Nantahala Capital Management Q2 2021 13F Holdings

Nantahala Capital Management Q2 2021 holdings
TickerName Value Shares↓ Weighting
IWM ISHARES TR IWMputrussell 2000 etfReduce  $458,740
-13.5%
2,000,000
-16.7%
13.03%
-15.9%
W WAYFAIR INC Wcallcl a  $411,686
0.3%
1,304,0000.0%11.70%
-2.5%
TLT ISHARES TR TLTput20 yr tr bd etfAdd  $173,220
113.1%
1,200,000
100.0%
4.92%
107.2%
ESTA ESTABLISHMENT LABS HLD...Reduce  $168,327
30.7%
1,927,264
-6.4%
4.78%
27.1%
SGMS SCIENTIFIC G... SGMScallReduce  $120,752
52.2%
1,559,300
-24.3%
3.43%
48.0%
IWO ISHARES TR IWOputrus 2000 grw etfNew  $93,507300,0002.66%
CDXS CODEXIS INCReduce  $87,496
-8.8%
3,861,232
-7.9%
2.49%
-11.4%
QADA QAD INCcl aReduce  $80,646
26.2%
926,756
-3.4%
2.29%
22.6%
QURE UNIQURE NV QUREcallAdd  $64,862
28.4%
2,105,900
40.4%
1.84%
24.8%
MLHR MILLER HERMAN INCNew  $64,4061,366,2661.83%
CVNA CARVANA CO CVNAcallcl a  $61,481
15.0%
203,7000.0%1.75%
11.8%
VG VONAGE HLDGS CORPReduce  $61,489
12.2%
4,267,140
-8.0%
1.75%
9.1%
THC TENET HEALTH... THCcall  $58,676
28.8%
875,9000.0%1.67%
25.2%
CASH META FINL GROUP INCAdd  $54,373
21.5%
1,073,936
8.7%
1.54%
18.1%
QURE UNIQURE NVAdd  $54,293
-3.7%
1,762,766
5.4%
1.54%
-6.3%
XBI SPDR SER TR XBIputs&p biotechNew  $54,160400,0001.54%
TNL TRAVEL PLUS LEISURE COReduce  $49,349
-3.6%
830,092
-0.8%
1.40%
-6.3%
IMAX IMAX CORPAdd  $47,117
61.4%
2,191,490
50.9%
1.34%
57.0%
LXFR LUXFER HOLDINGS PLCReduce  $46,570
-0.5%
2,093,024
-4.9%
1.32%
-3.4%
SNDX SYNDAX PHARMACEUTICALS...Add  $44,528
-0.5%
2,593,337
29.5%
1.26%
-3.4%
SFT SHIFT TECHNOLOGIES INCcl aReduce  $42,917
3.6%
5,001,932
-0.1%
1.22%
0.7%
DXPE DXP ENTERPRISES INCAdd  $42,597
11.7%
1,279,183
1.2%
1.21%
8.6%
TDOC TELADOC HEAL... TDOCputAdd  $39,910
119.6%
240,000
140.0%
1.13%
113.6%
SBTX SILVERBACK THERAPEUTIC...Add  $39,115
-8.4%
1,266,266
27.6%
1.11%
-11.0%
TA TRAVELCENTERS OF AMERI...Reduce  $37,746
7.8%
1,290,898
-0.0%
1.07%
4.7%
GDEN GOLDEN ENTMT INCReduce  $32,526
41.8%
726,027
-20.1%
0.92%
37.7%
CUE CUE BIOPHARMA INCReduce  $31,195
-5.4%
2,677,666
-1.0%
0.89%
-8.1%
IMTX IMMATICS N.VAdd  $29,543
7.9%
2,544,622
4.2%
0.84%
4.9%
ALTG ALTA EQUIPMENT GROUP INCAdd  $27,302
3.7%
2,054,289
1.4%
0.78%
0.8%
FBIO FORTRESS BIOTECH INCReduce  $26,879
-11.5%
7,529,169
-12.5%
0.76%
-14.0%
IMXI INTERNATIONAL MNY EXPR...Add  $25,575
12.9%
1,722,240
14.2%
0.73%
9.8%
RMR RMR GROUP INCcl aAdd  $25,540
-3.6%
660,984
1.8%
0.73%
-6.2%
KROS KEROS THERAPEUTICS INCAdd  $25,434
-10.2%
598,880
30.1%
0.72%
-12.7%
APTOSE BIOSCIENCES INCReduce  $25,038
-45.9%
7,541,497
-2.6%
0.71%
-47.4%
MILE METROMILE INCAdd  $25,006
-0.1%
2,732,851
12.3%
0.71%
-3.0%
PTON PELOTON INTE... PTONcallNew  $24,804200,0000.70%
MLHR MILLER HERMA... MLHRcallNew  $23,570500,0000.67%
RDVT RED VIOLET INCNew  $23,5201,000,0000.67%
DARIOHEALTH CORPAdd  $22,717
57.2%
1,063,515
41.8%
0.64%
52.8%
CERC CERECOR INCReduce  $20,685
-10.5%
6,325,677
-17.3%
0.59%
-12.9%
BKE BUCKLE INC BKEcallNew  $19,900400,0000.56%
AKBA AKEBIA THERAPEUTICS INCAdd  $19,595
12.4%
5,170,063
0.4%
0.56%
9.2%
AKUMIN INCAdd  $19,595
-8.3%
6,220,740
7.7%
0.56%
-10.7%
PWP PERELLA WEINBERG PARTNERSNew  $19,4311,510,9960.55%
BBQ BBQ HLDGS INCNew  $18,9801,000,0000.54%
PAYO PAYONEER GLOBAL INCNew  $18,7581,808,8890.53%
APEN APOLLO ENDOSURGERY INCAdd  $18,772
49.4%
2,317,491
1.6%
0.53%
45.2%
SGMS SCIENTIFIC GAMES CORPReduce  $18,402
-64.5%
237,628
-82.3%
0.52%
-65.5%
SPCE VIRGIN GALAC... SPCEcall  $18,400
50.2%
400,0000.0%0.52%
46.1%
VG VONAGE HLDGS... VGcall  $18,012
21.9%
1,250,0000.0%0.51%
18.5%
CRIS CURIS INCAdd  $16,814
-10.7%
2,083,536
25.3%
0.48%
-13.1%
PAYA PAYA HOLDINGS INCAdd  $16,465
7.8%
1,494,116
7.2%
0.47%
4.7%
RDI READING INTL INCcl aAdd  $16,148
37.3%
2,316,739
9.3%
0.46%
33.4%
HLF HERBALIFE NU... HLFcallNew  $14,659278,0000.42%
FALCON MINERALS CORPReduce  $13,344
10.5%
2,626,748
-2.3%
0.38%
7.4%
FTCVU FINTECH ACQUISITION CO...unit 99/99/9999  $13,080
9.5%
1,000,0000.0%0.37%
6.6%
IMAX IMAX CORP IMAXcallNew  $12,900600,0000.37%
DHX DHI GROUP INCReduce  $12,773
-20.7%
3,778,900
-21.4%
0.36%
-22.9%
EXAS EXACT SCIENC... EXASputReduce  $12,431
-52.8%
100,000
-50.0%
0.35%
-54.2%
VMD VIEMED HEALTHCARE INCReduce  $12,159
-37.8%
1,700,596
-11.9%
0.34%
-39.6%
NAUT NAUTILUS BIOTECHNOLOGY...New  $12,0271,190,8100.34%
WVE WAVE LIFE SCIENCES LTDReduce  $11,950
-26.1%
1,794,232
-37.8%
0.34%
-28.1%
AUTL AUTOLUS THERAPEUTICS PLCspon adsNew  $11,9091,793,5000.34%
AGLE AEGLEA BIOTHERAPEUTICS...Reduce  $11,672
-13.9%
1,677,036
-2.0%
0.33%
-16.2%
LINC LINCOLN EDL SVCS CORPReduce  $11,345
18.4%
1,458,208
-2.4%
0.32%
15.0%
SLNO SOLENO THERAPEUTICS INCAdd  $11,132
13.0%
9,765,129
24.9%
0.32%
9.7%
CBIO CATALYST BIOSCIENCES INCReduce  $10,961
-15.1%
2,531,360
-1.2%
0.31%
-17.5%
PAR TECHNOLOGY CORPnote 2.875% 4/1  $10,884
45.0%
6,000,0000.0%0.31%
41.1%
HOME AT HOME GROUP INCNew  $10,499285,0000.30%
FTAAU FTAC ATHENA ACQUISITIO...unit 99/99/9999  $10,200
2.0%
1,000,0000.0%0.29%
-0.7%
FTVIU FINTECH ACQUISITION CO...unit 06/24/2026New  $10,0901,000,0000.29%
IIIIU INSU ACQUISITION CORP IIIunit 12/31/2026  $10,050
-0.5%
1,000,0000.0%0.29%
-3.1%
FTPAU FTAC PARNASSUS ACQUISI...unit 03/10/2026  $10,050
1.2%
1,000,0000.0%0.29%
-1.4%
HERAU FTAC HERA ACQUISITION ...unit 02/28/2026  $10,045
0.6%
1,000,0000.0%0.28%
-2.4%
SRNG SOARING EAGLE ACQUISIT...New  $9,754979,3580.28%
SRL SCULLY ROYALTY LTDAdd  $9,481
46.2%
779,349
4.8%
0.27%
41.6%
PRTY PARTY CITY H... PRTYcallNew  $9,3301,000,0000.26%
TSHA TAYSHA GENE THERAPIES INCAdd  $9,160
1121.3%
432,072
1069.2%
0.26%
1081.8%
ZVO ZOVIO INCAdd  $8,136
-35.2%
3,141,286
1.6%
0.23%
-37.1%
CAR AVIS BUDGET GROUPReduce  $8,030
-82.2%
103,100
-83.5%
0.23%
-82.8%
HCA HCA HEALTHCARE INC  $7,360
9.8%
35,6000.0%0.21%
6.6%
ACAD ACADIA PHARM... ACADcall  $7,317
-5.5%
300,0000.0%0.21%
-8.0%
SSKN STRATA SKIN SCIENCES INC  $7,151
-6.6%
4,583,9080.0%0.20%
-9.4%
RILY B. RILEY FINANCIAL INCReduce  $7,162
25.1%
94,858
-6.6%
0.20%
21.6%
ZGNX ZOGENIX INCReduce  $6,682
-27.6%
386,696
-18.3%
0.19%
-29.6%
HARP HARPOON THERAPEUTICS INCReduce  $6,148
-35.1%
443,247
-2.1%
0.18%
-36.8%
DVD DOVER MOTORSPORTS INC  $5,843
9.2%
2,597,0860.0%0.17%
6.4%
XGN EXAGEN INCReduce  $5,515
-15.8%
367,936
-1.7%
0.16%
-17.8%
RGS REGIS CORP MINN RGSputAdd  $5,148
2.5%
550,000
37.5%
0.15%
-0.7%
IKNA IKENA ONCOLOGY INCAdd  $4,909
-46.5%
349,660
7.6%
0.14%
-48.1%
IMAC IMAC HLDGS INCReduce  $4,898
18.7%
2,473,637
-1.1%
0.14%
14.9%
HOOK HOOKIPA PHARMA INCReduce  $4,691
-61.2%
512,108
-43.1%
0.13%
-62.4%
ELOX ELOXX PHARMACEUTICALS INCNew  $4,5102,266,2870.13%
ARYD ARYA SCIENCES ACQU COR...cl a  $4,288
2.4%
400,0000.0%0.12%0.0%
LVTX LAVA THERAPEUTICS NV  $4,148
-28.4%
381,2270.0%0.12%
-30.2%
ROCRU ROTH CH ACQUISITION II...unit 02/26/2026Reduce  $4,110
2.8%
399,006
-0.2%
0.12%0.0%
BRPMU B RILEY PRINCIPAL 150 ...unit 99/99/9999  $3,799
1.3%
375,0000.0%0.11%
-1.8%
MACK MERRIMACK PHARMACEUTIC...Reduce  $3,655
-4.4%
571,946
-6.1%
0.10%
-7.1%
TFFP TFF PHARMACEUTICALS INCReduce  $3,535
-31.9%
367,817
-3.9%
0.10%
-34.2%
NPCE NEUROPACE INCNew  $3,507147,4040.10%
HCAQ HEALTHCOR CATALIO ACQU...Add  $3,490
20.1%
354,296
21.9%
0.10%
16.5%
ACET ADICET BIO INCReduce  $3,195
-38.3%
310,540
-21.6%
0.09%
-39.7%
KIRK KIRKLANDS INC KIRKputNew  $3,032132,5000.09%
GLMD GALMED PHARMACEUTICALS...Reduce  $2,872
-31.0%
944,631
-22.2%
0.08%
-32.8%
ACER ACER THERAPEUTICS INC  $2,673
-8.0%
934,7550.0%0.08%
-10.6%
HTGM HTG MOLECULAR DIAGNOST...  $2,113
6.2%
363,6220.0%0.06%
3.4%
FVAM 5 01 ACQUISITION CORP  $1,861
-0.1%
186,6500.0%0.05%
-1.9%
ANGN ANGION BIOMEDICA CORP  $1,628
-27.9%
125,0000.0%0.05%
-30.3%
TELIGENT INC NEWReduce  $1,294
-49.9%
2,418,987
-41.8%
0.04%
-51.3%
MILEW METROMILE INC*w exp 02/09/202Add  $1,234
-63.8%
558,296
6.3%
0.04%
-65.0%
KTRA KINTARA THERAPEUTICS INCReduce  $1,188
-24.4%
523,279
-42.0%
0.03%
-26.1%
SOACWS SUSTAINABLE OPPORTNTS ...*w exp 99/99/999New  $1,156802,7580.03%
PWPPW PERELLA WEINBERG PARTNERS*w exp 12/31/202New  $1,112400,0000.03%
BOLT BOLT BIOTHERAPEUTICS INC  $773
-53.0%
50,0000.0%0.02%
-54.2%
PAYOW PAYONEER GLOBAL INC*w exp 06/25/202New  $790333,3270.02%
IMTXW IMMATICS N.V*w exp 07/01/202  $779
-51.7%
226,4710.0%0.02%
-53.2%
CYRN CYREN LTD  $485
-0.4%
598,5400.0%0.01%0.0%
MDIA MEDIACO HLDG INCcl a  $373
7.8%
103,6800.0%0.01%
10.0%
SIGA SIGA TECHNOLOGIES INCReduce  $312
-54.2%
49,605
-52.6%
0.01%
-55.0%
FALCON MINERALS CORP*w exp 07/21/202  $167
-76.6%
878,0220.0%0.01%
-76.2%
ATXI AVENUE THERAPEUTICS INC  $76
-58.5%
30,2110.0%0.00%
-60.0%
THC TENET HEALTHCARE CORPSold out  $0-16,408-0.02%
AAN THE AARONS COMPANY INCSold out  $0-35,026-0.03%
SIC SELECT INTERIOR CONCEP...cl aSold out  $0-156,573-0.03%
CDXS CODEXIS INC CDXScallSold out  $0-53,700-0.04%
ALTGWS ALTA EQUIPMENT GROUP INC*w exp 02/14/202Sold out  $0-179,300-0.05%
CELC CELCUITY INCSold out  $0-133,367-0.06%
BCTG BCTG ACQUISITION CORPSold out  $0-175,915-0.06%
FTOCW FTAC OLYMPUS ACQUISITI...*w exp 08/28/202Sold out  $0-333,327-0.06%
TBBK BANCORP INC DELSold out  $0-139,629-0.08%
AFI ARMSTRONG FLOORING INCSold out  $0-609,349-0.09%
SFT SHIFT TECHNO... SFTcallcl aSold out  $0-400,000-0.10%
ARYA ARYA SCIENCES ACQUISIT...Sold out  $0-706,770-0.28%
FTIVU FINTECH ACQUISITION CO...unit 12/31/2025Sold out  $0-1,200,000-0.40%
FTOC FTAC OLYMPUS ACQUISITI...Sold out  $0-1,508,889-0.47%
EHTH EHEALTH INCSold out  $0-280,562-0.60%
ARKG ARK ETF TR ARKGcallgenomic rev etfSold out  $0-500,000-1.30%
IWM ISHARES TRrussell 2000 etfSold out  $0-273,745-1.77%
IWM ISHARES TR IWMcallrussell 2000 etfSold out  $0-400,000-2.58%
QQQ INVESCO QQQ TR QQQputunit ser 1Sold out  $0-600,000-5.60%
  • Nantahala Capital Management Q2 2021 Portfolio
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  • Quarter
    Q2 2021
  • Total value
    $3.52 Billion
  • Holdings
    121
  • Turnover
    37.1%
  • EDGAR