,2960.0%0.00%
-80.0%
BRPMU SellB RILEY PRINCIPAL 150 MERGERunit 99/99/9999$0
-100.0%
9
-100.0%
0.00%
-100.0%
IIIIU NewINSU ACQUISITION CORP IIIunit 12/31/2026$04
+100.0%
0.00%
HERAU NewFTAC HERA ACQUISITION CORPunit 02/28/2026$09
+100.0%
0.00%
RGS ExitREGIS CORP MINN$0-15,268
-100.0%
-0.00%
CYRN ExitCYREN LTD$0-152,393
-100.0%
-0.00%
ExitTELIGENT INC NEW$0-525,952
-100.0%
-0.01%
ExitCARIBOU BIOSCIENCES INC$0-56,418
-100.0%
-0.04%
RGS ExitREGIS CORP MINNput$0-500,000
-100.0%
-0.06%
TFFP ExitTFF PHARMACEUTICALS INC$0-271,067
-100.0%
-0.07%
ExitGUARDFORCE AI CO LTD$0-533,128
-100.0%
-0.07%
ACET ExitADICET BIO INC$0-310,540
-100.0%
-0.08%
KIRK ExitKIRKLANDS INCput$0-132,500
-100.0%
-0.08%
ExitTMC THE METALS COMPANY INC$0-700,000
-100.0%
-0.10%
HCAQ ExitHEALTHCOR CATALIO ACQU CORP$0-354,296
-100.0%
-0.11%
ATHN ExitATHENA TECHNOLOGY ACQUISI CO$0-499,586
-100.0%
-0.16%
DVD ExitDOVER MOTORSPORTS INC$0-2,586,043
-100.0%
-0.20%
EXAS ExitEXACT SCIENCES CORPput$0-150,000
-100.0%
-0.45%
VG ExitVONAGE HLDGS CORPcall$0-1,250,000
-100.0%
-0.64%
RHP ExitRYMAN HOSPITALITY PPTYS INCput$0-300,000
-100.0%
-0.79%
MRK ExitMERCK & CO INCcall$0-600,000
-100.0%
-1.42%
VG ExitVONAGE HLDGS CORP$0-2,962,298
-100.0%
-1.50%
CAR ExitAVIS BUDGET GROUPput$0-550,000
-100.0%
-2.02%
QADA ExitQAD INCcl a$0-926,756
-100.0%
-2.55%
TLT ExitISHARES TRput$0-600,000
-100.0%
-2.73%
Signed by
  • Taki Vasilakis — Chief Compliance Officer

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