$5.92 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 347 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 22.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DEO | Sell | Diageo PLC | $151,102,000 | +11.4% | 923,549 | -3.5% | 2.55% | +0.1% |
| PEP | Sell | Pepsico Inc. | $147,661,000 | +9.5% | 1,204,906 | -1.3% | 2.50% | -1.6% |
| MSFT | Sell | Microsoft Corp. | $136,362,000 | +6.3% | 1,156,196 | -8.4% | 2.30% | -4.5% |
| PAYX | Sell | Paychex Inc. | $134,799,000 | +18.3% | 1,680,785 | -3.9% | 2.28% | +6.3% |
| NXPI | Buy | NXP Semiconductors N.V. | $133,054,000 | +23.6% | 1,505,308 | +2.5% | 2.25% | +11.1% |
| LIN | Sell | Linde PLC | $126,621,000 | +9.7% | 722,676 | -2.3% | 2.14% | -1.4% |
| NSRGY | Sell | Nestle SA | $124,257,000 | +16.5% | 1,303,971 | -1.0% | 2.10% | +4.7% |
| FAST | Sell | Fastenal Co. | $116,477,000 | -5.5% | 1,811,176 | -23.1% | 1.97% | -15.1% |
| SO | Sell | Southern Company | $115,541,000 | +16.7% | 2,235,695 | -0.8% | 1.95% | +4.9% |
| MMM | Sell | 3M Company | $114,445,000 | +7.7% | 550,800 | -1.2% | 1.93% | -3.2% |
| KMI | Buy | Kinder Morgan Inc. | $112,989,000 | +31.2% | 5,646,611 | +0.8% | 1.91% | +17.9% |
| PGR | Sell | Progressive Corp. | $111,302,000 | +15.4% | 1,543,926 | -3.4% | 1.88% | +3.8% |
| CVX | Sell | Chevron Corp. | $111,158,000 | +11.8% | 902,403 | -1.2% | 1.88% | +0.5% |
| GGG | Sell | Graco Inc. | $110,806,000 | +15.1% | 2,237,604 | -2.7% | 1.87% | +3.4% |
| CB | Sell | Chubb Corp | $110,473,000 | +7.6% | 788,641 | -0.8% | 1.87% | -3.3% |
| DWDP | Sell | DowDuPont Inc | $109,582,000 | -1.4% | 2,055,556 | -1.1% | 1.85% | -11.4% |
| NTRS | Sell | Northern Trust Corporation | $108,867,000 | +7.3% | 1,204,146 | -0.8% | 1.84% | -3.6% |
| CL | Buy | Colgate-Palmolive Co. | $107,246,000 | +16.5% | 1,564,719 | +1.2% | 1.81% | +4.7% |
| LMT | Buy | Lockheed Martin Corp | $104,616,000 | +540.0% | 348,533 | +458.3% | 1.77% | +475.9% |
| PII | Buy | Polaris Industries | $97,400,000 | +11.6% | 1,153,620 | +1.4% | 1.65% | +0.3% |
| PFE | Sell | Pfizer Inc. | $96,738,000 | -6.3% | 2,277,806 | -3.7% | 1.64% | -15.8% |
| BR | Sell | Broadridge Financial Solutions | $95,485,000 | +6.2% | 920,868 | -1.4% | 1.61% | -4.5% |
| DLR | Buy | Digital Realty Trust Inc. | $95,216,000 | +45.1% | 800,139 | +29.9% | 1.61% | +30.4% |
| RYN | Sell | Rayonier Inc. | $94,225,000 | +12.8% | 2,989,353 | -0.9% | 1.59% | +1.3% |
| MLM | Sell | Martin Marietta Materials Inc. | $90,686,000 | +15.6% | 450,770 | -1.2% | 1.53% | +3.9% |
| ETR | New | Entergy Corporation | $90,313,000 | – | 944,395 | +100.0% | 1.53% | – |
| FNF | Sell | Fidelity National Financial In | $88,469,000 | +14.9% | 2,420,487 | -1.2% | 1.50% | +3.2% |
| ARCC | Sell | Ares Capital Corp. | $87,229,000 | +7.8% | 5,089,223 | -2.0% | 1.47% | -3.1% |
| USB | New | US Bancorp | $81,175,000 | – | 1,684,478 | +100.0% | 1.37% | – |
| ADI | Sell | Analog Devices Inc. | $79,883,000 | +20.1% | 758,839 | -2.1% | 1.35% | +7.9% |
| GILD | Buy | Gilead Sciences | $77,957,000 | +7.3% | 1,199,160 | +3.2% | 1.32% | -3.7% |
| WY | Buy | Weyerhaeuser Co. | $77,258,000 | +24.0% | 2,933,106 | +2.9% | 1.31% | +11.4% |
| BKI | Sell | Black Knight Inc | $73,768,000 | +3.9% | 1,353,546 | -14.1% | 1.25% | -6.6% |
| TIF | Buy | Tiffany & Co. | $65,111,000 | +63.6% | 616,872 | +24.8% | 1.10% | +47.1% |
| MA | Sell | Mastercard Inc. - A | $63,826,000 | +23.2% | 271,079 | -1.3% | 1.08% | +10.7% |
| SYK | Sell | Stryker Corp. | $62,700,000 | +24.1% | 317,434 | -1.5% | 1.06% | +11.6% |
| SBUX | Sell | Starbucks Corporation | $61,249,000 | +14.2% | 823,902 | -1.0% | 1.04% | +2.7% |
| MKL | Sell | Markel Corp. | $56,760,000 | -7.9% | 56,974 | -4.0% | 0.96% | -17.3% |
| TJX | Buy | TJX Companies | $55,262,000 | +19.6% | 1,038,557 | +0.6% | 0.93% | +7.5% |
| AXTA | Buy | Axalta Coating Systems LTD | $50,020,000 | +11.2% | 1,984,144 | +3.3% | 0.84% | -0.1% |
| FTDR | Sell | Frontdoor Inc | $47,518,000 | +23.7% | 1,380,533 | -4.4% | 0.80% | +11.2% |
| ITW | Buy | Illinois Tool Works Inc. | $45,238,000 | +15.2% | 315,184 | +1.7% | 0.76% | +3.4% |
| CFRUY | Sell | Compagnie Financiere Richemont | $44,796,000 | +11.0% | 6,149,934 | -1.7% | 0.76% | -0.3% |
| UTX | Buy | United Technologies Corp. | $44,687,000 | +22.7% | 346,703 | +1.3% | 0.76% | +10.2% |
| AIG | Buy | American International Group I | $43,679,000 | +15.1% | 1,014,377 | +5.4% | 0.74% | +3.5% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $41,915,000 | +18.6% | 153,131 | -3.0% | 0.71% | +6.6% |
| LOW | Sell | Lowe's Companies Inc. | $39,159,000 | +15.7% | 357,711 | -2.4% | 0.66% | +3.9% |
| WRB | Sell | W.R. Berkley Corp. | $38,657,000 | +12.5% | 456,293 | -1.8% | 0.65% | +1.1% |
| GOOG | Sell | Alphabet Inc. - Class C | $35,998,000 | +12.5% | 30,681 | -0.7% | 0.61% | +1.0% |
| BAM | Buy | Brookfield Asset Management In | $35,945,000 | +22.7% | 771,840 | +1.0% | 0.61% | +10.2% |
| BRKB | Sell | Berkshire Hathaway Inc. - B | $35,618,000 | -2.6% | 177,299 | -1.0% | 0.60% | -12.4% |
| BRO | Buy | Brown & Brown Inc. | $33,629,000 | +8.6% | 1,139,605 | +1.5% | 0.57% | -2.4% |
| ORCL | Buy | Oracle Corporation | $32,099,000 | +23.5% | 597,636 | +3.8% | 0.54% | +10.8% |
| MSM | Sell | MSC Industrial Direct Co. Inc. | $29,303,000 | +0.4% | 354,281 | -6.6% | 0.50% | -9.8% |
| SPB | Sell | Spectrum Brands Holdings Inc | $28,877,000 | +28.2% | 527,143 | -1.1% | 0.49% | +15.4% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $28,447,000 | +7.7% | 266,685 | +5.2% | 0.48% | -3.2% |
| JNJ | Sell | Johnson & Johnson | $26,854,000 | -81.3% | 192,101 | -82.8% | 0.45% | -83.2% |
| CERN | New | Cerner Corporation | $26,070,000 | – | 455,691 | +100.0% | 0.44% | – |
| AGN | Buy | Allergan Inc. | $24,691,000 | +22.1% | 168,641 | +11.5% | 0.42% | +9.7% |
| ACN | Buy | Accenture PLC | $24,457,000 | +27.0% | 138,944 | +1.8% | 0.41% | +14.1% |
| HD | Sell | Home Depot Inc. | $23,997,000 | +11.4% | 125,055 | -0.2% | 0.41% | +0.2% |
| BDX | Buy | Becton Dickinson and Company | $23,201,000 | +12.6% | 92,903 | +1.6% | 0.39% | +1.3% |
| MCD | Buy | McDonald's Corp. | $23,117,000 | +8.6% | 121,731 | +1.5% | 0.39% | -2.2% |
| APD | Buy | Air Products & Chemicals Inc. | $22,232,000 | +22.3% | 116,422 | +2.5% | 0.38% | +9.9% |
| NJR | Buy | New Jersey Resources Corp. | $22,198,000 | +12.3% | 445,841 | +3.0% | 0.38% | +0.8% |
| NKE | Buy | Nike Inc. - B | $22,041,000 | +15.1% | 261,739 | +1.3% | 0.37% | +3.3% |
| CLX | Buy | The Clorox Company | $21,678,000 | +6.4% | 135,101 | +2.2% | 0.37% | -4.4% |
| AXP | Buy | American Express Company | $21,548,000 | +18.4% | 197,145 | +3.2% | 0.36% | +6.4% |
| FIS | New | Fidelity National Information | $21,439,000 | – | 189,560 | +100.0% | 0.36% | – |
| NVS | Buy | Novartis AG - ADR | $21,008,000 | +14.3% | 218,512 | +2.0% | 0.36% | +2.6% |
| NDSN | Buy | Nordson Corporation | $20,866,000 | +17.6% | 157,459 | +5.9% | 0.35% | +5.7% |
| MDT | Buy | Medtronic | $20,880,000 | +2.6% | 229,251 | +2.4% | 0.35% | -7.8% |
| PG | Buy | Procter & Gamble Company | $20,909,000 | +16.1% | 200,955 | +2.5% | 0.35% | +4.1% |
| GSK | Sell | GlaxoSmithKline Plc (Adr 1:2) | $20,531,000 | -16.2% | 491,295 | -23.4% | 0.35% | -24.7% |
| DCI | Buy | Donaldson Inc. | $20,479,000 | +19.3% | 409,093 | +3.4% | 0.35% | +7.1% |
| CBSH | Buy | Commerce Bancshares Inc. | $20,324,000 | +5.9% | 350,058 | +2.8% | 0.34% | -5.0% |
| PPG | Buy | PPG Industries Inc. | $20,186,000 | +16.8% | 178,842 | +5.8% | 0.34% | +4.9% |
| AWK | New | American Water Works Co. | $20,051,000 | – | 192,315 | +100.0% | 0.34% | – |
| TROW | Buy | T. Rowe Price Group Inc. | $20,012,000 | +12.8% | 199,882 | +4.1% | 0.34% | +1.5% |
| SLB | Sell | Schlumberger Ltd. | $19,952,000 | -14.2% | 457,932 | -29.0% | 0.34% | -22.9% |
| IVW | Sell | S&P 500 Growth Index - iShares | $19,455,000 | +8.3% | 112,876 | -5.3% | 0.33% | -2.7% |
| EXPD | Buy | Expeditors International of Wa | $19,096,000 | +16.1% | 251,592 | +4.2% | 0.32% | +4.5% |
| IVE | Buy | S&P 500 Value Index - iShares | $19,019,000 | +65.2% | 168,701 | +48.2% | 0.32% | +47.9% |
| MTB | Buy | M&T Bank Corp. | $18,409,000 | +14.1% | 117,242 | +4.0% | 0.31% | +2.6% |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $18,247,000 | +113.8% | 83,280 | +86.6% | 0.31% | +92.5% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $17,670,000 | +208.1% | 112,567 | +171.5% | 0.30% | +176.9% |
| XOM | Buy | Exxon Mobil Corp. | $17,516,000 | +28.2% | 216,786 | +8.2% | 0.30% | +15.2% |
| SEIC | Buy | SEI Investments Company | $17,450,000 | +20.4% | 333,970 | +6.4% | 0.30% | +8.1% |
| CFR | Buy | Cullen Frost Bankers Inc. | $17,352,000 | +16.1% | 178,763 | +5.1% | 0.29% | +4.3% |
| JWN | Buy | Nordstrom Inc. | $17,155,000 | +1.9% | 386,541 | +7.0% | 0.29% | -8.5% |
| GD | Buy | General Dynamics Corp. | $16,738,000 | +13.6% | 98,877 | +5.5% | 0.28% | +2.2% |
| MBB | Buy | iShares MBS Bond ETF | $16,364,000 | +2.7% | 153,855 | +1.1% | 0.28% | -7.7% |
| MORN | Buy | Morningstar Inc. | $15,874,000 | +15.0% | 125,996 | +0.3% | 0.27% | +3.1% |
| TLT | Buy | Barclays 20 Plus Year Treasury | $15,220,000 | +8.5% | 120,373 | +4.2% | 0.26% | -2.7% |
| SPIB | Buy | SPDR Portfolio Intermediate Te | $14,742,000 | +6.8% | 431,439 | +3.3% | 0.25% | -4.2% |
| IBDR | Buy | iShares Corporate iBonds ETF 2 | $14,675,000 | +8.3% | 605,418 | +2.9% | 0.25% | -2.7% |
| IBDT | Buy | iShares iBonds Dec 2028 Term C | $13,037,000 | +380.2% | 498,829 | +358.3% | 0.22% | +331.4% |
| BSCP | Buy | Invesco BulletShares 2025 | $12,926,000 | +273.8% | 628,679 | +257.5% | 0.22% | +235.4% |
| IBDD | New | iShares Corporate Bond ETF 202 | $12,845,000 | – | 486,828 | +100.0% | 0.22% | – |
| NMFC | Buy | New Mountain Finance Corp. | $12,552,000 | +8.6% | 924,957 | +0.7% | 0.21% | -2.3% |
| GBDC | Sell | Golub Capital BDC Inc. | $12,243,000 | +8.0% | 684,705 | -0.4% | 0.21% | -2.8% |
| TCPC | Buy | TCP Capital Corp. | $12,135,000 | +14.0% | 855,825 | +4.8% | 0.20% | +2.5% |
| IBDS | Buy | iShares iBonds Dec 2027 Term C | $11,236,000 | +36.4% | 458,037 | +30.0% | 0.19% | +22.6% |
| HTGC | Buy | Hercules Technology Growth Cap | $10,511,000 | +15.1% | 830,220 | +0.4% | 0.18% | +3.5% |
| SLRC | Buy | Solar Capital Ltd. | $10,243,000 | +9.4% | 491,489 | +0.8% | 0.17% | -1.7% |
| IJS | Buy | S&P SmallCap 600 Value Index F | $9,972,000 | +29.0% | 67,590 | +15.3% | 0.17% | +16.6% |
| BBDC | Buy | Barings BDC Inc | $10,023,000 | +9.9% | 1,021,687 | +1.0% | 0.17% | -1.2% |
| TPVG | Sell | TriplePoint Venture Growth BDC | $9,802,000 | +23.6% | 712,357 | -2.2% | 0.17% | +11.4% |
| BSCO | Sell | Invesco BulletShares 2024 | $9,276,000 | -40.4% | 447,490 | -42.6% | 0.16% | -46.4% |
| IJT | Sell | S&P SmallCap 600 Growth Index | $9,302,000 | -21.0% | 52,123 | -28.6% | 0.16% | -29.3% |
| MLN | Buy | VanEck Vectors Long Municipal | $9,241,000 | +5.4% | 455,019 | +1.5% | 0.16% | -5.5% |
| BSCL | Sell | Invesco BulletShares 2021 | $9,168,000 | -28.3% | 435,969 | -29.3% | 0.16% | -35.4% |
| BSCM | Buy | Invesco BulletShares 2022 | $9,170,000 | +74.5% | 434,162 | +70.3% | 0.16% | +56.6% |
| IBCD | Buy | iShares Corporate ex Financial | $9,089,000 | +2.7% | 370,685 | +2.1% | 0.15% | -7.2% |
| NTUS | Sell | Natus Medical Inc. | $8,255,000 | -69.7% | 325,283 | -59.4% | 0.14% | -72.7% |
| PDCO | Buy | Patterson Companies Inc. | $7,809,000 | +20.2% | 357,386 | +8.2% | 0.13% | +8.2% |
| IGIB | New | iShares Intermediate Term Corp | $7,811,000 | – | 141,650 | +100.0% | 0.13% | – |
| CNNE | Buy | Cannae Holdings Inc | $7,456,000 | +55.2% | 307,327 | +9.5% | 0.13% | +40.0% |
| TSLX | Buy | TPG Specialty Lending, Inc. | $7,251,000 | +11.4% | 362,536 | +0.8% | 0.12% | +0.8% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $7,269,000 | -22.2% | 147,506 | -24.0% | 0.12% | -30.1% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-Fr | $7,030,000 | +47.5% | 271,022 | +45.6% | 0.12% | +32.2% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $7,021,000 | +48.7% | 273,602 | +47.4% | 0.12% | +33.7% |
| NLY | Buy | Annaly Capital Management Inc. | $6,858,000 | +43.6% | 686,456 | +41.1% | 0.12% | +28.9% |
| GTES | Buy | Gates Industrial | $6,730,000 | +15.4% | 469,312 | +6.5% | 0.11% | +3.6% |
| SCM | Sell | Stellus Capital Investment | $6,620,000 | -7.6% | 467,790 | -15.5% | 0.11% | -17.0% |
| OFS | Buy | OFS Capital Corp. | $6,528,000 | +18.3% | 555,585 | +6.7% | 0.11% | +5.8% |
| AINV | Buy | Apollo Investment Corp. | $6,465,000 | +108.0% | 427,019 | +70.4% | 0.11% | +87.9% |
| SJW | Buy | SJW Group | $6,433,000 | +15.6% | 104,198 | +4.2% | 0.11% | +3.8% |
| PNNT | Buy | PennantPark Investment Corp. | $6,399,000 | +24.3% | 926,026 | +14.6% | 0.11% | +11.3% |
| IIIV | Buy | I3 Verticals Inc | $6,359,000 | +72.5% | 264,770 | +73.1% | 0.11% | +55.1% |
| MOV | Buy | Movado Group Inc. | $6,226,000 | +21.2% | 171,153 | +5.3% | 0.10% | +8.2% |
| THR | Buy | Thermon Group Holdings Inc. | $6,218,000 | +24.3% | 253,709 | +2.9% | 0.10% | +11.7% |
| NWN | Buy | Northwest Natural Holding Co | $6,157,000 | +13.0% | 93,816 | +4.1% | 0.10% | +2.0% |
| LXFT | Sell | Luxoft Holding Inc | $6,040,000 | +83.5% | 102,875 | -4.9% | 0.10% | +64.5% |
| GOOD | Buy | Gladstone Commercial Corp. | $6,001,000 | +19.2% | 288,921 | +2.8% | 0.10% | +6.3% |
| RAVN | Buy | Raven Industries Inc. | $5,908,000 | +10.4% | 153,987 | +4.1% | 0.10% | -1.0% |
| RGP | Buy | Resources Connection Inc | $5,896,000 | +23.5% | 356,509 | +6.0% | 0.10% | +11.1% |
| TWO | Two Harbors Investment Corp. | $5,903,000 | +5.4% | 436,255 | 0.0% | 0.10% | -4.8% | |
| FWRD | Buy | Forward Air Corp. | $5,852,000 | +22.6% | 90,398 | +3.9% | 0.10% | +10.0% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $5,785,000 | +13.1% | 281,616 | +1.2% | 0.10% | +2.1% |
| MTSC | Buy | MTS Systems Corp. | $5,757,000 | +46.6% | 105,707 | +8.1% | 0.10% | +31.1% |
| TYPE | Buy | Monotype Imaging Holdings Inc. | $5,666,000 | +42.5% | 284,851 | +11.2% | 0.10% | +28.0% |
| JBT | Buy | John Bean Technologies Corp. | $5,558,000 | +39.0% | 60,484 | +8.6% | 0.09% | +25.3% |
| VREX | Buy | Varex Imaging Corp | $5,507,000 | +58.5% | 162,551 | +10.8% | 0.09% | +43.1% |
| KAI | Buy | Kadant Inc | $5,363,000 | +26.0% | 60,972 | +16.6% | 0.09% | +13.8% |
| RMAX | Buy | RE/MAX Holdings Inc. | $5,406,000 | +35.0% | 140,267 | +7.8% | 0.09% | +21.3% |
| IBMI | Sell | iShares iBonds Sep 2020 Amt Fr | $5,129,000 | -0.3% | 201,118 | -0.8% | 0.09% | -10.3% |
| BMRC | Buy | Bank of Marin (CA) | $5,166,000 | +2.8% | 126,962 | +4.2% | 0.09% | -7.4% |
| ROLL | Buy | RBC Bearings Incorporated | $5,084,000 | +4.2% | 39,982 | +7.4% | 0.09% | -6.5% |
| IAU | Sell | iShares Gold Trust | $4,987,000 | -6.2% | 402,824 | -6.9% | 0.08% | -16.0% |
| AMOT | Buy | Allied Motion Technologies Inc | $4,722,000 | -8.6% | 137,325 | +18.8% | 0.08% | -17.5% |
| NP | Buy | Neenah Ppaper Inc | $4,688,000 | +26.6% | 72,832 | +15.9% | 0.08% | +12.9% |
| SPY | Sell | S&P 500 - SPDR | $4,629,000 | +12.2% | 16,386 | -0.8% | 0.08% | 0.0% |
| VBTX | Buy | Veritex Holdings | $4,609,000 | +25.1% | 190,308 | +10.4% | 0.08% | +13.0% |
| PAHC | Buy | Phibro Animal Health Corp Clas | $4,565,000 | +24.6% | 138,341 | +21.4% | 0.08% | +11.6% |
| IPHS | Buy | Innophos Holdings Inc | $4,368,000 | +48.8% | 144,924 | +21.1% | 0.07% | +34.5% |
| CBM | Buy | Cambrex Corp | $4,183,000 | +17.7% | 107,671 | +14.4% | 0.07% | +6.0% |
| XLE | Buy | Energy Select Sector - SPDR | $3,979,000 | +279.7% | 60,178 | +229.2% | 0.07% | +235.0% |
| PBPB | Buy | Potbelly Corp. | $3,871,000 | +30.9% | 454,793 | +23.8% | 0.06% | +16.1% |
| MAIN | Sell | Main Street Capital Corp. | $3,676,000 | +4.1% | 98,802 | -5.4% | 0.06% | -6.1% |
| IBMM | Sell | iShares iBonds Dec 2024 Term M | $3,524,000 | -30.8% | 135,734 | -32.2% | 0.06% | -37.5% |
| IBMN | New | iShares iBonds Dec 2025 Term M | $3,525,000 | – | 133,003 | +100.0% | 0.06% | – |
| IBML | Sell | iShares Muni Bond 2023 | $3,516,000 | -29.2% | 138,074 | -30.2% | 0.06% | -36.6% |
| IGLB | Sell | iShares Long-Term Corporate Bo | $3,446,000 | -65.9% | 57,098 | -68.2% | 0.06% | -69.5% |
| TLH | Sell | iShares Barclays 10-20 Year Tr | $2,975,000 | -1.3% | 21,611 | -4.3% | 0.05% | -12.3% |
| XLV | New | Health Care Select Sector - SP | $2,738,000 | – | 29,841 | +100.0% | 0.05% | – |
| IBDM | Sell | iShares iBonds Dec 2021 Term C | $2,642,000 | -34.3% | 106,892 | -35.2% | 0.04% | -40.8% |
| USCR | Buy | US Concrete Inc | $2,547,000 | +24.9% | 61,495 | +6.4% | 0.04% | +13.2% |
| CSWC | Buy | Capital Southwest Corp. | $2,430,000 | +11.0% | 115,506 | +1.4% | 0.04% | 0.0% |
| XLB | Buy | Materials Select Sector - SPDR | $2,358,000 | +107.2% | 42,495 | +88.6% | 0.04% | +90.5% |
| GOOGL | Sell | Alphabet Inc. - Class A | $2,193,000 | +5.2% | 1,863 | -6.6% | 0.04% | -5.1% |
| ICLR | Sell | Icon PLC | $2,109,000 | -7.3% | 15,441 | -12.3% | 0.04% | -16.3% |
| SHOP | Sell | Shopify Inc | $2,059,000 | +34.2% | 9,963 | -10.1% | 0.04% | +20.7% |
| IBDO | Sell | iShares iBonds Dec 2023 Term C | $1,930,000 | -32.1% | 77,179 | -34.3% | 0.03% | -37.7% |
| IBDQ | Sell | iShares iBonds Dec 2025 Term C | $1,959,000 | -75.9% | 78,789 | -77.1% | 0.03% | -78.4% |
| VNQ | Buy | REIT Index - Vanguard | $1,965,000 | +268.7% | 22,606 | +216.3% | 0.03% | +230.0% |
| CMFN | Buy | CM Finance Inc. | $1,817,000 | +82.2% | 246,171 | +54.4% | 0.03% | +63.2% |
| LVMUY | Sell | LVMH Moet Hennessy Louis Vuitt | $1,807,000 | +12.7% | 24,513 | -9.7% | 0.03% | +3.3% |
| MUB | Sell | iShares National AMT-Free Muni | $1,859,000 | -58.5% | 16,719 | -59.3% | 0.03% | -63.1% |
| PFLT | Buy | PennantPark Floating Rate Capi | $1,803,000 | +12.8% | 140,761 | +1.9% | 0.03% | 0.0% |
| BABA | Buy | Alibaba Group Holding Ltd | $1,768,000 | +53.2% | 9,690 | +15.1% | 0.03% | +36.4% |
| WCN | Sell | Waste Connections, INC. | $1,768,000 | +6.9% | 19,959 | -10.4% | 0.03% | -3.2% |
| NATH | Buy | Nathan's Famous Inc | $1,689,000 | +14.4% | 24,701 | +11.1% | 0.03% | +3.6% |
| OCSL | Buy | Oaktree Specialty Lending Corp | $1,645,000 | +25.1% | 317,580 | +2.2% | 0.03% | +12.0% |
| CYBR | Sell | Cyberark Software Ltd | $1,610,000 | +54.4% | 13,525 | -3.9% | 0.03% | +35.0% |
| MCC | Medley Capital Corp. | $1,451,000 | +16.9% | 466,714 | 0.0% | 0.02% | +8.7% | |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,506,000 | -1.6% | 5 | 0.0% | 0.02% | -13.8% | |
| RIO | Sell | Rio Tinto PLC | $1,436,000 | +2.4% | 24,408 | -15.6% | 0.02% | -7.7% |
| EC | Sell | Ecopetrol SA | $1,363,000 | +25.4% | 63,574 | -7.1% | 0.02% | +15.0% |
| DSDVY | Sell | DSV A/S-Unsponsored ADR | $1,295,000 | +12.1% | 31,237 | -11.1% | 0.02% | 0.0% |
| ABDC | Alcentra Capital Corporation | $1,296,000 | +15.9% | 172,787 | 0.0% | 0.02% | +4.8% | |
| AAGIY | Sell | AIA Group Lrd | $1,322,000 | +3.9% | 33,020 | -13.8% | 0.02% | -8.3% |
| KCAP | KCAP Financial Inc | $1,233,000 | +4.7% | 340,472 | 0.0% | 0.02% | -4.5% | |
| BP | Sell | BP PLC (Adr 1:6) | $1,225,000 | +13.0% | 28,008 | -2.0% | 0.02% | +5.0% |
| RDSA | Sell | Royal Dutch Shell PLC - Cl A | $1,257,000 | +0.7% | 20,084 | -6.2% | 0.02% | -8.7% |
| SUNS | Buy | Solar Senior Capital Ltd. | $1,165,000 | +15.8% | 67,877 | +2.0% | 0.02% | +5.3% |
| ESLT | Sell | Elbit Systems Ltd | $1,166,000 | -2.6% | 9,040 | -13.9% | 0.02% | -13.0% |
| DBSDY | Sell | DBS GROUP HOLDINGS-SPON ADR | $1,165,000 | -6.9% | 15,602 | -13.3% | 0.02% | -16.7% |
| TCEHY | Sell | Tencent Holdings LTD | $1,117,000 | +5.6% | 24,296 | -7.9% | 0.02% | -5.0% |
| APTV | Sell | APTIV PLC | $1,081,000 | +13.0% | 13,602 | -12.5% | 0.02% | 0.0% |
| CNI | Sell | Canadian National Railway | $1,046,000 | +6.1% | 11,686 | -12.1% | 0.02% | -5.3% |
| SAP | Sell | SAP AG - ADS | $1,003,000 | +0.8% | 8,690 | -13.0% | 0.02% | -10.5% |
| SMFG | Sell | Sumitomo Mitsui-Spons ADR | $1,009,000 | -1.1% | 143,474 | -8.4% | 0.02% | -10.5% |
| UL | Sell | Unilever Plc | $1,023,000 | -3.6% | 17,726 | -12.7% | 0.02% | -15.0% |
| ZTO | Sell | ZTO Express Cayman Inc | $986,000 | +6.5% | 53,951 | -7.8% | 0.02% | 0.0% |
| CMO | Capstead Mortgage Corp. | $961,000 | +28.6% | 111,884 | 0.0% | 0.02% | +14.3% | |
| UOVEY | Sell | United Overseas Bank Limited | $932,000 | -7.4% | 24,909 | -10.7% | 0.02% | -15.8% |
| SONY | Sell | Sony Corp. ADS | $944,000 | -30.8% | 22,344 | -20.9% | 0.02% | -38.5% |
| TECK | Sell | Teck Resources Limited | $873,000 | -4.4% | 37,670 | -11.1% | 0.02% | -11.8% |
| MLCO | Buy | Melco Resorts & Entertainment | $874,000 | +191.3% | 38,709 | +127.5% | 0.02% | +150.0% |
| FANUY | Sell | Fanuc Ltd. ADS | $801,000 | +0.4% | 47,011 | -10.5% | 0.01% | -6.7% |
| V | Sell | Visa, Inc. - A | $823,000 | +2.0% | 5,272 | -13.8% | 0.01% | -6.7% |
| FMS | Sell | Fresenius Medical Care AG & Co | $842,000 | +12.3% | 20,772 | -10.3% | 0.01% | 0.0% |
| EQNR | Sell | Equinor ASA | $836,000 | -17.6% | 38,064 | -20.5% | 0.01% | -26.3% |
| JPM | Sell | JP Morgan Chase & Company | $740,000 | -8.1% | 7,309 | -11.4% | 0.01% | -13.3% |
| TSM | Sell | Taiwan Semiconductor Manufactu | $740,000 | +10.4% | 18,065 | -0.4% | 0.01% | 0.0% |
| MUFG | Sell | Mitsubishi UFJ Financial | $739,000 | -9.0% | 149,232 | -10.5% | 0.01% | -20.0% |
| KMTUY | Sell | KOMATSU LTD | $695,000 | -3.6% | 29,823 | -10.8% | 0.01% | -14.3% |
| NTDOY | Sell | Nintendo Co. Ltd. ADS | $665,000 | -6.7% | 18,530 | -13.3% | 0.01% | -15.4% |
| PYPL | Sell | PayPal Holdings, Inc. | $619,000 | +22.8% | 5,958 | -0.6% | 0.01% | +11.1% |
| HYG | Buy | High Yield Corporate Bond Fund | $619,000 | +75.4% | 7,160 | +64.5% | 0.01% | +42.9% |
| FSP | Franklin Street Properties Cor | $575,000 | +15.5% | 80,000 | 0.0% | 0.01% | +11.1% | |
| JAZZ | Sell | Jazz Pharmaceuticals Plc | $590,000 | +2.1% | 4,125 | -11.5% | 0.01% | -9.1% |
| HTHT | Buy | Huazhu Group Ltd. | $517,000 | +49.0% | 12,277 | +1.4% | 0.01% | +28.6% |
| OILK | New | Proshares Trust-Proshares K-1 | $533,000 | – | 24,288 | +100.0% | 0.01% | – |
| ING | Sell | ING Groep NV | $536,000 | -14.6% | 44,156 | -25.1% | 0.01% | -25.0% |
| EOG | Sell | EOG Resources | $518,000 | +7.9% | 5,444 | -1.2% | 0.01% | 0.0% |
| SNN | Sell | Smith & Nephew (Adr 1:5) | $517,000 | -6.8% | 12,894 | -13.1% | 0.01% | -10.0% |
| LQD | New | iShares iBoxx Corporate Bond E | $531,000 | – | 4,459 | +100.0% | 0.01% | – |
| IVV | Sell | S&P 500 Index Fund - iShares | $532,000 | -78.8% | 1,868 | -81.2% | 0.01% | -80.9% |
| IX | Sell | Orix Corp. ADS | $486,000 | -45.3% | 6,769 | -45.5% | 0.01% | -52.9% |
| CEO | Buy | CNOOC Ltd. | $473,000 | +22.2% | 2,547 | +0.2% | 0.01% | +14.3% |
| BIZD | Sell | VanEck Vectors BDC Income ETF | $454,000 | -84.7% | 27,747 | -86.9% | 0.01% | -85.7% |
| TTE | Sell | Total SA - ADR | $486,000 | +4.5% | 8,742 | -1.9% | 0.01% | -11.1% |
| SSDOY | Sell | Shiseido Co Ltd | $473,000 | -0.2% | 6,540 | -13.3% | 0.01% | -11.1% |
| HDB | Sell | HDFC Bank Ltd | $420,000 | +11.1% | 3,626 | -0.5% | 0.01% | 0.0% |
| BAP | Buy | CREDICORP LTD | $390,000 | +8.6% | 1,624 | +0.4% | 0.01% | 0.0% |
| LZRFY | Sell | Localiza Rent a Car SA | $438,000 | +6.1% | 52,121 | -3.2% | 0.01% | -12.5% |
| TKC | Buy | Turkcell Iletisim Hizmetleri A | $349,000 | -4.4% | 65,184 | +0.4% | 0.01% | -14.3% |
| HON | Buy | Honeywell International, Inc. | $345,000 | +26.8% | 2,172 | +5.6% | 0.01% | +20.0% |
| YNDX | Buy | Yandex NV | $369,000 | +28.6% | 10,755 | +2.6% | 0.01% | +20.0% |
| ITUB | Buy | Itau Unibanco Holding S/A ADS | $379,000 | -2.6% | 43,041 | +1.2% | 0.01% | -14.3% |
| COST | Sell | Costco Wholesale Corporation | $352,000 | +5.4% | 1,453 | -11.3% | 0.01% | 0.0% |
| AAPL | Sell | Apple Inc. | $346,000 | +10.9% | 1,822 | -8.0% | 0.01% | 0.0% |
| KMPR | Kemper Corp. | $340,000 | +14.5% | 4,470 | 0.0% | 0.01% | 0.0% | |
| CBD | Buy | Cia Brasileira de Distribuicao | $326,000 | +12.8% | 13,988 | +0.4% | 0.01% | +20.0% |
| AMZN | Sell | Amazon.com, Inc. | $344,000 | +15.8% | 193 | -2.5% | 0.01% | 0.0% |
| MELI | Sell | MERCADOLIBRE INC | $344,000 | +15.1% | 678 | -33.7% | 0.01% | 0.0% |
| Sell | Manatuck Hill Mariner Offshore | $377,000 | +1.1% | 2,343 | -0.1% | 0.01% | -14.3% | |
| BBD | Buy | Banco Bradesco S.A. | $373,000 | +10.7% | 34,165 | +0.4% | 0.01% | 0.0% |
| WMMVY | Buy | Walmart De-Mexico-Spon ADR V | $357,000 | +5.9% | 13,338 | +0.3% | 0.01% | 0.0% |
| BAC | Sell | Bank of America Corp. | $378,000 | +3.0% | 13,706 | -7.9% | 0.01% | -14.3% |
| HES | New | Hess Corp. | $270,000 | – | 4,491 | +100.0% | 0.01% | – |
| CHL | Buy | China Mobile Limited | $304,000 | +6.3% | 5,970 | +0.4% | 0.01% | 0.0% |
| PBR | Buy | Petrobras Petroleo Brasileiro | $309,000 | +22.6% | 19,411 | +0.4% | 0.01% | 0.0% |
| XNGSY | Buy | ENN Energy Holdings Ltd | $302,000 | +16.2% | 7,815 | +6.5% | 0.01% | 0.0% |
| SQM | Buy | Soc Quimica Y Minera Chile (Ad | $280,000 | +0.7% | 7,282 | +0.3% | 0.01% | 0.0% |
| LRCX | New | Lam Research Corporation | $268,000 | – | 1,498 | +100.0% | 0.01% | – |
| FMX | Buy | FOMENTO ECONOMICO MEXICANO, S. | $288,000 | +8.7% | 3,118 | +1.2% | 0.01% | 0.0% |
| NVDA | New | NVIDIA Corp. | $315,000 | – | 1,753 | +100.0% | 0.01% | – |
| IJR | S&P SmallCap 600 Index Fund - | $271,000 | +11.1% | 3,515 | 0.0% | 0.01% | 0.0% | |
| BIDU | Buy | Baidu Inc. ADS | $273,000 | +14.7% | 1,659 | +10.7% | 0.01% | +25.0% |
| TME | New | Tencent Music Entertainment Gr | $325,000 | – | 17,976 | +100.0% | 0.01% | – |
| LLY | Sell | Eli Lilly & Co. | $311,000 | +11.1% | 2,400 | -0.7% | 0.01% | 0.0% |
| MS | Sell | Morgan Stanley | $228,000 | -3.0% | 5,404 | -8.9% | 0.00% | 0.0% |
| OXY | New | Occidental Petroleum Corp. | $254,000 | – | 3,839 | +100.0% | 0.00% | – |
| PE | New | Parsley Energy Inc. | $227,000 | – | 11,780 | +100.0% | 0.00% | – |
| KB | Sell | KB Financial Group Inc | $256,000 | -66.6% | 6,897 | -62.2% | 0.00% | -71.4% |
| MINT | Pimco Enhanced Short Maturity | $263,000 | +0.8% | 2,585 | 0.0% | 0.00% | -20.0% | |
| FLOT | iShares Floating Rate Note Fun | $242,000 | +1.3% | 4,755 | 0.0% | 0.00% | 0.0% | |
| RGLD | Sell | Royal Gold, Inc. | $261,000 | -16.9% | 2,869 | -21.8% | 0.00% | -33.3% |
| GLD | Gold Shares - SPDR | $241,000 | +0.8% | 1,974 | 0.0% | 0.00% | 0.0% | |
| GBOOY | New | Grupo Financiero ADR | $235,000 | – | 8,649 | +100.0% | 0.00% | – |
| KRE | Sell | SPDR KBW REGIONAL BA | $244,000 | -34.6% | 4,749 | -40.5% | 0.00% | -42.9% |
| FNV | Sell | Franco-Nevada Corp. | $254,000 | -11.2% | 3,387 | -16.8% | 0.00% | -20.0% |
| EPD | New | Enterprise Products Partner | $219,000 | – | 7,522 | +100.0% | 0.00% | – |
| CXO | New | Concho Resources, Inc. | $242,000 | – | 2,182 | +100.0% | 0.00% | – |
| XEC | New | Cimarex Energy Co. | $238,000 | – | 3,403 | +100.0% | 0.00% | – |
| ZNH | New | China Southern Airlines Co Ltd | $234,000 | – | 5,371 | +100.0% | 0.00% | – |
| Buy | Torex Gold Res Inc | $220,000 | +39.2% | 17,405 | +4.6% | 0.00% | +33.3% | |
| BLK | Sell | BlackRock, Inc. | $242,000 | -47.3% | 567 | -51.5% | 0.00% | -55.6% |
| WNS | New | WNS Holdings Ltd | $229,000 | – | 4,303 | +100.0% | 0.00% | – |
| WF | New | Woori Bank | $253,000 | – | 7,046 | +100.0% | 0.00% | – |
| BYDDY | Buy | Byd Company Limited Adr | $234,000 | +1.3% | 19,393 | +7.0% | 0.00% | 0.0% |
| ADP | Sell | Automatic Data Processing, Inc | $262,000 | -42.7% | 1,643 | -52.8% | 0.00% | -55.6% |
| ALGN | New | Align Technology Inc. | $229,000 | – | 807 | +100.0% | 0.00% | – |
| Buy | Leagold Mining Corp | $154,000 | +58.8% | 111,335 | +46.9% | 0.00% | +50.0% | |
| LTHM | New | Livent Corp | $192,000 | – | 15,664 | +100.0% | 0.00% | – |
| CCJ | New | Cameco Corp. | $205,000 | – | 17,406 | +100.0% | 0.00% | – |
| SA | Sell | Seabridge Gold Inc. | $151,000 | -45.5% | 12,189 | -41.7% | 0.00% | -40.0% |
| IBN | Buy | ICICI Bank Ltd. ADS | $162,000 | +14.1% | 14,147 | +2.6% | 0.00% | 0.0% |
| PAAS | New | Pan American Silver Corp | $178,000 | – | 13,462 | +100.0% | 0.00% | – |
| ALB | New | Albemarle Corp | $202,000 | – | 2,464 | +100.0% | 0.00% | – |
| XKEM | Xechem International Inc | $0 | – | 32,353 | 0.0% | 0.00% | – | |
| FSM | Exit | Fortuna Silver Mines Inc | $0 | – | -20,088 | -100.0% | -0.00% | – |
| MBT | Exit | MOBILE TELESYSTEMS OJSC | $0 | – | -14,959 | -100.0% | -0.00% | – |
| SGSVF | Exit | Sabina Gold & Silver Co NPV | $0 | – | -106,825 | -100.0% | -0.00% | – |
| SLV | Exit | Silver Trust - iShares | $0 | – | -11,602 | -100.0% | -0.00% | – |
| BSXGF | Exit | Belo Sun Mining Corp Com NPV | $0 | – | -635,766 | -100.0% | -0.00% | – |
| HCAP | Exit | Harvest Capital Credit Corp | $0 | – | -16,699 | -100.0% | -0.00% | – |
| PSX | Exit | Phillips 66 | $0 | – | -2,502 | -100.0% | -0.00% | – |
| OR | Exit | Osisko Gold Royalties Ltd | $0 | – | -21,752 | -100.0% | -0.00% | – |
| IJH | Exit | S&P MIDCap 400 Index Fund - iS | $0 | – | -1,351 | -100.0% | -0.00% | – |
| WPM | Exit | Wheaton Precious Metals Corp | $0 | – | -12,715 | -100.0% | -0.01% | – |
| WEC | Exit | Wisconsin Energy Corp. | $0 | – | -3,629 | -100.0% | -0.01% | – |
| PPLT | Exit | Aberdeen Standard Physical Pla | $0 | – | -3,812 | -100.0% | -0.01% | – |
| CSCO | Exit | Cisco Systems, Inc. | $0 | – | -6,820 | -100.0% | -0.01% | – |
| WF | Exit | Woori Bank | $0 | – | -7,024 | -100.0% | -0.01% | – |
| IWO | Exit | Russell 2000 Growth Index - iS | $0 | – | -1,953 | -100.0% | -0.01% | – |
| IWM | Exit | Russell 2000 Index Fund - iSha | $0 | – | -2,521 | -100.0% | -0.01% | – |
| JNK | Exit | Barclays Capital High Yield Bo | $0 | – | -9,811 | -100.0% | -0.01% | – |
| NEE | Exit | NextEra Energy, Inc. | $0 | – | -1,829 | -100.0% | -0.01% | – |
| ABT | Exit | Abbott Laboratories | $0 | – | -5,326 | -100.0% | -0.01% | – |
| EFA | Exit | MSCI EAFE Index Fund - iShares | $0 | – | -7,498 | -100.0% | -0.01% | – |
| ITM | Exit | Market Vectors Int Muni Index | $0 | – | -11,547 | -100.0% | -0.01% | – |
| CULP | Exit | Culp Inc. | $0 | – | -32,279 | -100.0% | -0.01% | – |
| EEMS | Exit | iShares MSCI Emerging Markets | $0 | – | -23,160 | -100.0% | -0.02% | – |
| REZ | Exit | iShares Residential Real Estat | $0 | – | -19,566 | -100.0% | -0.02% | – |
| IYF | Exit | Dow Jones US Financial Sector | $0 | – | -12,373 | -100.0% | -0.02% | – |
| AGG | Exit | Barclays Aggregate Bond Fund - | $0 | – | -13,707 | -100.0% | -0.03% | – |
| VWO | Exit | Vanguard MSCI Emerging Markets | $0 | – | -70,579 | -100.0% | -0.05% | – |
| IWN | Exit | Russell 2000 Value Index - iSh | $0 | – | -27,941 | -100.0% | -0.06% | – |
| ELF | Exit | Elf Beauty Inc | $0 | – | -406,792 | -100.0% | -0.07% | – |
| VGK | Exit | European ETF - Vanguard | $0 | – | -80,333 | -100.0% | -0.07% | – |
| TCRD | Exit | THL Credit, Inc. | $0 | – | -848,658 | -100.0% | -0.10% | – |
| BSCK | Exit | Invesco BulletShares 2020 | $0 | – | -251,999 | -100.0% | -0.10% | – |
| SPDW | Exit | SPDR Portfolio World Ex US ETF | $0 | – | -268,248 | -100.0% | -0.13% | – |
| IWD | Exit | Russell 1000 Value Index - iSh | $0 | – | -96,695 | -100.0% | -0.20% | – |
| MDU | Exit | MDU Resources Group Inc. | $0 | – | -660,223 | -100.0% | -0.30% | – |
| IBCE | Exit | iShares Corporate ex Financial | $0 | – | -730,181 | -100.0% | -0.32% | – |
| IUSV | Exit | iShares Core US Values - ETF | $0 | – | -595,505 | -100.0% | -0.55% | – |
| KHC | Exit | Kraft Heinz Co. | $0 | – | -1,412,672 | -100.0% | -1.14% | – |
| IRM | Exit | Iron Mountain | $0 | – | -2,630,589 | -100.0% | -1.60% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-04-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.