B. Riley Financial, Inc. - Q2 2017 holdings

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$730 Million is the total value of B. Riley Financial, Inc.'s 443 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 71.1% .

All

			Value		Shares		↓ Weighting
QQQ	Buy	POWERSHARES QQQ TRUSTput	$82,914,000	+317.6%	602,400	+301.6%	11.36%	+13.9%
IWM	New	ISHARES TRput	$53,550,000	–	380,000	+100.0%	7.34%	–
VV	Buy	VANGUARD INDEX FDSlarge cap etf	$17,362,000	+120.9%	156,378	+115.1%	2.38%	-39.8%
HCHC	Buy	HC2 HLDGS INC	$16,870,000	+307.5%	2,869,022	+329.7%	2.31%	+11.2%
COVS	New	COVISINT CORP	$15,392,000	–	6,282,426	+100.0%	2.11%	–
ANET	New	ARISTA NETWORKS INCput	$14,980,000	–	100,000	+100.0%	2.05%	–
RY	New	ROYAL BK CDA MONTREAL QUEput	$14,504,000	–	200,000	+100.0%	1.99%	–
GSM	Buy	FERROGLOBE PLC	$13,576,000	+286.6%	1,136,070	+234.1%	1.86%	+5.4%
MINT	Buy	PIMCO ETF TRenhan shrt ma ac	$13,292,000	+103.6%	130,668	+103.5%	1.82%	-44.4%
MCFT	Buy	MCBC HLDGS INC	$12,430,000	+37.0%	635,814	+13.4%	1.70%	-62.6%
HIIQ	New	HEALTH INS INNOVATIONS INC	$11,750,000	–	500,000	+100.0%	1.61%	–
KEM	Buy	KEMET CORP	$11,016,000	+74.6%	860,592	+63.7%	1.51%	-52.4%
CHRW	New	C H ROBINSON WORLDWIDE INCput	$10,988,000	–	160,000	+100.0%	1.50%	–
FNJN	New	FINJAN HLDGS INC	$10,918,000	–	3,328,638	+100.0%	1.50%	–
XLI	New	SELECT SECTOR SPDR TRput	$10,216,000	–	150,000	+100.0%	1.40%	–
SMH	New	VANECK VECTORS ETF TRput	$9,824,000	–	120,000	+100.0%	1.35%	–
SUNS	Buy	SOLAR SR CAP LTD	$9,302,000	+84.3%	555,662	+98.0%	1.27%	-49.7%
OXY	New	OCCIDENTAL PETE CORP DELcall	$8,980,000	–	150,000	+100.0%	1.23%	–
F	New	FORD MTR CO DELput	$8,952,000	–	800,000	+100.0%	1.23%	–
TPX	Buy	TEMPUR SEALY INTL INC	$7,474,000	+704.5%	140,000	+600.0%	1.02%	+119.3%
IVTY	New	INVUITY INC	$7,250,000	–	1,000,000	+100.0%	0.99%	–
IWR	Buy	ISHARES TRrus mid cap etf	$6,836,000	+128.4%	35,586	+122.6%	0.94%	-37.7%
VCSH	Buy	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$6,762,000	+101.6%	84,494	+100.9%	0.93%	-45.0%
VO	Buy	VANGUARD INDEX FDSmid cap etf	$6,610,000	+104.7%	46,382	+100.0%	0.90%	-44.2%
USNA	New	USANA HEALTH SCIENCES INCput	$6,410,000	–	100,000	+100.0%	0.88%	–
MSFT	Buy	MICROSOFT CORP	$6,390,000	+167.3%	92,710	+155.3%	0.88%	-27.1%
TNAV	Buy	TELENAV INC	$6,082,000	+409.4%	750,786	+443.8%	0.83%	+38.8%
FLOT	Buy	ISHARES TRfltg rate bd etf	$6,072,000	+123.8%	119,250	+123.6%	0.83%	-38.9%
VCIT	Buy	VANGUARD SCOTTSDALE FDSint-term corp	$6,054,000	+104.2%	69,168	+101.5%	0.83%	-44.3%
ISRG	New	INTUITIVE SURGICAL INCput	$5,612,000	–	6,000	+100.0%	0.77%	–
BLVD	Buy	BOULEVARD ACQUISITIONcl a	$5,552,000	+100.0%	554,096	+100.0%	0.76%	-45.4%
LONEQ	New	LONESTAR RES US INCcl a vtg	$5,488,000	–	1,276,202	+100.0%	0.75%	–
VTIP	Buy	VANGUARD MALVERN FDSstrm infproidx	$5,218,000	+91.3%	105,992	+92.3%	0.72%	-47.8%
PFLT	Buy	PENNANTPARK FLOATING RATE CA	$5,180,000	+102.5%	367,170	+100.1%	0.71%	-44.7%
PNNT	Buy	PENNANTPARK INVT CORP	$5,118,000	+83.6%	692,540	+102.2%	0.70%	-49.9%
GTYH	Buy	GTY TECHNOLOGY HOLDINGS INCcl a	$5,052,000	+101.2%	500,198	+100.0%	0.69%	-45.1%
SNA	New	SNAP ON INCput	$4,740,000	–	30,000	+100.0%	0.65%	–
HPQ	Buy	HP INC	$4,686,000	+94.8%	268,096	+99.3%	0.64%	-46.9%
CLPR	New	CLIPPER RLTY INC	$4,376,000	–	354,604	+100.0%	0.60%	–
VWO	Buy	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$4,292,000	+105.7%	105,106	+100.0%	0.59%	-43.9%
KAAC	New	KAYNE ANDERSON ACQUISITION	$4,082,000	–	419,996	+100.0%	0.56%	–
VERI	New	VERITONE INC	$4,044,000	–	345,286	+100.0%	0.55%	–
VG	New	VONAGE HLDGS CORP	$4,022,000	–	615,000	+100.0%	0.55%	–
CJ	New	C&J ENERGY SVCS INC NEW	$3,938,000	–	114,930	+100.0%	0.54%	–
VTI	Buy	VANGUARD INDEX FDStotal stk mkt	$3,906,000	+105.3%	31,394	+100.2%	0.54%	-44.0%
USNA	New	USANA HEALTH SCIENCES INC	$3,846,000	–	60,000	+100.0%	0.53%	–
AEHR	New	AEHR TEST SYSTEMS	$3,778,000	–	1,007,676	+100.0%	0.52%	–
VRS	New	VERSO CORPcl a	$3,706,000	–	790,000	+100.0%	0.51%	–
BIP	New	BROOKFIELD INFRAST PARTNERSlp int unit	$3,656,000	–	89,350	+100.0%	0.50%	–
IDV	Buy	ISHARES TRintl sel div etf	$3,602,000	+108.8%	110,112	+100.8%	0.49%	-43.1%
WTTR	New	SELECT ENERGY SVCS INC	$3,556,000	–	292,700	+100.0%	0.49%	–
DSL	Buy	DOUBLELINE INCOME SOLUTIONS	$3,534,000	+105.8%	171,092	+100.0%	0.48%	-43.9%
MU	New	MICRON TECHNOLOGY INC	$3,522,000	–	117,924	+100.0%	0.48%	–
MRVL	Buy	MARVELL TECHNOLOGY GROUP LTDord	$3,500,000	+626.1%	211,896	+570.7%	0.48%	+97.9%
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$3,472,000	+105.2%	14,360	+100.1%	0.48%	-44.0%
APPS	Buy	DIGITAL TURBINE INC	$3,466,000	+86.2%	3,364,798	+70.0%	0.48%	-49.2%
IGSB	Buy	ISHARES TR1-3 yr cr bd etf	$3,338,000	+196.2%	31,704	+196.1%	0.46%	-19.3%
AOBC	New	AMERICAN OUTDOOR BRANDS CORPput	$3,324,000	–	150,000	+100.0%	0.46%	–
TNXP	New	TONIX PHARMACEUTICALS HLDG C	$3,274,000	–	756,276	+100.0%	0.45%	–
AAPL	Buy	APPLE INC	$3,070,000	+113.3%	21,322	+112.9%	0.42%	-41.8%
GSHT	Buy	GORES HLDGS II INC	$3,010,000	+100.7%	300,000	+100.0%	0.41%	-45.3%
NYF	Buy	ISHARES TRnew york mun etf	$3,000,000	+112.3%	26,892	+109.6%	0.41%	-42.1%
VIG	Buy	VANGUARD SPECIALIZED PORTFOLIOdiv app etf	$3,000,000	+106.0%	32,366	+100.0%	0.41%	-43.8%
FNSR	Buy	FINISAR CORP	$2,898,000	+503.8%	111,536	+534.8%	0.40%	+64.7%
EFA	Buy	ISHARES TRmsci eafe etf	$2,840,000	+112.4%	43,564	+103.0%	0.39%	-42.0%
NLST	Buy	NETLIST INC	$2,756,000	+194.4%	2,702,026	+185.7%	0.38%	-19.6%
CACC	New	CREDIT ACCEP CORP MICH	$2,674,000	–	10,400	+100.0%	0.37%	–
LQD	Buy	ISHARES TRiboxx inv cp etf	$2,548,000	+104.3%	21,144	+100.0%	0.35%	-44.2%
AAPC	Buy	ATLANTIC ALLIANCE PARTNER CO	$2,508,000	+104.9%	244,762	+100.0%	0.34%	-44.1%
ARCC	Buy	ARES CAP CORP	$2,514,000	+87.1%	153,466	+98.5%	0.34%	-49.0%
ALV	New	AUTOLIV INC	$2,510,000	–	22,852	+100.0%	0.34%	–
TWTR	New	TWITTER INCcall	$2,502,000	–	140,000	+100.0%	0.34%	–
RGR	New	STURM RUGER & CO INCput	$2,486,000	–	40,000	+100.0%	0.34%	–
DORM	New	DORMAN PRODUCTS INCput	$2,484,000	–	30,000	+100.0%	0.34%	–
CM	New	CDN IMPERIAL BK COMM TORONTOput	$2,434,000	–	30,000	+100.0%	0.33%	–
MDXG	New	MIMEDX GROUP INCcall	$2,396,000	–	160,000	+100.0%	0.33%	–
LDUR	Buy	PIMCO ETF TRlow durtn ac etf	$2,338,000	+133.6%	23,088	+132.5%	0.32%	-36.4%
GWPH	New	GW PHARMACEUTICALS PLCput	$2,326,000	–	23,200	+100.0%	0.32%	–
CDZI	Buy	CADIZ INC	$2,270,000	-1.6%	168,084	+9.6%	0.31%	-73.2%
EMB	Buy	ISHARES TRjp mor em mk etf	$2,264,000	+103.6%	19,798	+102.5%	0.31%	-44.4%
ACWV	Buy	ISHARESmin vol gbl etf	$2,258,000	+105.1%	28,538	+100.0%	0.31%	-44.1%
QQQ	Buy	POWERSHARES QQQ TRUSTunit ser 1	$2,232,000	+108.0%	16,216	+100.0%	0.31%	-43.2%
CVNA	New	CARVANA COcl a	$2,200,000	–	107,516	+100.0%	0.30%	–
PRMW	Buy	PRIMO WTR CORP	$2,144,000	+344.8%	168,750	+375.8%	0.29%	+21.5%
USMV	Buy	ISHARES TRmin vol usa etf	$2,082,000	+105.1%	42,538	+100.0%	0.28%	-44.1%
DVY	Buy	ISHARES TRselect divid etf	$2,046,000	+102.0%	22,186	+99.6%	0.28%	-45.0%
LITE	Buy	LUMENTUM HLDGS INC	$2,028,000	+304.8%	35,550	+278.6%	0.28%	+10.3%
AHPA	Buy	AVISTA HEALTHCARE PUB ACQ COcl a	$1,970,000	+100.0%	200,000	+100.0%	0.27%	-45.5%
FNTE	Buy	FINTECH ACQUISITION CORP II	$1,960,000	+99.0%	200,000	+100.0%	0.27%	-45.9%
MPAC	New	MATLIN & PARTNERS ACQUISITIOcl a	$1,932,000	–	200,000	+100.0%	0.26%	–
MUB	Buy	ISHARES TRnational mun etf	$1,928,000	+107.5%	17,516	+105.4%	0.26%	-43.5%
TUR	New	ISHARESmsci turkey etf	$1,910,000	–	46,000	+100.0%	0.26%	–
HXL	New	HEXCEL CORP NEW	$1,888,000	–	35,770	+100.0%	0.26%	–
OOMA	Buy	OOMA INC	$1,854,000	+256.5%	231,690	+343.5%	0.25%	-2.7%
HPE	Buy	HEWLETT PACKARD ENTERPRISE C	$1,836,000	+38.8%	110,624	+98.2%	0.25%	-62.0%
MDXG	New	MIMEDX GROUP INC	$1,794,000	–	119,800	+100.0%	0.25%	–
NTG	Buy	TORTOISE MLP FD INC	$1,780,000	+85.6%	92,320	+100.0%	0.24%	-49.4%
HBI	New	HANESBRANDS INCput	$1,784,000	–	77,000	+100.0%	0.24%	–
SQNS	New	SEQUANS COMMUNICATIONS S Asponsored ads	$1,682,000	–	508,000	+100.0%	0.23%	–
BRKL	New	BROOKLINE BANCORP INC DEL	$1,670,000	–	114,412	+100.0%	0.23%	–
GNR	Buy	SPDR INDEX SHS FDSglb nat resrce	$1,648,000	+95.3%	39,678	+100.0%	0.23%	-46.7%
WATT	New	ENERGOUS CORPput	$1,626,000	–	100,000	+100.0%	0.22%	–
VCLT	Buy	VANGUARD SCOTTSDALE FDSlg-term cor bd	$1,566,000	+136.9%	16,792	+128.6%	0.22%	-35.2%
ON	Buy	ON SEMICONDUCTOR CORP	$1,554,000	+114.3%	110,622	+136.2%	0.21%	-41.5%
PAH	Buy	PLATFORM SPECIALTY PRODS COR	$1,522,000	+94.9%	120,000	+100.0%	0.21%	-46.9%
IMMR	New	IMMERSION CORP	$1,516,000	–	166,880	+100.0%	0.21%	–
LDP	Buy	COHEN & STEERS LTD DUR PFD I	$1,496,000	+119.7%	56,012	+108.6%	0.20%	-40.1%
GMZ	Buy	GOLDMAN SACHS MLP INC OPP FD	$1,490,000	+80.6%	154,688	+100.0%	0.20%	-50.7%
AFT	Buy	APOLLO SR FLOATING RATE FD I	$1,418,000	+92.4%	84,036	+100.0%	0.19%	-47.6%
EHTH	New	EHEALTH INC	$1,410,000	–	75,000	+100.0%	0.19%	–
NWSA	New	NEWS CORP NEWcl a	$1,408,000	–	102,800	+100.0%	0.19%	–
TRUE	Buy	TRUECAR INC	$1,360,000	+167.2%	68,190	+107.4%	0.19%	-27.3%
BV	Buy	BAZAARVOICE INC	$1,316,000	+149.7%	265,836	+117.0%	0.18%	-32.1%
IBB	Buy	ISHARES TRnasdq biotec etf	$1,312,000	+111.6%	4,228	+100.0%	0.18%	-42.1%
SHOO	Buy	MADDEN STEVEN LTD	$1,312,000	+165.1%	32,858	+155.6%	0.18%	-27.7%
SANW	Buy	S&W SEED CO	$1,312,000	+173.3%	316,108	+226.1%	0.18%	-25.3%
CAMP	Buy	CALAMP CORP	$1,306,000	+168.2%	64,266	+121.8%	0.18%	-26.9%
DNL	Buy	WISDOMTREE TRglb us qtly div	$1,302,000	+112.4%	24,444	+100.0%	0.18%	-42.2%
SUP	Buy	SUPERIOR INDS INTL INC	$1,294,000	+133.6%	62,982	+188.4%	0.18%	-36.3%
	New	INSEEGO CORPnote 5.500% 6/1	$1,294,000	–	1,800,000	+100.0%	0.18%	–
TIVO	New	TIVO CORP	$1,268,000	–	68,042	+100.0%	0.17%	–
VPL	Buy	VANGUARD INTL EQUITY INDEX Fftse pacific etf	$1,256,000	+114.7%	19,092	+106.5%	0.17%	-41.5%
IEFA	Buy	ISHARES TRcore msci eafe	$1,252,000	+110.4%	20,550	+100.0%	0.17%	-42.5%
VSAT	Buy	VIASAT INC	$1,248,000	+154.2%	18,848	+145.0%	0.17%	-30.8%
FBNC	New	FIRST BANCORP N C	$1,250,000	–	40,000	+100.0%	0.17%	–
TACT	Buy	TRANSACT TECHNOLOGIES INC	$1,244,000	+158.6%	146,508	+146.5%	0.17%	-29.8%
AXON	New	AXON ENTERPRISE INC	$1,244,000	–	49,450	+100.0%	0.17%	–
WRD	New	WILDHORSE RESOURCE DEV CORP	$1,244,000	–	100,494	+100.0%	0.17%	–
PGX	Buy	POWERSHARES ETF TR IIpfd portfolio	$1,224,000	+151.3%	81,054	+146.8%	0.17%	-31.4%
NMIH	New	NMI HLDGS INCcl a	$1,229,000	–	313,870	+100.0%	0.17%	–
BC	New	BRUNSWICK CORP	$1,220,000	–	19,458	+100.0%	0.17%	–
EFAV	Buy	ISHARES TRmin vol eafe etf	$1,222,000	+110.0%	17,638	+100.0%	0.17%	-42.8%
NOK	New	NOKIA CORPsponsored adr	$1,218,000	–	197,584	+100.0%	0.17%	–
OCLR	New	OCLARO INC	$1,214,000	–	129,880	+100.0%	0.17%	–
CARB	Buy	CARBONITE INC	$1,206,000	+122.9%	55,340	+107.7%	0.16%	-39.3%
KTOS	Sell	KRATOS DEFENSE & SEC SOLUTIONS	$1,204,000	-47.7%	101,444	-65.7%	0.16%	-85.7%
NTCT	Buy	NETSCOUT SYS INC	$1,204,000	+142.3%	35,006	+167.3%	0.16%	-34.0%
AMC	Buy	AMC ENTMT HLDGS INC	$1,182,000	+126.0%	51,970	+212.7%	0.16%	-38.4%
SWKS	Buy	SKYWORKS SOLUTIONS INC	$1,170,000	+136.4%	12,200	+141.7%	0.16%	-35.7%
STMP	New	STAMPS COM INC	$1,162,000	–	7,502	+100.0%	0.16%	–
CRY	New	CRYOLIFE INC	$1,158,000	–	58,000	+100.0%	0.16%	–
RIGL	New	RIGEL PHARMACEUTICALS INC	$1,108,000	–	406,000	+100.0%	0.15%	–
DIA	Buy	SPDR DOW JONES INDL AVRG ETFut ser 1	$1,106,000	+99.6%	5,184	+93.0%	0.15%	-45.3%
FB	Buy	FACEBOOK INCcl a	$1,070,000	+118.8%	7,088	+105.8%	0.15%	-40.2%
NBB	Buy	NUVEEN BUILD AMER BD FD	$1,058,000	+97.4%	50,446	+96.9%	0.14%	-46.1%
IJH	Buy	ISHARES TRcore s&p mcp etf	$1,056,000	+135.7%	6,066	+131.9%	0.14%	-35.6%
STAR	New	ISTAR INC	$1,036,000	–	86,000	+100.0%	0.14%	–
ACWX	Buy	ISHARES TRmsci acwi ex us	$1,022,000	+132.8%	22,406	+122.7%	0.14%	-36.4%
IMAX	Buy	IMAX CORP	$1,012,000	+100.4%	46,008	+209.8%	0.14%	-45.3%
SRUN	New	SILVER RUN ACQUISITION	$1,012,000	–	99,996	+100.0%	0.14%	–
VXUS	Buy	VANGUARD STAR FDvg tl intl stk f	$1,014,000	+233.6%	19,512	+218.8%	0.14%	-9.2%
CLDR	New	CLOUDERA INC	$1,008,000	–	62,980	+100.0%	0.14%	–
XLF	New	SELECT SECTOR SPDR TRput	$986,000	–	40,000	+100.0%	0.14%	–
	Buy	GARRISON CAP INC	$966,000	+34.5%	116,870	+59.1%	0.13%	-63.4%
BRKB	Buy	BERKSHIRE HATHAWAY INC DELcl b new	$948,000	+103.0%	5,600	+100.0%	0.13%	-44.7%
VGK	Buy	VANGUARD INTL EQUITY INDEX Fftse europe etf	$946,000	+166.5%	17,144	+148.9%	0.13%	-27.0%
	New	JINKOSOLAR HLDG CO LTDdebt 4.000% 2/0	$916,000	–	44,000	+100.0%	0.12%	–
NMFC	Buy	NEW MTN FIN CORP	$874,000	+95.5%	60,000	+100.0%	0.12%	-46.4%
FRSH	New	PAPA MURPHYS HLDGS INC	$874,000	–	200,000	+100.0%	0.12%	–
SPLK	Buy	SPLUNK INC	$862,000	+82.6%	15,158	+100.0%	0.12%	-50.2%
SRTS	New	SENSUS HEATLHCARE INC	$842,000	–	209,588	+100.0%	0.12%	–
IWO	Buy	ISHARES TRrus 2000 grw etf	$816,000	+108.7%	4,832	+100.0%	0.11%	-42.9%
KBLMU	New	KBL MERGER CORP IVunit 01/15/2024	$816,000	–	80,000	+100.0%	0.11%	–
EBSB	New	MERIDIAN BANCORP INC MD	$778,000	–	46,000	+100.0%	0.11%	–
UE	Buy	URBAN EDGE PPTYS	$784,000	+96.0%	33,046	+117.2%	0.11%	-46.8%
AIF	Buy	APOLLO TACTICAL INCOME FD IN	$770,000	+97.9%	47,296	+100.0%	0.10%	-46.2%
EEM	Buy	ISHARES TRmsci emg mkt etf	$748,000	+116.2%	18,096	+106.0%	0.10%	-41.4%
DXC	New	DXC TECHNOLOGY CO	$728,000	–	9,502	+100.0%	0.10%	–
FORM	New	FORMFACTOR INC	$724,000	–	58,378	+100.0%	0.10%	–
MRAM	New	EVERSPIN TECHNOLOGIES INC	$692,000	–	34,624	+100.0%	0.10%	–
VEU	Buy	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$678,000	+109.3%	13,568	+100.0%	0.09%	-42.9%
KLIC	New	KULICKE & SOFFA INDS INC	$678,000	–	35,640	+100.0%	0.09%	–
VUG	Buy	VANGUARD INDEX FDSgrowth etf	$656,000	+108.9%	5,156	+100.0%	0.09%	-43.0%
MXI	Buy	ISHARES TRglobal mater etf	$652,000	+101.9%	10,896	+100.0%	0.09%	-45.1%
AMLP	Buy	ALPS ETF TRalerian mlp	$632,000	+225.8%	52,840	+245.6%	0.09%	-10.3%
XLY	Buy	SELECT SECTOR SPDR TRsbi cons discr	$616,000	+103.3%	6,880	+100.0%	0.08%	-44.7%
AINV	Buy	APOLLO INVT CORP	$616,000	+94.9%	96,412	+100.0%	0.08%	-47.2%
TER	New	TERADYNE INC	$594,000	–	19,808	+100.0%	0.08%	–
OLP	Buy	ONE LIBERTY PPTYS INC	$586,000	+418.6%	45,698	+201.2%	0.08%	+40.4%
PBE	Buy	POWERSHARES ETF TRUSTdyn biot & gen	$558,000	+116.3%	12,204	+100.0%	0.08%	-41.5%
EWZ	Buy	ISHARESmsci brz cap etf	$556,000	+82.3%	16,260	+100.0%	0.08%	-50.3%
RCII	Buy	RENT A CTR INC NEW	$544,000	+172.0%	46,412	+106.3%	0.08%	-25.0%
DIS	Buy	DISNEY WALT CO	$530,000	+87.9%	4,980	+100.0%	0.07%	-48.6%
ZNOG	New	ZION OIL & GAS INC	$522,000	–	152,140	+100.0%	0.07%	–
RA	Buy	BROOKFIELD REAL ASSETS INCOM	$508,000	+77.0%	21,876	+73.9%	0.07%	-51.4%
BRKA	Buy	BERKSHIRE HATHAWAY INC DELcl a	$510,000	+104.0%	2	+100.0%	0.07%	-44.4%
IWF	Buy	ISHARES TRrus 1000 grw etf	$488,000	+108.5%	4,106	+100.0%	0.07%	-43.2%
IJR	New	ISHARES TRcore s&p scp etf	$480,000	–	6,844	+100.0%	0.07%	–
JLS	Buy	NUVEEN MTG OPPORTUNITY TERM	$480,000	+100.8%	18,766	+94.8%	0.07%	-45.0%
ARDC	Buy	ARES DYNAMIC CR ALLOCATION F	$458,000	+104.5%	27,978	+100.0%	0.06%	-43.8%
ET	Buy	ENERGY TRANSFER EQUITY L P	$452,000	+82.3%	25,180	+100.0%	0.06%	-50.4%
TST	Sell	THESTREET INC	$436,000	-20.1%	526,400	-26.8%	0.06%	-78.1%
COST	New	COSTCO WHSL CORP NEW	$434,000	–	2,710	+100.0%	0.06%	–
MACQ	Buy	M I ACQUISITIONS INC	$430,000	+100.0%	43,000	+100.0%	0.06%	-45.4%
SLRC	Buy	SOLAR CAP LTD	$416,000	+93.5%	19,060	+100.0%	0.06%	-47.2%
HD	New	HOME DEPOT INC	$418,000	–	2,720	+100.0%	0.06%	–
PCEF	Buy	POWERSHARES ETF TRUST II	$418,000	+104.9%	17,660	+100.0%	0.06%	-44.1%
BBH	New	VANECK VECTORS ETF TRbiotech etf	$406,000	–	3,238	+100.0%	0.06%	–
TCRD	Buy	THL CR INC	$398,000	+32.2%	40,000	+32.5%	0.06%	-63.6%
BSL	Buy	BLACKSTONE GSO FLTING RTE FU	$358,000	+97.8%	20,000	+100.0%	0.05%	-46.2%
	Buy	HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0	$326,000	+2407.7%	450,000	+2150.0%	0.04%	+542.9%
LIND	Buy	LINDBLAD EXPEDITIONS HLDGS I	$324,000	+89.5%	30,840	+61.5%	0.04%	-48.8%
FSNN	New	FUSION TELECOMM INTL INC	$290,000	–	200,000	+100.0%	0.04%	–
SRTSW	New	SENSUS HEATLHCARE INC*w exp 06/08/201	$278,000	–	462,512	+100.0%	0.04%	–
BRT	Buy	BRT RLTY TRsh ben int new	$198,000	+273.6%	165,024	+236.2%	0.03%	0.0%
	Buy	COMSTOCK RES INCnote 7.750% 4/0	$194,000	0.0%	253,196	+10.6%	0.03%	-72.2%
GSHTW	Buy	GORES HLDGS II INC*w exp 03/06/202	$150,000	+138.1%	100,000	+100.0%	0.02%	-34.4%
NMRX	Buy	NUMEREX CORP PAcl a	$148,000	+105.6%	30,000	+100.0%	0.02%	-44.4%
GTYHW	Buy	GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999	$128,000	+96.9%	116,666	+100.0%	0.02%	-45.5%
KAACW	New	KAYNE ANDERSON ACQUISITION*w exp 06/30/202	$104,000	–	133,332	+100.0%	0.01%	–
MPACW	New	MATLIN & PARTNERS ACQUISITIO*w exp 03/15/202	$76,000	–	200,000	+100.0%	0.01%	–
FNTEW	Buy	FINTECH ACQUISITION CORP II*w exp 01/19/202	$76,000	+31.0%	100,000	+100.0%	0.01%	-65.5%
SRUNW	New	SILVER RUN ACQUISITION*w exp 03/28/202	$60,000	–	33,332	+100.0%	0.01%	–
NVAX	Buy	NOVAVAX INC	$24,000	+84.6%	21,000	+100.0%	0.00%	-57.1%
	New	REDWOOD TR INCnote 4.625% 4/1	$20,000	–	20,000	+100.0%	0.00%	–
LTS	Buy	LADENBURG THALMAN FIN SVCS I	$12,000	+100.0%	162,100	+100.0%	0.00%	-33.3%
ILF	Exit	ISHARES TRlatn amer 40 etf	$0	–	-6,562	-100.0%	-0.10%	–
PFE	Exit	PFIZER INC	$0	–	-6,586	-100.0%	-0.11%	–
BPY	Exit	BROOKFIELD PPTY PARTNERS L Punit ltd partn	$0	–	-10,345	-100.0%	-0.12%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-2,969	-100.0%	-0.12%	–
PFS	Exit	PROVIDENT FINL SVCS INC	$0	–	-12,500	-100.0%	-0.16%	–
BKCC	Exit	BLACKROCK CAPITAL INVESTMENT	$0	–	-46,412	-100.0%	-0.18%	–
RDI	Exit	READING INTERNATIONAL INCcl a	$0	–	-30,213	-100.0%	-0.24%	–
PBH	Exit	PRESTIGE BRANDS HLDGS INC	$0	–	-8,821	-100.0%	-0.25%	–
MAT	Exit	MATTEL INC	$0	–	-19,213	-100.0%	-0.25%	–
NTRI	Exit	NUTRI SYS INC NEW	$0	–	-9,061	-100.0%	-0.25%	–
SRUNU	Exit	SILVER RUN ACQUISITIONunit 99/99/9999	$0	–	-50,000	-100.0%	-0.26%	–
DKS	Exit	DICKS SPORTING GOODS INC	$0	–	-10,804	-100.0%	-0.26%	–
WMAR	Exit	WEST MARINE INC	$0	–	-57,074	-100.0%	-0.27%	–
MPAA	Exit	MOTORCAR PTS AMER INC	$0	–	-18,663	-100.0%	-0.29%	–
XCRA	Exit	XCERRA CORP	$0	–	-85,600	-100.0%	-0.38%	–
AET	Exit	AETNA INC NEW	$0	–	-6,000	-100.0%	-0.38%	–
MPACU	Exit	MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a	$0	–	-100,000	-100.0%	-0.50%	–
BWEN	Exit	BROADWIND ENERGY INC	$0	–	-133,622	-100.0%	-0.56%	–
KAACU	Exit	KAYNE ANDERSON ACQUISITIONunit 06/30/2022	$0	–	-200,000	-100.0%	-1.01%	–
CFCO	Exit	CF CORP	$0	–	-224,168	-100.0%	-1.13%	–
CLAC	Exit	CAPITOL ACQUISITION CORP III	$0	–	-237,950	-100.0%	-1.26%	–
IXP	Exit	ISHARES TRput	$0	–	-100,000	-100.0%	-6.90%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-08-11
View 13F-HR/A filed 2017-08-25

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BABCOCK & WILCOX ENTERPRIS I	17	Q3 2023	43.3%
QUANTUM CORP	17	Q3 2023	16.2%
HC2 HLDGS INC	17	Q4 2019	6.4%
ALTA EQUIPMENT GROUP INC	15	Q3 2023	27.6%
TELENAV INC	14	Q1 2019	3.6%
LUMENTUM HLDGS INC	14	Q1 2019	0.4%
SELECT INTERIOR CONCEPTS INC	13	Q3 2021	17.2%
TRANSACT TECHNOLOGIES INC	13	Q3 2023	2.6%
VIASAT INC	13	Q1 2019	0.4%
NOVAVAX INC	13	Q1 2019	0.4%

View B. Riley Financial, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

B. Riley Financial, Inc. Q2 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
B. Riley Principal 250 Merger Corp.^{Sold out}	June 02, 2023	0	0.0%
Charah Solutions, Inc.	April 18, 2023	127,960	3.8%
Journey Medical Corp	December 29, 2022	864,695	4.9%
Lazydays Holdings, Inc.	November 14, 2022	284,980	2.7%
TRANSACT TECHNOLOGIES INC	October 11, 2022	1,034,366	10.4%
Eos Energy Enterprises, Inc.	August 10, 2022	2,885,256	4.8%
QUANTUM CORP /DE/	August 08, 2022	4,099,956	4.0%
Applied Blockchain, Inc.	February 11, 2022	1,065,540	0.3%
Global Ship Lease, Inc.	February 11, 2022	1,387,626	3.8%
Exela Technologies, Inc.^{Sold out}	February 01, 2022	0	0.0%

View B. Riley Financial, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
10-K	2024-04-24
8-K	2024-04-24
SC 13D/A	2024-04-17
8-K	2024-04-08
8-K	2024-03-27
4	2024-03-26
SC 13D/A	2024-03-26
8-K	2024-03-22
4	2024-03-19
4	2024-03-19

View B. Riley Financial, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (730004000.0 != 730011000.0)
The reported has been amended

Export B. Riley Financial, Inc.'s holdings