$5.87 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 366 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 18.3% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
JNJ | Sell | Johnson & Johnson | $155,347,000 | +12.7% | 1,124,316 | -1.0% | 2.65% | +9.3% |
MSFT | Sell | Microsoft Corp. | $147,092,000 | +5.7% | 1,286,103 | -8.9% | 2.51% | +2.5% |
PGR | Sell | Progressive Corp. | $138,324,000 | +14.0% | 1,947,122 | -5.1% | 2.36% | +10.6% |
FAST | Sell | Fastenal Co. | $137,825,000 | +15.8% | 2,375,477 | -3.9% | 2.35% | +12.3% |
DEO | Sell | Diageo PLC | $135,618,000 | -3.5% | 957,278 | -1.9% | 2.31% | -6.4% |
DWDP | Sell | DowDuPont Inc | $135,181,000 | -6.9% | 2,102,028 | -4.6% | 2.30% | -9.7% |
PEP | Buy | Pepsico Inc. | $134,064,000 | +2.7% | 1,199,144 | +0.0% | 2.28% | -0.4% |
NXPI | Buy | NXP Semiconductors N.V. | $129,532,000 | +213.2% | 1,514,994 | +300.2% | 2.21% | +203.7% |
PAYX | Sell | Paychex Inc. | $127,352,000 | +5.7% | 1,729,152 | -1.9% | 2.17% | +2.5% |
PX | Buy | Praxair Inc. | $122,068,000 | +2.4% | 759,462 | +0.8% | 2.08% | -0.7% |
NTRS | Sell | Northern Trust Corporation | $119,460,000 | -2.8% | 1,169,688 | -2.0% | 2.04% | -5.7% |
MMM | Sell | 3M Company | $115,002,000 | +6.1% | 545,786 | -0.9% | 1.96% | +2.9% |
PII | Sell | Polaris Industries | $113,254,000 | -18.1% | 1,121,878 | -0.9% | 1.93% | -20.6% |
CVX | Sell | Chevron Corp. | $110,832,000 | -4.3% | 906,382 | -1.0% | 1.89% | -7.2% |
PFE | Sell | Pfizer Inc. | $104,940,000 | +17.8% | 2,381,204 | -3.1% | 1.79% | +14.2% |
CB | Sell | Chubb Corp | $103,628,000 | +4.8% | 775,424 | -0.4% | 1.77% | +1.6% |
CL | Buy | Colgate-Palmolive Co. | $102,050,000 | +3.6% | 1,524,278 | +0.3% | 1.74% | +0.5% |
KMI | Sell | Kinder Morgan Inc. | $101,580,000 | -1.4% | 5,729,257 | -1.8% | 1.73% | -4.4% |
RYN | Sell | Rayonier Inc. | $100,410,000 | -14.7% | 2,969,831 | -2.4% | 1.71% | -17.3% |
GGG | Sell | Graco Inc. | $98,598,000 | -2.8% | 2,127,710 | -5.1% | 1.68% | -5.8% |
BKI | Sell | Black Knight Inc | $97,867,000 | -15.3% | 1,883,870 | -12.7% | 1.67% | -17.9% |
SO | Sell | Southern Company | $96,151,000 | -6.5% | 2,205,302 | -0.7% | 1.64% | -9.3% |
FNF | Sell | Fidelity National Financial In | $93,678,000 | +2.5% | 2,380,625 | -2.0% | 1.60% | -0.6% |
GILD | Sell | Gilead Sciences | $92,029,000 | +6.7% | 1,191,933 | -2.1% | 1.57% | +3.5% |
IRM | Sell | Iron Mountain | $89,578,000 | -3.5% | 2,594,949 | -2.2% | 1.53% | -6.4% |
BR | Sell | Broadridge Financial Solutions | $88,840,000 | -13.6% | 673,289 | -24.6% | 1.51% | -16.2% |
ARCC | Sell | Ares Capital Corp. | $88,613,000 | +3.0% | 5,154,926 | -1.4% | 1.51% | -0.1% |
WY | Buy | Weyerhaeuser Co. | $86,554,000 | +2.5% | 2,682,192 | +15.8% | 1.48% | -0.6% |
MLM | Buy | Martin Marietta Materials Inc. | $81,392,000 | -17.9% | 447,331 | +0.7% | 1.39% | -20.4% |
KHC | Sell | Kraft Heinz Co. | $78,107,000 | -14.1% | 1,417,291 | -2.1% | 1.33% | -16.7% |
MKL | Sell | Markel Corp. | $73,053,000 | +3.0% | 61,467 | -6.0% | 1.24% | -0.1% |
DLR | Sell | Digital Realty Trust Inc. | $68,208,000 | -1.6% | 606,404 | -2.4% | 1.16% | -4.6% |
TJX | Sell | TJX Companies | $65,557,000 | +13.2% | 585,222 | -3.8% | 1.12% | +9.7% |
AGN | Sell | Allergan Inc. | $63,974,000 | +7.8% | 335,855 | -5.6% | 1.09% | +4.5% |
NSRGY | Buy | Nestle SA | $62,952,000 | +325.4% | 751,550 | +293.2% | 1.07% | +312.7% |
MA | Sell | Mastercard Inc. - A | $61,052,000 | +1.7% | 274,256 | -10.2% | 1.04% | -1.4% |
AXTA | Sell | Axalta Coating Systems LTD | $60,744,000 | -9.0% | 2,083,128 | -5.4% | 1.04% | -11.8% |
SYK | Sell | Stryker Corp. | $55,615,000 | -25.9% | 313,004 | -29.6% | 0.95% | -28.1% |
AIG | Sell | American International Group I | $54,955,000 | -4.6% | 1,032,205 | -5.0% | 0.94% | -7.5% |
CFRUY | Sell | Compagnie Financiere Richemont | $53,666,000 | -8.8% | 6,552,606 | -6.3% | 0.92% | -11.5% |
AXP | Sell | American Express Company | $47,895,000 | +6.2% | 449,762 | -2.3% | 0.82% | +2.9% |
SBUX | Buy | Starbucks Corporation | $46,945,000 | +23.3% | 825,908 | +6.0% | 0.80% | +19.6% |
UTX | Buy | United Technologies Corp. | $46,844,000 | +13.9% | 335,053 | +1.9% | 0.80% | +10.4% |
ADI | Sell | Analog Devices Inc. | $43,722,000 | -4.2% | 472,879 | -0.7% | 0.74% | -7.1% |
ITW | Buy | Illinois Tool Works Inc. | $42,310,000 | +5.1% | 299,818 | +3.1% | 0.72% | +1.8% |
TMO | Sell | Thermo Fisher Scientific Inc. | $39,554,000 | +16.7% | 162,054 | -1.0% | 0.67% | +13.1% |
LOW | Sell | Lowe's Companies Inc. | $39,028,000 | +19.4% | 339,907 | -0.6% | 0.66% | +15.9% |
SLB | Buy | Schlumberger Ltd. | $38,837,000 | -6.0% | 637,500 | +3.4% | 0.66% | -8.8% |
BRKB | Sell | Berkshire Hathaway Inc. - B | $38,775,000 | +14.7% | 181,100 | -0.0% | 0.66% | +11.3% |
WRB | Buy | W.R. Berkley Corp. | $37,458,000 | +10.9% | 468,632 | +0.4% | 0.64% | +7.4% |
GSK | Sell | GlaxoSmithKline Plc (Adr 1:2) | $36,053,000 | -38.1% | 897,510 | -37.9% | 0.61% | -40.0% |
MSM | Sell | MSC Industrial Direct Co. Inc. | $35,406,000 | -5.2% | 401,841 | -8.7% | 0.60% | -8.1% |
SPB | New | Spectrum Brands Holdings Inc | $33,752,000 | – | 451,709 | +100.0% | 0.58% | – |
GOOG | Sell | Alphabet Inc. - Class C | $33,133,000 | +6.5% | 27,762 | -0.4% | 0.56% | +3.3% |
BRO | Buy | Brown & Brown Inc. | $32,087,000 | +10.5% | 1,085,123 | +3.6% | 0.55% | +7.3% |
NTUS | Sell | Natus Medical Inc. | $31,087,000 | -6.2% | 872,002 | -9.2% | 0.53% | -8.9% |
ORCL | Buy | Oracle Corporation | $30,655,000 | +18.8% | 594,551 | +1.5% | 0.52% | +15.2% |
IEF | Sell | iShares 7-10 Year Treasury Bon | $26,119,000 | -3.3% | 258,168 | -2.0% | 0.44% | -6.1% |
HD | Buy | Home Depot Inc. | $25,259,000 | +7.0% | 121,935 | +0.7% | 0.43% | +3.6% |
MTSC | Buy | MTS Systems Corp. | $23,259,000 | +8.8% | 424,811 | +4.7% | 0.40% | +5.3% |
BDX | Buy | Becton Dickinson and Company | $22,855,000 | +11.2% | 87,567 | +2.0% | 0.39% | +8.0% |
IVW | Sell | S&P 500 Growth Index - iShares | $22,483,000 | +2.9% | 126,900 | -5.5% | 0.38% | -0.3% |
ACN | Buy | Accenture PLC | $22,378,000 | +6.5% | 131,478 | +2.4% | 0.38% | +3.3% |
DCI | Buy | Donaldson Inc. | $22,215,000 | +33.4% | 381,307 | +3.3% | 0.38% | +29.4% |
MDT | Buy | Medtronic | $21,308,000 | +18.1% | 216,611 | +2.8% | 0.36% | +14.5% |
NKE | Buy | Nike Inc. - B | $20,955,000 | +8.2% | 247,349 | +1.7% | 0.36% | +5.0% |
CBSH | Buy | Commerce Bancshares Inc. | $20,793,000 | +4.1% | 314,952 | +2.1% | 0.35% | +0.9% |
LMT | Buy | Lockheed Martin Corp | $20,422,000 | +22.7% | 59,031 | +4.7% | 0.35% | +18.8% |
TROW | Buy | T. Rowe Price Group Inc. | $19,884,000 | -3.8% | 182,119 | +2.3% | 0.34% | -6.6% |
MCD | Buy | McDonald's Corp. | $19,497,000 | +11.2% | 116,549 | +4.2% | 0.33% | +7.8% |
NJR | Buy | New Jersey Resources Corp. | $19,474,000 | +6.3% | 422,428 | +3.2% | 0.33% | +3.1% |
CLX | Buy | The Clorox Company | $19,279,000 | +15.4% | 128,177 | +3.8% | 0.33% | +11.9% |
MBB | Sell | iShares MBS Bond ETF | $18,669,000 | -2.3% | 180,669 | -1.5% | 0.32% | -5.4% |
BAM | New | Brookfield Asset Management In | $17,929,000 | – | 402,710 | +100.0% | 0.31% | – |
SEIC | Buy | SEI Investments Company | $17,870,000 | +2.0% | 292,472 | +4.4% | 0.30% | -1.0% |
APD | Buy | Air Products & Chemicals Inc. | $17,887,000 | +12.0% | 107,074 | +4.4% | 0.30% | +8.5% |
GD | Buy | General Dynamics Corp. | $17,809,000 | +15.7% | 86,991 | +5.3% | 0.30% | +12.2% |
PPG | Buy | PPG Industries Inc. | $17,680,000 | +9.0% | 162,008 | +3.6% | 0.30% | +5.6% |
MTB | Buy | M&T Bank Corp. | $17,509,000 | +0.6% | 106,411 | +4.1% | 0.30% | -2.6% |
IBCE | Sell | iShares Corporate ex Financial | $17,495,000 | -2.5% | 743,198 | -2.4% | 0.30% | -5.4% |
TLT | Sell | Barclays 20 Plus Year Treasury | $16,797,000 | -4.5% | 143,235 | -0.9% | 0.29% | -7.4% |
EXPD | Buy | Expeditors International of Wa | $16,669,000 | +6.4% | 226,702 | +5.8% | 0.28% | +3.3% |
CFR | Buy | Cullen Frost Bankers Inc. | $16,590,000 | +1.1% | 158,846 | +4.8% | 0.28% | -1.7% |
NVS | Buy | Novartis AG - ADR | $16,361,000 | +21.0% | 189,895 | +6.1% | 0.28% | +17.2% |
XOM | Buy | Exxon Mobil Corp. | $16,222,000 | +9.0% | 190,804 | +6.1% | 0.28% | +5.7% |
MDU | Buy | MDU Resources Group Inc. | $16,138,000 | -6.3% | 628,177 | +4.6% | 0.28% | -9.2% |
BSCO | Sell | Invesco BulletShares 2024 | $15,890,000 | -1.8% | 790,535 | -2.0% | 0.27% | -4.6% |
PG | Buy | Procter & Gamble Company | $15,886,000 | +12.6% | 190,866 | +5.6% | 0.27% | +9.3% |
MORN | Sell | Morningstar Inc. | $15,252,000 | -12.9% | 121,142 | -11.3% | 0.26% | -15.6% |
IVE | Sell | S&P 500 Value Index - iShares | $14,233,000 | +4.2% | 122,869 | -0.9% | 0.24% | +1.2% |
SPIB | Sell | SPDR Portfolio Intermediate Te | $14,108,000 | -2.4% | 423,672 | -2.4% | 0.24% | -5.5% |
IBDR | Sell | iShares Corporate iBonds ETF 2 | $13,941,000 | -2.5% | 598,837 | -2.3% | 0.24% | -5.2% |
BSCL | Buy | Invesco BulletShares 2021 | $12,903,000 | +136.6% | 622,130 | +136.8% | 0.22% | +129.2% |
GBDC | Golub Capital BDC Inc. | $12,576,000 | +2.5% | 670,737 | 0.0% | 0.21% | -0.9% | |
PDCO | Buy | Patterson Companies Inc. | $12,355,000 | +9.9% | 505,341 | +1.9% | 0.21% | +6.6% |
NMFC | Buy | New Mountain Finance Corp. | $12,378,000 | -0.7% | 916,914 | +0.0% | 0.21% | -3.7% |
IJT | Buy | S&P SmallCap 600 Growth Index | $12,348,000 | +14.2% | 61,210 | +7.0% | 0.21% | +10.5% |
JWN | Buy | Nordstrom Inc. | $12,324,000 | +16.7% | 206,057 | +1.0% | 0.21% | +12.9% |
HTGC | Buy | Hercules Technology Growth Cap | $10,870,000 | +4.1% | 826,033 | +0.0% | 0.18% | +0.5% |
TCPC | New | TCP Capital Corp. | $10,627,000 | – | 746,784 | +100.0% | 0.18% | – |
SLRC | Buy | Solar Capital Ltd. | $10,414,000 | +4.6% | 487,121 | +0.0% | 0.18% | +1.1% |
BBDC | New | Barings BDC Inc | $10,251,000 | – | 1,024,017 | +100.0% | 0.18% | – |
TPVG | Sell | TriplePoint Venture Growth BDC | $9,446,000 | +9.3% | 695,008 | -0.0% | 0.16% | +5.9% |
IBCD | Sell | iShares Corporate ex Financial | $8,953,000 | -2.2% | 366,342 | -2.5% | 0.15% | -5.0% |
TFI | Sell | SPDR Nuveen Barclays Capital M | $8,928,000 | -1.4% | 188,040 | -0.3% | 0.15% | -4.4% |
MLN | Buy | VanEck Vectors Long Municipal | $8,734,000 | -2.0% | 450,883 | +0.4% | 0.15% | -5.1% |
TCRD | THL Credit, Inc. | $8,635,000 | +3.2% | 1,070,037 | 0.0% | 0.15% | 0.0% | |
GTES | Buy | Gates Industrial | $8,646,000 | +142.1% | 443,359 | +102.0% | 0.15% | +133.3% |
IJS | Buy | S&P SmallCap 600 Value Index F | $8,465,000 | +14.6% | 50,711 | +12.1% | 0.14% | +10.8% |
IBDS | Buy | iShares iBonds Dec 2027 Term C | $8,350,000 | +228.4% | 354,430 | +229.1% | 0.14% | +215.6% |
IBDQ | Buy | iShares iBonds Dec 2025 Term C | $8,319,000 | +227.3% | 347,920 | +227.6% | 0.14% | +215.6% |
VWO | Buy | Vanguard MSCI Emerging Markets | $7,597,000 | +9.8% | 185,301 | +13.0% | 0.13% | +5.7% |
SCM | Stellus Capital Investment | $7,539,000 | +6.7% | 552,736 | 0.0% | 0.13% | +3.2% | |
TSLX | TPG Specialty Lending, Inc. | $7,340,000 | +13.7% | 359,982 | 0.0% | 0.12% | +10.6% | |
IGLB | New | iShares Long-Term Corporate Bo | $7,258,000 | – | 124,558 | +100.0% | 0.12% | – |
IJK | Sell | S&P MidCap 400 Growth Index Fu | $7,242,000 | -3.4% | 31,091 | -6.7% | 0.12% | -6.8% |
PNNT | PennantPark Investment Corp. | $6,861,000 | +6.5% | 919,748 | 0.0% | 0.12% | +3.5% | |
MOV | Buy | Movado Group Inc. | $6,757,000 | -10.6% | 161,271 | +3.1% | 0.12% | -13.5% |
CBM | Buy | Cambrex Corp | $6,522,000 | +33.9% | 95,363 | +2.4% | 0.11% | +29.1% |
TWO | New | Two Harbors Investment Corp. | $6,513,000 | – | 436,255 | +100.0% | 0.11% | – |
JBT | Buy | John Bean Technologies Corp. | $6,368,000 | +36.1% | 53,377 | +1.4% | 0.11% | +32.9% |
AMOT | Sell | Allied Motion Technologies Inc | $6,334,000 | -6.3% | 116,371 | -17.6% | 0.11% | -9.2% |
THR | Buy | Thermon Group Holdings Inc. | $6,297,000 | +14.7% | 244,251 | +1.8% | 0.11% | +11.5% |
RAVN | Sell | Raven Industries Inc. | $6,264,000 | +15.4% | 136,919 | -3.1% | 0.11% | +12.6% |
FWRD | Buy | Forward Air Corp. | $6,242,000 | +24.4% | 87,056 | +2.5% | 0.11% | +20.5% |
BMRC | Buy | Bank of Marin (CA) | $6,149,000 | +5.3% | 73,284 | +1.4% | 0.10% | +1.9% |
CNNE | New | Cannae Holdings Inc | $6,119,000 | – | 292,085 | +100.0% | 0.10% | – |
SJW | New | SJW Group | $6,119,000 | – | 100,065 | +100.0% | 0.10% | – |
KAI | New | Kadant Inc | $6,080,000 | – | 56,370 | +100.0% | 0.10% | – |
NWN | New | Northwest Natural Holding Co | $5,991,000 | – | 89,544 | +100.0% | 0.10% | – |
RGP | New | Resources Connection Inc | $5,713,000 | – | 344,175 | +100.0% | 0.10% | – |
ELF | New | Elf Beauty Inc | $5,446,000 | – | 427,857 | +100.0% | 0.09% | – |
NP | New | Neenah Ppaper Inc | $5,426,000 | – | 62,874 | +100.0% | 0.09% | – |
RMAX | Buy | RE/MAX Holdings Inc. | $5,404,000 | +4.3% | 121,843 | +23.3% | 0.09% | +1.1% |
BSCK | Sell | Invesco BulletShares 2020 | $5,357,000 | -2.4% | 254,109 | -2.5% | 0.09% | -5.2% |
TYPE | Buy | Monotype Imaging Holdings Inc. | $5,362,000 | +2.2% | 265,428 | +2.7% | 0.09% | -1.1% |
GOOD | Buy | Gladstone Commercial Corp. | $5,276,000 | +4.4% | 275,525 | +4.8% | 0.09% | +1.1% |
BSCM | Sell | Invesco BulletShares 2022 | $5,305,000 | -2.4% | 256,846 | -2.5% | 0.09% | -6.2% |
OFS | OFS Capital Corp. | $5,239,000 | +3.8% | 440,200 | 0.0% | 0.09% | 0.0% | |
ACWX | Sell | iShares MSCI ACWI EX US ETF | $5,103,000 | -13.7% | 107,002 | -14.5% | 0.09% | -16.3% |
IAU | Buy | iShares Gold Trust | $5,113,000 | -0.7% | 447,326 | +4.4% | 0.09% | -4.4% |
LXFT | Buy | Luxoft Holding Inc | $5,054,000 | +37.8% | 106,740 | +7.2% | 0.09% | +34.4% |
IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $5,020,000 | -0.5% | 198,834 | +0.0% | 0.09% | -3.4% |
NLY | Annaly Capital Management Inc. | $4,977,000 | -0.6% | 486,456 | 0.0% | 0.08% | -3.4% | |
IPHS | Buy | Innophos Holdings Inc | $4,992,000 | -0.6% | 112,424 | +6.6% | 0.08% | -3.4% |
IJJ | Sell | S&P MidCap 400 Value Index Fun | $4,975,000 | -4.9% | 29,733 | -7.9% | 0.08% | -7.6% |
IBML | Buy | iShares Muni Bond 2023 | $4,920,000 | +190.4% | 198,033 | +191.6% | 0.08% | +180.0% |
IBMM | Buy | iShares iBonds Dec 2024 Term M | $4,922,000 | +1267.2% | 196,669 | +1277.9% | 0.08% | +1300.0% |
VBTX | Buy | Veritex Holdings | $4,870,000 | -5.0% | 172,354 | +4.4% | 0.08% | -7.8% |
IBMJ | Sell | iShares iBonds Dec 2021 AMT-Fr | $4,677,000 | -33.1% | 184,848 | -32.7% | 0.08% | -35.0% |
IBDM | Buy | iShares iBonds Dec 2021 Term C | $4,710,000 | +4.0% | 193,345 | +4.0% | 0.08% | 0.0% |
IBMK | Sell | iShares iBonds Dec 2022 AMT-Fr | $4,622,000 | -33.3% | 181,888 | -33.1% | 0.08% | -35.2% |
VGK | Buy | European ETF - Vanguard | $4,654,000 | +3.0% | 82,774 | +2.8% | 0.08% | 0.0% |
PBPB | Buy | Potbelly Corp. | $4,607,000 | +1.4% | 374,524 | +6.8% | 0.08% | -1.2% |
SPY | Buy | S&P 500 - SPDR | $4,363,000 | +9.9% | 15,008 | +2.6% | 0.07% | +5.7% |
MUB | Sell | iShares National AMT-Free Muni | $4,368,000 | -1.5% | 40,465 | -0.5% | 0.07% | -5.1% |
VREX | Sell | Varex Imaging Corp | $4,160,000 | -23.4% | 145,176 | -0.9% | 0.07% | -25.3% |
IEMG | Buy | iShares Core MSCI Emerging Mar | $4,136,000 | +9.9% | 79,876 | +11.4% | 0.07% | +6.1% |
FSK | FS Investment Corp. | $4,092,000 | -4.1% | 580,432 | 0.0% | 0.07% | -6.7% | |
ASTE | Buy | Astec Industries | $4,114,000 | -14.9% | 81,610 | +0.9% | 0.07% | -17.6% |
AINV | Buy | Apollo Investment Corp. | $4,091,000 | -2.3% | 751,943 | +0.1% | 0.07% | -5.4% |
ROLL | Buy | RBC Bearings Incorporated | $3,980,000 | +19.3% | 26,474 | +2.2% | 0.07% | +15.3% |
GSBD | Goldman Sachs BDC Inc. | $3,813,000 | +8.3% | 171,918 | 0.0% | 0.06% | +4.8% | |
SPDW | Buy | SPDR Portfolio World Ex US ETF | $3,799,000 | +7.5% | 123,458 | +6.2% | 0.06% | +4.8% |
BSCP | Sell | Invesco BulletShares 2025 | $3,498,000 | -2.3% | 176,681 | -2.4% | 0.06% | -4.8% |
IIIV | New | I3 Verticals Inc | $3,457,000 | – | 150,439 | +100.0% | 0.06% | – |
MAIN | Main Street Capital Corp. | $3,315,000 | +1.2% | 86,101 | 0.0% | 0.06% | -3.4% | |
CULP | Sell | Culp Inc. | $3,259,000 | -8.7% | 134,681 | -7.4% | 0.06% | -11.1% |
PAHC | New | Phibro Animal Health Corp Clas | $2,871,000 | – | 66,929 | +100.0% | 0.05% | – |
IBDO | Buy | iShares iBonds Dec 2023 Term C | $2,884,000 | +12.7% | 118,668 | +12.6% | 0.05% | +8.9% |
ICLR | Sell | Icon PLC | $2,761,000 | +9.1% | 17,958 | -6.0% | 0.05% | +6.8% |
USCR | Buy | US Concrete Inc | $2,673,000 | -8.7% | 58,309 | +4.6% | 0.05% | -9.8% |
GOOGL | Sell | Alphabet Inc. - Class A | $2,481,000 | -0.7% | 2,055 | -7.1% | 0.04% | -4.5% |
LVMUY | Buy | LVMH Moet Hennessy Louis Vuitt | $2,083,000 | +38.3% | 29,547 | +30.1% | 0.04% | +34.6% |
TLH | New | iShares Barclays 10-20 Year Tr | $2,014,000 | – | 15,668 | +100.0% | 0.03% | – |
SHOP | Sell | Shopify Inc | $1,929,000 | -19.1% | 11,729 | -28.2% | 0.03% | -21.4% |
EC | Sell | Ecopetrol SA | $1,942,000 | +25.1% | 72,130 | -4.5% | 0.03% | +22.2% |
CMFN | CM Finance Inc. | $1,964,000 | -3.4% | 228,413 | 0.0% | 0.03% | -8.3% | |
WCN | Sell | Waste Connections, INC. | $1,910,000 | +2.5% | 23,945 | -3.3% | 0.03% | 0.0% |
SONY | Sell | Sony Corp. ADS | $1,853,000 | +12.9% | 30,548 | -4.6% | 0.03% | +10.3% |
MCC | Medley Capital Corp. | $1,898,000 | +12.4% | 486,714 | 0.0% | 0.03% | +6.7% | |
BABA | Sell | Alibaba Group Holding Ltd | $1,856,000 | -13.6% | 11,263 | -2.7% | 0.03% | -15.8% |
RDSA | Sell | Royal Dutch Shell PLC - Cl A | $1,836,000 | -5.2% | 26,949 | -3.6% | 0.03% | -8.8% |
DSDVY | Buy | DSV A/S-Unsponsored ADR | $1,726,000 | +144.8% | 38,082 | +117.1% | 0.03% | +141.7% |
RIO | Sell | Rio Tinto PLC | $1,629,000 | -12.7% | 31,927 | -5.0% | 0.03% | -15.2% |
BRKA | Berkshire Hathaway Inc. - Clas | $1,600,000 | +13.5% | 5 | 0.0% | 0.03% | +8.0% | |
IYF | Buy | Dow Jones US Financial Sector | $1,556,000 | +4.4% | 12,807 | +0.8% | 0.03% | +3.8% |
EEMS | Buy | iShares MSCI Emerging Markets | $1,533,000 | +6.4% | 33,507 | +11.0% | 0.03% | +4.0% |
CS | Sell | Credit Suisse Group AG | $1,532,000 | -7.5% | 102,547 | -7.9% | 0.03% | -10.3% |
OCSL | Oaktree Specialty Lending Corp | $1,542,000 | +3.8% | 310,809 | 0.0% | 0.03% | 0.0% | |
BP | Sell | BP PLC (Adr 1:6) | $1,453,000 | -4.0% | 31,509 | -4.9% | 0.02% | -7.4% |
AAGIY | Sell | AIA Group Lrd | $1,483,000 | -3.1% | 41,652 | -4.7% | 0.02% | -7.4% |
DBSDY | Sell | DBS GROUP HOLDINGS-SPON ADR | $1,487,000 | -7.8% | 19,508 | -4.9% | 0.02% | -10.7% |
UOVEY | Sell | United Overseas Bank Limited | $1,382,000 | -4.1% | 35,034 | -4.1% | 0.02% | -4.0% |
SMFG | Sell | Sumitomo Mitsui-Spons ADR | $1,401,000 | -7.0% | 174,529 | -9.9% | 0.02% | -7.7% |
XLE | Buy | Energy Select Sector - SPDR | $1,427,000 | +2.4% | 18,842 | +2.7% | 0.02% | 0.0% |
APTV | Sell | APTIV PLC | $1,426,000 | -11.8% | 17,002 | -3.7% | 0.02% | -14.3% |
ESLT | Sell | Elbit Systems Ltd | $1,437,000 | -10.5% | 11,447 | -15.3% | 0.02% | -14.3% |
ING | Sell | ING Groep NV | $1,422,000 | -16.1% | 109,661 | -7.3% | 0.02% | -20.0% |
EQNR | New | Equinor ASA | $1,372,000 | – | 48,656 | +100.0% | 0.02% | – |
XLB | Buy | Materials Select Sector - SPDR | $1,349,000 | +2.7% | 23,278 | +3.0% | 0.02% | 0.0% |
SSMXY | Sell | Sysmex Corp | $1,328,000 | -11.3% | 30,830 | -4.5% | 0.02% | -11.5% |
JPM | Sell | JP Morgan Chase & Company | $1,320,000 | +8.1% | 11,700 | -0.1% | 0.02% | +4.8% |
UL | Sell | Unilever Plc | $1,226,000 | -7.5% | 22,300 | -7.0% | 0.02% | -8.7% |
REZ | Sell | iShares Residential Real Estat | $1,258,000 | -7.8% | 20,002 | -7.6% | 0.02% | -12.5% |
TCEHY | Sell | Tencent Holdings LTD | $1,241,000 | -25.2% | 30,399 | -8.0% | 0.02% | -27.6% |
PFLT | PennantPark Floating Rate Capi | $1,161,000 | -3.7% | 88,312 | 0.0% | 0.02% | -4.8% | |
Buy | Corporate Capital Trust Inc | $1,164,000 | -1.9% | 76,283 | +0.5% | 0.02% | -4.8% | |
TECK | Sell | Teck Resources Limited | $1,166,000 | -18.4% | 48,389 | -13.8% | 0.02% | -20.0% |
V | Sell | Visa, Inc. - A | $1,174,000 | -1.4% | 7,819 | -13.1% | 0.02% | -4.8% |
MUFG | Sell | Mitsubishi UFJ Financial | $1,135,000 | -11.9% | 183,358 | -19.6% | 0.02% | -17.4% |
IX | Sell | Orix Corp. ADS | $1,110,000 | -3.1% | 13,698 | -5.6% | 0.02% | -5.0% |
KMTUY | Sell | KOMATSU LTD | $1,126,000 | +1.9% | 36,979 | -4.7% | 0.02% | 0.0% |
FANUY | Sell | Fanuc Ltd. ADS | $1,093,000 | -8.8% | 58,105 | -3.9% | 0.02% | -9.5% |
KCAP | KCAP Financial Inc | $1,130,000 | +2.1% | 340,472 | 0.0% | 0.02% | 0.0% | |
SUNS | Solar Senior Capital Ltd. | $1,112,000 | +2.4% | 66,573 | 0.0% | 0.02% | 0.0% | |
ABDC | Alcentra Capital Corporation | $1,035,000 | -6.2% | 172,787 | 0.0% | 0.02% | -5.3% | |
NTDOY | Sell | Nintendo Co. Ltd. ADS | $1,065,000 | +6.2% | 23,423 | -4.7% | 0.02% | 0.0% |
ZTO | Sell | ZTO Express Cayman Inc | $1,013,000 | -17.4% | 61,107 | -0.3% | 0.02% | -22.7% |
IWN | New | Russell 2000 Value Index - iSh | $1,001,000 | – | 7,529 | +100.0% | 0.02% | – |
KB | Sell | KB Financial Group Inc | $923,000 | +2.6% | 19,120 | -1.2% | 0.02% | 0.0% |
CMO | Buy | Capstead Mortgage Corp. | $885,000 | -11.0% | 111,884 | +0.7% | 0.02% | -11.8% |
TSM | Sell | Taiwan Semiconductor Manufactu | $857,000 | +17.4% | 19,397 | -2.9% | 0.02% | +15.4% |
JAZZ | Sell | Jazz Pharmaceuticals Plc | $866,000 | -7.9% | 5,153 | -5.5% | 0.02% | -11.8% |
SAP | Sell | SAP AG - ADS | $822,000 | +3.7% | 6,686 | -2.5% | 0.01% | 0.0% |
IUSV | New | iShares Core US Values - ETF | $752,000 | – | 13,331 | +100.0% | 0.01% | – |
EOG | Sell | EOG Resources | $735,000 | -5.8% | 5,758 | -8.1% | 0.01% | -7.1% |
IFNNY | Sell | INFINEON TECHNOLOGIES-ADR | $676,000 | -15.1% | 29,735 | -4.5% | 0.01% | -14.3% |
FMS | Sell | Fresenius Medical Care AG & Co | $680,000 | -3.0% | 13,223 | -5.0% | 0.01% | 0.0% |
FSP | Franklin Street Properties Cor | $639,000 | -6.7% | 80,000 | 0.0% | 0.01% | -8.3% | |
ABT | Sell | Abbott Laboratories | $668,000 | -25.7% | 9,102 | -38.3% | 0.01% | -31.2% |
SSDOY | New | Shiseido Co Ltd | $648,000 | – | 8,359 | +100.0% | 0.01% | – |
SNN | Buy | Smith & Nephew (Adr 1:5) | $610,000 | -0.3% | 16,448 | +0.9% | 0.01% | -9.1% |
PYPL | Sell | PayPal Holdings, Inc. | $560,000 | -3.9% | 6,372 | -9.0% | 0.01% | 0.0% |
VNQ | Sell | REIT Index - Vanguard | $580,000 | -4.9% | 7,195 | -3.9% | 0.01% | -9.1% |
ALGN | Sell | Align Technology Inc. | $509,000 | -3.2% | 1,300 | -15.5% | 0.01% | 0.0% |
COST | Buy | Costco Wholesale Corporation | $499,000 | +58.4% | 2,126 | +40.9% | 0.01% | +50.0% |
NATH | New | Nathan's Famous Inc | $527,000 | – | 6,398 | +100.0% | 0.01% | – |
CEO | Buy | CNOOC Ltd. | $500,000 | +19.6% | 2,530 | +3.6% | 0.01% | +28.6% |
IVV | Buy | S&P 500 Index Fund - iShares | $505,000 | +20.0% | 1,726 | +11.9% | 0.01% | +28.6% |
MLCO | Sell | Melco Resorts & Entertainment | $525,000 | -40.5% | 24,844 | -21.1% | 0.01% | -40.0% |
KRE | Sell | SPDR KBW REGIONAL BA | $534,000 | -17.2% | 8,990 | -15.0% | 0.01% | -18.2% |
BAC | Sell | Bank of America Corp. | $517,000 | -19.5% | 17,565 | -22.8% | 0.01% | -18.2% |
Manatuck Hill Mariner Offshore | $446,000 | +14.7% | 2,479 | 0.0% | 0.01% | +14.3% | ||
IWO | Sell | Russell 2000 Growth Index - iS | $481,000 | +1.3% | 2,236 | -3.8% | 0.01% | 0.0% |
NVDA | Buy | NVIDIA Corp. | $442,000 | +98.2% | 1,572 | +66.9% | 0.01% | +100.0% |
AAPL | Sell | Apple Inc. | $434,000 | +15.7% | 1,922 | -5.1% | 0.01% | 0.0% |
WMMVY | Buy | Walmart De-Mexico-Spon ADR V | $404,000 | +19.5% | 13,293 | +3.9% | 0.01% | +16.7% |
HTHT | Sell | Huazhu Group Ltd. | $395,000 | -26.0% | 12,226 | -3.9% | 0.01% | -22.2% |
XPO | Buy | XPO Logistics Inc | $393,000 | +28.4% | 3,443 | +12.7% | 0.01% | +40.0% |
KO | Sell | The Coca-Cola Company | $383,000 | -5.9% | 8,290 | -10.7% | 0.01% | 0.0% |
YNDX | Buy | Yandex NV | $353,000 | -4.9% | 10,742 | +3.9% | 0.01% | -14.3% |
KMPR | Kemper Corp. | $360,000 | +6.5% | 4,470 | 0.0% | 0.01% | 0.0% | |
BLK | Sell | BlackRock, Inc. | $324,000 | -10.5% | 687 | -5.2% | 0.01% | 0.0% |
HON | Sell | Honeywell International, Inc. | $361,000 | -1.9% | 2,167 | -15.3% | 0.01% | 0.0% |
HDB | Buy | HDFC Bank Ltd | $349,000 | -6.9% | 3,712 | +3.9% | 0.01% | -14.3% |
BAP | Buy | CREDICORP LTD | $361,000 | +2.8% | 1,618 | +3.7% | 0.01% | 0.0% |
JNK | Sell | Barclays Capital High Yield Bo | $351,000 | -4.6% | 9,732 | -6.3% | 0.01% | 0.0% |
HYG | Sell | High Yield Corporate Bond Fund | $374,000 | +0.5% | 4,329 | -1.0% | 0.01% | -14.3% |
BIDU | Buy | Baidu Inc. ADS | $355,000 | -2.7% | 1,553 | +3.3% | 0.01% | 0.0% |
SQM | Buy | Soc Quimica Y Minera Chile (Ad | $330,000 | -1.2% | 7,222 | +3.9% | 0.01% | 0.0% |
MELI | Buy | MERCADOLIBRE INC | $348,000 | +18.0% | 1,022 | +3.5% | 0.01% | +20.0% |
NPSNY | Sell | Naspers Ltd | $351,000 | -77.2% | 8,213 | -73.3% | 0.01% | -77.8% |
SA | Sell | Seabridge Gold Inc. | $274,000 | +11.4% | 21,126 | -4.2% | 0.01% | +25.0% |
IJR | Sell | S&P SmallCap 600 Index Fund - | $316,000 | +1.3% | 3,623 | -3.1% | 0.01% | 0.0% |
RGLD | Sell | Royal Gold, Inc. | $285,000 | -19.9% | 3,696 | -3.6% | 0.01% | -16.7% |
GLD | Gold Shares - SPDR | $288,000 | -5.0% | 2,557 | 0.0% | 0.01% | 0.0% | |
XNGSY | New | ENN Energy Holdings Ltd | $270,000 | – | 7,788 | +100.0% | 0.01% | – |
LZRFY | Buy | Localiza Rent a Car SA | $296,000 | -4.2% | 53,283 | +3.9% | 0.01% | 0.0% |
ITUB | Sell | Itau Unibanco Holding S/A ADS | $311,000 | +2.0% | 28,367 | -3.4% | 0.01% | 0.0% |
CLR | Sell | Continental Resources, Inc. | $305,000 | +1.7% | 4,473 | -3.6% | 0.01% | 0.0% |
USB | Buy | US Bancorp | $292,000 | +12.7% | 5,536 | +7.1% | 0.01% | 0.0% |
MS | New | Morgan Stanley | $276,000 | – | 5,935 | +100.0% | 0.01% | – |
BYDDY | Buy | Byd Company Limited Adr | $271,000 | +19.4% | 19,030 | +4.0% | 0.01% | +25.0% |
WB | Buy | Weibo Corporation | $287,000 | -14.3% | 3,918 | +3.7% | 0.01% | -16.7% |
WF | Buy | Woori Bank | $318,000 | +7.1% | 7,024 | +3.8% | 0.01% | 0.0% |
LRCX | Sell | Lam Research Corporation | $316,000 | -21.0% | 2,086 | -9.9% | 0.01% | -28.6% |
PPLT | New | Aberdeen Standard Physical Pla | $300,000 | – | 3,872 | +100.0% | 0.01% | – |
BBD | Buy | Banco Bradesco S.A. | $241,000 | +4.8% | 34,038 | +1.6% | 0.00% | 0.0% |
VMC | Sell | Vulcan Materials Co. | $210,000 | -17.3% | 1,886 | -4.2% | 0.00% | 0.0% |
WNS | Buy | WNS Holdings Ltd | $215,000 | +0.9% | 4,240 | +3.8% | 0.00% | 0.0% |
JD | Buy | JD.com Inc | $252,000 | -30.4% | 9,652 | +3.8% | 0.00% | -33.3% |
WFC | Buy | Wells Fargo & Company | $211,000 | -5.0% | 4,023 | +0.6% | 0.00% | 0.0% |
FLOT | iShares Floating Rate Note Fun | $243,000 | 0.0% | 4,755 | 0.0% | 0.00% | 0.0% | |
WPM | Sell | Wheaton Precious Metals Corp | $224,000 | -22.5% | 12,799 | -2.2% | 0.00% | -20.0% |
DLN | Sell | WisdomTree LargeCap Dividend F | $260,000 | -9.4% | 2,724 | -14.8% | 0.00% | -20.0% |
MINT | Buy | Pimco Enhanced Short Maturity | $263,000 | +9.1% | 2,585 | +8.8% | 0.00% | 0.0% |
NOAH | Buy | Noah Holdings Ltd | $250,000 | -16.4% | 5,944 | +3.8% | 0.00% | -20.0% |
ADP | Buy | Automatic Data Processing, Inc | $263,000 | +29.6% | 1,745 | +15.3% | 0.00% | 0.0% |
JOBS | Buy | 51Job Inc. - ADR | $248,000 | -18.4% | 3,225 | +3.6% | 0.00% | -20.0% |
FNV | Sell | Franco-Nevada Corp. | $256,000 | -16.6% | 4,087 | -2.9% | 0.00% | -20.0% |
IWM | New | Russell 2000 Index Fund - iSha | $211,000 | – | 1,254 | +100.0% | 0.00% | – |
GWPH | New | Gw Pharmaceuticals Plc Ad | $206,000 | – | 1,195 | +100.0% | 0.00% | – |
LLY | Sell | Eli Lilly & Co. | $262,000 | +25.4% | 2,443 | -0.2% | 0.00% | 0.0% |
IWD | Sell | Russell 1000 Value Index - iSh | $234,000 | +1.7% | 1,847 | -2.6% | 0.00% | 0.0% |
IQ | Buy | IQIYI Inc | $222,000 | -13.3% | 8,217 | +3.6% | 0.00% | 0.0% |
PXD | Sell | Pioneer Natural Resources Co. | $256,000 | -11.1% | 1,467 | -3.5% | 0.00% | -20.0% |
KMB | Sell | Kimberly-Clark Corporation | $233,000 | +0.9% | 2,053 | -6.6% | 0.00% | 0.0% |
CDEV | New | Centennial Resource Developmen | $208,000 | – | 9,531 | +100.0% | 0.00% | – |
ZNH | Buy | China Southern Airlines Co Ltd | $203,000 | -15.8% | 6,324 | +3.9% | 0.00% | -25.0% |
SLV | Sell | Silver Trust - iShares | $159,000 | -11.7% | 11,548 | -2.8% | 0.00% | 0.0% |
HCAP | Harvest Capital Credit Corp | $183,000 | +4.0% | 16,699 | 0.0% | 0.00% | 0.0% | |
OR | Sell | Osisko Gold Royalties Ltd | $166,000 | -22.4% | 21,873 | -3.2% | 0.00% | -25.0% |
Sell | Leagold Mining Corp | $110,000 | -29.5% | 75,377 | -3.1% | 0.00% | -33.3% | |
BSXGF | Sell | Belo Sun Mining Corp Com NPV | $118,000 | -8.5% | 694,643 | -2.4% | 0.00% | 0.0% |
MBT | Buy | MOBILE TELESYSTEMS OJSC | $135,000 | 0.0% | 15,848 | +4.0% | 0.00% | 0.0% |
Sell | Torex Gold Res Inc | $143,000 | -4.7% | 16,791 | -1.4% | 0.00% | -33.3% | |
SGSVF | Sell | Sabina Gold & Silver Co NPV | $98,000 | -22.8% | 106,103 | -1.9% | 0.00% | 0.0% |
FSM | Sell | Fortuna Silver Mines Inc | $87,000 | -26.9% | 20,007 | -4.3% | 0.00% | -50.0% |
XKEM | Xechem International Inc | $0 | – | 32,353 | 0.0% | 0.00% | – | |
FCX | Exit | Freeport-McMoRan Copper & Gold | $0 | – | -10,152 | -100.0% | -0.00% | – |
AMZN | Exit | Amazon.com, Inc. | $0 | – | -147 | -100.0% | -0.00% | – |
PCH | Exit | Potlatch Corp. | $0 | – | -4,643 | -100.0% | -0.00% | – |
VALE | Exit | Vale SA (Adr) | $0 | – | -18,035 | -100.0% | -0.00% | – |
TEL | Exit | TE Connectivity Ltd. | $0 | – | -2,716 | -100.0% | -0.00% | – |
HCA | Exit | HCA Holdings Inc | $0 | – | -2,755 | -100.0% | -0.01% | – |
PPLT | Exit | ETFS Physical Platinum | $0 | – | -4,006 | -100.0% | -0.01% | – |
EWY | Exit | MSCI Korea Index Fund - iShare | $0 | – | -4,758 | -100.0% | -0.01% | – |
RSX | Exit | MKT VCTR RUSSIA SBI | $0 | – | -16,307 | -100.0% | -0.01% | – |
AVGO | Exit | Broadcom Inc | $0 | – | -1,455 | -100.0% | -0.01% | – |
TAL | Exit | TAL Education Group | $0 | – | -12,790 | -100.0% | -0.01% | – |
SAN | Exit | Banco Santander - ADR | $0 | – | -182,018 | -100.0% | -0.02% | – |
IT | Exit | Gartner Inc | $0 | – | -7,565 | -100.0% | -0.02% | – |
EWJ | Exit | iShares MSCI Japan Index | $0 | – | -27,575 | -100.0% | -0.03% | – |
VCLT | Exit | Vanguard Long Term Corporate B | $0 | – | -20,744 | -100.0% | -0.03% | – |
EXPO | Exit | Exponent Inc. | $0 | – | -38,301 | -100.0% | -0.03% | – |
IBMH | Exit | iShares iBonds Sep 2019 Amt Fr | $0 | – | -122,518 | -100.0% | -0.06% | – |
TECH | Exit | Techne Corp. | $0 | – | -31,060 | -100.0% | -0.08% | – |
BSCJ | Exit | Invesco BulletShares 2019 | $0 | – | -262,904 | -100.0% | -0.10% | – |
RMR | Exit | RMR Group Inc | $0 | – | -78,320 | -100.0% | -0.11% | – |
HYH | Exit | Halyard Health Inc. | $0 | – | -108,381 | -100.0% | -0.11% | – |
SAM | Exit | The Boston Beer Company Inc. | $0 | – | -22,510 | -100.0% | -0.12% | – |
CYS | Exit | CYS Investments Inc | $0 | – | -932,172 | -100.0% | -0.12% | – |
IGIB | Exit | iShares Interm. Term Corporate | $0 | – | -68,660 | -100.0% | -0.13% | – |
TCPC | Exit | TCP Capital Corp. | $0 | – | -748,156 | -100.0% | -0.19% | – |
TCAP | Exit | Triangle Capital Corp. | $0 | – | -1,002,514 | -100.0% | -0.20% | – |
IBDD | Exit | iShares Corporate Bond ETF 202 | $0 | – | -490,695 | -100.0% | -0.22% | – |
DISCK | Exit | Discovery Communications Inc. | $0 | – | -726,906 | -100.0% | -0.33% | – |
SPB | Exit | Spectrum Brands Holdings Inc | $0 | – | -491,976 | -100.0% | -0.71% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-25
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
Diageo PLC | 42 | Q3 2023 | 2.6% |
Microsoft Corporation | 42 | Q3 2023 | 2.9% |
Progressive Corporation | 42 | Q3 2023 | 2.7% |
Paychex Incorporated | 42 | Q3 2023 | 2.5% |
Chevron Corporation | 42 | Q3 2023 | 2.5% |
Southern Company | 42 | Q3 2023 | 2.2% |
Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-01 |
13F-HR | 2023-10-10 |
13F-HR | 2023-07-03 |
13F-HR | 2023-04-04 |
13F-HR | 2023-01-04 |
13F-HR | 2022-10-03 |
13F-HR | 2022-07-12 |
13F-HR | 2022-04-04 |
13F-HR | 2022-01-04 |
13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.