$331 Million is the total value of AEGON USA Investment Management, LLC's 42 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 11.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $215,072,000 | -0.8% | 968,531 | -0.5% | 64.98% | +2.0% |
| OAS | Sell | OASIS PETROLEUM INC | $15,828,000 | -15.6% | 159,203 | -14.6% | 4.78% | -13.2% |
| BND | Sell | VANGUARD BD INDEX FDtotal bnd mrkt | $9,865,000 | -1.6% | 115,452 | -1.1% | 2.98% | +1.1% |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $9,172,000 | +1.9% | 6,125,000 | +3.4% | 2.77% | +4.7% | |
| BCEI | Sell | BONANZA CREEK ENERGY | $8,310,000 | -37.1% | 173,487 | -38.2% | 2.51% | -35.3% |
| NEEPRO | NEXTERA ENERGY INCunit 09/01/2022s | $5,949,000 | +4.4% | 101,500 | 0.0% | 1.80% | +7.3% | |
| Buy | PIONEER NAT RES COnote 0.250% 5/1 | $5,812,000 | +14.9% | 3,590,000 | +13.6% | 1.76% | +18.1% | |
| NEEPRP | Buy | NEXTERA ENERGY INCunit 99/99/9999 | $5,334,000 | +12.9% | 104,666 | +8.5% | 1.61% | +16.1% |
| SOLN | Buy | SOUTHERN COunit 08/01/2022 | $4,795,000 | +7.4% | 94,000 | +6.6% | 1.45% | +10.4% |
| DCUE | Buy | DOMINION ENERGY INCunit 99/99/9999 | $4,264,000 | +7.7% | 43,900 | +7.7% | 1.29% | +10.7% |
| FORTIVE CORPnote 0.875% 2/1 | $4,080,000 | 0.0% | 4,050,000 | 0.0% | 1.23% | +2.8% | ||
| DTP | Buy | DTE ENERGY COunit 11/01/2022s | $3,543,000 | +25.7% | 70,500 | +23.7% | 1.07% | +29.2% |
| BOOKING HOLDINGS INCnote 0.750% 5/0 | $3,389,000 | +3.8% | 2,300,000 | 0.0% | 1.02% | +6.8% | ||
| Buy | WESTERN DIGITAL CORPnote 1.500% 2/0 | $3,004,000 | +1.8% | 2,965,000 | +7.8% | 0.91% | +4.7% | |
| SWT | STANLEY BLACK & DECKunit 11/15/2022 | $2,631,000 | -12.8% | 25,000 | 0.0% | 0.80% | -10.4% | |
| AEPPL | AMERICAN ELEC PWR COunit 08/01/2021 | $2,538,000 | -3.0% | 53,250 | 0.0% | 0.77% | -0.3% | |
| NIMC | Buy | NISOURCE INCunit 12/01/2023 | $2,462,000 | +8.9% | 23,800 | +8.2% | 0.74% | +11.9% |
| ILLUMINA INCnote 8/1 | $2,129,000 | -7.7% | 1,825,000 | 0.0% | 0.64% | -5.2% | ||
| ANTHEM INCnote 2.750%10/1 | $2,113,000 | -2.2% | 400,000 | 0.0% | 0.64% | +0.5% | ||
| SRLN | Buy | SSGA ACTIVE ETF TRblackstone senr | $2,043,000 | +28.7% | 44,402 | +29.5% | 0.62% | +32.4% |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $1,880,000 | – | 1,786,000 | +100.0% | 0.57% | – | |
| AEPPZ | Buy | AMERICAN ELEC PWR COunit 08/15/2025 | $1,849,000 | +12.1% | 37,180 | +15.5% | 0.56% | +15.3% |
| BKLN | Buy | INVESCO EXCH TRADEDsr ln etf | $1,789,000 | +37.1% | 80,900 | +37.4% | 0.54% | +40.9% |
| Buy | EURONET WORLDWIDE INnote 0.750% 3/1 | $1,619,000 | +4.9% | 1,460,000 | +8.1% | 0.49% | +7.7% | |
| ARES CAPITAL CORPnote 3.750% 2/0 | $1,609,000 | +2.4% | 1,500,000 | 0.0% | 0.49% | +5.2% | ||
| VVR | Sell | INVESCO SR INCOME TR | $1,345,000 | -1.1% | 302,238 | -0.9% | 0.41% | +1.5% |
| PROSPECT CAP CORPnote 6.375% 3/0 | $1,085,000 | +0.1% | 1,000,000 | 0.0% | 0.33% | +2.8% | ||
| HFRO | Buy | HIGHLAND INCOME FD | $803,000 | +6.4% | 74,565 | +7.7% | 0.24% | +9.5% |
| CCLP | Buy | CSI COMPRESSCO LP | $741,000 | +24.3% | 412,587 | +27.3% | 0.22% | +28.0% |
| New | STARWOOD WAYPOINT HOnote 3.500% 1/1 | $708,000 | – | 420,000 | +100.0% | 0.21% | – | |
| ARES CAPITAL CORPnote 4.625% 3/0 | $666,000 | +1.5% | 600,000 | 0.0% | 0.20% | +4.1% | ||
| CNR | Buy | CORNERSTONE BLDG BRA | $629,000 | -5.7% | 43,079 | +17.5% | 0.19% | -3.1% |
| FRA | Sell | BLACKROCK FLOATING R | $613,000 | -45.6% | 45,900 | -46.0% | 0.18% | -44.1% |
| AVYA | Buy | AVAYA HLDGS CORP | $525,000 | +66.7% | 26,527 | +126.8% | 0.16% | +71.0% |
| VCSH | VANGUARD SCOTTSDALEshrt trm corp bd | $509,000 | -0.4% | 6,177 | 0.0% | 0.15% | +2.7% | |
| CCO | Sell | CLEAR CHANNEL OUTDOO | $479,000 | -12.3% | 176,595 | -14.7% | 0.14% | -9.4% |
| TPG SPECIALTY LENDINnote 4.500% 8/0 | $423,000 | 0.0% | 366,000 | 0.0% | 0.13% | +3.2% | ||
| SMLP | Sell | SUMMIT MIDSTREAM PAR | $334,000 | -21.8% | 9,388 | -33.2% | 0.10% | -19.8% |
| SPSB | SPDR SER TRportfolio short | $294,000 | 0.0% | 9,398 | 0.0% | 0.09% | +3.5% | |
| BSV | VANGUARD BD INDEX FDshort trm bond | $269,000 | -0.4% | 3,283 | 0.0% | 0.08% | +2.5% | |
| IHRT | Sell | IHEARTMEDIA INC | $258,000 | -8.8% | 10,296 | -1.9% | 0.08% | -6.0% |
| HYG | ISHARES TRiboxx hi yd etf | $216,000 | -0.5% | 2,465 | 0.0% | 0.06% | +1.6% | |
| OSTRU | Exit | OYSTER ENTERPRISES Aunit 01/20/2026 | $0 | – | -20,958 | -100.0% | -0.06% | – |
| Exit | MICRON TECHNOLOGY INnote 3.125% 5/0 | $0 | – | -340,000 | -100.0% | -0.80% | – | |
| Exit | PRICELINE GRP INCnote 0.900% 9/1 | $0 | – | -2,700,000 | -100.0% | -0.86% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2021-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 33 | Q3 2023 | 65.0% |
| WELLPOINT INC | 33 | Q2 2022 | 4.3% |
| WELLS FARGO CO NEW | 32 | Q3 2023 | 6.5% |
| VANGUARD TOTAL BOND MARKET | 29 | Q3 2023 | 41.3% |
| NOVELLUS SYS INC | 26 | Q2 2020 | 3.8% |
| BLACKROCK FLOAT RATE | 25 | Q2 2022 | 2.2% |
| SSGA ACTIVE ETF TR | 24 | Q3 2023 | 1.5% |
| BK OF AMERICA CORP | 23 | Q3 2023 | 6.4% |
| INTEL CORP | 23 | Q4 2018 | 3.7% |
| PRICELINE GRP INC | 23 | Q2 2021 | 4.0% |
View AEGON USA Investment Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-01 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR | 2023-04-25 |
| 13F-HR | 2023-01-20 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-20 |
| 13F-HR | 2022-04-26 |
View AEGON USA Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.