$3.72 Billion is the total value of Nantahala Capital Management's 119 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 29.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $741,620,000 | +126.4% | 4,400,000 | +120.0% | 19.96% | +50.5% |
| IYR | New | ISHARES TRput | $240,060,000 | – | 3,000,000 | +100.0% | 6.46% | – |
| EXAS | Buy | EXACT SCIENCES CORPput | $235,087,000 | +110.4% | 2,978,800 | +59.4% | 6.33% | +39.8% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcall | $164,503,000 | +47.0% | 6,476,500 | +184.5% | 4.43% | -2.3% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES Ncall | $139,555,000 | +2.6% | 7,970,000 | +10.7% | 3.76% | -31.8% |
| CDXS | CODEXIS INC | $114,561,000 | +19.1% | 6,679,954 | 0.0% | 3.08% | -20.8% | |
| HCA | Buy | HCA HEALTHCARE INCput | $97,384,000 | +374.6% | 700,000 | +250.0% | 2.62% | +215.3% |
| XBI | Buy | SPDR SERIES TRUSTput | $95,870,000 | +83.1% | 1,000,000 | +81.8% | 2.58% | +21.7% |
| WRLD | Buy | WORLD ACCEP CORP DEL | $83,187,000 | +21.5% | 727,412 | +18.0% | 2.24% | -19.3% |
| AABA | ALTABA INC | $79,816,000 | -7.0% | 1,171,691 | 0.0% | 2.15% | -38.2% | |
| RH | Buy | RHcall | $78,096,000 | +61.5% | 596,100 | +72.2% | 2.10% | +7.4% |
| ARQL | Sell | ARQULE INC | $68,497,000 | +1.3% | 12,101,879 | -1.0% | 1.84% | -32.6% |
| QURE | Buy | UNIQURE NV | $68,503,000 | +3.2% | 1,882,471 | +7.2% | 1.84% | -31.4% |
| QURE | UNIQURE NVcall | $65,502,000 | -3.7% | 1,800,000 | 0.0% | 1.76% | -36.0% | |
| SODA | Sell | SODASTREAM INTERNATIONAL LTDcall | $63,041,000 | +64.2% | 440,600 | -2.1% | 1.70% | +9.1% |
| LXFR | LUXFER HOLDINGS PLC | $61,514,000 | +33.0% | 2,645,749 | 0.0% | 1.66% | -11.6% | |
| THC | Buy | TENET HEALTHCARE CORP | $60,005,000 | +11.4% | 2,108,403 | +31.4% | 1.62% | -25.9% |
| GDEN | Buy | GOLDEN ENTMT INC | $57,775,000 | +9.4% | 2,406,298 | +22.9% | 1.56% | -27.3% |
| IBB | New | ISHARES TRput | $48,776,000 | – | 400,000 | +100.0% | 1.31% | – |
| XELA | EXELA TECHNOLOGIES INC | $47,504,000 | +50.1% | 6,662,582 | 0.0% | 1.28% | -0.2% | |
| QADA | Buy | QAD INCcl a | $47,186,000 | +37.0% | 832,927 | +21.3% | 1.27% | -8.9% |
| CURO | Buy | CURO GROUP HLDGS CORP | $44,647,000 | +45.5% | 1,476,902 | +20.1% | 1.20% | -3.3% |
| CASH | Buy | META FINL GROUP INC | $44,591,000 | -4.6% | 539,516 | +12.4% | 1.20% | -36.6% |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $43,608,000 | +60.7% | 150,000 | +50.0% | 1.17% | +6.8% |
| CVNA | New | CARVANA COcl a | $43,473,000 | – | 735,700 | +100.0% | 1.17% | – |
| AKBA | Buy | AKEBIA THERAPEUTICS INC | $41,715,000 | -7.6% | 4,724,211 | +4.4% | 1.12% | -38.6% |
| DXPE | Buy | DXP ENTERPRISES INC NEW | $38,749,000 | +31.1% | 967,028 | +25.0% | 1.04% | -12.9% |
| NTRI | Buy | NUTRI SYS INC NEWput | $37,050,000 | +20.3% | 1,000,000 | +25.0% | 1.00% | -20.0% |
| THC | Buy | TENET HEALTHCARE CORPcall | $36,287,000 | +96.5% | 1,275,000 | +131.8% | 0.98% | +30.5% |
| AFI | Buy | ARMSTRONG FLOORING INC | $32,155,000 | +38.6% | 1,776,513 | +7.5% | 0.86% | -8.0% |
| PRTY | Buy | PARTY CITY HOLDCO INC | $32,098,000 | -1.5% | 2,368,883 | +10.8% | 0.86% | -34.5% |
| DLB | Sell | DOLBY LABORATORIES INC | $30,922,000 | -19.8% | 441,932 | -29.3% | 0.83% | -46.7% |
| HTZGQ | Buy | HERTZ GLOBAL HLDGS INCcall | $29,394,000 | +139.5% | 1,800,000 | +125.0% | 0.79% | +59.2% |
| SODA | Sell | SODASTREAM INTERNATIONAL LTD | $29,312,000 | +40.4% | 204,865 | -16.3% | 0.79% | -6.6% |
| ONDK | Buy | ON DECK CAP INC | $28,767,000 | +9.6% | 3,800,145 | +1.3% | 0.77% | -27.2% |
| CZR | New | CAESARS ENTMT CORPcall | $25,625,000 | – | 2,500,000 | +100.0% | 0.69% | – |
| ENT | GLOBAL EAGLE ENTMT INC | $25,387,000 | +11.9% | 9,002,629 | 0.0% | 0.68% | -25.6% | |
| CRHM | Buy | CRH MEDICAL CORP | $24,513,000 | +59.2% | 6,155,826 | +25.1% | 0.66% | +5.9% |
| AGLE | Buy | AEGLEA BIOTHERAPEUTICS INC | $24,186,000 | +3.3% | 2,527,260 | +14.2% | 0.65% | -31.3% |
| TBBK | Buy | BANCORP INC DEL | $23,295,000 | +30.1% | 2,429,139 | +41.9% | 0.63% | -13.5% |
| IMXI | New | INTERNATIONAL MNY EXPRESS IN | $21,404,000 | – | 1,780,698 | +100.0% | 0.58% | – |
| ACER | Buy | ACER THERAPEUTICS INC | $21,322,000 | +294.5% | 691,388 | +176.3% | 0.57% | +162.1% |
| HRB | BLOCK H & R INCput | $20,600,000 | +13.0% | 800,000 | 0.0% | 0.55% | -24.9% | |
| BPI | Sell | BRIDGEPOINT ED INC | $19,630,000 | +41.4% | 1,932,134 | -9.1% | 0.53% | -6.0% |
| ADT | ADT INCcall | $18,780,000 | +8.6% | 2,000,000 | 0.0% | 0.50% | -27.9% | |
| New | FALCON MINERALS CORP | $16,925,000 | – | 1,538,608 | +100.0% | 0.46% | – | |
| SIGA | Sell | SIGA TECHNOLOGIES INC | $16,181,000 | +10.4% | 2,348,457 | -4.8% | 0.44% | -26.6% |
| SGYPQ | Sell | SYNERGY PHARMACEUTICALS DEL | $14,048,000 | -30.3% | 8,263,335 | -28.6% | 0.38% | -53.7% |
| GLMD | Buy | GALMED PHARMACEUTICALS LTD | $11,389,000 | +29.1% | 838,674 | +13.2% | 0.31% | -14.3% |
| ORM | Buy | OWENS RLTY MTG INC | $11,304,000 | +1.7% | 669,273 | +0.4% | 0.30% | -32.4% |
| VIVE | VIVEVE MED INC | $10,581,000 | -1.5% | 3,948,132 | 0.0% | 0.28% | -34.5% | |
| RH | New | RH | $10,131,000 | – | 77,328 | +100.0% | 0.27% | – |
| GM | GENERAL MTRS COput | $10,101,000 | -14.5% | 300,000 | 0.0% | 0.27% | -43.2% | |
| FTDCQ | Buy | FTD COS INC | $9,759,000 | -4.3% | 3,710,763 | +68.8% | 0.26% | -36.3% |
| TLYS | TILLYS INCcl a | $9,704,000 | +25.1% | 512,103 | 0.0% | 0.26% | -16.9% | |
| DHX | Buy | DHI GROUP INC | $9,633,000 | -0.5% | 4,587,341 | +11.3% | 0.26% | -33.9% |
| PCG | New | PG&E CORP | $9,432,000 | – | 205,000 | +100.0% | 0.25% | – |
| GTTN | New | GTT COMMUNICATIONS INC | $9,186,000 | – | 211,658 | +100.0% | 0.25% | – |
| SSKN | Buy | STRATA SKIN SCIENCES INC | $9,058,000 | +112.6% | 2,558,891 | +23.1% | 0.24% | +41.0% |
| JYNT | Buy | JOINT CORP | $8,761,000 | +100.3% | 1,024,721 | +91.6% | 0.24% | +33.3% |
| APEN | Buy | APOLLO ENDOSURGERY INC | $8,547,000 | +88.4% | 1,191,985 | +83.4% | 0.23% | +25.0% |
| CCXI | Buy | CHEMOCENTRYX INC | $8,132,000 | +0.4% | 643,338 | +4.6% | 0.22% | -33.2% |
| CUE | Buy | CUE BIOPHARMA INC | $7,721,000 | +53.7% | 853,098 | +101.4% | 0.21% | +2.5% |
| AKBA | AKEBIA THERAPEUTICS INCcall | $7,515,000 | -11.5% | 851,000 | 0.0% | 0.20% | -41.3% | |
| SGMS | Sell | SCIENTIFIC GAMES CORP | $7,242,000 | -71.9% | 285,100 | -45.7% | 0.20% | -81.3% |
| FLWS | New | FLWS/1-800 FLOWERScl a | $6,868,000 | – | 582,051 | +100.0% | 0.18% | – |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INC | $6,769,000 | -35.9% | 601,710 | -27.1% | 0.18% | -57.5% |
| F | FORD MTR CO DELput | $6,475,000 | -16.4% | 700,000 | 0.0% | 0.17% | -44.6% | |
| GAIA | Buy | GAIA INC NEWcl a | $6,437,000 | -8.7% | 417,996 | +20.1% | 0.17% | -39.3% |
| SHOS | SEARS HOMETOWN & OUTLET STOR | $6,366,000 | +39.3% | 2,176,251 | 0.0% | 0.17% | -7.6% | |
| EMMS | EMMIS COMMUNICATIONS CORP | $5,716,000 | -1.1% | 1,092,951 | 0.0% | 0.15% | -34.2% | |
| LINC | Buy | LINCOLN EDL SVCS CORP | $5,462,000 | +45.3% | 2,416,805 | +11.9% | 0.15% | -3.3% |
| RRR | RED ROCK RESORTS INCput | $5,330,000 | -20.4% | 200,000 | 0.0% | 0.14% | -47.2% | |
| NATR | Buy | NATURES SUNSHINE PRODUCTS IN | $5,047,000 | -6.4% | 576,807 | +0.0% | 0.14% | -37.6% |
| ESTA | New | ESTABLISHMENT LABS HLDGS INC | $4,820,000 | – | 200,000 | +100.0% | 0.13% | – |
| BDSI | New | BIODELIVERY SCIENCES INTL IN | $4,667,000 | – | 1,666,667 | +100.0% | 0.13% | – |
| MFCB | Buy | MFC BANCORP LTD | $4,603,000 | +15.3% | 754,632 | +11.9% | 0.12% | -23.5% |
| TA | TRAVELCENTERS AMER LLC | $4,329,000 | +62.9% | 759,401 | 0.0% | 0.12% | +7.4% | |
| RFL | RAFAEL HLDGS INC | $3,705,000 | -8.6% | 441,092 | 0.0% | 0.10% | -39.0% | |
| DVD | DOVER MOTORSPORTS INC | $3,710,000 | -4.5% | 1,725,789 | 0.0% | 0.10% | -36.3% | |
| PIRS | New | PIERIS PHARMACEUTICALS INC | $3,561,000 | – | 635,845 | +100.0% | 0.10% | – |
| ELVT | Sell | ELEVATE CREDIT INC | $3,575,000 | -62.9% | 443,491 | -61.0% | 0.10% | -75.4% |
| DDE | Sell | DOVER DOWNS GAMING & ENTMT I | $3,298,000 | -1.8% | 1,161,233 | -38.4% | 0.09% | -34.6% |
| ASCMA | Buy | ASCENT CAP GROUP INC | $3,176,000 | -31.3% | 1,794,260 | +9.1% | 0.08% | -54.5% |
| RLGT | RADIANT LOGISTICS INC | $3,105,000 | +51.2% | 525,300 | 0.0% | 0.08% | +1.2% | |
| KIRK | KIRKLANDS INCput | $3,027,000 | -13.3% | 300,000 | 0.0% | 0.08% | -42.6% | |
| RMBL | New | RUMBLEON INCcl b | $2,728,000 | – | 260,343 | +100.0% | 0.07% | – |
| RRTS | Buy | ROADRUNNER TRNSN SVCS HLDG I | $2,465,000 | -53.8% | 2,948,930 | +15.6% | 0.07% | -69.4% |
| PAR | New | PAR TECHNOLOGY CORP | $2,455,000 | – | 110,504 | +100.0% | 0.07% | – |
| STRM | STREAMLINE HEALTH SOLUTIONS | $2,121,000 | -17.5% | 1,760,297 | 0.0% | 0.06% | -45.2% | |
| New | FALCON MINERALS CORP*w exp 07/21/202 | $1,494,000 | – | 878,022 | +100.0% | 0.04% | – | |
| SHLDQ | SEARS HLDGS CORPput | $968,000 | -59.2% | 1,000,000 | 0.0% | 0.03% | -72.9% | |
| SHLDQ | SEARS HLDGS CORPcall | $968,000 | -59.2% | 1,000,000 | 0.0% | 0.03% | -72.9% | |
| SHLDQ | Sell | SEARS HLDGS CORP | $764,000 | -69.4% | 789,201 | -25.0% | 0.02% | -79.2% |
| PTIE | PAIN THERAPEUTICS INC | $654,000 | -50.9% | 647,053 | 0.0% | 0.02% | -66.7% | |
| IMXIW | New | INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202 | $587,000 | – | 249,999 | +100.0% | 0.02% | – |
| RBCAA | REPUBLIC BANCORP KYcl a | $340,000 | +1.8% | 7,371 | 0.0% | 0.01% | -35.7% | |
| FNTEW | Exit | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $0 | – | -249,999 | -100.0% | -0.02% | – |
| TWMC | Exit | TRANS WORLD ENTMT CORP | $0 | – | -722,647 | -100.0% | -0.02% | – |
| TISI | Exit | TEAM INC | $0 | – | -60,400 | -100.0% | -0.06% | – |
| TAXA | Exit | LIBERTY TAX INCcl a | $0 | – | -808,239 | -100.0% | -0.26% | – |
| OSPRU | Exit | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $0 | – | -1,000,000 | -100.0% | -0.44% | – |
| FNTE | Exit | FINTECH ACQUISITION CORP II | $0 | – | -1,204,498 | -100.0% | -0.49% | – |
| WRLD | Exit | WORLD ACCEP CORP DELcall | $0 | – | -155,100 | -100.0% | -0.70% | – |
| JMBA | Exit | JAMBA INC | $0 | – | -1,834,835 | -100.0% | -0.79% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -350,000 | -100.0% | -3.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.