$2.22 Billion is the total value of Nantahala Capital Management's 97 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 26.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $405,387,000 | -12.5% | 2,670,000 | -12.2% | 18.27% | -11.3% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcall | $155,800,000 | -9.5% | 3,745,200 | +11.7% | 7.02% | -8.2% |
| SPY | SPDR S&P 500 ETF TRcall | $105,260,000 | -1.4% | 400,000 | 0.0% | 4.74% | 0.0% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $92,103,000 | -13.7% | 350,000 | -12.5% | 4.15% | -12.5% |
| AABA | ALTABA INC | $86,752,000 | +6.0% | 1,171,691 | 0.0% | 3.91% | +7.5% | |
| EXAS | Sell | EXACT SCIENCES CORPput | $76,627,000 | -30.5% | 1,900,000 | -9.5% | 3.45% | -29.6% |
| CDXS | CODEXIS INC | $73,479,000 | +31.7% | 6,679,954 | 0.0% | 3.31% | +33.6% | |
| FCAU | FIAT CHRYSLER AUTOMOBILES Ncall | $65,664,000 | +15.0% | 3,200,000 | 0.0% | 2.96% | +16.6% | |
| CASH | Buy | META FINL GROUP INC | $52,614,000 | +26.8% | 481,814 | +7.6% | 2.37% | +28.5% |
| RH | Sell | RHcall | $52,032,000 | -32.0% | 546,100 | -38.5% | 2.34% | -31.0% |
| WRLD | Sell | WORLD ACCEP CORP DEL | $51,067,000 | +21.7% | 484,963 | -6.7% | 2.30% | +23.4% |
| THC | TENET HEALTHCARE CORPcall | $48,500,000 | +60.0% | 2,000,000 | 0.0% | 2.19% | +62.2% | |
| QURE | Sell | UNIQURE NV | $43,235,000 | +17.3% | 1,839,774 | -2.2% | 1.95% | +19.0% |
| GDEN | Buy | GOLDEN ENTMT INC | $42,844,000 | +20.2% | 1,844,327 | +69.0% | 1.93% | +21.9% |
| SODA | SODASTREAM INTERNATIONAL LTDcall | $41,324,000 | +30.6% | 450,000 | 0.0% | 1.86% | +32.3% | |
| THC | Buy | TENET HEALTHCARE CORP | $40,223,000 | +61.1% | 1,658,700 | +0.7% | 1.81% | +63.3% |
| SIGA | New | SIGA TECHNOLOGIES INC | $36,843,000 | – | 6,010,249 | +100.0% | 1.66% | – |
| ARQL | ARQULE INC | $35,200,000 | +74.5% | 12,222,130 | 0.0% | 1.59% | +77.0% | |
| LXFR | Buy | LUXFER HOLDINGS PLC | $33,866,000 | -17.2% | 2,645,749 | +2.3% | 1.53% | -16.0% |
| AKBA | Buy | AKEBIA THERAPEUTICS INC | $32,270,000 | +12.2% | 3,386,143 | +75.1% | 1.45% | +13.8% |
| DLB | Buy | DOLBY LABORATORIES INC | $31,289,000 | +27.7% | 492,270 | +24.6% | 1.41% | +29.5% |
| WRLD | Sell | WORLD ACCEP CORP DELcall | $30,474,000 | +7.9% | 289,400 | -17.3% | 1.37% | +9.3% |
| QADA | Sell | QAD INCcl a | $28,606,000 | +6.8% | 686,814 | -0.4% | 1.29% | +8.2% |
| PRTY | Buy | PARTY CITY HOLDCO INC | $28,039,000 | +54.7% | 1,797,401 | +38.4% | 1.26% | +57.0% |
| XELA | Buy | EXELA TECHNOLOGIES INC | $25,181,000 | +474.6% | 4,553,479 | +435.2% | 1.14% | +482.1% |
| DXPE | Buy | DXP ENTERPRISES INC NEW | $24,848,000 | +36.0% | 637,950 | +3.3% | 1.12% | +37.9% |
| SGMS | New | SCIENTIFIC GAMES CORP | $22,880,000 | – | 550,000 | +100.0% | 1.03% | – |
| SGYPQ | Buy | SYNERGY PHARMACEUTICALS DEL | $21,189,000 | +35.7% | 11,578,568 | +65.4% | 0.96% | +37.6% |
| ONDK | Buy | ON DECK CAP INC | $20,964,000 | +59.9% | 3,750,270 | +64.2% | 0.94% | +62.1% |
| HRB | BLOCK H & R INCput | $20,328,000 | -3.1% | 800,000 | 0.0% | 0.92% | -1.7% | |
| AFI | Buy | ARMSTRONG FLOORING INC | $19,382,000 | -18.4% | 1,428,321 | +1.8% | 0.87% | -17.2% |
| HCA | HCA HEALTHCARE INCput | $19,400,000 | +10.4% | 200,000 | 0.0% | 0.87% | +11.9% | |
| AGLE | AEGLEA BIOTHERAPEUTICS INC | $18,299,000 | +83.4% | 1,844,673 | 0.0% | 0.82% | +85.8% | |
| TBBK | Sell | BANCORP INC DEL | $17,697,000 | -20.7% | 1,638,655 | -27.5% | 0.80% | -19.6% |
| XBI | Sell | SPDR SERIES TRUSTput | $17,546,000 | -75.6% | 200,000 | -76.4% | 0.79% | -75.3% |
| SODA | Sell | SODASTREAM INTERNATIONAL LTD | $17,447,000 | -38.0% | 189,991 | -52.5% | 0.79% | -37.2% |
| CURO | Buy | CURO GROUP HLDGS CORP | $17,124,000 | +224.3% | 995,599 | +165.5% | 0.77% | +228.5% |
| HTZGQ | HERTZ GLOBAL HLDGS INCcall | $15,880,000 | -10.2% | 800,000 | 0.0% | 0.72% | -8.9% | |
| JMBA | Buy | JAMBA INC | $15,743,000 | +31.5% | 1,834,835 | +23.6% | 0.71% | +33.5% |
| CGNT | COGENTIX MED INC | $14,013,000 | +22.2% | 3,639,853 | 0.0% | 0.63% | +23.9% | |
| ENT | Buy | GLOBAL EAGLE ENTMT INC | $13,234,000 | -33.6% | 9,002,629 | +3.5% | 0.60% | -32.7% |
| QURE | UNIQURE NVcall | $11,750,000 | +20.0% | 500,000 | 0.0% | 0.53% | +21.8% | |
| IBB | New | ISHARES TRput | $10,674,000 | – | 100,000 | +100.0% | 0.48% | – |
| VIVE | New | VIVEVE MED INC | $10,421,000 | – | 2,847,204 | +100.0% | 0.47% | – |
| OSPRU | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $10,100,000 | +1.1% | 1,000,000 | 0.0% | 0.46% | +2.5% | |
| CRHM | Buy | CRH MEDICAL CORP | $9,909,000 | +687.7% | 3,921,193 | +720.9% | 0.45% | +698.2% |
| ORM | Buy | OWENS RLTY MTG INC | $9,719,000 | -3.4% | 666,630 | +6.0% | 0.44% | -2.0% |
| RRR | RED ROCK RESORTS INCput | $9,516,000 | -13.2% | 325,000 | 0.0% | 0.43% | -11.9% | |
| AGS | New | PLAYAGS INC | $9,284,000 | – | 399,158 | +100.0% | 0.42% | – |
| CCXI | Sell | CHEMOCENTRYX INC | $8,167,000 | +45.2% | 600,488 | -36.5% | 0.37% | +47.2% |
| ELVT | Sell | ELEVATE CREDIT INC | $8,059,000 | -30.2% | 1,138,326 | -25.7% | 0.36% | -29.2% |
| FTDCQ | New | FTD COS INC | $7,834,000 | – | 2,152,280 | +100.0% | 0.35% | – |
| TAXA | Buy | LIBERTY TAX INCcl a | $6,858,000 | +128.2% | 679,037 | +148.6% | 0.31% | +130.6% |
| SHOS | Buy | SEARS HOMETOWN & OUTLET STOR | $6,529,000 | +17.0% | 2,176,251 | +1.4% | 0.29% | +18.5% |
| NATR | Buy | NATURES SUNSHINE PRODUCTS IN | $6,343,000 | +7.5% | 576,602 | +12.8% | 0.29% | +9.2% |
| GAIA | New | GAIA INC NEWcl a | $6,212,000 | – | 400,796 | +100.0% | 0.28% | – |
| FNTE | FINTECH ACQUISITION CORP II | $6,009,000 | +0.2% | 604,498 | 0.0% | 0.27% | +1.5% | |
| TLYS | Buy | TILLYS INCcl a | $5,787,000 | +28.6% | 512,103 | +67.9% | 0.26% | +30.5% |
| EMMS | EMMIS COMMUNICATIONS CORP | $5,039,000 | +31.0% | 1,092,951 | 0.0% | 0.23% | +32.7% | |
| ACER | New | ACER THERAPEUTICS INC | $4,822,000 | – | 250,252 | +100.0% | 0.22% | – |
| BPI | Sell | BRIDGEPOINT ED INC | $4,769,000 | -29.6% | 707,639 | -13.3% | 0.22% | -28.6% |
| PTIE | Buy | PAIN THERAPEUTICS INC | $4,588,000 | +230.5% | 647,053 | +86.4% | 0.21% | +233.9% |
| LINC | LINCOLN EDL SVCS CORP | $4,298,000 | -1.5% | 2,159,705 | 0.0% | 0.19% | 0.0% | |
| ASCMA | Buy | ASCENT CAP GROUP INC | $4,203,000 | -67.3% | 1,142,185 | +2.2% | 0.19% | -66.9% |
| DHX | New | DHI GROUP INC | $4,073,000 | – | 2,431,665 | +100.0% | 0.18% | – |
| DVD | DOVER MOTORSPORTS INC | $3,624,000 | +7.7% | 1,725,789 | 0.0% | 0.16% | +8.7% | |
| MFCB | Buy | MFC BANCORP LTD | $3,293,000 | -9.6% | 529,739 | +13.3% | 0.15% | -8.6% |
| STRM | STREAMLINE HEALTH SOLUTIONS | $3,239,000 | +8.9% | 1,760,297 | 0.0% | 0.15% | +10.6% | |
| AKBA | New | AKEBIA THERAPEUTICS INCcall | $2,859,000 | – | 300,000 | +100.0% | 0.13% | – |
| SHLDQ | New | SEARS HLDGS CORP | $2,810,000 | – | 1,052,490 | +100.0% | 0.13% | – |
| SHLDQ | SEARS HLDGS CORPcall | $2,670,000 | -25.4% | 1,000,000 | 0.0% | 0.12% | -24.5% | |
| SHLDQ | SEARS HLDGS CORPput | $2,670,000 | -25.4% | 1,000,000 | 0.0% | 0.12% | -24.5% | |
| DDE | DOVER DOWNS GAMING & ENTMT I | $2,509,000 | +30.4% | 1,886,458 | 0.0% | 0.11% | +31.4% | |
| TA | New | TRAVELCENTERS AMER LLC | $2,434,000 | – | 676,127 | +100.0% | 0.11% | – |
| RLGT | RADIANT LOGISTICS INC | $2,033,000 | -15.9% | 525,300 | 0.0% | 0.09% | -14.0% | |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $1,887,000 | -43.0% | 1,509,356 | -16.8% | 0.08% | -42.2% |
| GLMD | Sell | GALMED PHARMACEUTICALS LTD | $1,719,000 | -53.0% | 308,628 | -22.8% | 0.08% | -52.8% |
| CRMT | Sell | AMERICAS CAR MART INC | $825,000 | -78.1% | 16,348 | -80.6% | 0.04% | -77.8% |
| FNTEW | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $330,000 | -4.3% | 249,999 | 0.0% | 0.02% | 0.0% | |
| RBCAA | REPUBLIC BANCORP KYcl a | $282,000 | +0.7% | 7,371 | 0.0% | 0.01% | +8.3% | |
| LEE | Exit | LEE ENTERPRISES INC | $0 | – | -470,000 | -100.0% | -0.05% | – |
| UTI | Exit | UNIVERSAL TECHNICAL INST INC | $0 | – | -667,946 | -100.0% | -0.07% | – |
| BPI | Exit | BRIDGEPOINT ED INCcall | $0 | – | -550,000 | -100.0% | -0.20% | – |
| GME | Exit | GAMESTOP CORP NEWput | $0 | – | -300,000 | -100.0% | -0.24% | – |
| BXG | Exit | BLUEGREEN VACATIONS CORP | $0 | – | -325,000 | -100.0% | -0.26% | – |
| DLB | Exit | DOLBY LABORATORIES INCcall | $0 | – | -100,000 | -100.0% | -0.28% | – |
| PETS | Exit | PETMED EXPRESS INCput | $0 | – | -400,000 | -100.0% | -0.81% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -1,000,000 | -100.0% | -3.88% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-15
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.