$360 Million is the total value of AEGON USA Investment Management, LLC's 47 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 31.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $232,341,000 | +8.0% | 962,312 | -0.6% | 64.57% | -0.6% |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $11,944,000 | – | 8,000 | +100.0% | 3.32% | – |
| BACPRL | New | BK OF AMERICA CORP7.25%cnv pfd l | $11,491,000 | – | 7,950 | +100.0% | 3.19% | – |
| BND | Sell | VANGUARD BD INDEX FDtotal bnd mrkt | $9,672,000 | -2.0% | 114,118 | -1.2% | 2.69% | -9.8% |
| Sell | SOUTHWEST AIRLS COnote 1.250% 5/0 | $7,853,000 | -14.4% | 5,875,000 | -4.1% | 2.18% | -21.2% | |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2022s | $6,537,000 | +9.9% | 96,000 | -5.4% | 1.82% | +1.1% |
| Sell | PIONEER NAT RES COnote 0.250% 5/1 | $6,040,000 | +3.9% | 3,380,000 | -5.8% | 1.68% | -4.4% | |
| NEEPRP | Sell | NEXTERA ENERGY INCunit 99/99/9999 | $5,869,000 | +10.0% | 102,000 | -2.5% | 1.63% | +1.2% |
| KKRPRC | New | KKR & CO INC6% mconv pfd c | $5,363,000 | – | 57,500 | +100.0% | 1.49% | – |
| SOLN | Sell | SOUTHERN COunit 08/01/2022 | $4,687,000 | -2.3% | 87,200 | -7.2% | 1.30% | -10.1% |
| New | CIVITAS RESOURCES IN | $4,510,000 | – | 92,104 | +100.0% | 1.25% | – | |
| DCUE | DOMINION ENERGY INCunit 99/99/9999 | $4,418,000 | +3.6% | 43,900 | 0.0% | 1.23% | -4.7% | |
| DTP | DTE ENERGY COunit 11/01/2022s | $3,619,000 | +2.1% | 70,500 | 0.0% | 1.01% | -6.0% | |
| BOOKING HOLDINGS INCnote 0.750% 5/0 | $3,389,000 | 0.0% | 2,300,000 | 0.0% | 0.94% | -8.0% | ||
| WESTERN DIGITAL CORPnote 1.500% 2/0 | $3,008,000 | +0.1% | 2,965,000 | 0.0% | 0.84% | -7.9% | ||
| Sell | FORTIVE CORPnote 0.875% 2/1 | $2,940,000 | -27.9% | 2,925,000 | -27.8% | 0.82% | -33.7% | |
| AEPPL | AMERICAN ELEC PWR COunit 08/01/2021 | $2,669,000 | +5.2% | 53,250 | 0.0% | 0.74% | -3.3% | |
| NIMC | NISOURCE INCunit 12/01/2023 | $2,665,000 | +8.2% | 23,800 | 0.0% | 0.74% | -0.4% | |
| SRLN | Buy | SSGA ACTIVE ETF TRblackstone senr | $2,557,000 | +25.2% | 56,042 | +26.2% | 0.71% | +15.2% |
| New | CBL & ASSOC PPTYS IN | $2,305,000 | – | 73,891 | +100.0% | 0.64% | – | |
| BKLN | Buy | INVESCO EXCH TRADEDsr ln etf | $2,237,000 | +25.0% | 101,200 | +25.1% | 0.62% | +15.0% |
| Buy | ILLUMINA INCnote 8/1 | $2,223,000 | +4.4% | 1,940,000 | +6.3% | 0.62% | -3.9% | |
| SWT | Sell | STANLEY BLACK & DECKunit 11/15/2022 | $2,206,000 | -16.2% | 20,200 | -19.2% | 0.61% | -22.9% |
| AEPPZ | AMERICAN ELEC PWR COunit 08/15/2025 | $1,956,000 | +5.8% | 37,180 | 0.0% | 0.54% | -2.7% | |
| Sell | ANTHEM INCnote 2.750%10/1 | $1,907,000 | -9.7% | 290,000 | -27.5% | 0.53% | -16.9% | |
| AVAYA HLDGS CORPnote 2.250% 6/1 | $1,890,000 | +0.5% | 1,786,000 | 0.0% | 0.52% | -7.6% | ||
| ARES CAPITAL CORPnote 3.750% 2/0 | $1,646,000 | +2.3% | 1,500,000 | 0.0% | 0.46% | -6.0% | ||
| EURONET WORLDWIDE INnote 0.750% 3/1 | $1,591,000 | -1.7% | 1,460,000 | 0.0% | 0.44% | -9.6% | ||
| VVR | Sell | INVESCO SR INCOME TR | $1,199,000 | -10.9% | 276,964 | -8.4% | 0.33% | -18.0% |
| PROSPECT CAP CORPnote 6.375% 3/0 | $1,101,000 | +1.5% | 1,000,000 | 0.0% | 0.31% | -6.7% | ||
| HFRO | HIGHLAND INCOME FD | $819,000 | +2.0% | 74,565 | 0.0% | 0.23% | -6.2% | |
| RIV | New | RIVERNORTH OPPORTUNI | $762,000 | – | 47,765 | +100.0% | 0.21% | – |
| ARES CAPITAL CORPnote 4.625% 3/0 | $689,000 | +3.5% | 600,000 | 0.0% | 0.19% | -5.0% | ||
| CNR | Sell | CORNERSTONE BLDG BRA | $689,000 | +9.5% | 39,511 | -8.3% | 0.19% | +0.5% |
| AVYA | Buy | AVAYA HLDGS CORP | $563,000 | +7.2% | 28,449 | +7.2% | 0.16% | -1.9% |
| CCLP | Buy | CSI COMPRESSCO LP | $554,000 | -25.2% | 465,670 | +12.9% | 0.15% | -31.2% |
| VCSH | VANGUARD SCOTTSDALEshrt trm corp bd | $502,000 | -1.4% | 6,177 | 0.0% | 0.14% | -9.1% | |
| CCO | Sell | CLEAR CHANNEL OUTDOO | $470,000 | -1.9% | 141,908 | -19.6% | 0.13% | -9.7% |
| IHRT | Buy | IHEARTMEDIA INC | $456,000 | +76.7% | 21,658 | +110.4% | 0.13% | +62.8% |
| SIXTH STREET SPECIALnote 4.500% 8/0 | $457,000 | +8.0% | 366,000 | 0.0% | 0.13% | -0.8% | ||
| SMLP | Buy | SUMMIT MIDSTREAM PAR | $428,000 | +28.1% | 19,288 | +105.5% | 0.12% | +17.8% |
| EXTN | New | EXTERRAN CORP | $405,000 | – | 135,811 | +100.0% | 0.11% | – |
| SPSB | SPDR SER TRportfolio short | $291,000 | -1.0% | 9,398 | 0.0% | 0.08% | -9.0% | |
| BSV | VANGUARD BD INDEX FDshort trm bond | $265,000 | -1.5% | 3,283 | 0.0% | 0.07% | -8.6% | |
| NCMI | New | NATIONAL CINEMEDIA I | $233,000 | – | 83,063 | +100.0% | 0.06% | – |
| HYG | ISHARES TRiboxx hi yd etf | $214,000 | -0.9% | 2,465 | 0.0% | 0.06% | -9.2% | |
| EFL | New | EATON VANCE FLOATING | $185,000 | – | 20,000 | +100.0% | 0.05% | – |
| FRA | Exit | BLACKROCK FLOATING R | $0 | – | -45,900 | -100.0% | -0.18% | – |
| Exit | STARWOOD WAYPOINT HOnote 3.500% 1/1 | $0 | – | -420,000 | -100.0% | -0.21% | – | |
| BCEI | Exit | BONANZA CREEK ENERGY | $0 | – | -173,487 | -100.0% | -2.51% | – |
| OAS | Exit | OASIS PETROLEUM INC | $0 | – | -159,203 | -100.0% | -4.78% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 33 | Q3 2023 | 65.0% |
| WELLPOINT INC | 33 | Q2 2022 | 4.3% |
| WELLS FARGO CO NEW | 32 | Q3 2023 | 6.5% |
| VANGUARD TOTAL BOND MARKET | 29 | Q3 2023 | 41.3% |
| NOVELLUS SYS INC | 26 | Q2 2020 | 3.8% |
| BLACKROCK FLOAT RATE | 25 | Q2 2022 | 2.2% |
| SSGA ACTIVE ETF TR | 24 | Q3 2023 | 1.5% |
| BK OF AMERICA CORP | 23 | Q3 2023 | 6.4% |
| INTEL CORP | 23 | Q4 2018 | 3.7% |
| PRICELINE GRP INC | 23 | Q2 2021 | 4.0% |
View AEGON USA Investment Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-01 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR | 2023-04-25 |
| 13F-HR | 2023-01-20 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-20 |
| 13F-HR | 2022-04-26 |
View AEGON USA Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.