$4.92 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 296 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 12.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $133,440,000 | +10.4% | 1,008,691 | +4.0% | 2.71% | +0.6% |
| PEP | Buy | Pepsico Inc. | $127,295,000 | +9.0% | 1,102,212 | +5.6% | 2.59% | -0.7% |
| NTRS | Buy | Northern Trust Corporation | $112,575,000 | +26.3% | 1,158,059 | +12.5% | 2.29% | +15.1% |
| DEO | Buy | Diageo (Adr 1:4) | $112,065,000 | +9.9% | 935,201 | +6.0% | 2.28% | +0.0% |
| FAST | Buy | Fastenal Co. | $103,682,000 | +16.6% | 2,381,859 | +37.9% | 2.11% | +6.2% |
| CB | Buy | Chubb Limited | $103,162,000 | +12.1% | 709,603 | +5.1% | 2.10% | +2.1% |
| MMM | Buy | 3M Company | $102,835,000 | +11.6% | 493,947 | +2.6% | 2.09% | +1.7% |
| PII | Buy | Polaris Industries | $102,066,000 | +66.7% | 1,106,651 | +51.5% | 2.07% | +51.8% |
| FNF | Buy | Fidelity National Financial In | $101,376,000 | +18.5% | 2,261,334 | +2.9% | 2.06% | +7.9% |
| MSFT | Buy | Microsoft Corp. | $101,374,000 | +6.7% | 1,470,676 | +1.9% | 2.06% | -2.8% |
| CL | Buy | Colgate-Palmolive Co. | $97,002,000 | +4.3% | 1,308,539 | +3.0% | 1.97% | -5.1% |
| GGG | Sell | Graco Inc. | $95,935,000 | +14.4% | 877,877 | -1.5% | 1.95% | +4.2% |
| PX | Buy | Praxair Inc. | $93,916,000 | +18.8% | 708,534 | +6.3% | 1.91% | +8.3% |
| PAYX | Buy | Paychex Inc. | $93,334,000 | +8.2% | 1,639,156 | +11.9% | 1.90% | -1.5% |
| PGR | Buy | Progressive Corp. | $92,501,000 | +13.6% | 2,098,000 | +0.9% | 1.88% | +3.5% |
| CVX | Buy | Chevron Corp. | $88,025,000 | +4.0% | 843,717 | +7.0% | 1.79% | -5.3% |
| SO | Buy | Southern Company | $86,021,000 | +2.8% | 1,796,597 | +6.8% | 1.75% | -6.4% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $83,247,000 | +10.3% | 1,930,597 | +7.8% | 1.69% | +0.5% |
| RYN | Buy | Rayonier Inc. | $81,847,000 | +8.8% | 2,844,858 | +7.1% | 1.66% | -1.0% |
| DD | Buy | E.I. du Pont de Nemours & Comp | $80,671,000 | +2.2% | 999,516 | +1.7% | 1.64% | -6.9% |
| ARCC | Buy | Ares Capital Corp. | $80,181,000 | -1.1% | 4,895,029 | +4.9% | 1.63% | -10.0% |
| KHC | Buy | Kraft Heinz Co. | $79,595,000 | -1.9% | 929,413 | +4.1% | 1.62% | -10.6% |
| IRM | Buy | Iron Mountain | $79,484,000 | +2.5% | 2,313,278 | +6.5% | 1.62% | -6.6% |
| MLM | Buy | Martin Marietta Materials Inc. | $78,104,000 | +4.1% | 350,902 | +2.1% | 1.59% | -5.2% |
| WY | Buy | Weyerhaeuser Co. | $77,905,000 | +0.5% | 2,325,512 | +2.0% | 1.58% | -8.4% |
| KMI | Buy | Kinder Morgan Inc. | $77,918,000 | +10.0% | 4,066,726 | +24.9% | 1.58% | +0.2% |
| SYK | Buy | Stryker Corp. | $77,497,000 | +5.7% | 558,416 | +0.3% | 1.58% | -3.7% |
| GE | Buy | General Electric Company | $76,892,000 | +35.0% | 2,846,789 | +48.9% | 1.56% | +23.0% |
| PFE | Buy | Pfizer Inc. | $75,088,000 | +5.7% | 2,235,438 | +7.7% | 1.53% | -3.7% |
| BR | Buy | Broadridge Financial Solutions | $75,115,000 | +14.1% | 994,106 | +2.6% | 1.53% | +3.9% |
| AGN | Buy | Allergan Inc. | $71,807,000 | +12.8% | 295,395 | +10.9% | 1.46% | +2.7% |
| MKL | Buy | Markel Corp. | $66,004,000 | +10.3% | 67,637 | +10.3% | 1.34% | +0.4% |
| AIG | Buy | American International Group I | $64,890,000 | +12.6% | 1,037,901 | +12.4% | 1.32% | +2.6% |
| CFRUY | Buy | Compagnie Financiere Richemont | $63,275,000 | +16.4% | 7,683,631 | +11.1% | 1.29% | +6.0% |
| DISCK | Buy | Discovery Communications Inc. | $56,062,000 | +1.0% | 2,223,807 | +13.4% | 1.14% | -8.0% |
| NXPI | Sell | NXP Semiconductors N.V. | $49,402,000 | -3.0% | 451,368 | -8.3% | 1.00% | -11.6% |
| MA | Sell | Mastercard Inc. - A | $47,198,000 | +3.7% | 388,622 | -3.9% | 0.96% | -5.5% |
| DLR | Buy | Digital Realty Trust Inc. | $46,160,000 | +8.7% | 408,675 | +2.4% | 0.94% | -1.0% |
| KSS | Buy | Kohl's Corp. | $46,181,000 | -0.2% | 1,194,244 | +2.8% | 0.94% | -9.1% |
| AXP | Buy | American Express Company | $45,522,000 | +9.0% | 540,389 | +2.4% | 0.92% | -0.8% |
| ABCO | Buy | Advisory Board Company | $44,735,000 | +21.8% | 868,657 | +10.7% | 0.91% | +10.9% |
| TJX | Buy | TJX Companies | $42,366,000 | +6.1% | 587,035 | +16.3% | 0.86% | -3.4% |
| SBUX | Buy | Starbucks Corporation | $41,315,000 | +49.7% | 708,542 | +49.9% | 0.84% | +36.4% |
| ITW | Buy | Illinois Tool Works Inc. | $37,935,000 | +8.8% | 264,819 | +0.6% | 0.77% | -0.9% |
| ADI | Sell | Analog Devices Inc. | $37,424,000 | -5.4% | 481,025 | -0.3% | 0.76% | -13.8% |
| SLB | Buy | Schlumberger Ltd. | $35,723,000 | +47.0% | 542,568 | +74.3% | 0.73% | +33.9% |
| UTX | Buy | United Technologies Corp. | $33,949,000 | +12.8% | 278,018 | +3.6% | 0.69% | +2.7% |
| TMO | Buy | Thermo Fisher Scientific Inc. | $33,338,000 | +18.1% | 191,081 | +4.0% | 0.68% | +7.5% |
| WRB | Buy | W.R. Berkley Corp. | $32,547,000 | +1.6% | 470,541 | +3.8% | 0.66% | -7.6% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $31,978,000 | +7.4% | 188,804 | +5.7% | 0.65% | -2.1% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $30,547,000 | +5.4% | 286,532 | +4.4% | 0.62% | -4.0% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $30,366,000 | -6.0% | 442,142 | +5.8% | 0.62% | -14.3% |
| MSM | Buy | MSC Industrial Direct Co. Inc. | $27,408,000 | +33.3% | 318,840 | +59.4% | 0.56% | +21.4% |
| LOW | Sell | Lowe's Companies Inc. | $27,137,000 | -42.9% | 350,026 | -39.4% | 0.55% | -48.0% |
| GOOG | Buy | Alphabet Inc. - Class C | $26,255,000 | +14.2% | 28,892 | +4.3% | 0.53% | +4.1% |
| AXTA | New | Axalta Coating Systems LTD | $24,451,000 | – | 763,128 | +100.0% | 0.50% | – |
| ESRX | Buy | Express Scripts Inc. | $23,763,000 | +6.0% | 372,228 | +9.5% | 0.48% | -3.4% |
| BRO | Buy | Brown & Brown Inc. | $21,031,000 | +4.6% | 488,295 | +1.3% | 0.43% | -4.9% |
| MTSC | Buy | MTS Systems Corp. | $18,499,000 | +0.9% | 357,111 | +7.3% | 0.38% | -8.1% |
| MBB | Buy | iShares MBS Bond ETF | $18,297,000 | +4.7% | 171,389 | +4.5% | 0.37% | -4.6% |
| HD | Buy | Home Depot Inc. | $18,206,000 | +6.1% | 118,684 | +1.6% | 0.37% | -3.4% |
| IBCE | Buy | iShares Corporate ex Financial | $17,985,000 | +4.0% | 732,890 | +3.3% | 0.36% | -5.4% |
| NTUS | Buy | Natus Medical Inc. | $17,124,000 | +351.0% | 459,073 | +374.5% | 0.35% | +309.4% |
| MDT | Buy | Medtronic | $16,945,000 | +13.2% | 190,927 | +2.7% | 0.34% | +3.0% |
| MCD | Buy | McDonald's Corp. | $16,518,000 | +20.4% | 107,849 | +1.9% | 0.34% | +9.8% |
| BDX | Buy | Becton Dickinson and Company | $15,932,000 | +9.3% | 81,655 | +2.7% | 0.32% | -0.3% |
| CBSH | Buy | Commerce Bancshares Inc. | $15,575,000 | +4.2% | 274,060 | +3.0% | 0.32% | -4.8% |
| MTB | Buy | M&T Bank Corp. | $15,336,000 | +7.7% | 94,694 | +2.9% | 0.31% | -1.9% |
| DCI | Buy | Donaldson Inc. | $15,277,000 | +2.5% | 335,466 | +2.5% | 0.31% | -6.6% |
| GD | Buy | General Dynamics Corp. | $14,926,000 | +9.2% | 75,344 | +3.2% | 0.30% | -0.7% |
| NJR | Buy | New Jersey Resources Corp. | $14,851,000 | +2.4% | 374,078 | +2.2% | 0.30% | -6.8% |
| MORN | Buy | Morningstar Inc. | $14,582,000 | +16.2% | 186,138 | +16.6% | 0.30% | +5.7% |
| CLX | Buy | The Clorox Company | $14,575,000 | +1.9% | 109,391 | +3.1% | 0.30% | -7.2% |
| LMT | Buy | Lockheed Martin Corp | $14,588,000 | +7.2% | 52,550 | +3.3% | 0.30% | -2.6% |
| NSRGY | Buy | Nestle SA | $14,462,000 | +17.4% | 165,851 | +3.6% | 0.29% | +6.9% |
| SEIC | Buy | SEI Investments Company | $14,442,000 | +11.1% | 268,543 | +4.2% | 0.29% | +1.0% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $14,383,000 | +4.1% | 417,986 | +3.3% | 0.29% | -5.2% |
| IBCC | Buy | iShares Corporate ex Financial | $14,212,000 | +3.4% | 576,327 | +3.5% | 0.29% | -5.9% |
| MDU | Buy | MDU Resources Group Inc. | $13,915,000 | -1.1% | 531,119 | +3.3% | 0.28% | -9.9% |
| NMFC | Buy | New Mountain Finance Corp. | $13,503,000 | -2.2% | 928,014 | +0.1% | 0.27% | -11.0% |
| PG | Buy | Procter & Gamble Company | $13,334,000 | +1.5% | 153,005 | +4.6% | 0.27% | -7.5% |
| GBDC | Sell | Golub Capital BDC Inc. | $13,114,000 | -6.5% | 685,888 | -2.8% | 0.27% | -15.0% |
| APD | Buy | Air Products & Chemicals Inc. | $13,059,000 | +10.9% | 91,284 | +4.9% | 0.26% | +0.8% |
| CFR | Buy | Cullen Frost Bankers Inc. | $12,980,000 | +7.3% | 138,214 | +1.7% | 0.26% | -2.2% |
| TCPC | Buy | TCP Capital Corp. | $12,900,000 | +0.7% | 763,366 | +3.8% | 0.26% | -8.4% |
| TROW | Buy | T. Rowe Price Group Inc. | $12,736,000 | +14.7% | 171,624 | +5.3% | 0.26% | +4.4% |
| NVS | Buy | Novartis AG - ADR | $12,742,000 | +18.4% | 152,658 | +5.3% | 0.26% | +7.9% |
| NKE | Buy | Nike Inc. - B | $12,651,000 | +12.2% | 214,429 | +5.9% | 0.26% | +2.0% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $12,617,000 | +4.3% | 472,896 | +3.3% | 0.26% | -5.2% |
| EXPD | Buy | Expeditors International of Wa | $12,221,000 | +1.7% | 216,380 | +1.7% | 0.25% | -7.5% |
| XOM | Buy | Exxon Mobil Corp. | $12,221,000 | +3.7% | 151,383 | +5.3% | 0.25% | -5.7% |
| RMAX | Sell | RE/MAX Holdings Inc. | $11,736,000 | -13.6% | 209,380 | -8.3% | 0.24% | -21.5% |
| BSCO | Buy | Guggenheim BulletShares Invest | $11,569,000 | +8.9% | 555,134 | +7.4% | 0.24% | -0.8% |
| JWN | Buy | Nordstrom Inc. | $11,265,000 | +9.9% | 235,527 | +7.0% | 0.23% | 0.0% |
| PDCO | Buy | Patterson Companies Inc. | $11,131,000 | +11.5% | 237,078 | +7.5% | 0.23% | +1.3% |
| SLRC | Sell | Solar Capital Ltd. | $10,915,000 | -5.4% | 499,080 | -2.2% | 0.22% | -13.6% |
| TCRD | Buy | THL Credit, Inc. | $10,710,000 | +2.5% | 1,076,343 | +2.6% | 0.22% | -6.4% |
| TLT | Buy | Barclays 20 Plus Year Treasury Bon | $10,644,000 | +11.1% | 85,071 | +7.2% | 0.22% | +0.9% |
| IYW | Buy | Dow Jones US Technology - iSha | $10,221,000 | +53.8% | 73,150 | +48.8% | 0.21% | +40.5% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $10,098,000 | +11.0% | 67,979 | +10.9% | 0.20% | +1.0% |
| ROST | New | Ross Stores | $10,054,000 | – | 174,162 | +100.0% | 0.20% | – |
| GWW | Buy | W.W. Grainger Inc. | $9,674,000 | -15.6% | 53,589 | +8.8% | 0.20% | -23.0% |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $9,614,000 | +221.8% | 48,898 | +212.4% | 0.20% | +191.0% |
| TPVG | Sell | TriplePoint Venture Growth BDC | $9,564,000 | -5.7% | 718,570 | -1.3% | 0.19% | -14.2% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $9,280,000 | +3.5% | 190,598 | +1.8% | 0.19% | -5.5% |
| MLN | Buy | VanEck Vectors Long Municipal | $8,981,000 | +3.8% | 451,967 | +2.2% | 0.18% | -5.2% |
| TCAP | Sell | Triangle Capital Corp. | $8,959,000 | -8.7% | 508,448 | -1.1% | 0.18% | -16.9% |
| IBCD | Buy | iShares Corporate ex Financial | $8,895,000 | +3.5% | 361,003 | +3.5% | 0.18% | -5.7% |
| HTGC | Sell | Hercules Technology Growth Cap | $8,154,000 | -25.5% | 615,874 | -14.8% | 0.17% | -32.0% |
| IYF | Buy | Dow Jones US Financial Sector | $8,138,000 | +17.9% | 75,687 | +14.1% | 0.16% | +7.1% |
| TSLX | Sell | TPG Specialty Lending, Inc. | $7,858,000 | -5.4% | 384,281 | -5.7% | 0.16% | -13.5% |
| CYS | Buy | CYS Investments Inc | $7,669,000 | +10.3% | 911,826 | +4.3% | 0.16% | +0.6% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-F | $7,408,000 | +3.8% | 284,819 | +2.7% | 0.15% | -5.0% |
| REZ | Buy | iShares Residential Real Estat | $7,402,000 | +179.1% | 113,755 | +170.9% | 0.15% | +154.2% |
| IGIB | Buy | iShares Interm. Term Corporate | $7,261,000 | +4.3% | 66,141 | +3.5% | 0.15% | -4.5% |
| SCM | Buy | Stellus Capital Investment | $7,017,000 | +13.0% | 511,858 | +20.0% | 0.14% | +2.9% |
| DFIN | Sell | Donnelley Financial Solutions | $7,009,000 | -48.6% | 305,275 | -56.8% | 0.14% | -53.3% |
| PNNT | Buy | PennantPark Investment Corp. | $6,867,000 | -8.8% | 929,249 | +0.5% | 0.14% | -16.7% |
| XLV | Buy | Health Care Select Sector - SP | $6,811,000 | +21.4% | 85,953 | +13.9% | 0.14% | +10.4% |
| BKFS | Buy | Black Knight Financial Service | $6,764,000 | +14.2% | 165,185 | +6.8% | 0.14% | +3.8% |
| OFS | Sell | OFS Capital Corp. | $6,433,000 | +0.8% | 449,531 | -0.1% | 0.13% | -7.7% |
| VAR | Buy | Varian Medical Systems Inc. | $6,301,000 | +16.7% | 61,061 | +3.1% | 0.13% | +6.7% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $6,142,000 | +3.7% | 238,054 | +3.1% | 0.12% | -5.3% |
| FSK | Sell | FS Investment Corp. | $6,121,000 | -13.1% | 669,019 | -6.9% | 0.12% | -21.0% |
| IWP | Buy | Russell Midcap Growth Index Fu | $6,006,000 | +15.3% | 55,574 | +10.7% | 0.12% | +5.2% |
| XLI | Buy | Industrial Select Sector - SPD | $5,990,000 | +20.0% | 87,946 | +14.6% | 0.12% | +9.9% |
| XLY | Buy | Consumer Discret Select Sector | $5,755,000 | +15.9% | 64,212 | +13.8% | 0.12% | +5.4% |
| NLY | Annaly Capital Management Inc. | $5,566,000 | +8.5% | 461,902 | 0.0% | 0.11% | -1.7% | |
| BSCM | Buy | Guggenheim BulletShares Invest | $5,413,000 | +4.6% | 253,900 | +3.3% | 0.11% | -4.3% |
| BSCK | Buy | Guggenheim BulletShares Invest | $5,387,000 | +3.8% | 250,790 | +3.3% | 0.11% | -6.0% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $5,351,000 | +3.5% | 251,830 | +3.4% | 0.11% | -5.2% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $5,362,000 | +3.6% | 252,192 | +3.4% | 0.11% | -6.0% |
| BSCL | Buy | Guggenheim BulletShares Invest | $5,385,000 | +4.1% | 252,804 | +3.3% | 0.11% | -5.2% |
| IWS | Sell | Russell MidCap Value Index Fun | $5,278,000 | -45.3% | 62,767 | -46.0% | 0.11% | -50.2% |
| MUB | Buy | iShares National AMT-Free Muni | $4,741,000 | +1.8% | 43,053 | +0.7% | 0.10% | -7.7% |
| MAIN | Sell | Main Street Capital Corp. | $4,610,000 | -4.0% | 119,848 | -4.5% | 0.09% | -12.1% |
| RAVN | Sell | Raven Industries Inc. | $4,424,000 | +14.3% | 132,866 | -0.3% | 0.09% | +4.7% |
| MOV | New | Movado Group Inc. | $4,416,000 | – | 174,914 | +100.0% | 0.09% | – |
| IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $4,266,000 | +2.4% | 166,691 | +2.2% | 0.09% | -6.5% |
| THR | Buy | Thermon Group Holdings Inc. | $4,235,000 | +29.2% | 220,906 | +40.5% | 0.09% | +17.8% |
| WOOF | Sell | VCA Antech Inc. | $4,211,000 | -7.1% | 45,623 | -7.9% | 0.09% | -14.9% |
| FWRD | Buy | Forward Air Corp. | $4,064,000 | +24.3% | 76,281 | +11.0% | 0.08% | +13.7% |
| IWN | Sell | Russell 2000 Value Index - iSh | $4,049,000 | -17.7% | 34,063 | -18.2% | 0.08% | -25.5% |
| IPHS | New | Innophos Holdings Inc | $3,959,000 | – | 90,323 | +100.0% | 0.08% | – |
| HYH | Buy | Halyard Health Inc. | $3,933,000 | +15.7% | 100,123 | +12.2% | 0.08% | +5.3% |
| VBTX | New | Veritex Holdings | $3,776,000 | – | 143,389 | +100.0% | 0.08% | – |
| MCC | Medley Capital Corp. | $3,752,000 | -16.9% | 587,221 | 0.0% | 0.08% | -24.8% | |
| IJT | Buy | S&P SmallCap 600 Growth Index | $3,680,000 | +239.5% | 23,598 | +233.1% | 0.08% | +212.5% |
| TECH | Buy | Techne Corp. | $3,622,000 | +22.6% | 30,820 | +6.0% | 0.07% | +12.1% |
| SPY | Buy | S&P 500 - SPDR | $3,589,000 | +10.0% | 14,841 | +7.3% | 0.07% | 0.0% |
| TYPE | Buy | Monotype Imaging Holdings Inc. | $3,559,000 | +4.3% | 194,481 | +14.5% | 0.07% | -5.3% |
| AINV | Apollo Investment Corp. | $3,522,000 | -2.6% | 551,102 | 0.0% | 0.07% | -11.1% | |
| HLT | Sell | Hilton Worldwide Holdings Inc. | $3,470,000 | +2.8% | 56,107 | -2.8% | 0.07% | -5.3% |
| SAM | Buy | The Boston Beer Company Inc. | $3,447,000 | +7.8% | 26,083 | +18.0% | 0.07% | -1.4% |
| PBPB | Buy | Potbelly Corp. | $3,443,000 | -2.8% | 299,396 | +17.5% | 0.07% | -11.4% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $3,394,000 | +4.0% | 150,692 | +13.7% | 0.07% | -5.5% |
| FELE | Buy | Franklin Electric Co. Inc. | $3,359,000 | +20.9% | 81,145 | +25.8% | 0.07% | +9.7% |
| BMRC | Buy | Bank of Marin (CA) | $3,324,000 | +1.4% | 54,008 | +6.0% | 0.07% | -6.8% |
| LQD | Buy | iShares iBoxx Corporate Bond E | $3,249,000 | +13.2% | 26,962 | +10.8% | 0.07% | +3.1% |
| GOOGL | Buy | Alphabet Inc. - Class A | $3,145,000 | +10.4% | 3,383 | +0.7% | 0.06% | 0.0% |
| OB | Sell | OneBeacon Insurance Group Ltd. | $3,126,000 | +12.4% | 171,526 | -1.3% | 0.06% | +3.2% |
| LNCE | Buy | Snyder's-Lance Inc. | $3,161,000 | -7.9% | 91,307 | +7.3% | 0.06% | -16.9% |
| XLP | Sell | Consumer Staples Select Sector | $3,025,000 | -19.5% | 55,054 | -20.0% | 0.06% | -27.4% |
| BSCP | Buy | Guggenheim BulletShares Invest | $3,001,000 | +7.6% | 145,307 | +5.9% | 0.06% | -1.6% |
| IBMH | Buy | iShares iBonds Sep 2019 Amt Fr | $2,988,000 | +2.2% | 117,100 | +2.3% | 0.06% | -6.2% |
| IWO | Buy | Russell 2000 Growth Index - iS | $2,961,000 | +14.4% | 17,545 | +9.6% | 0.06% | +3.4% |
| XLE | Sell | Energy Select Sector - SPDR | $2,920,000 | -19.2% | 44,982 | -13.0% | 0.06% | -27.2% |
| ABDC | Buy | Alcentra Capital Corporation | $2,847,000 | +1.6% | 209,528 | +2.7% | 0.06% | -7.9% |
| CULP | Buy | Culp Inc. | $2,834,000 | +57.7% | 87,199 | +51.4% | 0.06% | +45.0% |
| IGLB | Buy | iShares 10 Plus Year Credit Bond E | $2,794,000 | +14.4% | 45,334 | +10.0% | 0.06% | +5.6% |
| JBT | Sell | John Bean Technologies Corp. | $2,770,000 | +10.4% | 28,264 | -0.9% | 0.06% | 0.0% |
| EXPO | Buy | Exponent Inc. | $2,763,000 | +6.1% | 47,379 | +8.3% | 0.06% | -3.4% |
| VCLT | Buy | Vanguard Long Term Corporate B | $2,704,000 | +16.0% | 28,980 | +11.8% | 0.06% | +5.8% |
| IDU | Buy | Dow Jones US Utilities - iShar | $2,687,000 | +16.9% | 20,666 | +15.4% | 0.06% | +7.8% |
| HYG | Buy | High Yield Corporate Bond Fund | $2,656,000 | +44.0% | 30,053 | +43.0% | 0.05% | +31.7% |
| JNK | Buy | Barclays Capital High Yield Bo | $2,636,000 | +42.2% | 70,855 | +41.2% | 0.05% | +31.7% |
| PFLT | Sell | PennantPark Floating Rate Capi | $2,508,000 | -0.7% | 177,720 | -1.9% | 0.05% | -8.9% |
| IJS | Sell | S&P SmallCap 600 Value Index F | $2,421,000 | -5.5% | 17,318 | -6.3% | 0.05% | -14.0% |
| ROLL | Buy | RBC Bearings Incorporated | $2,360,000 | +12.1% | 23,196 | +7.0% | 0.05% | +2.1% |
| CMFN | Sell | CM Finance Inc. | $2,302,000 | -4.3% | 230,259 | -2.9% | 0.05% | -13.0% |
| HAE | Sell | Haemonetics Corporation | $2,136,000 | -4.2% | 54,092 | -1.6% | 0.04% | -14.0% |
| CPTA | Sell | Capitala Finance Corp. | $2,133,000 | -9.5% | 163,980 | -0.1% | 0.04% | -18.9% |
| SUNS | Sell | Solar Senior Capital Ltd. | $1,399,000 | -11.9% | 83,542 | -5.4% | 0.03% | -20.0% |
| XLB | Buy | Materials Select Sector - SPDR | $1,287,000 | +18.0% | 23,912 | +14.9% | 0.03% | +8.3% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,273,000 | +1.9% | 5 | 0.0% | 0.03% | -7.1% | |
| IT | New | Gartner Inc | $1,218,000 | – | 9,864 | +100.0% | 0.02% | – |
| KCAP | KCAP Financial Inc | $1,202,000 | -13.3% | 340,472 | 0.0% | 0.02% | -22.6% | |
| CMO | Capstead Mortgage Corp. | $1,153,000 | -1.0% | 110,509 | 0.0% | 0.02% | -11.5% | |
| IAU | Sell | iShares Gold Trust | $1,060,000 | -5.1% | 88,786 | -4.5% | 0.02% | -12.0% |
| DOW | Buy | Dow Chemical | $933,000 | +20.4% | 14,801 | +21.4% | 0.02% | +11.8% |
| VNQ | Sell | REIT Index - Vanguard | $889,000 | -76.3% | 10,687 | -76.5% | 0.02% | -78.6% |
| IVV | Sell | S&P 500 Index Fund - iShares | $769,000 | -39.9% | 3,157 | -41.5% | 0.02% | -44.8% |
| IGSB | Buy | iShares Barclays 1-3 Year Inve | $714,000 | +20.4% | 6,776 | +20.3% | 0.02% | +15.4% |
| FSP | Franklin Street Properties Cor | $665,000 | -8.7% | 60,000 | 0.0% | 0.01% | -12.5% | |
| JPM | Buy | JP Morgan Chase & Company | $668,000 | +98.2% | 7,310 | +90.4% | 0.01% | +75.0% |
| V | Buy | Visa, Inc. - A | $665,000 | +8.7% | 7,095 | +3.0% | 0.01% | 0.0% |
| DLN | Sell | WisdomTree LargeCap Dividend F | $648,000 | -24.4% | 7,704 | -25.5% | 0.01% | -31.6% |
| IVE | Buy | S&P 500 Value Index - iShares | $613,000 | +6.1% | 5,837 | +5.0% | 0.01% | -7.7% |
| VREX | Sell | Varex Imaging Corp | $574,000 | -12.0% | 16,989 | -12.5% | 0.01% | -20.0% |
| IVW | Buy | S&P 500 Growth Index - iShares | $536,000 | +117.9% | 3,915 | +109.0% | 0.01% | +120.0% |
| QCOM | Buy | Qualcomm Inc. | $491,000 | +76.6% | 8,893 | +83.7% | 0.01% | +66.7% |
| MO | Buy | Altria Group Inc. | $500,000 | +46.2% | 6,715 | +40.2% | 0.01% | +25.0% |
| KO | Buy | The Coca-Cola Company | $387,000 | +66.8% | 8,623 | +57.8% | 0.01% | +60.0% |
| Manatuck Hill Mariner Offshore | $349,000 | +0.6% | 2,650 | 0.0% | 0.01% | -12.5% | ||
| RGLD | Sell | Royal Gold, Inc. | $321,000 | +5.6% | 4,102 | -5.4% | 0.01% | 0.0% |
| IDV | Sell | Dow Jones U.S. Select Dividend | $362,000 | -13.4% | 11,051 | -16.9% | 0.01% | -22.2% |
| FNV | Sell | Franco-Nevada Corp. | $325,000 | +5.2% | 4,502 | -4.5% | 0.01% | 0.0% |
| IWD | Sell | Russell 1000 Value Index - iSh | $346,000 | -39.1% | 2,976 | -39.8% | 0.01% | -46.2% |
| VTI | Buy | Vanguard Total Stock Market | $288,000 | +30.3% | 2,315 | +27.0% | 0.01% | +20.0% |
| EOG | Sell | EOG Resources | $310,000 | -11.4% | 3,425 | -4.4% | 0.01% | -25.0% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $316,000 | -71.1% | 42,195 | -70.8% | 0.01% | -75.0% |
| VMC | Sell | Vulcan Materials Co. | $276,000 | -0.4% | 2,178 | -5.3% | 0.01% | 0.0% |
| GAIN | Sell | Gladstone Investment Corp. | $276,000 | -78.7% | 29,360 | -79.4% | 0.01% | -79.3% |
| PPLT | Sell | ETFS Physical Platinum | $316,000 | -7.9% | 3,573 | -5.4% | 0.01% | -25.0% |
| IJR | S&P SmallCap 600 Index Fund - | $249,000 | +1.2% | 3,558 | 0.0% | 0.01% | 0.0% | |
| PCH | Buy | Potlatch Corp. | $234,000 | +10.9% | 5,128 | +10.9% | 0.01% | 0.0% |
| ABT | New | Abbott Laboratories | $225,000 | – | 4,631 | +100.0% | 0.01% | – |
| BAC | New | Bank of America Corp. | $268,000 | – | 11,037 | +100.0% | 0.01% | – |
| AA | New | Alcoa Corporation | $261,000 | – | 7,988 | +100.0% | 0.01% | – |
| WPM | New | Wheaton Precious Metals Corp | $267,000 | – | 13,442 | +100.0% | 0.01% | – |
| USB | New | US Bancorp | $234,000 | – | 4,506 | +100.0% | 0.01% | – |
| WFC | Buy | Wells Fargo & Company | $259,000 | +13.1% | 4,675 | +13.4% | 0.01% | 0.0% |
| IWF | New | Russell 1000 Growth Index Fund | $221,000 | – | 1,856 | +100.0% | 0.00% | – |
| SA | New | Seabridge Gold Inc. | $173,000 | – | 15,998 | +100.0% | 0.00% | – |
| MDY | Sell | SPDR S&P MidCap 400 ETF Trust | $221,000 | +0.5% | 697 | -0.9% | 0.00% | -20.0% |
| SLV | Sell | Silver Trust - iShares | $203,000 | -15.4% | 12,907 | -7.1% | 0.00% | -20.0% |
| SGSVF | Sell | Sabina Gold & Silver Co NPV | $185,000 | +26.7% | 119,300 | -5.2% | 0.00% | +33.3% |
| SWN | Buy | Southwestern Energy Co. | $210,000 | +10.5% | 34,590 | +48.8% | 0.00% | 0.0% |
| HCAP | Harvest Capital Credit Corp | $219,000 | -0.5% | 16,699 | 0.0% | 0.00% | -20.0% | |
| KMB | New | Kimberly-Clark Corporation | $211,000 | – | 1,632 | +100.0% | 0.00% | – |
| COST | New | Costco Wholesale Corporation | $202,000 | – | 1,265 | +100.0% | 0.00% | – |
| LLY | Eli Lilly & Co. | $202,000 | -1.9% | 2,449 | 0.0% | 0.00% | -20.0% | |
| PXD | Sell | Pioneer Natural Resources Co. | $221,000 | -15.0% | 1,388 | -0.6% | 0.00% | -33.3% |
| ACN | New | Accenture PLC | $202,000 | – | 1,634 | +100.0% | 0.00% | – |
| AG | Sell | First Majestic Silver Corp. | $125,000 | -3.1% | 14,991 | -5.6% | 0.00% | 0.0% |
| CCJ | Sell | Cameco Corp. | $149,000 | -22.0% | 16,413 | -4.9% | 0.00% | -25.0% |
| BSXGF | Buy | Belo Sun Mining Corp Com NPV | $115,000 | -5.7% | 249,051 | +31.8% | 0.00% | -33.3% |
| FSM | Sell | Fortuna Silver Mines Inc | $114,000 | -10.2% | 23,292 | -4.7% | 0.00% | -33.3% |
| MFIN | Exit | Medallion Financial Corp | $0 | – | -53,953 | -100.0% | -0.00% | – |
| SAND | Exit | Sandstorm Gold Ltd. | $0 | – | -45,320 | -100.0% | -0.00% | – |
| PE | Exit | Parsley Energy Inc. | $0 | – | -7,271 | -100.0% | -0.01% | – |
| XEC | Exit | Cimarex Energy Co. | $0 | – | -1,907 | -100.0% | -0.01% | – |
| RSPP | Exit | RSP Permian, Inc. | $0 | – | -5,737 | -100.0% | -0.01% | – |
| HNRG | Exit | Hallador Energy Company | $0 | – | -32,378 | -100.0% | -0.01% | – |
| SLW | Exit | Silver Wheaton Corp. | $0 | – | -14,166 | -100.0% | -0.01% | – |
| CODI | Exit | Compass Diversified Holdings | $0 | – | -25,000 | -100.0% | -0.01% | – |
| RWR | Exit | REIT ETF- DJ Wilshire | $0 | – | -6,629 | -100.0% | -0.01% | – |
| PSCE | Exit | S&P SmallCap Energy - PowerSha | $0 | – | -35,356 | -100.0% | -0.01% | – |
| GOOD | Exit | Gladstone Commercial Corp. | $0 | – | -147,189 | -100.0% | -0.07% | – |
| CEB | Exit | Corporate Executive Board Co. | $0 | – | -46,758 | -100.0% | -0.08% | – |
| OXY | Exit | Occidental Petroleum Corp. | $0 | – | -169,470 | -100.0% | -0.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.