$5.32 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 359 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 19.1% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
JNJ | Sell | Johnson & Johnson | $143,730,000 | -7.5% | 1,113,751 | -0.9% | 2.70% | +2.1% |
DEO | Sell | Diageo PLC | $135,674,000 | +0.0% | 956,801 | -0.0% | 2.55% | +10.4% |
PEP | Buy | Pepsico Inc. | $134,875,000 | +0.6% | 1,220,808 | +1.8% | 2.54% | +11.0% |
MSFT | Sell | Microsoft Corp. | $128,265,000 | -12.8% | 1,262,822 | -1.8% | 2.41% | -3.8% |
FAST | Sell | Fastenal Co. | $123,221,000 | -10.6% | 2,356,495 | -0.8% | 2.32% | -1.4% |
LIN | New | Linde PLC | $115,455,000 | – | 739,906 | +100.0% | 2.17% | – |
PAYX | Buy | Paychex Inc. | $113,976,000 | -10.5% | 1,749,443 | +1.2% | 2.14% | -1.2% |
DWDP | Sell | DowDuPont Inc | $111,146,000 | -17.8% | 2,078,268 | -1.1% | 2.09% | -9.3% |
NXPI | Sell | NXP Semiconductors N.V. | $107,636,000 | -16.9% | 1,468,826 | -3.0% | 2.02% | -8.3% |
NSRGY | Buy | Nestle SA | $106,636,000 | +69.4% | 1,317,150 | +75.3% | 2.00% | +86.9% |
MMM | Buy | 3M Company | $106,221,000 | -7.6% | 557,476 | +2.1% | 2.00% | +1.9% |
PFE | Sell | Pfizer Inc. | $103,286,000 | -1.6% | 2,366,222 | -0.6% | 1.94% | +8.6% |
CB | Buy | Chubb Corp | $102,663,000 | -0.9% | 794,728 | +2.5% | 1.93% | +9.3% |
NTRS | Buy | Northern Trust Corporation | $101,477,000 | -15.1% | 1,213,989 | +3.8% | 1.91% | -6.3% |
CVX | Buy | Chevron Corp. | $99,408,000 | -10.3% | 913,757 | +0.8% | 1.87% | -1.1% |
SO | Buy | Southern Company | $99,027,000 | +3.0% | 2,254,718 | +2.2% | 1.86% | +13.6% |
PGR | Sell | Progressive Corp. | $96,426,000 | -30.3% | 1,598,312 | -17.9% | 1.81% | -23.1% |
GGG | Buy | Graco Inc. | $96,281,000 | -2.3% | 2,300,633 | +8.1% | 1.81% | +7.8% |
CL | Buy | Colgate-Palmolive Co. | $92,021,000 | -9.8% | 1,546,054 | +1.4% | 1.73% | -0.5% |
BR | Buy | Broadridge Financial Solutions | $89,870,000 | +1.2% | 933,712 | +38.7% | 1.69% | +11.6% |
PII | Buy | Polaris Industries | $87,238,000 | -23.0% | 1,137,685 | +1.4% | 1.64% | -15.0% |
KMI | Sell | Kinder Morgan Inc. | $86,117,000 | -15.2% | 5,599,302 | -2.3% | 1.62% | -6.5% |
IRM | Buy | Iron Mountain | $85,257,000 | -4.8% | 2,630,589 | +1.4% | 1.60% | +5.0% |
RYN | Buy | Rayonier Inc. | $83,517,000 | -16.8% | 3,016,147 | +1.6% | 1.57% | -8.2% |
ARCC | Buy | Ares Capital Corp. | $80,892,000 | -8.7% | 5,192,058 | +0.7% | 1.52% | +0.7% |
MLM | Buy | Martin Marietta Materials Inc. | $78,424,000 | -3.6% | 456,301 | +2.0% | 1.48% | +6.3% |
FNF | Buy | Fidelity National Financial In | $77,003,000 | -17.8% | 2,449,202 | +2.9% | 1.45% | -9.3% |
GILD | Sell | Gilead Sciences | $72,683,000 | -21.0% | 1,161,993 | -2.5% | 1.37% | -12.8% |
BKI | Sell | Black Knight Inc | $70,989,000 | -27.5% | 1,575,434 | -16.4% | 1.34% | -20.0% |
ADI | Buy | Analog Devices Inc. | $66,509,000 | +52.1% | 774,887 | +63.9% | 1.25% | +67.9% |
DLR | Buy | Digital Realty Trust Inc. | $65,618,000 | -3.8% | 615,843 | +1.6% | 1.23% | +6.2% |
WY | Buy | Weyerhaeuser Co. | $62,307,000 | -28.0% | 2,850,253 | +6.3% | 1.17% | -20.5% |
MKL | Sell | Markel Corp. | $61,616,000 | -15.7% | 59,357 | -3.4% | 1.16% | -6.9% |
KHC | Sell | Kraft Heinz Co. | $60,801,000 | -22.2% | 1,412,672 | -0.3% | 1.14% | -14.1% |
SBUX | Buy | Starbucks Corporation | $53,612,000 | +14.2% | 832,486 | +0.8% | 1.01% | +26.0% |
MA | Buy | Mastercard Inc. - A | $51,823,000 | -15.1% | 274,706 | +0.2% | 0.98% | -6.2% |
SYK | Buy | Stryker Corp. | $50,512,000 | -9.2% | 322,246 | +3.0% | 0.95% | +0.2% |
TJX | Buy | TJX Companies | $46,197,000 | -29.5% | 1,032,565 | +76.4% | 0.87% | -22.2% |
AXTA | Sell | Axalta Coating Systems LTD | $44,973,000 | -26.0% | 1,920,269 | -7.8% | 0.85% | -18.3% |
CFRUY | Sell | Compagnie Financiere Richemont | $40,340,000 | -24.8% | 6,254,203 | -4.6% | 0.76% | -17.0% |
TIF | New | Tiffany & Co. | $39,789,000 | – | 494,211 | +100.0% | 0.75% | – |
ITW | Buy | Illinois Tool Works Inc. | $39,275,000 | -7.2% | 310,013 | +3.4% | 0.74% | +2.5% |
FTDR | New | Frontdoor Inc | $38,410,000 | – | 1,443,457 | +100.0% | 0.72% | – |
AIG | Sell | American International Group I | $37,937,000 | -31.0% | 962,611 | -6.7% | 0.71% | -23.9% |
BRKB | Sell | Berkshire Hathaway Inc. - B | $36,551,000 | -5.7% | 179,016 | -1.2% | 0.69% | +3.9% |
UTX | Buy | United Technologies Corp. | $36,432,000 | -22.2% | 342,147 | +2.1% | 0.68% | -14.2% |
TMO | Sell | Thermo Fisher Scientific Inc. | $35,334,000 | -10.7% | 157,888 | -2.6% | 0.66% | -1.5% |
WRB | Sell | W.R. Berkley Corp. | $34,359,000 | -8.3% | 464,882 | -0.8% | 0.65% | +1.3% |
LOW | Buy | Lowe's Companies Inc. | $33,858,000 | -13.2% | 366,592 | +7.9% | 0.64% | -4.2% |
GOOG | Buy | Alphabet Inc. - Class C | $31,994,000 | -3.4% | 30,894 | +11.3% | 0.60% | +6.5% |
BRO | Buy | Brown & Brown Inc. | $30,952,000 | -3.5% | 1,123,069 | +3.5% | 0.58% | +6.4% |
BAM | Buy | Brookfield Asset Management In | $29,302,000 | +63.4% | 764,058 | +89.7% | 0.55% | +80.1% |
IUSV | Buy | iShares Core US Values - ETF | $29,233,000 | +3787.4% | 595,505 | +4367.1% | 0.55% | +4130.8% |
MSM | Sell | MSC Industrial Direct Co. Inc. | $29,188,000 | -17.6% | 379,463 | -5.6% | 0.55% | -9.0% |
NTUS | Sell | Natus Medical Inc. | $27,244,000 | -12.4% | 800,578 | -8.2% | 0.51% | -3.4% |
IEF | Sell | iShares 7-10 Year Treasury Bon | $26,407,000 | +1.1% | 253,429 | -1.8% | 0.50% | +11.7% |
ORCL | Sell | Oracle Corporation | $25,991,000 | -15.2% | 575,666 | -3.2% | 0.49% | -6.3% |
GSK | Sell | GlaxoSmithKline Plc (Adr 1:2) | $24,514,000 | -32.0% | 641,569 | -28.5% | 0.46% | -24.9% |
SLB | Buy | Schlumberger Ltd. | $23,263,000 | -40.1% | 644,749 | +1.1% | 0.44% | -34.0% |
SPB | Buy | Spectrum Brands Holdings Inc | $22,520,000 | -33.3% | 533,024 | +18.0% | 0.42% | -26.4% |
HD | Buy | Home Depot Inc. | $21,534,000 | -14.7% | 125,327 | +2.8% | 0.40% | -5.8% |
MCD | Buy | McDonald's Corp. | $21,292,000 | +9.2% | 119,905 | +2.9% | 0.40% | +20.5% |
BDX | Buy | Becton Dickinson and Company | $20,600,000 | -9.9% | 91,425 | +4.4% | 0.39% | -0.8% |
MDT | Buy | Medtronic | $20,354,000 | -4.5% | 223,772 | +3.3% | 0.38% | +5.5% |
CLX | Buy | The Clorox Company | $20,382,000 | +5.7% | 132,231 | +3.2% | 0.38% | +16.4% |
AGN | Sell | Allergan Inc. | $20,215,000 | -68.4% | 151,245 | -55.0% | 0.38% | -65.1% |
NJR | Buy | New Jersey Resources Corp. | $19,761,000 | +1.5% | 432,699 | +2.4% | 0.37% | +12.0% |
ACN | Buy | Accenture PLC | $19,252,000 | -14.0% | 136,532 | +3.8% | 0.36% | -5.0% |
CBSH | Buy | Commerce Bancshares Inc. | $19,187,000 | -7.7% | 340,381 | +8.1% | 0.36% | +2.0% |
NKE | Buy | Nike Inc. - B | $19,152,000 | -8.6% | 258,321 | +4.4% | 0.36% | +0.8% |
NVS | Buy | Novartis AG - ADR | $18,385,000 | +12.4% | 214,250 | +12.8% | 0.35% | +24.0% |
AXP | Sell | American Express Company | $18,203,000 | -62.0% | 190,969 | -57.5% | 0.34% | -58.1% |
APD | Buy | Air Products & Chemicals Inc. | $18,184,000 | +1.7% | 113,616 | +6.1% | 0.34% | +12.1% |
PG | Buy | Procter & Gamble Company | $18,014,000 | +13.4% | 195,977 | +2.7% | 0.34% | +25.1% |
IVW | Sell | S&P 500 Growth Index - iShares | $17,956,000 | -20.1% | 119,174 | -6.1% | 0.34% | -11.7% |
NDSN | New | Nordson Corporation | $17,739,000 | – | 148,632 | +100.0% | 0.33% | – |
TROW | Buy | T. Rowe Price Group Inc. | $17,734,000 | -10.8% | 192,092 | +5.5% | 0.33% | -1.8% |
PPG | Buy | PPG Industries Inc. | $17,286,000 | -2.2% | 169,092 | +4.4% | 0.32% | +8.0% |
IBCE | Sell | iShares Corporate ex Financial | $17,203,000 | -1.7% | 730,181 | -1.8% | 0.32% | +8.7% |
DCI | Buy | Donaldson Inc. | $17,160,000 | -22.8% | 395,475 | +3.7% | 0.32% | -14.8% |
JWN | Buy | Nordstrom Inc. | $16,843,000 | +36.7% | 361,356 | +75.4% | 0.32% | +51.0% |
EXPD | Buy | Expeditors International of Wa | $16,443,000 | -1.4% | 241,496 | +6.5% | 0.31% | +8.8% |
LMT | Buy | Lockheed Martin Corp | $16,346,000 | -20.0% | 62,428 | +5.8% | 0.31% | -11.8% |
MTB | Buy | M&T Bank Corp. | $16,134,000 | -7.9% | 112,724 | +5.9% | 0.30% | +1.7% |
MBB | Sell | iShares MBS Bond ETF | $15,929,000 | -14.7% | 152,215 | -15.7% | 0.30% | -5.7% |
MDU | Buy | MDU Resources Group Inc. | $15,740,000 | -2.5% | 660,223 | +5.1% | 0.30% | +7.6% |
BSCO | Sell | Invesco BulletShares 2024 | $15,556,000 | -2.1% | 778,965 | -1.5% | 0.29% | +8.1% |
CFR | Buy | Cullen Frost Bankers Inc. | $14,952,000 | -9.9% | 170,030 | +7.0% | 0.28% | -0.7% |
GD | Buy | General Dynamics Corp. | $14,735,000 | -17.3% | 93,729 | +7.7% | 0.28% | -8.9% |
SEIC | Buy | SEI Investments Company | $14,495,000 | -18.9% | 313,742 | +7.3% | 0.27% | -10.5% |
TLT | Sell | Barclays 20 Plus Year Treasury | $14,034,000 | -16.4% | 115,493 | -19.4% | 0.26% | -7.7% |
MORN | Buy | Morningstar Inc. | $13,801,000 | -9.5% | 125,644 | +3.7% | 0.26% | 0.0% |
SPIB | Sell | SPDR Portfolio Intermediate Te | $13,800,000 | -2.2% | 417,683 | -1.4% | 0.26% | +8.3% |
XOM | Buy | Exxon Mobil Corp. | $13,664,000 | -15.8% | 200,376 | +5.0% | 0.26% | -6.9% |
IBDR | Sell | iShares Corporate iBonds ETF 2 | $13,550,000 | -2.8% | 588,374 | -1.7% | 0.26% | +7.1% |
BSCL | Sell | Invesco BulletShares 2021 | $12,786,000 | -0.9% | 616,211 | -1.0% | 0.24% | +9.1% |
IJT | Buy | S&P SmallCap 600 Growth Index | $11,782,000 | -4.6% | 73,030 | +19.3% | 0.22% | +5.7% |
NMFC | Buy | New Mountain Finance Corp. | $11,553,000 | -6.7% | 918,354 | +0.2% | 0.22% | +2.8% |
IVE | Sell | S&P 500 Value Index - iShares | $11,516,000 | -19.1% | 113,861 | -7.3% | 0.22% | -10.7% |
GBDC | Buy | Golub Capital BDC Inc. | $11,337,000 | -9.9% | 687,538 | +2.5% | 0.21% | -0.5% |
IWD | Buy | Russell 1000 Value Index - iSh | $10,738,000 | +4488.9% | 96,695 | +5135.2% | 0.20% | +4950.0% |
TCPC | Buy | TCP Capital Corp. | $10,644,000 | +0.2% | 816,269 | +9.3% | 0.20% | +10.5% |
IGLB | Buy | iShares Long-Term Corporate Bo | $10,116,000 | +39.4% | 179,680 | +44.3% | 0.19% | +53.2% |
SLRC | Buy | Solar Capital Ltd. | $9,360,000 | -10.1% | 487,740 | +0.1% | 0.18% | -0.6% |
TFI | Buy | SPDR Nuveen Barclays Capital M | $9,343,000 | +4.6% | 194,151 | +3.2% | 0.18% | +15.8% |
HTGC | Buy | Hercules Technology Growth Cap | $9,136,000 | -16.0% | 826,780 | +0.1% | 0.17% | -7.0% |
BBDC | Sell | Barings BDC Inc | $9,119,000 | -11.0% | 1,012,066 | -1.2% | 0.17% | -2.3% |
IBCD | Sell | iShares Corporate ex Financial | $8,849,000 | -1.2% | 362,902 | -0.9% | 0.17% | +8.5% |
MLN | Sell | VanEck Vectors Long Municipal | $8,765,000 | +0.4% | 448,085 | -0.6% | 0.16% | +10.7% |
IJK | Buy | S&P MidCap 400 Growth Index Fu | $8,533,000 | +17.8% | 44,624 | +43.5% | 0.16% | +30.1% |
IBDS | Sell | iShares iBonds Dec 2027 Term C | $8,239,000 | -1.3% | 352,243 | -0.6% | 0.16% | +9.2% |
IBDQ | Sell | iShares iBonds Dec 2025 Term C | $8,137,000 | -2.2% | 344,806 | -0.9% | 0.15% | +7.7% |
TPVG | Buy | TriplePoint Venture Growth BDC | $7,929,000 | -16.1% | 728,075 | +4.8% | 0.15% | -7.5% |
IJS | Buy | S&P SmallCap 600 Value Index F | $7,731,000 | -8.7% | 58,637 | +15.6% | 0.14% | +0.7% |
SCM | Buy | Stellus Capital Investment | $7,166,000 | -4.9% | 553,342 | +0.1% | 0.14% | +5.5% |
SPDW | Buy | SPDR Portfolio World Ex US ETF | $7,095,000 | +86.8% | 268,248 | +117.3% | 0.13% | +104.6% |
TSLX | Sell | TPG Specialty Lending, Inc. | $6,507,000 | -11.3% | 359,695 | -0.1% | 0.12% | -2.4% |
PDCO | Sell | Patterson Companies Inc. | $6,495,000 | -47.4% | 330,373 | -34.6% | 0.12% | -42.2% |
GTES | Sell | Gates Industrial | $5,832,000 | -32.5% | 440,467 | -0.7% | 0.11% | -25.2% |
IJJ | Buy | S&P MidCap 400 Value Index Fun | $5,736,000 | +15.3% | 41,462 | +39.4% | 0.11% | +27.1% |
TWO | Two Harbors Investment Corp. | $5,602,000 | -14.0% | 436,255 | 0.0% | 0.10% | -5.4% | |
SJW | Sell | SJW Group | $5,564,000 | -9.1% | 100,043 | -0.0% | 0.10% | +1.0% |
OFS | Buy | OFS Capital Corp. | $5,517,000 | +5.3% | 520,499 | +18.2% | 0.10% | +16.9% |
NWN | Buy | Northwest Natural Holding Co | $5,447,000 | -9.1% | 90,093 | +0.6% | 0.10% | 0.0% |
RAVN | Buy | Raven Industries Inc. | $5,353,000 | -14.5% | 147,896 | +8.0% | 0.10% | -5.6% |
BSCK | Sell | Invesco BulletShares 2020 | $5,310,000 | -0.9% | 251,999 | -0.8% | 0.10% | +9.9% |
IAU | Sell | iShares Gold Trust | $5,318,000 | +4.0% | 432,715 | -3.3% | 0.10% | +14.9% |
BSCM | Sell | Invesco BulletShares 2022 | $5,255,000 | -0.9% | 254,983 | -0.7% | 0.10% | +10.0% |
MOV | Buy | Movado Group Inc. | $5,137,000 | -24.0% | 162,484 | +0.8% | 0.10% | -15.7% |
TCRD | Sell | THL Credit, Inc. | $5,160,000 | -40.2% | 848,658 | -20.7% | 0.10% | -34.0% |
IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $5,145,000 | +2.5% | 202,809 | +2.0% | 0.10% | +12.8% |
AMOT | Sell | Allied Motion Technologies Inc | $5,166,000 | -18.4% | 115,596 | -0.7% | 0.10% | -10.2% |
PNNT | Sell | PennantPark Investment Corp. | $5,149,000 | -25.0% | 808,262 | -12.1% | 0.10% | -17.1% |
GSBD | Buy | Goldman Sachs BDC Inc. | $5,116,000 | +34.2% | 278,354 | +61.9% | 0.10% | +47.7% |
IBMM | Buy | iShares iBonds Dec 2024 Term M | $5,095,000 | +3.5% | 200,106 | +1.7% | 0.10% | +14.3% |
GOOD | Buy | Gladstone Commercial Corp. | $5,036,000 | -4.5% | 281,042 | +2.0% | 0.10% | +5.6% |
BMRC | Buy | Bank of Marin (CA) | $5,023,000 | -18.3% | 121,815 | +66.2% | 0.09% | -10.5% |
THR | Buy | Thermon Group Holdings Inc. | $5,001,000 | -20.6% | 246,602 | +1.0% | 0.09% | -12.1% |
IBML | Sell | iShares Muni Bond 2023 | $4,966,000 | +0.9% | 197,787 | -0.1% | 0.09% | +10.7% |
ROLL | Buy | RBC Bearings Incorporated | $4,880,000 | +22.6% | 37,226 | +40.6% | 0.09% | +35.3% |
RGP | Sell | Resources Connection Inc | $4,775,000 | -16.4% | 336,255 | -2.3% | 0.09% | -7.2% |
IBMK | Buy | iShares iBonds Dec 2022 AMT-Fr | $4,766,000 | +3.1% | 186,082 | +2.3% | 0.09% | +13.9% |
CNNE | Sell | Cannae Holdings Inc | $4,803,000 | -21.5% | 280,557 | -3.9% | 0.09% | -13.5% |
FWRD | Sell | Forward Air Corp. | $4,772,000 | -23.6% | 86,994 | -0.1% | 0.09% | -15.1% |
NLY | Annaly Capital Management Inc. | $4,777,000 | -4.0% | 486,456 | 0.0% | 0.09% | +5.9% | |
IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $4,723,000 | +1.0% | 185,610 | +0.4% | 0.09% | +11.2% |
MUB | Buy | iShares National AMT-Free Muni | $4,483,000 | +2.6% | 41,117 | +1.6% | 0.08% | +13.5% |
KAI | Sell | Kadant Inc | $4,258,000 | -30.0% | 52,277 | -7.3% | 0.08% | -23.1% |
SPY | Buy | S&P 500 - SPDR | $4,127,000 | -5.4% | 16,514 | +10.0% | 0.08% | +5.4% |
IBDM | Sell | iShares iBonds Dec 2021 Term C | $4,019,000 | -14.7% | 164,996 | -14.7% | 0.08% | -5.0% |
JBT | Buy | John Bean Technologies Corp. | $4,000,000 | -37.2% | 55,696 | +4.3% | 0.08% | -31.2% |
RMAX | Buy | RE/MAX Holdings Inc. | $4,003,000 | -25.9% | 130,169 | +6.8% | 0.08% | -18.5% |
TYPE | Sell | Monotype Imaging Holdings Inc. | $3,976,000 | -25.8% | 256,167 | -3.5% | 0.08% | -17.6% |
MTSC | Sell | MTS Systems Corp. | $3,926,000 | -83.1% | 97,819 | -77.0% | 0.07% | -81.3% |
VGK | Sell | European ETF - Vanguard | $3,906,000 | -16.1% | 80,333 | -2.9% | 0.07% | -7.6% |
NP | Sell | Neenah Ppaper Inc | $3,703,000 | -31.8% | 62,851 | -0.0% | 0.07% | -23.9% |
PAHC | Buy | Phibro Animal Health Corp Clas | $3,665,000 | +27.7% | 113,980 | +70.3% | 0.07% | +40.8% |
IIIV | Buy | I3 Verticals Inc | $3,687,000 | +6.7% | 152,989 | +1.7% | 0.07% | +16.9% |
VBTX | Buy | Veritex Holdings | $3,685,000 | -24.3% | 172,368 | +0.0% | 0.07% | -16.9% |
CBM | Sell | Cambrex Corp | $3,555,000 | -45.5% | 94,147 | -1.3% | 0.07% | -39.6% |
ELF | Sell | Elf Beauty Inc | $3,523,000 | -35.3% | 406,792 | -4.9% | 0.07% | -29.0% |
MAIN | Buy | Main Street Capital Corp. | $3,532,000 | +6.5% | 104,474 | +21.3% | 0.07% | +17.9% |
BSCP | Sell | Invesco BulletShares 2025 | $3,458,000 | -1.1% | 175,876 | -0.5% | 0.06% | +8.3% |
VREX | Buy | Varex Imaging Corp | $3,474,000 | -16.5% | 146,703 | +1.1% | 0.06% | -8.5% |
LXFT | Buy | Luxoft Holding Inc | $3,291,000 | -34.9% | 108,185 | +1.4% | 0.06% | -27.9% |
AINV | New | Apollo Investment Corp. | $3,108,000 | – | 250,645 | +100.0% | 0.06% | – |
IWN | Buy | Russell 2000 Value Index - iSh | $3,005,000 | +200.2% | 27,941 | +271.1% | 0.06% | +235.3% |
TLH | Buy | iShares Barclays 10-20 Year Tr | $3,014,000 | +49.7% | 22,577 | +44.1% | 0.06% | +67.6% |
BIZD | New | VanEck Vectors BDC Income ETF | $2,974,000 | – | 211,795 | +100.0% | 0.06% | – |
PBPB | Sell | Potbelly Corp. | $2,957,000 | -35.8% | 367,315 | -1.9% | 0.06% | -29.1% |
IPHS | Buy | Innophos Holdings Inc | $2,935,000 | -41.2% | 119,672 | +6.4% | 0.06% | -35.3% |
IBDO | Sell | iShares iBonds Dec 2023 Term C | $2,841,000 | -1.5% | 117,437 | -1.0% | 0.05% | +8.2% |
VWO | Sell | Vanguard MSCI Emerging Markets | $2,689,000 | -64.6% | 70,579 | -61.9% | 0.05% | -60.5% |
IBDT | New | iShares iBonds Dec 2028 Term C | $2,715,000 | – | 108,832 | +100.0% | 0.05% | – |
IVV | Buy | S&P 500 Index Fund - iShares | $2,505,000 | +396.0% | 9,957 | +476.9% | 0.05% | +422.2% |
ICLR | Sell | Icon PLC | $2,274,000 | -17.6% | 17,602 | -2.0% | 0.04% | -8.5% |
CSWC | New | Capital Southwest Corp. | $2,190,000 | – | 113,942 | +100.0% | 0.04% | – |
GOOGL | Sell | Alphabet Inc. - Class A | $2,085,000 | -16.0% | 1,995 | -2.9% | 0.04% | -7.1% |
USCR | Sell | US Concrete Inc | $2,040,000 | -23.7% | 57,812 | -0.9% | 0.04% | -17.4% |
WCN | Sell | Waste Connections, INC. | $1,654,000 | -13.4% | 22,269 | -7.0% | 0.03% | -6.1% |
LVMUY | Sell | LVMH Moet Hennessy Louis Vuitt | $1,603,000 | -23.0% | 27,148 | -8.1% | 0.03% | -14.3% |
PFLT | Buy | PennantPark Floating Rate Capi | $1,598,000 | +37.6% | 138,155 | +56.4% | 0.03% | +50.0% |
BRKA | Berkshire Hathaway Inc. - Clas | $1,530,000 | -4.4% | 5 | 0.0% | 0.03% | +7.4% | |
SHOP | Sell | Shopify Inc | $1,534,000 | -20.5% | 11,079 | -5.5% | 0.03% | -12.1% |
NATH | Buy | Nathan's Famous Inc | $1,477,000 | +180.3% | 22,225 | +247.4% | 0.03% | +211.1% |
AGG | New | Barclays Aggregate Bond Fund - | $1,460,000 | – | 13,707 | +100.0% | 0.03% | – |
RIO | Sell | Rio Tinto PLC | $1,402,000 | -13.9% | 28,924 | -9.4% | 0.03% | -7.1% |
SONY | Sell | Sony Corp. ADS | $1,365,000 | -26.3% | 28,265 | -7.5% | 0.03% | -18.8% |
OCSL | Buy | Oaktree Specialty Lending Corp | $1,315,000 | -14.7% | 310,871 | +0.0% | 0.02% | -3.8% |
IYF | Sell | Dow Jones US Financial Sector | $1,316,000 | -15.4% | 12,373 | -3.4% | 0.02% | -7.4% |
DBSDY | Sell | DBS GROUP HOLDINGS-SPON ADR | $1,251,000 | -15.9% | 17,997 | -7.7% | 0.02% | -4.0% |
AAGIY | Sell | AIA Group Lrd | $1,272,000 | -14.2% | 38,302 | -8.0% | 0.02% | -4.0% |
REZ | Sell | iShares Residential Real Estat | $1,220,000 | -3.0% | 19,566 | -2.2% | 0.02% | +9.5% |
RDSA | Sell | Royal Dutch Shell PLC - Cl A | $1,248,000 | -32.0% | 21,413 | -20.5% | 0.02% | -25.8% |
MCC | Sell | Medley Capital Corp. | $1,241,000 | -34.6% | 466,714 | -4.1% | 0.02% | -28.1% |
ESLT | Sell | Elbit Systems Ltd | $1,197,000 | -16.7% | 10,499 | -8.3% | 0.02% | -4.2% |
DSDVY | Sell | DSV A/S-Unsponsored ADR | $1,155,000 | -33.1% | 35,135 | -7.7% | 0.02% | -24.1% |
KCAP | KCAP Financial Inc | $1,178,000 | +4.2% | 340,472 | 0.0% | 0.02% | +15.8% | |
BABA | Sell | Alibaba Group Holding Ltd | $1,154,000 | -37.8% | 8,422 | -25.2% | 0.02% | -31.2% |
XLB | Sell | Materials Select Sector - SPDR | $1,138,000 | -15.6% | 22,532 | -3.2% | 0.02% | -8.7% |
ABDC | Alcentra Capital Corporation | $1,118,000 | +8.0% | 172,787 | 0.0% | 0.02% | +16.7% | |
XLE | Sell | Energy Select Sector - SPDR | $1,048,000 | -26.6% | 18,280 | -3.0% | 0.02% | -16.7% |
UL | Sell | Unilever Plc | $1,061,000 | -13.5% | 20,310 | -8.9% | 0.02% | -4.8% |
CYBR | New | Cyberark Software Ltd | $1,043,000 | – | 14,069 | +100.0% | 0.02% | – |
EC | Sell | Ecopetrol SA | $1,087,000 | -44.0% | 68,465 | -5.1% | 0.02% | -39.4% |
BP | Sell | BP PLC (Adr 1:6) | $1,084,000 | -25.4% | 28,593 | -9.3% | 0.02% | -20.0% |
TCEHY | Sell | Tencent Holdings LTD | $1,058,000 | -14.7% | 26,376 | -13.2% | 0.02% | -4.8% |
SMFG | Sell | Sumitomo Mitsui-Spons ADR | $1,020,000 | -27.2% | 156,654 | -10.2% | 0.02% | -20.8% |
CMFN | Sell | CM Finance Inc. | $997,000 | -49.2% | 159,386 | -30.2% | 0.02% | -42.4% |
CNI | New | Canadian National Railway | $986,000 | – | 13,300 | +100.0% | 0.02% | – |
EQNR | Sell | Equinor ASA | $1,014,000 | -26.1% | 47,898 | -1.6% | 0.02% | -17.4% |
SAP | Buy | SAP AG - ADS | $995,000 | +21.0% | 9,993 | +49.5% | 0.02% | +35.7% |
SUNS | Sell | Solar Senior Capital Ltd. | $1,006,000 | -9.5% | 66,541 | -0.0% | 0.02% | 0.0% |
UOVEY | Sell | United Overseas Bank Limited | $1,006,000 | -27.2% | 27,899 | -20.4% | 0.02% | -20.8% |
APTV | Sell | APTIV PLC | $957,000 | -32.9% | 15,543 | -8.6% | 0.02% | -25.0% |
EEMS | Sell | iShares MSCI Emerging Markets | $968,000 | -36.9% | 23,160 | -30.9% | 0.02% | -30.8% |
IX | Sell | Orix Corp. ADS | $889,000 | -19.9% | 12,431 | -9.2% | 0.02% | -10.5% |
TECK | Sell | Teck Resources Limited | $913,000 | -21.7% | 42,377 | -12.4% | 0.02% | -15.0% |
ZTO | Sell | ZTO Express Cayman Inc | $926,000 | -8.6% | 58,518 | -4.2% | 0.02% | 0.0% |
JPM | Sell | JP Morgan Chase & Company | $805,000 | -39.0% | 8,251 | -29.5% | 0.02% | -31.8% |
MUFG | Sell | Mitsubishi UFJ Financial | $812,000 | -28.5% | 166,690 | -9.1% | 0.02% | -21.1% |
V | Sell | Visa, Inc. - A | $807,000 | -31.3% | 6,117 | -21.8% | 0.02% | -25.0% |
FANUY | Sell | Fanuc Ltd. ADS | $798,000 | -27.0% | 52,525 | -9.6% | 0.02% | -21.1% |
FMS | Buy | Fresenius Medical Care AG & Co | $750,000 | +10.3% | 23,167 | +75.2% | 0.01% | +16.7% |
KMTUY | Sell | KOMATSU LTD | $721,000 | -36.0% | 33,448 | -9.5% | 0.01% | -26.3% |
KB | Sell | KB Financial Group Inc | $766,000 | -17.0% | 18,242 | -4.6% | 0.01% | -12.5% |
CMO | Capstead Mortgage Corp. | $747,000 | -15.6% | 111,884 | 0.0% | 0.01% | -6.7% | |
TSM | Sell | Taiwan Semiconductor Manufactu | $670,000 | -21.8% | 18,142 | -6.5% | 0.01% | -13.3% |
NTDOY | Sell | Nintendo Co. Ltd. ADS | $713,000 | -33.1% | 21,369 | -8.8% | 0.01% | -27.8% |
ING | Sell | ING Groep NV | $628,000 | -55.8% | 58,917 | -46.3% | 0.01% | -50.0% |
JAZZ | Sell | Jazz Pharmaceuticals Plc | $578,000 | -33.3% | 4,660 | -9.6% | 0.01% | -26.7% |
CULP | Sell | Culp Inc. | $610,000 | -81.3% | 32,279 | -76.0% | 0.01% | -80.4% |
ITM | New | Market Vectors Int Muni Index | $548,000 | – | 11,547 | +100.0% | 0.01% | – |
VNQ | Sell | REIT Index - Vanguard | $533,000 | -8.1% | 7,148 | -0.7% | 0.01% | 0.0% |
SNN | Sell | Smith & Nephew (Adr 1:5) | $555,000 | -9.0% | 14,838 | -9.8% | 0.01% | 0.0% |
SSDOY | Sell | Shiseido Co Ltd | $474,000 | -26.9% | 7,546 | -9.7% | 0.01% | -18.2% |
TTE | New | Total SA - ADR | $465,000 | – | 8,913 | +100.0% | 0.01% | – |
EOG | Sell | EOG Resources | $480,000 | -34.7% | 5,508 | -4.3% | 0.01% | -30.8% |
ADP | Buy | Automatic Data Processing, Inc | $457,000 | +73.8% | 3,482 | +99.5% | 0.01% | +125.0% |
FSP | Franklin Street Properties Cor | $498,000 | -22.1% | 80,000 | 0.0% | 0.01% | -18.2% | |
PYPL | Sell | PayPal Holdings, Inc. | $504,000 | -10.0% | 5,995 | -5.9% | 0.01% | -10.0% |
BLK | Buy | BlackRock, Inc. | $459,000 | +41.7% | 1,169 | +70.2% | 0.01% | +50.0% |
EFA | New | MSCI EAFE Index Fund - iShares | $441,000 | – | 7,498 | +100.0% | 0.01% | – |
LZRFY | Buy | Localiza Rent a Car SA | $413,000 | +39.5% | 53,842 | +1.0% | 0.01% | +60.0% |
CEO | Buy | CNOOC Ltd. | $387,000 | -22.6% | 2,541 | +0.4% | 0.01% | -22.2% |
Sell | Manatuck Hill Mariner Offshore | $373,000 | -16.4% | 2,345 | -5.4% | 0.01% | -12.5% | |
KRE | Sell | SPDR KBW REGIONAL BA | $373,000 | -30.1% | 7,981 | -11.2% | 0.01% | -22.2% |
ITUB | Buy | Itau Unibanco Holding S/A ADS | $389,000 | +25.1% | 42,529 | +49.9% | 0.01% | +40.0% |
HYG | Buy | High Yield Corporate Bond Fund | $353,000 | -5.6% | 4,352 | +0.5% | 0.01% | +16.7% |
HTHT | Sell | Huazhu Group Ltd. | $347,000 | -12.2% | 12,103 | -1.0% | 0.01% | 0.0% |
HDB | Sell | HDFC Bank Ltd | $378,000 | +8.3% | 3,646 | -1.8% | 0.01% | +16.7% |
TKC | New | Turkcell Iletisim Hizmetleri A | $365,000 | – | 64,933 | +100.0% | 0.01% | – |
ABT | Sell | Abbott Laboratories | $385,000 | -42.4% | 5,326 | -41.5% | 0.01% | -36.4% |
BAP | CREDICORP LTD | $359,000 | -0.6% | 1,618 | 0.0% | 0.01% | +16.7% | |
BAC | Sell | Bank of America Corp. | $367,000 | -29.0% | 14,879 | -15.3% | 0.01% | -22.2% |
AAPL | Buy | Apple Inc. | $312,000 | -28.1% | 1,981 | +3.1% | 0.01% | -14.3% |
BBD | Banco Bradesco S.A. | $337,000 | +39.8% | 34,038 | 0.0% | 0.01% | +50.0% | |
NEE | New | NextEra Energy, Inc. | $318,000 | – | 1,829 | +100.0% | 0.01% | – |
KMPR | Kemper Corp. | $297,000 | -17.5% | 4,470 | 0.0% | 0.01% | 0.0% | |
JNK | Buy | Barclays Capital High Yield Bo | $330,000 | -6.0% | 9,811 | +0.8% | 0.01% | 0.0% |
COST | Sell | Costco Wholesale Corporation | $334,000 | -33.1% | 1,638 | -23.0% | 0.01% | -33.3% |
MLCO | Sell | Melco Resorts & Entertainment | $300,000 | -42.9% | 17,018 | -31.5% | 0.01% | -33.3% |
CSCO | New | Cisco Systems, Inc. | $296,000 | – | 6,820 | +100.0% | 0.01% | – |
RGLD | Sell | Royal Gold, Inc. | $314,000 | +10.2% | 3,669 | -0.7% | 0.01% | +20.0% |
WMMVY | Walmart De-Mexico-Spon ADR V | $337,000 | -16.6% | 13,293 | 0.0% | 0.01% | -14.3% | |
MELI | MERCADOLIBRE INC | $299,000 | -14.1% | 1,022 | 0.0% | 0.01% | 0.0% | |
WF | Woori Bank | $296,000 | -6.9% | 7,024 | 0.0% | 0.01% | +20.0% | |
AMZN | New | Amazon.com, Inc. | $297,000 | – | 198 | +100.0% | 0.01% | – |
IWO | Sell | Russell 2000 Growth Index - iS | $328,000 | -31.8% | 1,953 | -12.7% | 0.01% | -25.0% |
IWM | Buy | Russell 2000 Index Fund - iSha | $338,000 | +60.2% | 2,521 | +101.0% | 0.01% | +50.0% |
YNDX | Sell | Yandex NV | $287,000 | -18.7% | 10,485 | -2.4% | 0.01% | -16.7% |
XNGSY | Sell | ENN Energy Holdings Ltd | $260,000 | -3.7% | 7,340 | -5.8% | 0.01% | 0.0% |
CBD | New | Cia Brasileira de Distribuicao | $289,000 | – | 13,935 | +100.0% | 0.01% | – |
PPLT | Sell | Aberdeen Standard Physical Pla | $287,000 | -4.3% | 3,812 | -1.5% | 0.01% | 0.0% |
IJR | Sell | S&P SmallCap 600 Index Fund - | $244,000 | -22.8% | 3,515 | -3.0% | 0.01% | 0.0% |
WEC | New | Wisconsin Energy Corp. | $251,000 | – | 3,629 | +100.0% | 0.01% | – |
CHL | New | China Mobile Limited | $286,000 | – | 5,948 | +100.0% | 0.01% | – |
WPM | Sell | Wheaton Precious Metals Corp | $248,000 | +10.7% | 12,715 | -0.7% | 0.01% | +25.0% |
HON | Sell | Honeywell International, Inc. | $272,000 | -24.7% | 2,057 | -5.1% | 0.01% | -16.7% |
SQM | Buy | Soc Quimica Y Minera Chile (Ad | $278,000 | -15.8% | 7,260 | +0.5% | 0.01% | -16.7% |
SA | Sell | Seabridge Gold Inc. | $277,000 | +1.1% | 20,902 | -1.1% | 0.01% | 0.0% |
FNV | Sell | Franco-Nevada Corp. | $286,000 | +11.7% | 4,072 | -0.4% | 0.01% | +25.0% |
MINT | Pimco Enhanced Short Maturity | $261,000 | -0.8% | 2,585 | 0.0% | 0.01% | +25.0% | |
FMX | New | FOMENTO ECONOMICO MEXICANO, S. | $265,000 | – | 3,081 | +100.0% | 0.01% | – |
PBR | New | Petrobras Petroleo Brasileiro | $252,000 | – | 19,338 | +100.0% | 0.01% | – |
LLY | Sell | Eli Lilly & Co. | $280,000 | +6.9% | 2,418 | -1.0% | 0.01% | +25.0% |
PSX | New | Phillips 66 | $216,000 | – | 2,502 | +100.0% | 0.00% | – |
FLOT | iShares Floating Rate Note Fun | $239,000 | -1.6% | 4,755 | 0.0% | 0.00% | 0.0% | |
GLD | Sell | Gold Shares - SPDR | $239,000 | -17.0% | 1,974 | -22.8% | 0.00% | -20.0% |
MS | Sell | Morgan Stanley | $235,000 | -14.9% | 5,930 | -0.1% | 0.00% | -20.0% |
BIDU | Sell | Baidu Inc. ADS | $238,000 | -33.0% | 1,498 | -3.5% | 0.00% | -33.3% |
BYDDY | Sell | Byd Company Limited Adr | $231,000 | -14.8% | 18,116 | -4.8% | 0.00% | -20.0% |
OR | Sell | Osisko Gold Royalties Ltd | $191,000 | +15.1% | 21,752 | -0.6% | 0.00% | +33.3% |
IJH | New | S&P MIDCap 400 Index Fund - iS | $224,000 | – | 1,351 | +100.0% | 0.00% | – |
Sell | Torex Gold Res Inc | $158,000 | +10.5% | 16,641 | -0.9% | 0.00% | +50.0% | |
IBN | New | ICICI Bank Ltd. ADS | $142,000 | – | 13,784 | +100.0% | 0.00% | – |
BSXGF | Sell | Belo Sun Mining Corp Com NPV | $179,000 | +51.7% | 635,766 | -8.5% | 0.00% | +50.0% |
SLV | Buy | Silver Trust - iShares | $168,000 | +5.7% | 11,602 | +0.5% | 0.00% | 0.0% |
HCAP | Harvest Capital Credit Corp | $168,000 | -8.2% | 16,699 | 0.0% | 0.00% | 0.0% | |
Buy | Leagold Mining Corp | $97,000 | -11.8% | 75,792 | +0.6% | 0.00% | 0.0% | |
MBT | Sell | MOBILE TELESYSTEMS OJSC | $105,000 | -22.2% | 14,959 | -5.6% | 0.00% | 0.0% |
SGSVF | Buy | Sabina Gold & Silver Co NPV | $96,000 | -2.0% | 106,825 | +0.7% | 0.00% | 0.0% |
FSM | Buy | Fortuna Silver Mines Inc | $73,000 | -16.1% | 20,088 | +0.4% | 0.00% | 0.0% |
XKEM | Xechem International Inc | $0 | – | 32,353 | 0.0% | 0.00% | – | |
ZNH | Exit | China Southern Airlines Co Ltd | $0 | – | -6,324 | -100.0% | -0.00% | – |
CDEV | Exit | Centennial Resource Developmen | $0 | – | -9,531 | -100.0% | -0.00% | – |
IQ | Exit | IQIYI Inc | $0 | – | -8,217 | -100.0% | -0.00% | – |
WNS | Exit | WNS Holdings Ltd | $0 | – | -4,240 | -100.0% | -0.00% | – |
PXD | Exit | Pioneer Natural Resources Co. | $0 | – | -1,467 | -100.0% | -0.00% | – |
KMB | Exit | Kimberly-Clark Corporation | $0 | – | -2,053 | -100.0% | -0.00% | – |
GWPH | Exit | Gw Pharmaceuticals Plc Ad | $0 | – | -1,195 | -100.0% | -0.00% | – |
WFC | Exit | Wells Fargo & Company | $0 | – | -4,023 | -100.0% | -0.00% | – |
DLN | Exit | WisdomTree LargeCap Dividend F | $0 | – | -2,724 | -100.0% | -0.00% | – |
JOBS | Exit | 51Job Inc. - ADR | $0 | – | -3,225 | -100.0% | -0.00% | – |
NOAH | Exit | Noah Holdings Ltd | $0 | – | -5,944 | -100.0% | -0.00% | – |
JD | Exit | JD.com Inc | $0 | – | -9,652 | -100.0% | -0.00% | – |
VMC | Exit | Vulcan Materials Co. | $0 | – | -1,886 | -100.0% | -0.00% | – |
WB | Exit | Weibo Corporation | $0 | – | -3,918 | -100.0% | -0.01% | – |
CLR | Exit | Continental Resources, Inc. | $0 | – | -4,473 | -100.0% | -0.01% | – |
USB | Exit | US Bancorp | $0 | – | -5,536 | -100.0% | -0.01% | – |
LRCX | Exit | Lam Research Corporation | $0 | – | -2,086 | -100.0% | -0.01% | – |
NPSNY | Exit | Naspers Ltd | $0 | – | -8,213 | -100.0% | -0.01% | – |
KO | Exit | The Coca-Cola Company | $0 | – | -8,290 | -100.0% | -0.01% | – |
XPO | Exit | XPO Logistics Inc | $0 | – | -3,443 | -100.0% | -0.01% | – |
NVDA | Exit | NVIDIA Corp. | $0 | – | -1,572 | -100.0% | -0.01% | – |
ALGN | Exit | Align Technology Inc. | $0 | – | -1,300 | -100.0% | -0.01% | – |
IFNNY | Exit | INFINEON TECHNOLOGIES-ADR | $0 | – | -29,735 | -100.0% | -0.01% | – |
Exit | Corporate Capital Trust Inc | $0 | – | -76,283 | -100.0% | -0.02% | – | |
SSMXY | Exit | Sysmex Corp | $0 | – | -30,830 | -100.0% | -0.02% | – |
CS | Exit | Credit Suisse Group AG | $0 | – | -102,547 | -100.0% | -0.03% | – |
ASTE | Exit | Astec Industries | $0 | – | -81,610 | -100.0% | -0.07% | – |
AINV | Exit | Apollo Investment Corp. | $0 | – | -751,943 | -100.0% | -0.07% | – |
IEMG | Exit | iShares Core MSCI Emerging Mar | $0 | – | -79,876 | -100.0% | -0.07% | – |
FSK | Exit | FS Investment Corp. | $0 | – | -580,432 | -100.0% | -0.07% | – |
ACWX | Exit | iShares MSCI ACWI EX US ETF | $0 | – | -107,002 | -100.0% | -0.09% | – |
PX | Exit | Praxair Inc. | $0 | – | -759,462 | -100.0% | -2.08% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-04
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
Pepsico Incorporated | 44 | Q2 2024 | 2.8% |
Diageo PLC | 44 | Q2 2024 | 2.6% |
Microsoft Corporation | 44 | Q2 2024 | 2.9% |
Progressive Corporation | 44 | Q2 2024 | 2.8% |
Paychex Incorporated | 44 | Q2 2024 | 2.5% |
Chevron Corporation | 44 | Q2 2024 | 2.5% |
Southern Company | 44 | Q2 2024 | 2.2% |
Broadridge Financial Solutions | 44 | Q2 2024 | 2.2% |
Colgate-Palmolive Company | 44 | Q2 2024 | 2.1% |
Graco Incorporated | 44 | Q2 2024 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-07-01 |
13F-HR | 2024-04-01 |
13F-HR | 2023-10-10 |
13F-HR | 2023-07-03 |
13F-HR | 2023-04-04 |
13F-HR | 2023-01-04 |
13F-HR | 2022-10-03 |
13F-HR | 2022-07-12 |
13F-HR | 2022-04-04 |
13F-HR | 2022-01-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.