$199 Million is the total value of B. Riley Financial, Inc.'s 160 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 28.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
QQQ | Buy | POWERSHARES QQQ TRUSTput | $19,857,000 | +109.5% | 150,000 | +87.5% | 9.97% | +57.6% |
IXP | New | ISHARES TRput | $13,748,000 | – | 100,000 | +100.0% | 6.90% | – |
MCFT | Buy | MCBC HLDGS INC | $9,070,000 | +2044.2% | 560,888 | +1835.4% | 4.56% | +1515.2% |
VV | Buy | VANGUARD INDEX FDSlarge cap etf | $7,860,000 | +6.2% | 72,717 | +0.6% | 3.95% | -20.1% |
MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $6,527,000 | +5.8% | 64,214 | +5.4% | 3.28% | -20.4% |
KEM | Sell | KEMET CORP | $6,310,000 | -38.2% | 525,858 | -65.9% | 3.17% | -53.5% |
SUNS | Sell | SOLAR SR CAP LTD | $5,047,000 | +7.8% | 280,706 | -1.4% | 2.53% | -18.9% |
HCHC | Buy | HC2 HLDGS INC | $4,140,000 | +37.3% | 667,650 | +31.3% | 2.08% | +3.3% |
GSM | Buy | FERROGLOBE PLC | $3,512,000 | +1321.9% | 340,000 | +1389.1% | 1.76% | +969.1% |
VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,354,000 | +1.5% | 42,059 | +1.0% | 1.68% | -23.7% |
VO | Sell | VANGUARD INDEX FDSmid cap etf | $3,229,000 | +1.8% | 23,191 | -3.8% | 1.62% | -23.4% |
IWR | Buy | ISHARES TRrus mid-cap etf | $2,993,000 | +7.8% | 15,987 | +3.0% | 1.50% | -18.9% |
VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $2,965,000 | +14.2% | 34,324 | +13.3% | 1.49% | -14.1% |
PNNT | Sell | PENNANTPARK INVT CORP | $2,788,000 | +3.1% | 342,555 | -3.0% | 1.40% | -22.4% |
BLVD | Buy | BOULEVARD ACQUISITIONcl a | $2,776,000 | +11.6% | 277,048 | +10.1% | 1.39% | -16.1% |
VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $2,727,000 | +3.3% | 55,129 | +2.7% | 1.37% | -22.3% |
FLOT | Buy | ISHARES TRfltg rate bd etf | $2,713,000 | +9.0% | 53,335 | +8.7% | 1.36% | -18.0% |
PFLT | Buy | PENNANTPARK FLOATING RATE CA | $2,558,000 | +0.7% | 183,503 | +2.0% | 1.28% | -24.2% |
GTYH | Buy | GTY TECHNOLOGY HOLDINGS INCcl a | $2,511,000 | -6.6% | 250,099 | +0.0% | 1.26% | -29.7% |
CLAC | Buy | CAPITOL ACQUISITION CORP III | $2,510,000 | +564.0% | 237,950 | +527.0% | 1.26% | +400.0% |
HPQ | Sell | HP INC | $2,406,000 | +12.2% | 134,548 | -6.9% | 1.21% | -15.6% |
MSFT | Sell | MICROSOFT CORP | $2,391,000 | +5.1% | 36,311 | -0.8% | 1.20% | -20.9% |
CDZI | Sell | CADIZ INC | $2,308,000 | -22.5% | 153,355 | -35.6% | 1.16% | -41.7% |
KTOS | Buy | KRATOS DEFENSE & SEC SOLUTIONS | $2,304,000 | +762.9% | 296,177 | +720.5% | 1.16% | +550.0% |
CFCO | Buy | CF CORP | $2,244,000 | +5.6% | 224,168 | +4.7% | 1.13% | -20.5% |
VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,087,000 | +15.6% | 52,553 | +4.2% | 1.05% | -13.0% |
KAACU | New | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $2,004,000 | – | 200,000 | +100.0% | 1.01% | – |
VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,903,000 | +5.8% | 15,683 | +0.6% | 0.96% | -20.3% |
APPS | Sell | DIGITAL TURBINE INC | $1,861,000 | +23.7% | 1,979,113 | -10.5% | 0.94% | -6.9% |
IDV | Buy | ISHARES TRintl sel div etf | $1,725,000 | +10.4% | 54,842 | +3.8% | 0.87% | -17.0% |
DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $1,717,000 | +3.6% | 85,546 | -2.0% | 0.86% | -22.1% |
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,692,000 | +5.5% | 7,177 | +0.0% | 0.85% | -20.6% |
GSHT | New | GORES HLDGS II INC | $1,500,000 | – | 150,000 | +100.0% | 0.75% | – |
VIG | Buy | VANGUARD SPECIALIZED PORTFOLIOdiv app etf | $1,456,000 | +8.1% | 16,183 | +2.3% | 0.73% | -18.7% |
AAPL | Sell | APPLE INC | $1,439,000 | +21.3% | 10,016 | -2.2% | 0.72% | -8.7% |
NYF | ISHARES TRnew york mun etf | $1,413,000 | +1.1% | 12,828 | 0.0% | 0.71% | -23.8% | |
ARCC | Sell | ARES CAP CORP | $1,344,000 | +4.6% | 77,303 | -0.8% | 0.68% | -21.3% |
EFA | ISHARES TRmsci eafe etf | $1,337,000 | +7.9% | 21,458 | 0.0% | 0.67% | -18.9% | |
HPE | HEWLETT PACKARD ENTERPRISE C | $1,323,000 | +2.5% | 55,812 | 0.0% | 0.66% | -23.0% | |
LQD | Sell | ISHARES TRiboxx inv cp etf | $1,247,000 | +0.3% | 10,572 | -0.3% | 0.63% | -24.6% |
AAPC | Sell | ATLANTIC ALLIANCE PARTNER CO | $1,224,000 | +5.8% | 122,381 | -2.2% | 0.62% | -20.3% |
TNAV | Sell | TELENAV INC | $1,194,000 | -53.8% | 138,072 | -62.3% | 0.60% | -65.2% |
IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $1,127,000 | +200.5% | 10,708 | +199.3% | 0.57% | +126.4% |
BWEN | Sell | BROADWIND ENERGY INC | $1,113,000 | -59.0% | 133,622 | -80.1% | 0.56% | -69.1% |
EMB | ISHARES TRjp mor em mk etf | $1,112,000 | +3.2% | 9,779 | 0.0% | 0.56% | -22.5% | |
ACWV | Sell | ISHARESmin vol gbl etf | $1,101,000 | -11.7% | 14,269 | -16.9% | 0.55% | -33.5% |
QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,073,000 | +19.1% | 8,108 | +6.6% | 0.54% | -10.3% |
USMV | ISHARES TRmin vol usa etf | $1,015,000 | +5.5% | 21,269 | 0.0% | 0.51% | -20.6% | |
DVY | Sell | ISHARES TRselect divid etf | $1,013,000 | -7.2% | 11,118 | -9.8% | 0.51% | -30.2% |
LDUR | Sell | PIMCO ETF TRlow durtn ac etf | $1,001,000 | -2.0% | 9,929 | -2.4% | 0.50% | -26.1% |
MPACU | New | MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a | $1,002,000 | – | 100,000 | +100.0% | 0.50% | – |
FNTE | New | FINTECH ACQUISITION CORP II | $985,000 | – | 100,000 | +100.0% | 0.50% | – |
AHPA | AVISTA HEALTHCARE PUB ACQ COcl a | $985,000 | 0.0% | 100,000 | 0.0% | 0.50% | -24.7% | |
NTG | TORTOISE MLP FD INC | $959,000 | +8.9% | 46,160 | 0.0% | 0.48% | -18.0% | |
NLST | Sell | NETLIST INC | $936,000 | -28.1% | 945,638 | -25.9% | 0.47% | -45.9% |
MUB | Buy | ISHARES TRnational mun etf | $929,000 | +13.3% | 8,529 | +12.5% | 0.47% | -14.6% |
TPX | New | TEMPUR SEALY INTL INC | $929,000 | – | 20,000 | +100.0% | 0.47% | – |
GNR | Sell | SPDR INDEX SHS FDSglb nat resrce | $844,000 | -3.0% | 19,839 | -6.2% | 0.42% | -27.0% |
GMZ | GOLDMAN SACHS MLP INC OPP FD | $825,000 | +9.7% | 77,344 | 0.0% | 0.41% | -17.5% | |
PAH | PLATFORM SPECIALTY PRODS COR | $781,000 | +32.6% | 60,000 | 0.0% | 0.39% | -0.3% | |
AET | AETNA INC NEW | $765,000 | +2.8% | 6,000 | 0.0% | 0.38% | -22.7% | |
XCRA | New | XCERRA CORP | $761,000 | – | 85,600 | +100.0% | 0.38% | – |
AFT | Sell | APOLLO SR FLOATING RATE FD I | $737,000 | -15.1% | 42,018 | -15.8% | 0.37% | -36.1% |
ON | Buy | ON SEMICONDUCTOR CORP | $725,000 | +60.8% | 46,829 | +32.4% | 0.36% | +20.9% |
Sell | GARRISON CAP INC | $718,000 | +2.3% | 73,434 | -2.2% | 0.36% | -23.0% | |
LDP | Buy | COHEN & STEERS LTD DUR PFD I | $681,000 | +6.2% | 26,846 | +2.7% | 0.34% | -20.1% |
VCLT | VANGUARD SCOTTSDALE FDSlg-term cor bd | $661,000 | +0.8% | 7,347 | 0.0% | 0.33% | -24.2% | |
IBB | Buy | ISHARES TRnasdq biotec etf | $620,000 | +23.0% | 2,114 | +11.2% | 0.31% | -7.4% |
DNL | WISDOMTREE TRglb us qtly div | $613,000 | +8.9% | 12,222 | 0.0% | 0.31% | -18.1% | |
IEFA | ISHARES TRcore msci eafe | $595,000 | +8.0% | 10,275 | 0.0% | 0.30% | -18.8% | |
VPL | Buy | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $585,000 | +21.9% | 9,245 | +12.0% | 0.29% | -8.1% |
EFAV | ISHARES TRmin vol eafe etf | $582,000 | +7.8% | 8,819 | 0.0% | 0.29% | -18.9% | |
MPAA | Buy | MOTORCAR PTS AMER INC | $574,000 | +115.0% | 18,663 | +87.9% | 0.29% | +61.8% |
SUP | New | SUPERIOR INDS INTL INC | $554,000 | – | 21,839 | +100.0% | 0.28% | – |
DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $554,000 | -21.8% | 2,686 | -25.1% | 0.28% | -41.2% |
TST | New | THESTREET INC | $546,000 | – | 718,756 | +100.0% | 0.27% | – |
WMAR | New | WEST MARINE INC | $544,000 | – | 57,074 | +100.0% | 0.27% | – |
CARB | New | CARBONITE INC | $541,000 | – | 26,640 | +100.0% | 0.27% | – |
NBB | NUVEEN BUILD AMER BD FD | $536,000 | +1.3% | 25,623 | 0.0% | 0.27% | -23.8% | |
BV | Buy | BAZAARVOICE INC | $527,000 | +97.4% | 122,532 | +122.7% | 0.26% | +48.9% |
DKS | Buy | DICKS SPORTING GOODS INC | $526,000 | +117.4% | 10,804 | +136.9% | 0.26% | +63.0% |
AMC | New | AMC ENTMT HLDGS INC | $523,000 | – | 16,621 | +100.0% | 0.26% | – |
SRUNU | New | SILVER RUN ACQUISITIONunit 99/99/9999 | $522,000 | – | 50,000 | +100.0% | 0.26% | – |
OOMA | New | OOMA INC | $520,000 | – | 52,242 | +100.0% | 0.26% | – |
TRUE | Buy | TRUECAR INC | $509,000 | +99.6% | 32,875 | +61.1% | 0.26% | +50.6% |
IMAX | Buy | IMAX CORP | $505,000 | +96.5% | 14,850 | +81.1% | 0.25% | +47.7% |
NTRI | Buy | NUTRI SYS INC NEW | $503,000 | +107.0% | 9,061 | +29.2% | 0.25% | +56.2% |
LITE | Buy | LUMENTUM HLDGS INC | $501,000 | +92.7% | 9,389 | +39.3% | 0.25% | +44.8% |
NTCT | Buy | NETSCOUT SYS INC | $497,000 | +102.9% | 13,094 | +68.4% | 0.25% | +52.4% |
SWKS | Buy | SKYWORKS SOLUTIONS INC | $495,000 | +107.1% | 5,047 | +57.9% | 0.25% | +55.6% |
SHOO | New | MADDEN STEVEN LTD | $495,000 | – | 12,853 | +100.0% | 0.25% | – |
VSAT | Buy | VIASAT INC | $491,000 | +110.7% | 7,692 | +118.9% | 0.25% | +58.3% |
MAT | Buy | MATTEL INC | $492,000 | +97.6% | 19,213 | +112.6% | 0.25% | +48.8% |
FB | Buy | FACEBOOK INCcl a | $489,000 | +42.2% | 3,444 | +15.0% | 0.25% | +7.0% |
PBH | Buy | PRESTIGE BRANDS HLDGS INC | $490,000 | +82.2% | 8,821 | +70.9% | 0.25% | +36.7% |
PGX | Buy | POWERSHARES ETF TR IIpfd portfolio | $487,000 | +9.4% | 32,842 | +5.1% | 0.24% | -17.5% |
CAMP | Buy | CALAMP CORP | $487,000 | +100.4% | 28,977 | +72.8% | 0.24% | +51.2% |
TACT | Buy | TRANSACT TECHNOLOGIES INC | $481,000 | +78.8% | 59,437 | +45.6% | 0.24% | +34.4% |
MRVL | Buy | MARVELL TECHNOLOGY GROUP LTDord | $482,000 | +77.9% | 31,593 | +61.9% | 0.24% | +33.7% |
PRMW | New | PRIMO WTR CORP | $482,000 | – | 35,468 | +100.0% | 0.24% | – |
FNSR | Buy | FINISAR CORP | $480,000 | +101.7% | 17,571 | +123.2% | 0.24% | +51.6% |
SANW | New | S&W SEED CO | $480,000 | – | 96,933 | +100.0% | 0.24% | – |
SPLK | Sell | SPLUNK INC | $472,000 | -3.7% | 7,579 | -20.9% | 0.24% | -27.5% |
RDI | Buy | READING INTERNATIONAL INCcl a | $470,000 | +64.9% | 30,213 | +76.1% | 0.24% | +24.2% |
BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $467,000 | -14.5% | 2,800 | -16.4% | 0.24% | -35.4% |
IJH | Sell | ISHARES TRcore s&p mcp etf | $448,000 | -15.8% | 2,616 | -18.7% | 0.22% | -36.6% |
NMFC | NEW MTN FIN CORP | $447,000 | +5.7% | 30,000 | 0.0% | 0.22% | -20.6% | |
ACWX | Sell | ISHARES TRmsci acwi ex us | $439,000 | -22.7% | 10,063 | -28.7% | 0.22% | -42.0% |
UE | URBAN EDGE PPTYS | $400,000 | -4.5% | 15,215 | 0.0% | 0.20% | -28.2% | |
IWO | Buy | ISHARES TRrus 2000 grw etf | $391,000 | +55.2% | 2,416 | +47.6% | 0.20% | +16.7% |
AIF | Sell | APOLLO TACTICAL INCOME FD IN | $389,000 | -27.6% | 23,648 | -32.0% | 0.20% | -45.5% |
VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $355,000 | +30.5% | 6,889 | +21.6% | 0.18% | -2.2% |
BKCC | BLACKROCK CAPITAL INVESTMENT | $350,000 | +8.4% | 46,412 | 0.0% | 0.18% | -18.5% | |
EEM | ISHARES TRmsci emg mkt etf | $346,000 | +12.3% | 8,786 | 0.0% | 0.17% | -15.5% | |
VEU | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $324,000 | +8.0% | 6,784 | 0.0% | 0.16% | -18.5% | |
PFS | PROVIDENT FINL SVCS INC | $323,000 | -8.8% | 12,500 | 0.0% | 0.16% | -31.4% | |
MXI | ISHARES TRglobal mater etf | $323,000 | +8.0% | 5,448 | 0.0% | 0.16% | -19.0% | |
AINV | Sell | APOLLO INVT CORP | $316,000 | +11.7% | 48,206 | -0.2% | 0.16% | -15.9% |
VUG | VANGUARD INDEX FDSgrowth etf | $314,000 | +9.4% | 2,578 | 0.0% | 0.16% | -17.7% | |
EWZ | ISHARESmsci brz cap etf | $305,000 | +12.5% | 8,130 | 0.0% | 0.15% | -15.5% | |
VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $304,000 | +28.8% | 6,121 | +18.8% | 0.15% | -3.2% |
XLY | SELECT SECTOR SPDR TRsbi cons discr | $303,000 | +8.2% | 3,440 | 0.0% | 0.15% | -18.7% | |
TCRD | THL CR INC | $301,000 | -0.3% | 30,200 | 0.0% | 0.15% | -25.2% | |
RA | Buy | BROOKFIELD REAL ASSETS INCOM | $287,000 | +5.5% | 12,579 | +3.1% | 0.14% | -20.9% |
DIS | Sell | DISNEY WALT CO | $282,000 | -3.1% | 2,490 | -10.8% | 0.14% | -26.8% |
PBE | POWERSHARES ETF TRUSTdyn biot & gen | $258,000 | +8.9% | 6,102 | 0.0% | 0.13% | -17.7% | |
BRKA | BERKSHIRE HATHAWAY INC DELcl a | $250,000 | +2.5% | 1 | 0.0% | 0.13% | -22.7% | |
ET | ENERGY TRANSFER EQUITY L P | $248,000 | +2.1% | 12,590 | 0.0% | 0.12% | -22.8% | |
JLS | NUVEEN MTG OPPORTUNITY TERM | $239,000 | +3.0% | 9,633 | 0.0% | 0.12% | -22.6% | |
IWF | ISHARES TRrus 1000 grw etf | $234,000 | +8.8% | 2,053 | 0.0% | 0.12% | -18.1% | |
SLB | SCHLUMBERGER LTD | $232,000 | -6.8% | 2,969 | 0.0% | 0.12% | -29.5% | |
BPY | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $230,000 | +1.3% | 10,345 | 0.0% | 0.12% | -23.7% | |
PFE | Sell | PFIZER INC | $225,000 | -0.9% | 6,586 | -5.7% | 0.11% | -25.7% |
ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $224,000 | -5.1% | 13,989 | -10.7% | 0.11% | -29.1% |
SLRC | Sell | SOLAR CAP LTD | $215,000 | -35.8% | 9,530 | -40.8% | 0.11% | -51.8% |
MACQ | M I ACQUISITIONS INC | $215,000 | 0.0% | 21,500 | 0.0% | 0.11% | -25.0% | |
ILF | New | ISHARES TRlatn amer 40 etf | $208,000 | – | 6,562 | +100.0% | 0.10% | – |
PCEF | New | POWERSHARES ETF TRUST II | $204,000 | – | 8,830 | +100.0% | 0.10% | – |
RCII | New | RENT A CTR INC NEW | $200,000 | – | 22,500 | +100.0% | 0.10% | – |
Buy | COMSTOCK RES INCnote 7.750% 4/0 | $194,000 | +743.5% | 229,000 | +748.1% | 0.10% | +546.7% | |
AMLP | Sell | ALPS ETF TRalerian mlp | $194,000 | -2.0% | 15,288 | -2.5% | 0.10% | -26.5% |
BSL | BLACKSTONE GSO FLTING RTE FU | $181,000 | 0.0% | 10,000 | 0.0% | 0.09% | -24.8% | |
LIND | LINDBLAD EXPEDITIONS HLDGS I | $171,000 | -5.0% | 19,100 | 0.0% | 0.09% | -28.3% | |
OLP | ONE LIBERTY PPTYS INC | $113,000 | -6.6% | 15,173 | 0.0% | 0.06% | -29.6% | |
NMRX | New | NUMEREX CORP PAcl a | $72,000 | – | 15,000 | +100.0% | 0.04% | – |
GTYHW | Sell | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $65,000 | +54.8% | 58,333 | -30.0% | 0.03% | +17.9% |
GSHTW | New | GORES HLDGS II INC*w exp 03/06/202 | $63,000 | – | 50,000 | +100.0% | 0.03% | – |
FNTEW | New | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $58,000 | – | 50,000 | +100.0% | 0.03% | – |
BRT | BRT RLTY TRsh ben int new | $53,000 | +1.9% | 49,089 | 0.0% | 0.03% | -22.9% | |
NVAX | New | NOVAVAX INC | $13,000 | – | 10,500 | +100.0% | 0.01% | – |
New | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $13,000 | – | 20,000 | +100.0% | 0.01% | – | |
LTS | LADENBURG THALMAN FIN SVCS I | $6,000 | 0.0% | 81,050 | 0.0% | 0.00% | -25.0% | |
AHPAW | Exit | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $0 | – | -100,000 | -100.0% | -0.03% | – |
Exit | PDL BIOPHARMA INCnote 4.000% 2/0 | $0 | – | -74,000 | -100.0% | -0.05% | – | |
PACE | Exit | PACE HLDGS CORPcl a | $0 | – | -10,783 | -100.0% | -0.07% | – |
MXWL | Exit | MAXWELL TECHNOLOGIES INC | $0 | – | -22,705 | -100.0% | -0.08% | – |
NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -14,800 | -100.0% | -0.09% | – |
NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -12,500 | -100.0% | -0.11% | – |
SYRX | Exit | SYSOREX GLOBAL | $0 | – | -796,707 | -100.0% | -0.13% | – |
NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -4,900 | -100.0% | -0.14% | – |
AEO | Exit | AMERICAN EAGLE OUTFITTERS NE | $0 | – | -15,529 | -100.0% | -0.16% | – |
FLEX | Exit | FLEX LTDord | $0 | – | -18,231 | -100.0% | -0.18% | – |
TIVO | Exit | TIVO CORP | $0 | – | -12,700 | -100.0% | -0.18% | – |
PFSW | Exit | PFSWEB INC | $0 | – | -31,604 | -100.0% | -0.18% | – |
IL | Exit | INTRALINKS HLDGS INC | $0 | – | -21,765 | -100.0% | -0.20% | – |
MS | Exit | MORGAN STANLEY | $0 | – | -11,000 | -100.0% | -0.31% | – |
MS | Exit | MORGAN STANLEYput | $0 | – | -25,000 | -100.0% | -0.70% | – |
ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -730,565 | -100.0% | -2.75% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
QUANTUM CORP | 17 | Q3 2023 | 16.2% |
HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
TELENAV INC | 14 | Q1 2019 | 3.6% |
LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
VIASAT INC | 13 | Q1 2019 | 0.4% |
NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
10-K | 2024-04-24 |
8-K | 2024-04-24 |
SC 13D/A | 2024-04-17 |
8-K | 2024-04-08 |
8-K | 2024-03-27 |
4 | 2024-03-26 |
SC 13D/A | 2024-03-26 |
8-K | 2024-03-22 |
4 | 2024-03-19 |
4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.