$6.25 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 344 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 13.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Buy | Pepsico Inc. | $158,061,000 | +7.0% | 1,205,376 | +0.0% | 2.53% | +1.4% |
| DEO | Sell | Diageo PLC | $156,538,000 | +3.6% | 908,415 | -1.6% | 2.50% | -1.9% |
| MSFT | Sell | Microsoft Corp. | $149,977,000 | +10.0% | 1,119,568 | -3.2% | 2.40% | +4.2% |
| NXPI | Sell | NXP Semiconductors N.V. | $145,953,000 | +9.7% | 1,495,268 | -0.7% | 2.34% | +3.8% |
| LIN | Sell | Linde PLC | $143,803,000 | +13.6% | 716,153 | -0.9% | 2.30% | +7.5% |
| PAYX | Sell | Paychex Inc. | $136,083,000 | +1.0% | 1,653,703 | -1.6% | 2.18% | -4.4% |
| NSRGY | Sell | Nestle SA | $134,177,000 | +8.0% | 1,297,654 | -0.5% | 2.15% | +2.2% |
| LMT | Buy | Lockheed Martin Corp | $127,178,000 | +21.6% | 349,833 | +0.4% | 2.04% | +15.1% |
| SO | Buy | Southern Company | $123,650,000 | +7.0% | 2,236,803 | +0.0% | 1.98% | +1.3% |
| PGR | Sell | Progressive Corp. | $120,977,000 | +8.7% | 1,513,535 | -2.0% | 1.94% | +2.9% |
| BR | Sell | Broadridge Financial Solutions | $117,290,000 | +22.8% | 918,628 | -0.2% | 1.88% | +16.3% |
| KMI | Sell | Kinder Morgan Inc. | $117,280,000 | +3.8% | 5,616,868 | -0.5% | 1.88% | -1.7% |
| FAST | Buy | Fastenal Co. | $117,058,000 | +0.5% | 3,591,836 | +98.3% | 1.87% | -4.8% |
| CB | Buy | Chubb Corp | $116,967,000 | +5.9% | 794,124 | +0.7% | 1.87% | +0.2% |
| CVX | Buy | Chevron Corp. | $113,349,000 | +2.0% | 910,872 | +0.9% | 1.81% | -3.5% |
| CL | Buy | Colgate-Palmolive Co. | $112,911,000 | +5.3% | 1,575,425 | +0.7% | 1.81% | -0.3% |
| NTRS | Buy | Northern Trust Corporation | $109,356,000 | +0.4% | 1,215,067 | +0.9% | 1.75% | -4.9% |
| PII | Buy | Polaris Industries | $106,107,000 | +8.9% | 1,163,071 | +0.8% | 1.70% | +3.2% |
| GGG | Sell | Graco Inc. | $105,779,000 | -4.5% | 2,107,994 | -5.8% | 1.69% | -9.7% |
| MLM | Sell | Martin Marietta Materials Inc. | $102,216,000 | +12.7% | 444,204 | -1.5% | 1.64% | +6.7% |
| PFE | Sell | Pfizer Inc. | $98,630,000 | +2.0% | 2,276,772 | -0.0% | 1.58% | -3.5% |
| ETR | Buy | Entergy Corporation | $97,415,000 | +7.9% | 946,421 | +0.2% | 1.56% | +2.2% |
| FNF | Sell | Fidelity National Financial In | $97,241,000 | +9.9% | 2,412,917 | -0.3% | 1.56% | +4.1% |
| MMM | Buy | 3M Company | $95,924,000 | -16.2% | 553,384 | +0.5% | 1.54% | -20.6% |
| DLR | Buy | Digital Realty Trust Inc. | $94,363,000 | -0.9% | 801,109 | +0.1% | 1.51% | -6.2% |
| DOW | New | Dow Inc | $92,427,000 | – | 1,874,416 | +100.0% | 1.48% | – |
| RYN | Buy | Rayonier Inc. | $91,045,000 | -3.4% | 3,004,767 | +0.5% | 1.46% | -8.5% |
| ARCC | Sell | Ares Capital Corp. | $89,450,000 | +2.5% | 4,986,065 | -2.0% | 1.43% | -2.9% |
| USB | Buy | US Bancorp | $88,875,000 | +9.5% | 1,696,092 | +0.7% | 1.42% | +3.6% |
| ADI | Buy | Analog Devices Inc. | $85,773,000 | +7.4% | 759,931 | +0.1% | 1.37% | +1.6% |
| GILD | Buy | Gilead Sciences | $81,684,000 | +4.8% | 1,209,052 | +0.8% | 1.31% | -0.8% |
| WY | Buy | Weyerhaeuser Co. | $78,321,000 | +1.4% | 2,973,474 | +1.4% | 1.25% | -4.1% |
| BKI | Sell | Black Knight Inc | $77,809,000 | +5.5% | 1,293,582 | -4.4% | 1.24% | -0.2% |
| MA | Sell | Mastercard Inc. - A | $68,637,000 | +7.5% | 259,468 | -4.3% | 1.10% | +1.8% |
| SBUX | Sell | Starbucks Corporation | $67,958,000 | +11.0% | 810,663 | -1.6% | 1.09% | +5.0% |
| SYK | Sell | Stryker Corp. | $64,403,000 | +2.7% | 313,275 | -1.3% | 1.03% | -2.8% |
| MKL | Sell | Markel Corp. | $60,934,000 | +7.4% | 55,923 | -1.8% | 0.98% | +1.7% |
| TIF | Buy | Tiffany & Co. | $58,179,000 | -10.6% | 621,303 | +0.7% | 0.93% | -15.4% |
| AXTA | Sell | Axalta Coating Systems LTD | $58,199,000 | +16.4% | 1,954,966 | -1.5% | 0.93% | +10.2% |
| FTDR | Sell | Frontdoor Inc | $57,056,000 | +20.1% | 1,310,125 | -5.1% | 0.91% | +13.7% |
| TJX | Buy | TJX Companies | $56,081,000 | +1.5% | 1,060,531 | +2.1% | 0.90% | -4.0% |
| AIG | Sell | American International Group I | $53,330,000 | +22.1% | 1,000,946 | -1.3% | 0.85% | +15.6% |
| ITW | Buy | Illinois Tool Works Inc. | $48,280,000 | +6.7% | 320,136 | +1.6% | 0.77% | +1.0% |
| UTX | Buy | United Technologies Corp. | $45,829,000 | +2.6% | 351,992 | +1.5% | 0.73% | -2.9% |
| WRB | Buy | W.R. Berkley Corp. | $44,662,000 | +15.5% | 677,412 | +48.5% | 0.72% | +9.5% |
| CFRUY | Sell | Compagnie Financiere Richemont | $44,292,000 | -1.1% | 5,247,814 | -14.7% | 0.71% | -6.3% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $44,253,000 | +5.6% | 150,684 | -1.6% | 0.71% | 0.0% |
| DD | New | Dupont De Nemurs Inc | $39,001,000 | – | 519,531 | +100.0% | 0.62% | – |
| BRO | Buy | Brown & Brown Inc. | $38,489,000 | +14.5% | 1,148,937 | +0.8% | 0.62% | +8.5% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $38,289,000 | +7.5% | 179,618 | +1.3% | 0.61% | +1.8% |
| BAM | Buy | Brookfield Asset Management In | $37,347,000 | +3.9% | 781,643 | +1.3% | 0.60% | -1.5% |
| LOW | Sell | Lowe's Companies Inc. | $36,042,000 | -8.0% | 357,165 | -0.2% | 0.58% | -12.8% |
| ORCL | Buy | Oracle Corporation | $34,586,000 | +7.7% | 607,095 | +1.6% | 0.55% | +2.0% |
| GOOG | Buy | Alphabet Inc. - Class C | $33,696,000 | -6.4% | 31,174 | +1.6% | 0.54% | -11.3% |
| CERN | Sell | Cerner Corporation | $32,959,000 | +26.4% | 449,640 | -1.3% | 0.53% | +19.5% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $30,287,000 | +6.5% | 275,284 | +3.2% | 0.48% | +0.8% |
| AGN | Buy | Allergan Inc. | $29,160,000 | +18.1% | 174,164 | +3.3% | 0.47% | +12.0% |
| SPB | Sell | Spectrum Brands Holdings Inc | $27,436,000 | -5.0% | 510,244 | -3.2% | 0.44% | -10.0% |
| APD | Buy | Air Products & Chemicals Inc. | $26,542,000 | +19.4% | 117,249 | +0.7% | 0.42% | +13.0% |
| ACN | Buy | Accenture PLC | $26,042,000 | +6.5% | 140,942 | +1.4% | 0.42% | +1.0% |
| HD | Sell | Home Depot Inc. | $25,536,000 | +6.4% | 122,787 | -1.8% | 0.41% | +0.7% |
| MCD | Buy | McDonald's Corp. | $25,553,000 | +10.5% | 123,053 | +1.1% | 0.41% | +4.6% |
| MSM | Sell | MSC Industrial Direct Co. Inc. | $25,357,000 | -13.5% | 341,460 | -3.6% | 0.41% | -18.0% |
| AXP | Buy | American Express Company | $24,697,000 | +14.6% | 200,075 | +1.5% | 0.40% | +8.5% |
| BDX | Buy | Becton Dickinson and Company | $23,989,000 | +3.4% | 95,191 | +2.5% | 0.38% | -2.0% |
| FIS | Buy | Fidelity National Information | $23,760,000 | +10.8% | 193,678 | +2.2% | 0.38% | +5.0% |
| MDT | Buy | Medtronic | $23,030,000 | +10.3% | 236,476 | +3.2% | 0.37% | +4.2% |
| AWK | Buy | American Water Works Co. | $22,903,000 | +14.2% | 197,441 | +2.7% | 0.37% | +8.0% |
| TLT | Buy | Barclays 20 Plus Year Treasury | $22,815,000 | +49.9% | 171,784 | +42.7% | 0.36% | +42.0% |
| NDSN | Buy | Nordson Corporation | $22,779,000 | +9.2% | 161,200 | +2.4% | 0.36% | +3.1% |
| NJR | Buy | New Jersey Resources Corp. | $22,683,000 | +2.2% | 455,762 | +2.2% | 0.36% | -3.2% |
| PG | Buy | Procter & Gamble Company | $22,552,000 | +7.9% | 205,677 | +2.3% | 0.36% | +2.3% |
| TROW | Buy | T. Rowe Price Group Inc. | $22,505,000 | +12.5% | 205,131 | +2.6% | 0.36% | +6.5% |
| NKE | Buy | Nike Inc. - B | $22,381,000 | +1.5% | 266,593 | +1.9% | 0.36% | -3.8% |
| CBSH | Buy | Commerce Bancshares Inc. | $21,532,000 | +5.9% | 360,906 | +3.1% | 0.34% | +0.3% |
| PPG | Buy | PPG Industries Inc. | $21,436,000 | +6.2% | 183,667 | +2.7% | 0.34% | +0.6% |
| DCI | Buy | Donaldson Inc. | $21,398,000 | +4.5% | 420,716 | +2.8% | 0.34% | -1.2% |
| CLX | Buy | The Clorox Company | $21,292,000 | -1.8% | 139,062 | +2.9% | 0.34% | -6.8% |
| NVS | Buy | Novartis AG - ADR | $21,055,000 | +0.2% | 230,583 | +5.5% | 0.34% | -5.1% |
| MTB | Buy | M&T Bank Corp. | $20,619,000 | +12.0% | 121,238 | +3.4% | 0.33% | +6.1% |
| EXPD | Buy | Expeditors International of Wa | $19,743,000 | +3.4% | 260,253 | +3.4% | 0.32% | -2.2% |
| SCHW | New | Charles Schwab | $19,710,000 | – | 490,417 | +100.0% | 0.32% | – |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $19,573,000 | +7.3% | 86,501 | +3.9% | 0.31% | +1.6% |
| SEIC | Buy | SEI Investments Company | $19,521,000 | +11.9% | 347,974 | +4.2% | 0.31% | +5.8% |
| IVE | Sell | S&P 500 Value Index - iShares | $19,428,000 | +2.2% | 166,665 | -1.2% | 0.31% | -3.1% |
| IVW | Sell | S&P 500 Growth Index - iShares | $19,324,000 | -0.7% | 107,810 | -4.5% | 0.31% | -6.1% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $19,115,000 | +8.2% | 119,868 | +6.5% | 0.31% | +2.3% |
| SLB | Buy | Schlumberger Ltd. | $18,950,000 | -5.0% | 476,837 | +4.1% | 0.30% | -10.1% |
| GD | Buy | General Dynamics Corp. | $18,815,000 | +12.4% | 103,483 | +4.7% | 0.30% | +6.4% |
| MORN | Sell | Morningstar Inc. | $18,008,000 | +13.4% | 124,498 | -1.2% | 0.29% | +7.5% |
| CNNE | Buy | Cannae Holdings Inc | $17,857,000 | +139.5% | 616,167 | +100.5% | 0.29% | +127.0% |
| CFR | Buy | Cullen Frost Bankers Inc. | $17,538,000 | +1.1% | 187,252 | +4.7% | 0.28% | -4.1% |
| XOM | Buy | Exxon Mobil Corp. | $17,454,000 | -0.4% | 227,774 | +5.1% | 0.28% | -5.7% |
| MBB | Buy | iShares MBS Bond ETF | $17,116,000 | +4.6% | 159,068 | +3.4% | 0.27% | -1.1% |
| IBDR | Buy | iShares Corporate iBonds ETF 2 | $15,647,000 | +6.6% | 624,390 | +3.1% | 0.25% | +0.8% |
| SPIB | Buy | SPDR Portfolio Intermediate Te | $15,546,000 | +5.5% | 445,060 | +3.2% | 0.25% | 0.0% |
| CTVA | New | Corteva Inc | $15,365,000 | – | 519,607 | +100.0% | 0.25% | – |
| DAL | New | Delta Air Lines | $14,023,000 | – | 247,098 | +100.0% | 0.22% | – |
| BSCP | Buy | Invesco BulletShares 2025 | $13,705,000 | +6.0% | 647,686 | +3.0% | 0.22% | +0.5% |
| IBDT | Buy | iShares iBonds Dec 2028 Term C | $13,592,000 | +4.3% | 500,535 | +0.3% | 0.22% | -1.4% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $13,431,000 | +4.6% | 502,554 | +3.2% | 0.22% | -0.9% |
| JWN | Buy | Nordstrom Inc. | $13,261,000 | -22.7% | 416,213 | +7.7% | 0.21% | -26.9% |
| NMFC | Sell | New Mountain Finance Corp. | $12,325,000 | -1.8% | 882,224 | -4.6% | 0.20% | -7.1% |
| TCPC | Sell | TCP Capital Corp. | $11,957,000 | -1.5% | 839,079 | -2.0% | 0.19% | -6.8% |
| IBDS | Sell | iShares iBonds Dec 2027 Term C | $11,666,000 | +3.8% | 457,652 | -0.1% | 0.19% | -1.6% |
| GBDC | Sell | Golub Capital BDC Inc. | $11,522,000 | -5.9% | 647,291 | -5.5% | 0.18% | -11.1% |
| TPVG | Buy | TriplePoint Venture Growth BDC | $10,144,000 | +3.5% | 712,902 | +0.1% | 0.16% | -2.4% |
| HTGC | Sell | Hercules Technology Growth Cap | $10,026,000 | -4.6% | 782,087 | -5.8% | 0.16% | -10.1% |
| IJS | Sell | S&P SmallCap 600 Value Index F | $10,024,000 | +0.5% | 67,447 | -0.2% | 0.16% | -5.3% |
| BSCO | Buy | Invesco BulletShares 2024 | $9,795,000 | +5.6% | 460,940 | +3.0% | 0.16% | 0.0% |
| MLN | Buy | VanEck Vectors Long Municipal | $9,645,000 | +4.4% | 464,588 | +2.1% | 0.15% | -1.3% |
| BSCL | Buy | Invesco BulletShares 2021 | $9,538,000 | +4.0% | 450,094 | +3.2% | 0.15% | -1.3% |
| BSCM | Buy | Invesco BulletShares 2022 | $9,587,000 | +4.5% | 448,115 | +3.2% | 0.15% | -1.3% |
| IJT | Buy | S&P SmallCap 600 Growth Index | $9,518,000 | +2.3% | 52,157 | +0.1% | 0.15% | -3.2% |
| IBCD | Buy | iShares Corporate ex Financial | $9,429,000 | +3.7% | 383,223 | +3.4% | 0.15% | -1.9% |
| SLRC | Sell | Solar Capital Ltd. | $9,241,000 | -9.8% | 450,098 | -8.4% | 0.15% | -14.5% |
| BBDC | Sell | Barings BDC Inc | $8,936,000 | -10.8% | 908,119 | -11.1% | 0.14% | -15.4% |
| PDCO | Buy | Patterson Companies Inc. | $8,420,000 | +7.8% | 367,689 | +2.9% | 0.14% | +2.3% |
| IGIB | Sell | iShares Intermediate Term Corp | $7,965,000 | +2.0% | 139,851 | -1.3% | 0.13% | -3.8% |
| IIIV | Sell | I3 Verticals Inc | $7,717,000 | +21.4% | 262,046 | -1.0% | 0.12% | +15.0% |
| JBT | Sell | John Bean Technologies Corp. | $7,261,000 | +30.6% | 59,947 | -0.9% | 0.12% | +23.4% |
| GSK | Sell | GlaxoSmithKline Plc (Adr 1:2) | $7,108,000 | -65.4% | 177,603 | -63.9% | 0.11% | -67.1% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $6,886,000 | -5.3% | 137,342 | -6.9% | 0.11% | -10.6% |
| IBMK | Sell | iShares iBonds Dec 2022 AMT-Fr | $6,734,000 | -4.2% | 257,827 | -4.9% | 0.11% | -9.2% |
| ROLL | Buy | RBC Bearings Incorporated | $6,701,000 | +31.8% | 40,169 | +0.5% | 0.11% | +24.4% |
| IBMJ | Sell | iShares iBonds Dec 2021 AMT-Fr | $6,712,000 | -4.4% | 260,345 | -4.8% | 0.11% | -10.1% |
| OFS | Buy | OFS Capital Corp. | $6,675,000 | +2.3% | 556,273 | +0.1% | 0.11% | -2.7% |
| SCM | Buy | Stellus Capital Investment | $6,474,000 | -2.2% | 468,110 | +0.1% | 0.10% | -7.1% |
| NWN | Sell | Northwest Natural Holding Co | $6,499,000 | +5.6% | 93,512 | -0.3% | 0.10% | 0.0% |
| THR | Sell | Thermon Group Holdings Inc. | $6,432,000 | +3.4% | 250,784 | -1.2% | 0.10% | -1.9% |
| TSLX | Sell | TPG Specialty Lending, Inc. | $6,399,000 | -11.8% | 326,475 | -9.9% | 0.10% | -17.1% |
| SJW | Buy | SJW Group | $6,346,000 | -1.4% | 104,435 | +0.2% | 0.10% | -6.4% |
| NLY | Buy | Annaly Capital Management Inc. | $6,276,000 | -8.5% | 687,397 | +0.1% | 0.10% | -13.8% |
| MTSC | Buy | MTS Systems Corp. | $6,191,000 | +7.5% | 105,766 | +0.1% | 0.10% | +2.1% |
| GOOD | Sell | Gladstone Commercial Corp. | $6,106,000 | +1.7% | 287,782 | -0.4% | 0.10% | -3.0% |
| AMOT | Buy | Allied Motion Technologies Inc | $5,848,000 | +23.8% | 154,297 | +12.4% | 0.09% | +17.5% |
| GTES | Buy | Gates Industrial | $5,867,000 | -12.8% | 514,219 | +9.6% | 0.09% | -17.5% |
| PNNT | Sell | PennantPark Investment Corp. | $5,758,000 | -10.0% | 911,169 | -1.6% | 0.09% | -14.8% |
| AINV | Sell | Apollo Investment Corp. | $5,695,000 | -11.9% | 360,441 | -15.6% | 0.09% | -16.5% |
| RGP | Buy | Resources Connection Inc | $5,718,000 | -3.0% | 357,157 | +0.2% | 0.09% | -9.0% |
| IAU | Buy | iShares Gold Trust | $5,548,000 | +11.2% | 410,991 | +2.0% | 0.09% | +6.0% |
| RAVN | Buy | Raven Industries Inc. | $5,567,000 | -5.8% | 155,155 | +0.8% | 0.09% | -11.0% |
| KAI | Buy | Kadant Inc | $5,568,000 | +3.8% | 61,308 | +0.6% | 0.09% | -2.2% |
| TWO | Buy | Two Harbors Investment Corp. | $5,529,000 | -6.3% | 436,333 | +0.0% | 0.09% | -12.0% |
| FWRD | Buy | Forward Air Corp. | $5,366,000 | -8.3% | 90,721 | +0.4% | 0.09% | -13.1% |
| BMRC | Buy | Bank of Marin (CA) | $5,234,000 | +1.3% | 127,581 | +0.5% | 0.08% | -3.4% |
| CBM | Buy | Cambrex Corp | $5,194,000 | +24.2% | 110,952 | +3.0% | 0.08% | +16.9% |
| NP | Buy | Neenah Paper Inc | $5,074,000 | +8.2% | 75,128 | +3.2% | 0.08% | +2.5% |
| VREX | Buy | Varex Imaging Corp | $5,026,000 | -8.7% | 163,972 | +0.9% | 0.08% | -14.0% |
| AVNS | New | Avanos Medical Inc. | $4,999,000 | – | 114,633 | +100.0% | 0.08% | – |
| VBTX | Buy | Veritex Holdings | $4,978,000 | +8.0% | 191,828 | +0.8% | 0.08% | +2.6% |
| SPY | Buy | S&P 500 - SPDR | $4,907,000 | +6.0% | 16,748 | +2.2% | 0.08% | +1.3% |
| TYPE | Buy | Monotype Imaging Holdings Inc. | $4,842,000 | -14.5% | 287,528 | +0.9% | 0.08% | -19.8% |
| MOV | Buy | Movado Group Inc. | $4,691,000 | -24.7% | 173,743 | +1.5% | 0.08% | -28.6% |
| GSBD | Sell | Goldman Sachs BDC Inc. | $4,545,000 | -21.4% | 231,036 | -18.0% | 0.07% | -25.5% |
| IBMI | Sell | iShares iBonds Sep 2020 Amt Fr | $4,590,000 | -10.5% | 179,667 | -10.7% | 0.07% | -16.1% |
| PAHC | Buy | Phibro Animal Health Corp Clas | $4,530,000 | -0.8% | 142,575 | +3.1% | 0.07% | -6.5% |
| IPHS | Buy | Innophos Holdings Inc | $4,371,000 | +0.1% | 150,168 | +3.6% | 0.07% | -5.4% |
| RMAX | Buy | RE/MAX Holdings Inc. | $4,377,000 | -19.0% | 142,324 | +1.5% | 0.07% | -23.1% |
| XLK | New | Technology Select Sector SPDR | $4,120,000 | – | 52,795 | +100.0% | 0.07% | – |
| NTUS | Sell | Natus Medical Inc. | $4,070,000 | -50.7% | 158,446 | -51.3% | 0.06% | -53.6% |
| IGLB | Sell | iShares Long-Term Corporate Bo | $3,625,000 | +5.2% | 56,863 | -0.4% | 0.06% | 0.0% |
| IBMM | Sell | iShares iBonds Dec 2024 Term M | $3,507,000 | -0.5% | 133,564 | -1.6% | 0.06% | -6.7% |
| IBML | Sell | iShares Muni Bond 2023 | $3,495,000 | -0.6% | 135,874 | -1.6% | 0.06% | -5.1% |
| IBMN | Sell | iShares iBonds Dec 2025 Term M | $3,520,000 | -0.1% | 130,811 | -1.6% | 0.06% | -6.7% |
| USCR | Buy | US Concrete Inc | $3,174,000 | +24.6% | 63,870 | +3.9% | 0.05% | +18.6% |
| MAIN | Sell | Main Street Capital Corp. | $3,216,000 | -12.5% | 78,223 | -20.8% | 0.05% | -17.7% |
| XLI | New | Industrial Select Sector - SPD | $2,820,000 | – | 36,424 | +100.0% | 0.04% | – |
| MUB | Buy | iShares National AMT-Free Muni | $2,756,000 | +48.3% | 24,373 | +45.8% | 0.04% | +41.9% |
| XLB | Sell | Materials Select Sector - SPDR | $2,484,000 | +5.3% | 42,460 | -0.1% | 0.04% | 0.0% |
| ICLR | Buy | Icon PLC | $2,418,000 | +14.7% | 15,707 | +1.7% | 0.04% | +8.3% |
| CSWC | Buy | Capital Southwest Corp. | $2,424,000 | -0.2% | 115,715 | +0.2% | 0.04% | -4.9% |
| PBPB | Sell | Potbelly Corp. | $2,309,000 | -40.4% | 453,659 | -0.2% | 0.04% | -43.1% |
| LVMUY | Buy | LVMH Moet Hennessy Louis Vuitt | $2,112,000 | +16.9% | 24,817 | +1.2% | 0.03% | +9.7% |
| GOOGL | Sell | Alphabet Inc. - Class A | $1,980,000 | -9.7% | 1,829 | -1.8% | 0.03% | -13.5% |
| ALC | New | Alcon ORD SHS | $1,997,000 | – | 32,186 | +100.0% | 0.03% | – |
| NATH | Buy | Nathan's Famous Inc | $1,990,000 | +17.8% | 25,472 | +3.1% | 0.03% | +10.3% |
| PFLT | Buy | PennantPark Floating Rate Capi | $2,003,000 | +11.1% | 173,293 | +23.1% | 0.03% | +6.7% |
| WCN | Buy | Waste Connections, INC. | $1,949,000 | +10.2% | 20,395 | +2.2% | 0.03% | +3.3% |
| CMFN | Buy | CM Finance Inc. | $1,876,000 | +3.2% | 246,474 | +0.1% | 0.03% | -3.2% |
| IUSV | New | iShares Core US Values - ETF | $1,822,000 | – | 32,167 | +100.0% | 0.03% | – |
| CYBR | Buy | Cyberark Software Ltd | $1,778,000 | +10.4% | 13,905 | +2.8% | 0.03% | +3.7% |
| OCSL | Buy | Oaktree Specialty Lending Corp | $1,726,000 | +4.9% | 318,438 | +0.3% | 0.03% | 0.0% |
| IBDQ | Sell | iShares iBonds Dec 2025 Term C | $1,734,000 | -11.5% | 67,724 | -14.0% | 0.03% | -15.2% |
| BABA | Buy | Alibaba Group Holding Ltd | $1,660,000 | -6.1% | 9,794 | +1.1% | 0.03% | -10.0% |
| RIO | Buy | Rio Tinto PLC | $1,577,000 | +9.8% | 25,296 | +3.6% | 0.02% | +4.2% |
| DSDVY | Buy | DSV A/S-Unsponsored ADR | $1,558,000 | +20.3% | 31,768 | +1.7% | 0.02% | +13.6% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,592,000 | +5.7% | 5 | 0.0% | 0.02% | 0.0% | |
| AAGIY | Buy | AIA Group Lrd | $1,455,000 | +10.1% | 33,727 | +2.1% | 0.02% | +4.5% |
| SHOP | Sell | Shopify Inc | $1,463,000 | -28.9% | 4,873 | -51.1% | 0.02% | -34.3% |
| ABDC | Alcentra Capital Corporation | $1,448,000 | +11.7% | 172,787 | 0.0% | 0.02% | +4.5% | |
| ESLT | Buy | Elbit Systems Ltd | $1,377,000 | +18.1% | 9,208 | +1.9% | 0.02% | +10.0% |
| RDSA | Buy | Royal Dutch Shell PLC - Cl A | $1,324,000 | +5.3% | 20,352 | +1.3% | 0.02% | 0.0% |
| DBSDY | Buy | DBS GROUP HOLDINGS-SPON ADR | $1,210,000 | +3.9% | 15,761 | +1.0% | 0.02% | -5.0% |
| IBDO | Sell | iShares iBonds Dec 2023 Term C | $1,216,000 | -37.0% | 47,858 | -38.0% | 0.02% | -42.4% |
| EC | Buy | Ecopetrol SA | $1,171,000 | -14.1% | 64,045 | +0.7% | 0.02% | -17.4% |
| SONY | Buy | Sony Corp. ADS | $1,195,000 | +26.6% | 22,814 | +2.1% | 0.02% | +18.8% |
| BP | Buy | BP PLC (Adr 1:6) | $1,188,000 | -3.0% | 28,490 | +1.7% | 0.02% | -9.5% |
| SAP | Buy | SAP AG - ADS | $1,198,000 | +19.4% | 8,759 | +0.8% | 0.02% | +11.8% |
| TCEHY | Buy | Tencent Holdings LTD | $1,114,000 | -0.3% | 24,610 | +1.3% | 0.02% | -5.3% |
| APTV | Buy | APTIV PLC | $1,131,000 | +4.6% | 13,998 | +2.9% | 0.02% | 0.0% |
| CNI | Buy | Canadian National Railway | $1,094,000 | +4.6% | 11,825 | +1.2% | 0.02% | 0.0% |
| UL | Buy | Unilever Plc | $1,111,000 | +8.6% | 17,934 | +1.2% | 0.02% | +5.9% |
| SUNS | Buy | Solar Senior Capital Ltd. | $1,083,000 | -7.0% | 68,055 | +0.3% | 0.02% | -15.0% |
| MCC | Medley Capital Corp. | $1,092,000 | -24.7% | 466,714 | 0.0% | 0.02% | -32.0% | |
| ZTO | Buy | ZTO Express Cayman Inc | $1,047,000 | +6.2% | 54,785 | +1.5% | 0.02% | 0.0% |
| VNQ | Sell | REIT Index - Vanguard | $1,008,000 | -48.7% | 11,538 | -49.0% | 0.02% | -51.5% |
| UOVEY | Buy | United Overseas Bank Limited | $988,000 | +6.0% | 25,457 | +2.2% | 0.02% | 0.0% |
| MLCO | Buy | Melco Resorts & Entertainment | $1,019,000 | +16.6% | 46,905 | +21.2% | 0.02% | +6.7% |
| SMFG | Sell | Sumitomo Mitsui-Spons ADR | $1,003,000 | -0.6% | 142,041 | -1.0% | 0.02% | -5.9% |
| FANUY | Buy | Fanuc Ltd. ADS | $881,000 | +10.0% | 47,667 | +1.4% | 0.01% | 0.0% |
| NTDOY | Buy | Nintendo Co. Ltd. ADS | $880,000 | +32.3% | 19,221 | +3.7% | 0.01% | +27.3% |
| TECK | Buy | Teck Resources Limited | $887,000 | +1.6% | 38,485 | +2.2% | 0.01% | -6.7% |
| CMO | Sell | Capstead Mortgage Corp. | $906,000 | -5.7% | 108,500 | -3.0% | 0.01% | -12.5% |
| FMS | Buy | Fresenius Medical Care AG & Co | $838,000 | -0.5% | 21,328 | +2.7% | 0.01% | -7.1% |
| V | Sell | Visa, Inc. - A | $750,000 | -8.9% | 4,324 | -18.0% | 0.01% | -14.3% |
| MUFG | Buy | Mitsubishi UFJ Financial | $726,000 | -1.8% | 152,763 | +2.4% | 0.01% | 0.0% |
| PTMN | New | Portman Ridge Finance Corp | $766,000 | – | 340,472 | +100.0% | 0.01% | – |
| KMTUY | Buy | KOMATSU LTD | $742,000 | +6.8% | 30,581 | +2.5% | 0.01% | 0.0% |
| EQNR | Buy | Equinor ASA | $780,000 | -6.7% | 39,459 | +3.7% | 0.01% | -14.3% |
| TLH | Sell | iShares Barclays 10-20 Year Tr | $693,000 | -76.7% | 4,844 | -77.6% | 0.01% | -78.0% |
| JPM | Sell | JP Morgan Chase & Company | $718,000 | -3.0% | 6,419 | -12.2% | 0.01% | -15.4% |
| PYPL | Sell | PayPal Holdings, Inc. | $674,000 | +8.9% | 5,886 | -1.2% | 0.01% | +10.0% |
| TSM | Sell | Taiwan Semiconductor Manufactu | $670,000 | -9.5% | 17,114 | -5.3% | 0.01% | -15.4% |
| JAZZ | Buy | Jazz Pharmaceuticals Plc | $605,000 | +2.5% | 4,243 | +2.9% | 0.01% | 0.0% |
| FSP | Franklin Street Properties Cor | $590,000 | +2.6% | 80,000 | 0.0% | 0.01% | -10.0% | |
| LZRFY | Buy | Localiza Rent a Car SA | $558,000 | +27.4% | 52,591 | +0.9% | 0.01% | +28.6% |
| SNN | Buy | Smith & Nephew (Adr 1:5) | $576,000 | +11.4% | 13,229 | +2.6% | 0.01% | 0.0% |
| LQD | Sell | iShares iBoxx Corporate Bond E | $553,000 | +4.1% | 4,449 | -0.2% | 0.01% | 0.0% |
| EOG | Buy | EOG Resources | $518,000 | 0.0% | 5,556 | +2.1% | 0.01% | -11.1% |
| HDB | Buy | HDFC Bank Ltd | $472,000 | +12.4% | 3,632 | +0.2% | 0.01% | +14.3% |
| IX | Buy | Orix Corp. ADS | $525,000 | +8.0% | 7,011 | +3.6% | 0.01% | 0.0% |
| SSDOY | Buy | Shiseido Co Ltd | $514,000 | +8.7% | 6,797 | +3.9% | 0.01% | 0.0% |
| IVV | Sell | S&P 500 Index Fund - iShares | $521,000 | -2.1% | 1,769 | -5.3% | 0.01% | -11.1% |
| ING | Buy | ING Groep NV | $526,000 | -1.9% | 45,424 | +2.9% | 0.01% | -11.1% |
| MELI | Buy | MERCADOLIBRE INC | $418,000 | +21.5% | 684 | +0.9% | 0.01% | +16.7% |
| CEO | Sell | CNOOC Ltd. | $429,000 | -9.3% | 2,517 | -1.2% | 0.01% | -12.5% |
| YNDX | Buy | Yandex NV | $409,000 | +10.8% | 10,773 | +0.2% | 0.01% | +16.7% |
| HTHT | Buy | Huazhu Group Ltd. | $449,000 | -13.2% | 12,383 | +0.9% | 0.01% | -22.2% |
| TTE | Sell | Total SA - ADR | $440,000 | -9.5% | 7,887 | -9.8% | 0.01% | -12.5% |
| BAC | Sell | Bank of America Corp. | $366,000 | -3.2% | 12,623 | -7.9% | 0.01% | 0.0% |
| AMZN | Amazon.com, Inc. | $365,000 | +6.1% | 193 | 0.0% | 0.01% | 0.0% | |
| BAP | Buy | CREDICORP LTD | $375,000 | -3.8% | 1,638 | +0.9% | 0.01% | -14.3% |
| CBD | Buy | Cia Brasileira de Distribuicao | $346,000 | +6.1% | 14,120 | +0.9% | 0.01% | 0.0% |
| Manatuck Hill Mariner Offshore | $380,000 | +0.8% | 2,343 | 0.0% | 0.01% | 0.0% | ||
| KMPR | Kemper Corp. | $386,000 | +13.5% | 4,470 | 0.0% | 0.01% | 0.0% | |
| AAPL | Sell | Apple Inc. | $360,000 | +4.0% | 1,817 | -0.3% | 0.01% | 0.0% |
| ITUB | Sell | Itau Unibanco Holding S/A ADS | $405,000 | +6.9% | 42,977 | -0.1% | 0.01% | 0.0% |
| COST | Buy | Costco Wholesale Corporation | $391,000 | +11.1% | 1,481 | +1.9% | 0.01% | 0.0% |
| BBD | Buy | Banco Bradesco S.A. | $406,000 | +8.8% | 41,356 | +21.0% | 0.01% | 0.0% |
| HON | Buy | Honeywell International, Inc. | $388,000 | +12.5% | 2,222 | +2.3% | 0.01% | 0.0% |
| WMMVY | Sell | Walmart De-Mexico-Spon ADR V | $350,000 | -2.0% | 12,821 | -3.9% | 0.01% | 0.0% |
| XNGSY | Buy | ENN Energy Holdings Ltd | $307,000 | +1.7% | 7,886 | +0.9% | 0.01% | 0.0% |
| PAGS | New | Pagseguro Digital Ltd | $335,000 | – | 8,602 | +100.0% | 0.01% | – |
| FNV | Buy | Franco-Nevada Corp. | $300,000 | +18.1% | 3,538 | +4.5% | 0.01% | +25.0% |
| RGLD | Buy | Royal Gold, Inc. | $309,000 | +18.4% | 3,011 | +4.9% | 0.01% | +25.0% |
| PBR | Buy | Petrobras Petroleo Brasileiro | $305,000 | -1.3% | 19,594 | +0.9% | 0.01% | 0.0% |
| FMX | Buy | FOMENTO ECONOMICO MEXICANO, S. | $302,000 | +4.9% | 3,120 | +0.1% | 0.01% | 0.0% |
| NVDA | NVIDIA Corp. | $288,000 | -8.6% | 1,753 | 0.0% | 0.01% | 0.0% | |
| LRCX | Sell | Lam Research Corporation | $222,000 | -17.2% | 1,183 | -21.0% | 0.00% | -20.0% |
| MINT | Sell | Pimco Enhanced Short Maturity | $242,000 | -8.0% | 2,375 | -8.1% | 0.00% | 0.0% |
| SQM | Buy | Soc Quimica Y Minera Chile (Ad | $228,000 | -18.6% | 7,342 | +0.8% | 0.00% | -20.0% |
| MS | Buy | Morgan Stanley | $245,000 | +7.5% | 5,583 | +3.3% | 0.00% | 0.0% |
| LLY | Eli Lilly & Co. | $266,000 | -14.5% | 2,400 | 0.0% | 0.00% | -20.0% | |
| TME | Buy | Tencent Music Entertainment Gr | $272,000 | -16.3% | 18,145 | +0.9% | 0.00% | -20.0% |
| KB | Buy | KB Financial Group Inc | $275,000 | +7.4% | 6,954 | +0.8% | 0.00% | 0.0% |
| FLOT | iShares Floating Rate Note Fun | $242,000 | 0.0% | 4,755 | 0.0% | 0.00% | 0.0% | |
| IJR | S&P SmallCap 600 Index Fund - | $275,000 | +1.5% | 3,515 | 0.0% | 0.00% | -20.0% | |
| GBOOY | Buy | Grupo Financiero ADR | $253,000 | +7.7% | 8,730 | +0.9% | 0.00% | 0.0% |
| WNS | Buy | WNS Holdings Ltd | $262,000 | +14.4% | 4,422 | +2.8% | 0.00% | 0.0% |
| WF | Buy | Woori Bank | $261,000 | +3.2% | 7,106 | +0.9% | 0.00% | 0.0% |
| CXO | Buy | Concho Resources, Inc. | $237,000 | -2.1% | 2,293 | +5.1% | 0.00% | 0.0% |
| CHL | Buy | China Mobile Limited | $270,000 | -11.2% | 5,972 | +0.0% | 0.00% | -20.0% |
| BLK | BlackRock, Inc. | $266,000 | +9.9% | 567 | 0.0% | 0.00% | 0.0% | |
| BYDDY | Buy | Byd Company Limited Adr | $236,000 | +0.9% | 19,572 | +0.9% | 0.00% | 0.0% |
| ADP | Automatic Data Processing, Inc | $272,000 | +3.8% | 1,643 | 0.0% | 0.00% | 0.0% | |
| XEC | Buy | Cimarex Energy Co. | $212,000 | -10.9% | 3,581 | +5.2% | 0.00% | -25.0% |
| GLD | Sell | Gold Shares - SPDR | $210,000 | -12.9% | 1,576 | -20.2% | 0.00% | -25.0% |
| CCJ | Buy | Cameco Corp. | $199,000 | -2.9% | 18,574 | +6.7% | 0.00% | 0.0% |
| Buy | Leagold Mining Corp | $184,000 | +19.5% | 119,746 | +7.6% | 0.00% | 0.0% | |
| NILSY | New | MMC Norilsk Nickel | $215,000 | – | 9,486 | +100.0% | 0.00% | – |
| MOS | New | The Mosaic Company | $215,000 | – | 8,579 | +100.0% | 0.00% | – |
| SAND | New | Sandstorm Gold Ltd. | $206,000 | – | 37,108 | +100.0% | 0.00% | – |
| PAAS | Buy | Pan American Silver Corp | $188,000 | +5.6% | 14,571 | +8.2% | 0.00% | 0.0% |
| PXD | New | Pioneer Natural Resources Co. | $209,000 | – | 1,356 | +100.0% | 0.00% | – |
| SA | Buy | Seabridge Gold Inc. | $176,000 | +16.6% | 12,984 | +6.5% | 0.00% | 0.0% |
| IBN | Sell | ICICI Bank Ltd. ADS | $176,000 | +8.6% | 13,968 | -1.3% | 0.00% | 0.0% |
| Buy | Torex Gold Res Inc | $189,000 | -14.1% | 18,319 | +5.3% | 0.00% | -25.0% | |
| KL | New | Kirkland Lake Gold Ltd | $202,000 | – | 4,699 | +100.0% | 0.00% | – |
| MAG | New | MAG Silver Corp | $146,000 | – | 13,865 | +100.0% | 0.00% | – |
| XKEM | Xechem International Inc | $0 | – | 32,353 | 0.0% | 0.00% | – | |
| LTHM | Exit | Livent Corp | $0 | – | -15,664 | -100.0% | -0.00% | – |
| ALB | Exit | Albemarle Corp | $0 | – | -2,464 | -100.0% | -0.00% | – |
| OXY | Exit | Occidental Petroleum Corp. | $0 | – | -3,839 | -100.0% | -0.00% | – |
| KRE | Exit | SPDR KBW REGIONAL BA | $0 | – | -4,749 | -100.0% | -0.00% | – |
| PE | Exit | Parsley Energy Inc. | $0 | – | -11,780 | -100.0% | -0.00% | – |
| EPD | Exit | Enterprise Products Partner | $0 | – | -7,522 | -100.0% | -0.00% | – |
| ALGN | Exit | Align Technology Inc. | $0 | – | -807 | -100.0% | -0.00% | – |
| ZNH | Exit | China Southern Airlines Co Ltd | $0 | – | -5,371 | -100.0% | -0.00% | – |
| HES | Exit | Hess Corp. | $0 | – | -4,491 | -100.0% | -0.01% | – |
| BIDU | Exit | Baidu Inc. ADS | $0 | – | -1,659 | -100.0% | -0.01% | – |
| TKC | Exit | Turkcell Iletisim Hizmetleri A | $0 | – | -65,184 | -100.0% | -0.01% | – |
| BIZD | Exit | VanEck Vectors BDC Income ETF | $0 | – | -27,747 | -100.0% | -0.01% | – |
| OILK | Exit | Proshares Trust-Proshares K-1 | $0 | – | -24,288 | -100.0% | -0.01% | – |
| HYG | Exit | High Yield Corporate Bond Fund | $0 | – | -7,160 | -100.0% | -0.01% | – |
| KCAP | Exit | KCAP Financial Inc | $0 | – | -340,472 | -100.0% | -0.02% | – |
| IBDM | Exit | iShares iBonds Dec 2021 Term C | $0 | – | -106,892 | -100.0% | -0.04% | – |
| XLV | Exit | Health Care Select Sector - SP | $0 | – | -29,841 | -100.0% | -0.05% | – |
| XLE | Exit | Energy Select Sector - SPDR | $0 | – | -60,178 | -100.0% | -0.07% | – |
| LXFT | Exit | Luxoft Holding Inc | $0 | – | -102,875 | -100.0% | -0.10% | – |
| JNJ | Exit | Johnson & Johnson | $0 | – | -192,101 | -100.0% | -0.45% | – |
| DWDP | Exit | DowDuPont Inc | $0 | – | -2,055,556 | -100.0% | -1.85% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2020-06-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.