RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2023 significant ownership

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RIVERNORTH CAPITAL MANAGEMENT, LLC is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

13F

13D/G

RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%
Virtus Total Return Fund Inc.	February 14, 2023	4,100,163	8.5%
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.	February 14, 2023	4,965,420	5.2%
WESTERN ASSET MANAGED MUNICIPALS FUND INC.	February 14, 2023	2,400,417	5.5%
Armada Acquisition Corp. I	February 15, 2022	1,485,000	7.2%
DTF TAX-FREE INCOME 2028 TERM FUND INC	February 15, 2022	263,178	3.7%
NewHold Investment Corp. II	February 15, 2022	1,732,500	8.9%
PepperLime Health Acquisition Corp	February 15, 2022	1,485,000	8.7%
Revelstone Capital Acquisition Corp.	February 15, 2022	750,000	5.0%
Schultze Special Purpose Acquisition Corp. II	February 15, 2022	1,485,000	9.0%
EATON VANCE SENIOR INCOME TRUST	February 14, 2022	?	?
Endurance Acquisition Corp.	February 14, 2022	1,980,000	9.9%
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND	February 14, 2022	?	?
First Eagle Alternative Capital BDC, Inc.	February 14, 2022	2,041,532	6.8%
Miller/Howard High Income Equity Fund	February 14, 2022	1,078,252	5.8%
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	February 14, 2022	4,193,601	6.4%
Saba Capital Income & Opportunities Fund	February 14, 2022	8,144,012	6.7%
SPECIAL OPPORTUNITIES FUND, INC.	February 14, 2022	892,250	7.0%
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND	February 14, 2022	?	?
TORTOISE PIPELINE & ENERGY FUND, INC.	February 02, 2022	259,395	11.4%
Barings BDC, Inc.	February 16, 2021	2,811,814	4.3%
BLACKROCK DEBT STRATEGIES FUND, INC.	February 16, 2021	1,496,325	3.2%
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST	February 16, 2021	454,270	7.0%
Delaware Enhanced Global Dividend & Income Fund	February 16, 2021	?	?
Eaton Vance Floating-Rate Income Plus Fund	February 16, 2021	1,113,676	14.6%
Invesco High Income Trust II	February 16, 2021	192,379	3.0%
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.	February 16, 2021	187,168	3.7%
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND	February 16, 2021	346,236	3.3%
PGIM Global High Yield Fund, Inc.	February 16, 2021	1,518,352	3.7%
SWISS HELVETIA FUND, INC.	February 16, 2021	?	?
Voya PRIME RATE TRUST	February 16, 2021	10,050,389	7.0%
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.	February 16, 2021	?	?
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND^{Sold out}	February 13, 2020	0	0.0%
AllianzGI Convertible & Income 2024 Target Term Fund^{Sold out}	February 13, 2020	0	0.0%
AllianzGI Convertible & Income Fund	February 13, 2020	333,994	8.3%
Eagle Growth & Income Opportunities Fund	February 13, 2020	27,061	0.4%
EATON VANCE LTD DURATION INCOME FUND	February 13, 2020	728	8.4%
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST^{Sold out}	February 13, 2020	0	0.0%
Garrison Capital Inc.^{Sold out}	February 13, 2020	0	0.0%
GDL FUND	February 13, 2020	150,000	5.8%
HIGH INCOME SECURITIES FUND	February 13, 2020	241,231	4.3%
Lazard World Dividend & Income Fund, Inc.^{Sold out}	February 13, 2020	0	0.0%
LIBERTY ALL STAR GROWTH FUND INC.^{Sold out}	February 13, 2020	0	0.0%
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	February 13, 2020	234,044	1.1%
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.	February 13, 2020	205,755	3.7%
Nuveen Emerging Markets Debt 2022 Target Term Fund^{Sold out}	February 13, 2020	0	0.0%
Nuveen Mortgage Opportunity Term Fund 2^{Sold out}	February 13, 2020	0	0.0%
OHA Investment Corp^{Sold out}	February 13, 2020	0	0.0%
SPECIAL OPPORTUNITIES FUND, INC.	February 13, 2020	191,280	9.9%
WESTERN ASSET CORPORATE LOAN FUND INC.^{Sold out}	February 13, 2020	0	0.0%
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.	February 13, 2020	2,771,600	4.6%
Andina Acquisition Corp. II^{Sold out}	February 14, 2019	0	0.0%
CAPITAL SOUTHWEST CORP	February 14, 2019	118,730	5.2%
Clough Global Equity Fund^{Sold out}	February 14, 2019	0	0.0%
Clough Global Opportunities Fund	February 14, 2019	1,381,305	4.3%
EATON VANCE SENIOR FLOATING RATE TRUST	February 14, 2019	82	5.6%
GLADSTONE INVESTMENT CORPORATION\DE^{Sold out}	February 14, 2019	0	0.0%
Harvest Capital Credit Corp^{Sold out}	February 14, 2019	0	0.0%
Hercules Capital, Inc.	February 14, 2019	456,202	15.2%
KCAP Financial, Inc.	February 14, 2019	300,951	9.7%
LIBERTY ALL STAR EQUITY FUND	February 14, 2019	5,435,034	2.7%
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND^{Sold out}	February 14, 2019	0	0.0%
MVC CAPITAL, INC.	February 14, 2019	234,919	5.9%
New Mountain Finance Corp	February 14, 2019	132,291	6.4%
Oxford Square Capital Corp.	February 14, 2019	336,578	14.6%
PIMCO CORPORATE & INCOME STRATEGY FUND	February 14, 2019	323	18.5%
PIMCO HIGH INCOME FUND	February 14, 2019	626	18.7%
SPROTT FOCUS TRUST INC.	February 14, 2019	1,169,632	4.5%
THL Credit, Inc.	February 14, 2019	322,753	13.4%
TriplePoint Venture Growth BDC Corp.	February 14, 2019	372,745	12.5%
Virtus Total Return Fund Inc.	February 14, 2019	803,287	3.7%
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND	February 14, 2018	751,247	2.8%
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND	February 14, 2018	437,172	4.8%
AllianzGI Convertible & Income Fund II	February 14, 2018	551	5.0%
BARINGTON/HILCO ACQUISITION CORP.^{Sold out}	February 14, 2018	0	0.0%
Brookfield Real Assets Income Fund Inc.	February 14, 2018	856,365	2.4%
CROSSROADS LIQUIDATING TRUST^{Sold out}	February 14, 2018	0	0.0%
EATON VANCE NEW YORK MUNICIPAL BOND FUND II	February 14, 2018	9	12.9%
FEDERATED PREMIER MUNICIPAL INCOME FUND	February 14, 2018	45	6.2%
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND	February 14, 2018	1,873,238	5.2%
GSV Capital Corp.^{Sold out}	February 14, 2018	0	0.0%
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC^{Sold out}	February 14, 2018	0	0.0%
MFS INTERMEDIATE HIGH INCOME FUND^{Sold out}	February 14, 2018	0	0.0%
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II	February 14, 2018	602	9.2%
PIMCO HIGH INCOME FUND	February 14, 2018	213	6.4%
Virtus Total Return Fund^{Sold out}	February 14, 2018	0	0.0%
BrandywineGLOBAL-Global Income Opportunities Fund Inc	January 10, 2018	2,125,351	10.1%
FRANKLIN LTD DURATION INCOME TRUST^{Sold out}	August 14, 2017	0	0.0%
RIVERNORTH OPPORTUNITIES FUND, INC.	August 10, 2017	336,390	9.0%
EATON VANCE OHIO MUNICIPAL INCOME TRUST^{Sold out}	February 14, 2017	0	0.0%
Full Circle Capital Corp^{Sold out}	February 14, 2017	0	0.0%
Kayne Anderson MLP Investment CO^{Sold out}	February 14, 2017	0	0.0%
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND^{Sold out}	February 14, 2017	0	0.0%
MFS MUNICIPAL INCOME TRUST^{Sold out}	February 14, 2017	0	0.0%
MVC CAPITAL, INC.	February 14, 2017	1,065,245	4.7%
Stone Harbor Emerging Markets Total Income Fund^{Sold out}	February 14, 2017	0	0.0%
Fifth Street Senior Floating Rate Corp.	August 05, 2016	411,027	1.4%
PACHOLDER HIGH YIELD FUND INC^{Sold out}	May 05, 2016	0	0.0%
Fifth Street Finance Corp.	February 22, 2016	4,389,409	2.9%
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II^{Sold out}	February 16, 2016	0	0.0%
FIRST OPPORTUNITY FUND INC^{Sold out}	February 16, 2016	0	0.0%
UBS AG	February 16, 2016	567,034	2.0%
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND^{Sold out}	September 23, 2015	0	0.0%
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND^{Sold out}	September 23, 2015	0	0.0%
WESTERN ASSET MANAGED MUNICIPALS FUND INC.^{Sold out}	September 23, 2015	0	0.0%
WESTERN ASSET PREMIER BOND FUND^{Sold out}	February 17, 2015	0	0.0%
TORTOISE ENERGY CAPITAL CORP	February 14, 2014	315,987	6.3%
BOULDER TOTAL RETURN FUND INC^{Sold out}	July 10, 2013	0	0.0%
DIAMOND HILL FINANCIAL TRENDS FUND, INC	February 14, 2013	65,816	1.7%
BLACKROCK NEW YORK MUNICIPAL BOND TRUST^{Sold out}	January 10, 2012	0	0.0%
Highland Distressed Opportunities, Inc.	January 23, 2009	1,257,903	7.1%

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