$3.21 Billion is the total value of Nantahala Capital Management's 115 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 29.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $872,614,000 | +40.8% | 5,700,000 | +23.1% | 27.22% | +42.7% |
| XBI | Buy | SPDR SERIES TRUSTput | $158,445,000 | +120.8% | 1,750,000 | +75.0% | 4.94% | +123.8% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcall | $113,645,000 | -8.8% | 5,565,400 | -20.1% | 3.54% | -7.5% |
| EXAS | Buy | EXACT SCIENCES CORPput | $112,277,000 | +60.3% | 1,296,200 | +16.8% | 3.50% | +62.5% |
| CDXS | Sell | CODEXIS INC | $110,112,000 | +0.7% | 5,363,484 | -18.1% | 3.43% | +2.1% |
| QURE | Sell | UNIQURE NV | $90,590,000 | +26.8% | 1,518,690 | -38.7% | 2.83% | +28.6% |
| CVNA | CARVANA COcall | $84,187,000 | +77.5% | 1,450,000 | 0.0% | 2.63% | +80.0% | |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES Ncall | $84,200,000 | -35.1% | 5,670,000 | -36.8% | 2.63% | -34.2% |
| WRLD | Sell | WORLD ACCEP CORP DEL | $75,882,000 | +0.0% | 647,845 | -12.7% | 2.37% | +1.4% |
| QURE | Buy | UNIQURE NVcall | $71,580,000 | +125.8% | 1,200,000 | +9.1% | 2.23% | +129.0% |
| THC | Sell | TENET HEALTHCARE CORPcall | $69,216,000 | +35.7% | 2,400,000 | -19.3% | 2.16% | +37.6% |
| LXFR | Sell | LUXFER HOLDINGS PLC | $64,992,000 | +39.9% | 2,601,749 | -1.3% | 2.03% | +41.7% |
| AABA | Sell | ALTABA INC | $63,778,000 | +27.6% | 860,464 | -0.3% | 1.99% | +29.3% |
| THC | Sell | TENET HEALTHCARE CORP | $61,173,000 | +44.3% | 2,121,112 | -14.2% | 1.91% | +46.3% |
| ARQL | Sell | ARQULE INC | $57,506,000 | +71.5% | 12,005,361 | -0.8% | 1.79% | +74.0% |
| VAC | Sell | MARRIOTT VACTINS WORLDWID CO | $57,288,000 | +2.3% | 612,705 | -22.8% | 1.79% | +3.7% |
| DXPE | Buy | DXP ENTERPRISES INC NEW | $49,202,000 | +54.0% | 1,264,195 | +10.1% | 1.54% | +56.2% |
| QADA | Buy | QAD INCcl a | $45,722,000 | +15.3% | 1,061,578 | +5.2% | 1.43% | +16.8% |
| RH | Buy | RH | $44,210,000 | +199.6% | 429,434 | +248.7% | 1.38% | +203.7% |
| AKBA | Sell | AKEBIA THERAPEUTICS INC | $40,467,000 | +44.5% | 4,941,061 | -2.4% | 1.26% | +46.4% |
| HCA | Sell | HCA HEALTHCARE INCput | $39,114,000 | -55.1% | 300,000 | -57.1% | 1.22% | -54.5% |
| CVNA | Sell | CARVANA COcl a | $36,793,000 | +27.9% | 633,714 | -28.0% | 1.15% | +29.7% |
| IMXI | Buy | INTERNATIONAL MNY EXPRESS IN | $36,177,000 | +39.2% | 3,102,698 | +42.7% | 1.13% | +41.0% |
| CASH | Buy | META FINL GROUP INC | $35,419,000 | +2.4% | 1,799,727 | +0.9% | 1.10% | +3.9% |
| GDEN | Sell | GOLDEN ENTMT INC | $34,688,000 | -14.3% | 2,449,713 | -3.1% | 1.08% | -13.2% |
| RH | Sell | RHcall | $34,437,000 | -57.6% | 334,500 | -50.7% | 1.07% | -57.0% |
| PRTY | Sell | PARTY CITY HOLDCO INC | $31,349,000 | -28.3% | 3,948,242 | -9.9% | 0.98% | -27.3% |
| XELA | Buy | EXELA TECHNOLOGIES INC | $28,066,000 | -14.1% | 8,402,887 | +0.0% | 0.88% | -13.0% |
| ONDK | Buy | ON DECK CAP INC | $27,996,000 | +16.4% | 5,165,238 | +26.7% | 0.87% | +18.0% |
| AFI | Sell | ARMSTRONG FLOORING INC | $27,603,000 | +13.7% | 2,029,624 | -1.0% | 0.86% | +15.3% |
| DLB | Sell | DOLBY LABORATORIES INC | $26,554,000 | +0.8% | 421,693 | -1.1% | 0.83% | +2.1% |
| CZR | Sell | CAESARS ENTMT CORPcall | $24,601,000 | +20.8% | 2,831,000 | -5.6% | 0.77% | +22.3% |
| GTTN | Sell | GTT COMMUNICATIONS INC | $22,493,000 | +7.2% | 648,218 | -26.9% | 0.70% | +8.8% |
| ACER | Sell | ACER THERAPEUTICS INC | $21,492,000 | +18.2% | 884,455 | -2.1% | 0.67% | +19.9% |
| AGLE | Buy | AEGLEA BIOTHERAPEUTICS INC | $21,351,000 | +12.8% | 2,652,260 | +4.9% | 0.67% | +14.4% |
| TBBK | Buy | BANCORP INC DEL | $21,017,000 | +7.0% | 2,601,148 | +5.4% | 0.66% | +8.6% |
| SPB | New | SPECTRUM BRANDS HLDGS INC NE | $20,332,000 | – | 371,150 | +100.0% | 0.63% | – |
| CURO | Sell | CURO GROUP HLDGS CORP | $19,828,000 | -29.5% | 1,976,890 | -33.3% | 0.62% | -28.6% |
| JYNT | Buy | JOINT CORP | $17,934,000 | +91.0% | 1,138,693 | +0.9% | 0.56% | +93.4% |
| SGMS | Sell | SCIENTIFIC GAMES CORP | $17,312,000 | -13.7% | 847,785 | -24.5% | 0.54% | -12.5% |
| CRHM | Sell | CRH MEDICAL CORP | $16,618,000 | -17.0% | 6,284,155 | -3.8% | 0.52% | -15.9% |
| ESTA | Buy | ESTABLISHMENT LABS HLDGS INC | $15,195,000 | +11.7% | 632,061 | +27.4% | 0.47% | +13.4% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $14,497,000 | +43.3% | 2,735,267 | +0.1% | 0.45% | +45.3% |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INCcall | $13,491,000 | -43.8% | 776,700 | -55.8% | 0.42% | -43.0% |
| PAR | Sell | PAR TECHNOLOGY CORP | $13,460,000 | +11.1% | 550,299 | -1.2% | 0.42% | +12.6% |
| RDNT | New | RADNET INC | $12,809,000 | – | 1,033,827 | +100.0% | 0.40% | – |
| Sell | FALCON MINERALS CORP | $12,727,000 | +1.6% | 1,439,794 | -2.3% | 0.40% | +3.1% | |
| BPI | Sell | BRIDGEPOINT ED INC | $12,133,000 | -26.3% | 1,985,786 | -15.5% | 0.38% | -25.4% |
| NEOS | NEOS THERAPEUTICS INC | $11,706,000 | +58.2% | 4,485,000 | 0.0% | 0.36% | +60.1% | |
| DHX | DHI GROUP INC | $11,686,000 | +59.9% | 4,809,253 | 0.0% | 0.36% | +61.8% | |
| SIGA | Sell | SIGA TECHNOLOGIES INC | $10,821,000 | -39.8% | 1,800,514 | -20.8% | 0.34% | -38.9% |
| RC | New | READY CAP CORP | $9,528,000 | – | 649,469 | +100.0% | 0.30% | – |
| RFL | Buy | RAFAEL HLDGS INC | $8,661,000 | +92.5% | 684,666 | +20.6% | 0.27% | +95.7% |
| FTAC | New | FINTECH ACQUISITION CORP III | $8,587,000 | – | 842,730 | +100.0% | 0.27% | – |
| RMBL | RUMBLEON INCcl b | $8,074,000 | -8.2% | 1,634,350 | 0.0% | 0.25% | -7.0% | |
| CBIO | Buy | CATALYST BIOSCIENCES INC | $7,771,000 | +15.2% | 958,243 | +12.0% | 0.24% | +16.3% |
| TLYS | Sell | TILLYS INCcl a | $7,714,000 | -0.2% | 693,103 | -2.7% | 0.24% | +1.3% |
| LINC | LINCOLN EDL SVCS CORP | $7,554,000 | -3.1% | 2,436,805 | 0.0% | 0.24% | -1.7% | |
| SSKN | Sell | STRATA SKIN SCIENCES INC | $7,533,000 | +4.7% | 2,643,001 | -4.5% | 0.24% | +6.3% |
| SIC | New | SELECT INTERIOR CONCEPTS INCcl a | $7,494,000 | – | 601,961 | +100.0% | 0.23% | – |
| APEN | Buy | APOLLO ENDOSURGERY INC | $7,146,000 | +17.6% | 1,910,562 | +8.5% | 0.22% | +19.3% |
| HTZGQ | New | HERTZ GLOBAL HLDGS INC | $6,948,000 | – | 400,000 | +100.0% | 0.22% | – |
| ELVT | Sell | ELEVATE CREDIT INC | $6,789,000 | -4.2% | 1,564,364 | -1.1% | 0.21% | -2.8% |
| CUE | CUE BIOPHARMA INC | $6,788,000 | +64.5% | 878,098 | 0.0% | 0.21% | +66.9% | |
| IGT | INTERNATIONAL GAME TECHNOLOGcall | $6,495,000 | -11.2% | 500,000 | 0.0% | 0.20% | -9.8% | |
| GLMD | Sell | GALMED PHARMACEUTICALS LTD | $6,493,000 | +13.9% | 794,701 | -4.8% | 0.20% | +16.0% |
| CEMI | Buy | CHEMBIO DIAGNOSTICS INC | $6,383,000 | +37.5% | 1,150,000 | +40.2% | 0.20% | +39.2% |
| ENT | Sell | GLOBAL EAGLE ENTMT INC | $6,268,000 | -68.3% | 8,835,876 | -0.2% | 0.20% | -67.9% |
| MFCB | MFC BANCORP LTD | $6,222,000 | +41.3% | 846,555 | 0.0% | 0.19% | +43.7% | |
| VIVE | VIVEVE MED INC | $6,185,000 | -10.5% | 6,581,465 | 0.0% | 0.19% | -9.4% | |
| NATR | NATURES SUNSHINE PRODUCTS IN | $5,421,000 | +14.0% | 583,510 | 0.0% | 0.17% | +15.8% | |
| INSUU | New | INSURANCE ACQUISTION CORPunit 03/31/2024 | $5,050,000 | – | 500,000 | +100.0% | 0.16% | – |
| ARYAU | New | ARYA SCIENCES ACQUISITION COunit 10/04/2023 | $4,688,000 | – | 452,944 | +100.0% | 0.15% | – |
| SHOS | SEARS HOMETOWN & OUTLET STOR | $4,540,000 | -0.2% | 2,136,251 | 0.0% | 0.14% | +1.4% | |
| PIRS | PIERIS PHARMACEUTICALS INC | $4,550,000 | +25.9% | 1,358,100 | 0.0% | 0.14% | +27.9% | |
| DVD | Sell | DOVER MOTORSPORTS INC | $3,425,000 | +6.2% | 1,695,541 | -1.2% | 0.11% | +8.1% |
| TA | Sell | TRAVELCENTERS AMER LLC | $2,977,000 | +4.3% | 724,401 | -4.6% | 0.09% | +5.7% |
| EMMS | Sell | EMMIS COMMUNICATIONS CORP | $2,799,000 | +6.8% | 781,783 | -4.9% | 0.09% | +7.4% |
| DRIO | DARIOHEALTH CORP | $2,470,000 | -8.5% | 3,350,981 | 0.0% | 0.08% | -7.2% | |
| RDNT | New | RADNET INCcall | $2,478,000 | – | 200,000 | +100.0% | 0.08% | – |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INC | $2,272,000 | -40.0% | 238,945 | -44.1% | 0.07% | -38.8% |
| MOTS | MOTUS GI HLDGS INC | $1,950,000 | +25.4% | 500,000 | 0.0% | 0.06% | +27.1% | |
| FTDCQ | FTD COS INC | $1,892,000 | -65.5% | 3,710,763 | 0.0% | 0.06% | -65.1% | |
| STRM | STREAMLINE HEALTH SOLUTIONS | $1,848,000 | +29.6% | 1,760,297 | 0.0% | 0.06% | +31.8% | |
| ASCMA | ASCENT CAP GROUP INC | $1,349,000 | +88.9% | 1,794,260 | 0.0% | 0.04% | +90.9% | |
| CHACU | CHARDAN HEALTHCARE ACQUISITIunit 12/13/2023 | $1,003,000 | -0.4% | 100,000 | 0.0% | 0.03% | 0.0% | |
| FALCON MINERALS CORP*w exp 07/21/202 | $729,000 | +38.3% | 878,022 | 0.0% | 0.02% | +43.8% | ||
| KIRK | Sell | KIRKLANDS INCput | $703,000 | -85.2% | 100,000 | -80.0% | 0.02% | -85.0% |
| RBCAA | REPUBLIC BANCORP KYcl a | $330,000 | +15.8% | 7,371 | 0.0% | 0.01% | +11.1% | |
| New | APTOSE BIOSCIENCES INC | $125,000 | – | 62,042 | +100.0% | 0.00% | – | |
| FTDCQ | New | FTD COS INCcall | $128,000 | – | 250,000 | +100.0% | 0.00% | – |
| RRTS | Exit | ROADRUNNER TRNSN SVCS HLDG I | $0 | – | -948,178 | -100.0% | -0.02% | – |
| RLGT | Exit | RADIANT LOGISTICS INC | $0 | – | -525,300 | -100.0% | -0.07% | – |
| AKBA | Exit | AKEBIA THERAPEUTICS INCcall | $0 | – | -414,000 | -100.0% | -0.07% | – |
| DDE | Exit | DOVER DOWNS GAMING & ENTMT I | $0 | – | -1,161,233 | -100.0% | -0.10% | – |
| GAIA | Exit | GAIA INC NEWcl a | $0 | – | -443,698 | -100.0% | -0.14% | – |
| ARYA | Exit | ARYA SCIENCES ACQUISITION CO | $0 | – | -452,944 | -100.0% | -0.14% | – |
| FLWS | Exit | FLWS/1-800 FLOWERScl a | $0 | – | -509,217 | -100.0% | -0.19% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -623,338 | -100.0% | -0.21% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -842,730 | -100.0% | -0.26% | – |
| SCVL | Exit | SHOE CARNIVAL INCput | $0 | – | -269,900 | -100.0% | -0.28% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -731,500 | -100.0% | -0.28% | – |
| GM | Exit | GENERAL MTRS COput | $0 | – | -300,000 | -100.0% | -0.31% | – |
| ORM | Exit | OWENS RLTY MTG INC | $0 | – | -603,282 | -100.0% | -0.35% | – |
| OZK | Exit | BANK OZK | $0 | – | -500,000 | -100.0% | -0.35% | – |
| HRB | Exit | BLOCK H & R INCput | $0 | – | -800,000 | -100.0% | -0.62% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -250,000 | -100.0% | -1.92% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -1,552,600 | -100.0% | -6.40% | – |
| IYR | Exit | ISHARES TRput | $0 | – | -3,000,000 | -100.0% | -6.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-15
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.