$4.48 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 291 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 14.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $120,835,000 | +14.9% | 970,170 | +6.3% | 2.70% | +5.6% |
| PEP | Buy | Pepsico Inc. | $116,782,000 | +14.0% | 1,044,002 | +6.6% | 2.61% | +4.8% |
| DEO | Buy | Diageo (Adr 1:4) | $102,009,000 | +20.2% | 882,583 | +8.1% | 2.28% | +10.5% |
| MSFT | Buy | Microsoft Corp. | $95,030,000 | +10.4% | 1,442,904 | +4.1% | 2.12% | +1.4% |
| CL | Buy | Colgate-Palmolive Co. | $93,027,000 | +33.5% | 1,271,035 | +19.3% | 2.08% | +22.7% |
| MMM | Buy | 3M Company | $92,115,000 | +11.7% | 481,445 | +4.2% | 2.06% | +2.6% |
| CB | Buy | Chubb Limited | $91,987,000 | +11.2% | 675,131 | +7.9% | 2.05% | +2.2% |
| NTRS | Buy | Northern Trust Corporation | $89,117,000 | -1.6% | 1,029,300 | +1.2% | 1.99% | -9.6% |
| FAST | Sell | Fastenal Co. | $88,925,000 | +8.1% | 1,726,699 | -1.4% | 1.98% | -0.6% |
| PAYX | Buy | Paychex Inc. | $86,272,000 | +2.0% | 1,464,720 | +5.4% | 1.92% | -6.3% |
| FNF | Buy | Fidelity National Financial In | $85,540,000 | +23.3% | 2,196,717 | +7.5% | 1.91% | +13.4% |
| CVX | Buy | Chevron Corp. | $84,666,000 | -1.8% | 788,540 | +7.7% | 1.89% | -9.7% |
| GGG | Buy | Graco Inc. | $83,884,000 | +15.5% | 891,060 | +2.0% | 1.87% | +6.2% |
| SO | Buy | Southern Company | $83,717,000 | +11.0% | 1,681,743 | +9.7% | 1.87% | +2.1% |
| PGR | Buy | Progressive Corp. | $81,443,000 | +12.5% | 2,078,688 | +1.9% | 1.82% | +3.4% |
| KHC | Buy | Kraft Heinz Co. | $81,100,000 | +8.5% | 893,078 | +4.3% | 1.81% | -0.2% |
| ARCC | Buy | Ares Capital Corp. | $81,084,000 | +9.9% | 4,665,359 | +4.2% | 1.81% | +1.0% |
| PX | Buy | Praxair Inc. | $79,023,000 | +12.5% | 666,303 | +11.2% | 1.76% | +3.4% |
| DD | Buy | E.I. du Pont de Nemours & Comp | $78,911,000 | +11.9% | 982,340 | +2.2% | 1.76% | +2.9% |
| WY | Buy | Weyerhaeuser Co. | $77,490,000 | +19.9% | 2,280,455 | +6.2% | 1.73% | +10.3% |
| IRM | Buy | Iron Mountain | $77,509,000 | +19.0% | 2,172,956 | +8.4% | 1.73% | +9.4% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $75,474,000 | +27.3% | 1,790,184 | +16.3% | 1.68% | +17.0% |
| RYN | Buy | Rayonier Inc. | $75,248,000 | +17.9% | 2,655,190 | +10.6% | 1.68% | +8.4% |
| MLM | Buy | Martin Marietta Materials Inc. | $75,035,000 | +6.4% | 343,805 | +8.0% | 1.67% | -2.2% |
| SYK | Buy | Stryker Corp. | $73,329,000 | +10.0% | 556,997 | +0.1% | 1.64% | +1.1% |
| PFE | Buy | Pfizer Inc. | $71,025,000 | +16.9% | 2,076,157 | +11.0% | 1.58% | +7.5% |
| KMI | Buy | Kinder Morgan Inc. | $70,812,000 | +19.5% | 3,257,214 | +13.8% | 1.58% | +9.8% |
| BR | Buy | Broadridge Financial Solutions | $65,822,000 | +6.3% | 968,685 | +3.7% | 1.47% | -2.3% |
| AGN | Buy | Allergan Inc. | $63,633,000 | +22.1% | 266,337 | +7.3% | 1.42% | +12.3% |
| PII | Buy | Polaris Industries | $61,222,000 | +454.2% | 730,568 | +444.9% | 1.37% | +409.7% |
| MKL | Buy | Markel Corp. | $59,855,000 | +16.5% | 61,336 | +8.0% | 1.34% | +7.1% |
| AIG | Buy | American International Group I | $57,622,000 | +3.3% | 922,992 | +8.0% | 1.29% | -5.0% |
| GE | Buy | General Electric Company | $56,970,000 | -0.7% | 1,911,730 | +5.3% | 1.27% | -8.7% |
| DISCK | Buy | Discovery Communications Inc. | $55,500,000 | +17.5% | 1,960,436 | +11.1% | 1.24% | +7.9% |
| CFRUY | Buy | Compagnie Financiere Richemont | $54,357,000 | +27.9% | 6,915,674 | +6.8% | 1.21% | +17.7% |
| NXPI | Buy | NXP Semiconductors N.V. | $50,920,000 | +11.7% | 491,979 | +5.8% | 1.14% | +2.7% |
| LOW | Sell | Lowe's Companies Inc. | $47,488,000 | +6.1% | 577,638 | -8.2% | 1.06% | -2.4% |
| KSS | Buy | Kohl's Corp. | $46,259,000 | -16.4% | 1,161,984 | +3.7% | 1.03% | -23.2% |
| MA | Buy | Mastercard Inc. - A | $45,494,000 | +8.9% | 404,500 | +0.0% | 1.02% | +0.1% |
| DLR | Buy | Digital Realty Trust Inc. | $42,448,000 | +12.2% | 398,982 | +3.6% | 0.95% | +3.2% |
| AXP | Buy | American Express Company | $41,763,000 | +7.7% | 527,909 | +0.8% | 0.93% | -1.0% |
| TJX | Buy | TJX Companies | $39,922,000 | +7.4% | 504,835 | +2.0% | 0.89% | -1.2% |
| ADI | Buy | Analog Devices Inc. | $39,558,000 | +189.6% | 482,703 | +156.6% | 0.88% | +166.0% |
| ABCO | Buy | Advisory Board Company | $36,732,000 | +50.5% | 784,882 | +6.9% | 0.82% | +38.5% |
| ITW | Sell | Illinois Tool Works Inc. | $34,860,000 | +8.2% | 263,152 | -0.0% | 0.78% | -0.5% |
| CHRW | Sell | C.H. Robinson Worldwide Inc. | $32,288,000 | -42.5% | 417,757 | -45.5% | 0.72% | -47.1% |
| WRB | Sell | W.R. Berkley Corp. | $32,025,000 | +2.6% | 453,419 | -3.4% | 0.72% | -5.7% |
| UTX | Sell | United Technologies Corp. | $30,103,000 | -0.4% | 268,271 | -2.7% | 0.67% | -8.4% |
| BRKB | Sell | Berkshire Hathaway Inc. - B | $29,773,000 | +0.4% | 178,624 | -1.8% | 0.66% | -7.8% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $28,986,000 | +5.7% | 274,517 | +4.9% | 0.65% | -2.9% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $28,225,000 | +8.1% | 183,757 | -0.7% | 0.63% | -0.5% |
| SBUX | Buy | Starbucks Corporation | $27,596,000 | +129.2% | 472,622 | +117.9% | 0.62% | +111.0% |
| SLB | Buy | Schlumberger Ltd. | $24,309,000 | -5.5% | 311,250 | +1.5% | 0.54% | -13.3% |
| GOOG | Buy | Alphabet Inc. - Class C | $22,988,000 | +14.0% | 27,711 | +6.0% | 0.51% | +4.7% |
| ESRX | Buy | Express Scripts Inc. | $22,411,000 | -0.8% | 340,021 | +3.6% | 0.50% | -8.8% |
| MSM | Buy | MSC Industrial Direct Co. Inc. | $20,556,000 | +15.4% | 200,039 | +3.8% | 0.46% | +6.2% |
| BRO | Buy | Brown & Brown Inc. | $20,105,000 | -3.5% | 481,913 | +3.8% | 0.45% | -11.3% |
| MTSC | Buy | MTS Systems Corp. | $18,325,000 | +4.7% | 332,880 | +7.8% | 0.41% | -3.8% |
| MBB | Buy | iShares MBS Bond ETF | $17,481,000 | +25.0% | 164,060 | +24.7% | 0.39% | +15.0% |
| IBCE | Buy | iShares Corporate ex Financial | $17,287,000 | +7.8% | 709,660 | +6.9% | 0.39% | -0.8% |
| HD | Buy | Home Depot Inc. | $17,158,000 | +15.1% | 116,854 | +5.1% | 0.38% | +5.8% |
| MDT | Buy | Medtronic | $14,974,000 | +50.4% | 185,877 | +32.9% | 0.33% | +38.0% |
| CBSH | Buy | Commerce Bancshares Inc. | $14,946,000 | +1.8% | 266,126 | +4.7% | 0.33% | -6.7% |
| DCI | Buy | Donaldson Inc. | $14,901,000 | +14.0% | 327,359 | +5.4% | 0.33% | +4.7% |
| BDX | Buy | Becton Dickinson and Company | $14,579,000 | +17.6% | 79,474 | +6.1% | 0.32% | +8.0% |
| NJR | Buy | New Jersey Resources Corp. | $14,501,000 | +18.6% | 366,187 | +6.4% | 0.32% | +9.1% |
| CLX | Buy | The Clorox Company | $14,299,000 | +23.9% | 106,053 | +10.3% | 0.32% | +13.9% |
| MTB | Buy | M&T Bank Corp. | $14,234,000 | +3.1% | 91,995 | +4.2% | 0.32% | -5.1% |
| MDU | Buy | MDU Resources Group Inc. | $14,075,000 | +0.6% | 514,260 | +5.8% | 0.31% | -7.6% |
| GBDC | Sell | Golub Capital BDC Inc. | $14,033,000 | -2.3% | 705,872 | -9.6% | 0.31% | -10.3% |
| NMFC | Sell | New Mountain Finance Corp. | $13,813,000 | +5.1% | 927,066 | -0.5% | 0.31% | -3.4% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $13,811,000 | +7.7% | 404,648 | +7.0% | 0.31% | -1.0% |
| IBCC | Buy | iShares Corporate ex Financial | $13,747,000 | +7.3% | 557,024 | +7.1% | 0.31% | -1.3% |
| MCD | Buy | McDonald's Corp. | $13,714,000 | +13.3% | 105,813 | +6.4% | 0.31% | +4.1% |
| GD | Sell | General Dynamics Corp. | $13,673,000 | -1.7% | 73,038 | -9.4% | 0.30% | -9.8% |
| DFIN | Sell | Donnelley Financial Solutions | $13,638,000 | -27.3% | 706,988 | -13.4% | 0.30% | -33.2% |
| LMT | Buy | Lockheed Martin Corp | $13,611,000 | +7.9% | 50,862 | +0.8% | 0.30% | -0.7% |
| RMAX | Sell | RE/MAX Holdings Inc. | $13,581,000 | -22.6% | 228,448 | -27.1% | 0.30% | -28.9% |
| PG | Buy | Procter & Gamble Company | $13,138,000 | +16.3% | 146,220 | +8.8% | 0.29% | +6.9% |
| SEIC | Buy | SEI Investments Company | $13,003,000 | +9.4% | 257,799 | +7.1% | 0.29% | +0.7% |
| TCPC | Sell | TCP Capital Corp. | $12,806,000 | +2.1% | 735,163 | -0.9% | 0.29% | -5.9% |
| MORN | Buy | Morningstar Inc. | $12,551,000 | +22.5% | 159,678 | +14.7% | 0.28% | +12.4% |
| NSRGY | Buy | Nestle SA | $12,314,000 | +21.7% | 160,124 | +13.5% | 0.28% | +11.8% |
| CFR | Buy | Cullen Frost Bankers Inc. | $12,096,000 | +4.5% | 135,952 | +3.6% | 0.27% | -3.9% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $12,093,000 | +7.5% | 457,927 | +6.8% | 0.27% | -1.1% |
| EXPD | Buy | Expeditors International of Wa | $12,017,000 | +7.2% | 212,722 | +0.5% | 0.27% | -1.5% |
| XOM | Buy | Exxon Mobil Corp. | $11,785,000 | -3.3% | 143,699 | +6.5% | 0.26% | -11.1% |
| APD | Buy | Air Products & Chemicals Inc. | $11,772,000 | +2.4% | 87,016 | +8.9% | 0.26% | -5.7% |
| SLRC | Sell | Solar Capital Ltd. | $11,536,000 | +5.0% | 510,206 | -3.3% | 0.26% | -3.7% |
| GWW | Buy | W.W. Grainger Inc. | $11,461,000 | +8.6% | 49,240 | +8.4% | 0.26% | 0.0% |
| NKE | Buy | Nike Inc. - B | $11,280,000 | +22.4% | 202,413 | +11.6% | 0.25% | +12.5% |
| TROW | Buy | T. Rowe Price Group Inc. | $11,103,000 | -0.6% | 162,924 | +9.7% | 0.25% | -8.5% |
| HTGC | Sell | Hercules Technology Growth Cap | $10,938,000 | +6.5% | 722,927 | -0.7% | 0.24% | -2.0% |
| OXY | Buy | Occidental Petroleum Corp. | $10,738,000 | +1.1% | 169,470 | +13.6% | 0.24% | -7.0% |
| NVS | Buy | Novartis AG - ADR | $10,765,000 | +15.3% | 144,940 | +13.1% | 0.24% | +5.7% |
| BSCO | Buy | Guggenheim BulletShares Invest | $10,627,000 | +15.7% | 516,708 | +14.9% | 0.24% | +6.3% |
| TCRD | Buy | THL Credit, Inc. | $10,451,000 | +10.6% | 1,049,235 | +11.2% | 0.23% | +1.7% |
| JWN | Buy | Nordstrom Inc. | $10,248,000 | +11.2% | 220,050 | +14.4% | 0.23% | +2.2% |
| TPVG | Sell | TriplePoint Venture Growth BDC | $10,145,000 | +14.9% | 727,813 | -2.9% | 0.23% | +5.6% |
| PDCO | Buy | Patterson Companies Inc. | $9,979,000 | +34.9% | 220,633 | +22.4% | 0.22% | +24.6% |
| TCAP | Buy | Triangle Capital Corp. | $9,811,000 | +12.2% | 513,924 | +7.8% | 0.22% | +3.3% |
| IWS | New | Russell MidCap Value Index Fun | $9,654,000 | – | 116,326 | +100.0% | 0.22% | – |
| TLT | Sell | Barclays 20 Year Treasury Bon | $9,581,000 | -17.5% | 79,375 | -18.6% | 0.21% | -24.1% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $9,096,000 | +21.0% | 61,276 | +18.3% | 0.20% | +10.9% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $8,969,000 | +6.1% | 187,162 | +5.0% | 0.20% | -2.4% |
| MLN | Sell | VanEck Vectors Long Municipal | $8,650,000 | -1.6% | 442,208 | -2.6% | 0.19% | -9.4% |
| IBCD | Buy | iShares Corporate ex Financial | $8,595,000 | +7.0% | 348,957 | +6.9% | 0.19% | -1.5% |
| TSLX | Buy | TPG Specialty Lending, Inc. | $8,305,000 | +11.6% | 407,300 | +2.2% | 0.18% | +2.2% |
| PNNT | Buy | PennantPark Investment Corp. | $7,526,000 | +10.8% | 924,650 | +4.3% | 0.17% | +1.8% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-F | $7,137,000 | +9.0% | 277,257 | +7.3% | 0.16% | 0.0% |
| FSK | Sell | FS Investment Corp. | $7,040,000 | -12.1% | 718,335 | -7.6% | 0.16% | -19.1% |
| IGIB | Buy | iShares Interm. Term Corporate | $6,963,000 | +7.5% | 63,902 | +6.8% | 0.16% | -1.3% |
| CYS | Buy | CYS Investments Inc | $6,950,000 | +16.1% | 874,326 | +12.9% | 0.16% | +6.9% |
| IYF | Buy | Dow Jones US Financial Sector | $6,901,000 | +176.3% | 66,326 | +169.4% | 0.15% | +152.5% |
| IYW | Sell | Dow Jones US Technology - iSha | $6,644,000 | +3.9% | 49,152 | -7.5% | 0.15% | -4.5% |
| OFS | Buy | OFS Capital Corp. | $6,385,000 | +22.2% | 449,963 | +18.5% | 0.14% | +11.8% |
| SCM | Sell | Stellus Capital Investment | $6,208,000 | +18.5% | 426,641 | -1.8% | 0.14% | +9.4% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $5,921,000 | +10.3% | 230,931 | +8.7% | 0.13% | +1.5% |
| BKFS | Buy | Black Knight Financial Service | $5,924,000 | +8.9% | 154,663 | +7.5% | 0.13% | 0.0% |
| XLV | Buy | Health Care Select Sector - SP | $5,609,000 | +58.1% | 75,433 | +46.6% | 0.12% | +45.3% |
| VAR | Buy | Varian Medical Systems Inc. | $5,400,000 | +31.0% | 59,252 | +29.1% | 0.12% | +20.0% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $5,177,000 | +7.8% | 243,871 | +7.4% | 0.12% | -0.9% |
| BSCK | Buy | Guggenheim BulletShares Invest | $5,192,000 | +8.2% | 242,712 | +7.3% | 0.12% | 0.0% |
| IWP | Buy | Russell Midcap Growth Index Fu | $5,209,000 | +8.3% | 50,206 | +1.6% | 0.12% | -0.9% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $5,169,000 | +7.6% | 243,485 | +7.4% | 0.12% | -1.7% |
| NLY | Buy | Annaly Capital Management Inc. | $5,132,000 | +25.0% | 461,902 | +12.1% | 0.12% | +15.0% |
| BSCM | Buy | Guggenheim BulletShares Invest | $5,176,000 | +8.0% | 245,875 | +7.3% | 0.12% | -0.9% |
| BSCL | Buy | Guggenheim BulletShares Invest | $5,175,000 | +8.2% | 244,678 | +7.4% | 0.12% | -0.9% |
| XLY | Buy | Consumer Discret Select Sector | $4,964,000 | +29.0% | 56,436 | +19.4% | 0.11% | +19.4% |
| XLI | Buy | Industrial Select Sector - SPD | $4,991,000 | +54.0% | 76,721 | +47.3% | 0.11% | +40.5% |
| IWN | Sell | Russell 2000 Value Index - iSh | $4,918,000 | -13.6% | 41,618 | -13.1% | 0.11% | -20.3% |
| MAIN | Sell | Main Street Capital Corp. | $4,802,000 | +3.4% | 125,488 | -0.6% | 0.11% | -5.3% |
| MUB | Buy | iShares National AMT-Free Muni | $4,657,000 | +15.9% | 42,742 | +15.1% | 0.10% | +7.2% |
| WOOF | Sell | VCA Antech Inc. | $4,532,000 | +28.5% | 49,532 | -3.6% | 0.10% | +17.4% |
| MCC | Medley Capital Corp. | $4,516,000 | +2.4% | 587,221 | 0.0% | 0.10% | -5.6% | |
| IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $4,167,000 | +7.0% | 163,037 | +5.6% | 0.09% | -2.1% |
| RAVN | Buy | Raven Industries Inc. | $3,869,000 | +27.3% | 133,211 | +10.5% | 0.09% | +16.2% |
| NTUS | Buy | Natus Medical Inc. | $3,797,000 | +36.1% | 96,747 | +20.7% | 0.08% | +25.0% |
| XLP | Buy | Consumer Staples Select Sector | $3,758,000 | +54.1% | 68,860 | +46.1% | 0.08% | +42.4% |
| VNQ | Buy | REIT Index - Vanguard | $3,749,000 | +14.9% | 45,393 | +14.8% | 0.08% | +6.3% |
| CEB | Sell | Corporate Executive Board Co. | $3,675,000 | +26.9% | 46,758 | -2.1% | 0.08% | +17.1% |
| AINV | Apollo Investment Corp. | $3,615,000 | +12.0% | 551,102 | 0.0% | 0.08% | +3.8% | |
| XLE | Buy | Energy Select Sector - SPDR | $3,614,000 | +41.8% | 51,708 | +52.8% | 0.08% | +30.6% |
| PBPB | Buy | Potbelly Corp. | $3,541,000 | +36.5% | 254,737 | +26.7% | 0.08% | +25.4% |
| LNCE | Buy | Snyder's-Lance Inc. | $3,432,000 | +15.0% | 85,129 | +9.4% | 0.08% | +6.9% |
| HYH | Buy | Halyard Health Inc. | $3,400,000 | +24.9% | 89,252 | +21.2% | 0.08% | +15.2% |
| TYPE | Buy | Monotype Imaging Holdings Inc. | $3,413,000 | +28.3% | 169,805 | +26.7% | 0.08% | +16.9% |
| HLT | Sell | Hilton Worldwide Holdings Inc. | $3,375,000 | -20.8% | 57,724 | -63.2% | 0.08% | -27.2% |
| THR | Buy | Thermon Group Holdings Inc. | $3,277,000 | +41.1% | 157,221 | +29.2% | 0.07% | +30.4% |
| GSBD | Sell | Goldman Sachs BDC Inc. | $3,264,000 | +0.8% | 132,494 | -3.7% | 0.07% | -7.6% |
| SPY | Buy | S&P 500 - SPDR | $3,262,000 | +9.1% | 13,836 | +3.4% | 0.07% | 0.0% |
| FWRD | Buy | Forward Air Corp. | $3,269,000 | +26.0% | 68,729 | +25.5% | 0.07% | +15.9% |
| BMRC | Buy | Bank of Marin (CA) | $3,278,000 | -3.4% | 50,932 | +4.7% | 0.07% | -11.0% |
| SAM | Buy | The Boston Beer Company Inc. | $3,198,000 | +115.2% | 22,107 | +152.7% | 0.07% | +97.2% |
| GOOD | Buy | Gladstone Commercial Corp. | $3,042,000 | +13.5% | 147,189 | +10.4% | 0.07% | +4.6% |
| IJK | Sell | S&P MidCap 400 Growth Index Fu | $2,988,000 | -46.7% | 15,651 | -49.2% | 0.07% | -50.7% |
| TECH | Buy | Techne Corp. | $2,955,000 | +30.1% | 29,064 | +31.6% | 0.07% | +20.0% |
| IBMH | Buy | iShares iBonds Sep 2019 Amt Fr | $2,923,000 | +6.9% | 114,476 | +6.1% | 0.06% | -1.5% |
| LQD | Buy | iShares iBoxx Corporate Bond E | $2,869,000 | +11.3% | 24,335 | +10.6% | 0.06% | +1.6% |
| GOOGL | Sell | Alphabet Inc. - Class A | $2,848,000 | -0.4% | 3,359 | -6.9% | 0.06% | -7.2% |
| ABDC | Buy | Alcentra Capital Corporation | $2,803,000 | +22.0% | 203,962 | +6.3% | 0.06% | +12.5% |
| FELE | Buy | Franklin Electric Co. Inc. | $2,778,000 | +23.5% | 64,517 | +11.6% | 0.06% | +12.7% |
| BSCP | Buy | Guggenheim BulletShares Invest | $2,789,000 | +12.6% | 137,256 | +11.8% | 0.06% | +3.3% |
| OB | Buy | OneBeacon Insurance Group Ltd. | $2,781,000 | +2.1% | 173,824 | +2.5% | 0.06% | -6.1% |
| REZ | Buy | iShares Residential Real Estat | $2,652,000 | +14.8% | 41,996 | +12.7% | 0.06% | +5.4% |
| EXPO | Buy | Exponent Inc. | $2,605,000 | +8.6% | 43,736 | +10.0% | 0.06% | 0.0% |
| IWO | Sell | Russell 2000 Growth Index - iS | $2,588,000 | -45.9% | 16,011 | -48.5% | 0.06% | -50.0% |
| IJS | Buy | S&P SmallCap 600 Value Index F | $2,563,000 | +10.0% | 18,487 | +11.1% | 0.06% | 0.0% |
| PFLT | Buy | PennantPark Floating Rate Capi | $2,526,000 | +15.1% | 181,236 | +16.5% | 0.06% | +5.7% |
| JBT | Buy | John Bean Technologies Corp. | $2,508,000 | +6.0% | 28,520 | +3.6% | 0.06% | -1.8% |
| IGLB | Sell | iShares 10 Year Credit Bond E | $2,442,000 | -12.7% | 41,218 | -13.5% | 0.05% | -20.6% |
| CMFN | Sell | CM Finance Inc. | $2,406,000 | +8.0% | 237,087 | -1.0% | 0.05% | 0.0% |
| CPTA | Buy | Capitala Finance Corp. | $2,357,000 | +113.3% | 164,137 | +92.0% | 0.05% | +96.3% |
| VCLT | Sell | Vanguard Long Term Corporate B | $2,331,000 | -38.3% | 25,924 | -38.6% | 0.05% | -43.5% |
| IDU | New | Dow Jones US Utilities - iShar | $2,299,000 | – | 17,903 | +100.0% | 0.05% | – |
| HAE | Sell | Haemonetics Corporation | $2,230,000 | -0.1% | 54,953 | -1.1% | 0.05% | -7.4% |
| ROLL | Buy | RBC Bearings Incorporated | $2,105,000 | +29.5% | 21,676 | +23.7% | 0.05% | +20.5% |
| HYG | New | High Yield Corporate Bond Fund | $1,845,000 | – | 21,019 | +100.0% | 0.04% | – |
| JNK | New | Barclays Capital High Yield Bo | $1,854,000 | – | 50,191 | +100.0% | 0.04% | – |
| CULP | Buy | Culp Inc. | $1,797,000 | +16.4% | 57,596 | +38.6% | 0.04% | +8.1% |
| SUNS | Sell | Solar Senior Capital Ltd. | $1,588,000 | +8.5% | 88,357 | -0.7% | 0.04% | -2.8% |
| KCAP | KCAP Financial Inc | $1,386,000 | +2.3% | 340,472 | 0.0% | 0.03% | -6.1% | |
| IVV | Buy | S&P 500 Index Fund - iShares | $1,280,000 | +10.5% | 5,394 | +4.8% | 0.03% | +3.6% |
| GAIN | Gladstone Investment Corp. | $1,293,000 | +7.2% | 142,533 | 0.0% | 0.03% | 0.0% | |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,249,000 | +2.3% | 5 | 0.0% | 0.03% | -6.7% | |
| CMO | Capstead Mortgage Corp. | $1,165,000 | +3.5% | 110,509 | 0.0% | 0.03% | -3.7% | |
| IAU | Sell | iShares Gold Trust | $1,117,000 | +8.0% | 92,973 | -0.4% | 0.02% | 0.0% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $1,092,000 | -13.2% | 144,736 | -19.9% | 0.02% | -22.6% |
| IJT | Sell | S&P SmallCap 600 Growth Index | $1,084,000 | -75.5% | 7,084 | -76.0% | 0.02% | -77.6% |
| XLB | Buy | Materials Select Sector - SPDR | $1,091,000 | +17.3% | 20,811 | +11.3% | 0.02% | +4.3% |
| DLN | Sell | WisdomTree LargeCap Dividend F | $857,000 | -9.0% | 10,339 | -12.3% | 0.02% | -17.4% |
| DOW | Buy | Dow Chemical | $775,000 | +73.4% | 12,193 | +56.2% | 0.02% | +54.5% |
| FSP | Franklin Street Properties Cor | $728,000 | -6.4% | 60,000 | 0.0% | 0.02% | -15.8% | |
| VREX | New | Varex Imaging Corp | $652,000 | – | 19,409 | +100.0% | 0.02% | – |
| V | Buy | Visa, Inc. - A | $612,000 | +97.4% | 6,886 | +73.1% | 0.01% | +75.0% |
| RWR | New | REIT ETF- DJ Wilshire | $612,000 | – | 6,629 | +100.0% | 0.01% | – |
| PSCE | New | S&P SmallCap Energy - PowerSha | $642,000 | – | 35,356 | +100.0% | 0.01% | – |
| IGSB | Buy | iShares Barclays 1-3 Year Inve | $593,000 | +5.1% | 5,634 | +4.8% | 0.01% | -7.1% |
| IWD | Buy | Russell 1000 Value Index - iSh | $568,000 | +32.1% | 4,946 | +28.7% | 0.01% | +30.0% |
| IVE | Buy | S&P 500 Value Index - iShares | $578,000 | +51.7% | 5,557 | +47.7% | 0.01% | +44.4% |
| IDV | Sell | Dow Jones U.S. Select Dividend | $418,000 | -16.6% | 13,299 | -21.5% | 0.01% | -25.0% |
| CODI | Sell | Compass Diversified Holdings | $415,000 | -73.7% | 25,000 | -71.7% | 0.01% | -76.3% |
| MO | Buy | Altria Group Inc. | $342,000 | +20.4% | 4,789 | +14.0% | 0.01% | +14.3% |
| JPM | New | JP Morgan Chase & Company | $337,000 | – | 3,840 | +100.0% | 0.01% | – |
| Manatuck Hill Mariner Offshore | $347,000 | -5.2% | 2,650 | 0.0% | 0.01% | -11.1% | ||
| EOG | Sell | EOG Resources | $350,000 | -16.3% | 3,583 | -13.2% | 0.01% | -20.0% |
| PPLT | Sell | ETFS Physical Platinum | $343,000 | +4.3% | 3,777 | -0.8% | 0.01% | 0.0% |
| RGLD | Sell | Royal Gold, Inc. | $304,000 | +10.1% | 4,338 | -0.5% | 0.01% | 0.0% |
| FNV | Sell | Franco-Nevada Corp. | $309,000 | +9.2% | 4,713 | -0.4% | 0.01% | 0.0% |
| SLW | Sell | Silver Wheaton Corp. | $295,000 | +7.3% | 14,166 | -0.3% | 0.01% | 0.0% |
| PXD | Sell | Pioneer Natural Resources Co. | $260,000 | +2.4% | 1,397 | -0.8% | 0.01% | 0.0% |
| QCOM | New | Qualcomm Inc. | $278,000 | – | 4,841 | +100.0% | 0.01% | – |
| HNRG | Sell | Hallador Energy Company | $259,000 | -12.8% | 32,378 | -0.8% | 0.01% | -14.3% |
| VMC | Sell | Vulcan Materials Co. | $277,000 | -4.2% | 2,301 | -0.3% | 0.01% | -14.3% |
| LLY | New | Eli Lilly & Co. | $206,000 | – | 2,449 | +100.0% | 0.01% | – |
| SLV | New | Silver Trust - iShares | $240,000 | – | 13,887 | +100.0% | 0.01% | – |
| HCAP | Harvest Capital Credit Corp | $220,000 | -4.3% | 16,699 | 0.0% | 0.01% | -16.7% | |
| MDY | New | SPDR S&P MidCap 400 ETF Trust | $220,000 | – | 703 | +100.0% | 0.01% | – |
| VTI | Sell | Vanguard Total Stock Market | $221,000 | -57.7% | 1,823 | -59.8% | 0.01% | -61.5% |
| XEC | Sell | Cimarex Energy Co. | $228,000 | -12.6% | 1,907 | -0.8% | 0.01% | -16.7% |
| WFC | Buy | Wells Fargo & Company | $229,000 | +0.9% | 4,121 | +0.2% | 0.01% | -16.7% |
| PE | Sell | Parsley Energy Inc. | $236,000 | -8.5% | 7,271 | -0.8% | 0.01% | -16.7% |
| RSPP | Sell | RSP Permian, Inc. | $238,000 | -7.4% | 5,737 | -0.5% | 0.01% | -16.7% |
| KO | Buy | The Coca-Cola Company | $232,000 | +15.4% | 5,465 | +12.7% | 0.01% | 0.0% |
| PCH | New | Potlatch Corp. | $211,000 | – | 4,624 | +100.0% | 0.01% | – |
| IJR | Buy | S&P SmallCap 600 Index Fund - | $246,000 | +0.4% | 3,558 | +100.0% | 0.01% | -16.7% |
| IVW | Sell | S&P 500 Growth Index - iShares | $246,000 | +7.0% | 1,873 | -0.8% | 0.01% | -16.7% |
| CCJ | Buy | Cameco Corp. | $191,000 | +48.1% | 17,254 | +39.8% | 0.00% | +33.3% |
| SAND | Sell | Sandstorm Gold Ltd. | $194,000 | +9.0% | 45,320 | -0.4% | 0.00% | 0.0% |
| SWN | Sell | Southwestern Energy Co. | $190,000 | -24.6% | 23,249 | -0.2% | 0.00% | -33.3% |
| SGSVF | New | Sabina Gold & Silver Co NPV | $146,000 | – | 125,910 | +100.0% | 0.00% | – |
| AG | New | First Majestic Silver Corp. | $129,000 | – | 15,888 | +100.0% | 0.00% | – |
| FSM | New | Fortuna Silver Mines Inc | $127,000 | – | 24,445 | +100.0% | 0.00% | – |
| BSXGF | New | Belo Sun Mining Corp Com NPV | $122,000 | – | 188,997 | +100.0% | 0.00% | – |
| MFIN | Sell | Medallion Financial Corp | $107,000 | -57.5% | 53,953 | -35.3% | 0.00% | -66.7% |
| AAPL | Exit | Apple Inc. | $0 | – | -1,736 | -100.0% | -0.01% | – |
| PM | Exit | Philip Morris International, I | $0 | – | -2,413 | -100.0% | -0.01% | – |
| Exit | Vanguard Equity-Income Admiralmfund | $0 | – | -3,237 | -100.0% | -0.01% | – | |
| AGG | Exit | Barclays Aggregate Bond Fund - | $0 | – | -2,114 | -100.0% | -0.01% | – |
| CNX | Exit | CONSOL Energy Inc. | $0 | – | -13,544 | -100.0% | -0.01% | – |
| FMC | Exit | FMC Corp. | $0 | – | -4,281 | -100.0% | -0.01% | – |
| NBL | Exit | Noble Energy Inc | $0 | – | -6,598 | -100.0% | -0.01% | – |
| QSY | Exit | WisdomTree LargeCap Value Fund | $0 | – | -4,062 | -100.0% | -0.01% | – |
| BUD | Exit | Anheuser-Busch InBev SA/NV | $0 | – | -2,690 | -100.0% | -0.01% | – |
| ITM | Exit | Market Vectors Int Muni Index | $0 | – | -32,098 | -100.0% | -0.02% | – |
| VBK | Exit | Small Cap Growth - Vanguard ET | $0 | – | -12,731 | -100.0% | -0.04% | – |
| GLD | Exit | Gold Shares - SPDR | $0 | – | -23,501 | -100.0% | -0.06% | – |
| MLI | Exit | Mueller Industries Inc. | $0 | – | -77,447 | -100.0% | -0.08% | – |
| VWO | Exit | Vanguard MSCI Emerging Markets | $0 | – | -109,433 | -100.0% | -0.10% | – |
| IUSV | Exit | iShares Core US Values - ETF | $0 | – | -81,099 | -100.0% | -0.10% | – |
| MAT | Exit | Mattel Inc | $0 | – | -1,656,417 | -100.0% | -1.11% | – |
| LLTC | Exit | Linear Technology Corp | $0 | – | -1,275,127 | -100.0% | -1.93% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.