$5.22 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 294 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 15.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $132,585,000 | -0.6% | 1,019,805 | +1.1% | 2.54% | -6.3% |
| PEP | Buy | Pepsico Inc. | $126,126,000 | -0.9% | 1,131,886 | +2.7% | 2.42% | -6.6% |
| DEO | Buy | Diageo (Adr 1:4) | $124,716,000 | +11.3% | 943,888 | +0.9% | 2.39% | +4.9% |
| PII | Sell | Polaris Industries | $115,617,000 | +13.3% | 1,105,013 | -0.1% | 2.22% | +6.8% |
| FAST | Buy | Fastenal Co. | $111,816,000 | +7.8% | 2,453,192 | +3.0% | 2.14% | +1.7% |
| MSFT | Buy | Microsoft Corp. | $109,968,000 | +8.5% | 1,476,276 | +0.4% | 2.11% | +2.2% |
| NTRS | Buy | Northern Trust Corporation | $106,653,000 | -5.3% | 1,160,159 | +0.2% | 2.04% | -10.7% |
| FNF | Sell | Fidelity National Financial In | $105,801,000 | +4.4% | 2,229,268 | -1.4% | 2.03% | -1.6% |
| CB | Buy | Chubb Limited | $104,026,000 | +0.8% | 729,754 | +2.8% | 1.99% | -4.9% |
| CVX | Buy | Chevron Corp. | $102,978,000 | +17.0% | 876,407 | +3.9% | 1.97% | +10.3% |
| MMM | Sell | 3M Company | $102,817,000 | -0.0% | 489,839 | -0.8% | 1.97% | -5.8% |
| PX | Buy | Praxair Inc. | $102,405,000 | +9.0% | 732,828 | +3.4% | 1.96% | +2.8% |
| PAYX | Buy | Paychex Inc. | $102,182,000 | +9.5% | 1,704,164 | +4.0% | 1.96% | +3.2% |
| DWDP | New | DowDuPont Inc | $98,745,000 | – | 1,426,336 | +100.0% | 1.89% | – |
| GGG | Sell | Graco Inc. | $98,356,000 | +2.5% | 795,176 | -9.4% | 1.88% | -3.4% |
| SO | Buy | Southern Company | $98,034,000 | +14.0% | 1,994,985 | +11.0% | 1.88% | +7.4% |
| PGR | Sell | Progressive Corp. | $97,896,000 | +5.8% | 2,021,813 | -3.6% | 1.88% | -0.3% |
| CL | Buy | Colgate-Palmolive Co. | $97,011,000 | +0.0% | 1,331,649 | +1.8% | 1.86% | -5.7% |
| IRM | Buy | Iron Mountain | $92,597,000 | +16.5% | 2,380,376 | +2.9% | 1.77% | +9.8% |
| MLM | Buy | Martin Marietta Materials Inc. | $88,369,000 | +13.1% | 428,496 | +22.1% | 1.69% | +6.7% |
| RYN | Buy | Rayonier Inc. | $85,205,000 | +4.1% | 2,949,311 | +3.7% | 1.63% | -1.9% |
| PFE | Buy | Pfizer Inc. | $83,252,000 | +10.9% | 2,331,993 | +4.3% | 1.60% | +4.5% |
| ARCC | Buy | Ares Capital Corp. | $82,636,000 | +3.1% | 5,041,846 | +3.0% | 1.58% | -2.8% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $82,649,000 | -0.7% | 2,035,688 | +5.4% | 1.58% | -6.4% |
| KMI | Buy | Kinder Morgan Inc. | $81,591,000 | +4.7% | 4,253,950 | +4.6% | 1.56% | -1.3% |
| SYK | Buy | Stryker Corp. | $80,977,000 | +4.5% | 570,177 | +2.1% | 1.55% | -1.5% |
| KHC | Buy | Kraft Heinz Co. | $80,341,000 | +0.9% | 1,035,993 | +11.5% | 1.54% | -4.9% |
| BR | Sell | Broadridge Financial Solutions | $79,850,000 | +6.3% | 987,997 | -0.6% | 1.53% | +0.2% |
| WY | Buy | Weyerhaeuser Co. | $79,655,000 | +2.2% | 2,340,742 | +0.7% | 1.53% | -3.6% |
| MKL | Buy | Markel Corp. | $76,945,000 | +16.6% | 72,047 | +6.5% | 1.47% | +9.9% |
| CFRUY | Buy | Compagnie Financiere Richemont | $74,934,000 | +18.4% | 8,193,121 | +6.6% | 1.44% | +11.6% |
| CLNS | New | Colony Northstar Inc | $72,902,000 | – | 5,804,266 | +100.0% | 1.40% | – |
| GE | Buy | General Electric Company | $72,250,000 | -6.0% | 2,988,020 | +5.0% | 1.38% | -11.5% |
| AIG | Buy | American International Group I | $69,020,000 | +6.4% | 1,124,286 | +8.3% | 1.32% | +0.2% |
| AGN | Buy | Allergan Inc. | $65,356,000 | -9.0% | 318,886 | +8.0% | 1.25% | -14.2% |
| MA | Sell | Mastercard Inc. - A | $54,770,000 | +16.0% | 387,893 | -0.2% | 1.05% | +9.4% |
| DISCK | Buy | Discovery Communications Inc. | $50,722,000 | -9.5% | 2,503,556 | +12.6% | 0.97% | -14.7% |
| DLR | Buy | Digital Realty Trust Inc. | $48,520,000 | +5.1% | 410,041 | +0.3% | 0.93% | -1.0% |
| AXP | Sell | American Express Company | $47,984,000 | +5.4% | 530,442 | -1.8% | 0.92% | -0.6% |
| NXPI | Sell | NXP Semiconductors N.V. | $47,815,000 | -3.2% | 422,807 | -6.3% | 0.92% | -8.8% |
| ABCO | Buy | Advisory Board Company | $46,597,000 | +4.2% | 868,951 | +0.0% | 0.89% | -1.8% |
| TJX | Buy | TJX Companies | $44,289,000 | +4.5% | 600,690 | +2.3% | 0.85% | -1.5% |
| ADI | Buy | Analog Devices Inc. | $41,586,000 | +11.1% | 482,599 | +0.3% | 0.80% | +4.7% |
| ITW | Buy | Illinois Tool Works Inc. | $41,382,000 | +9.1% | 279,681 | +5.6% | 0.79% | +2.9% |
| SBUX | Buy | Starbucks Corporation | $39,164,000 | -5.2% | 729,181 | +2.9% | 0.75% | -10.7% |
| NTUS | Buy | Natus Medical Inc. | $39,156,000 | +128.7% | 1,044,161 | +127.4% | 0.75% | +115.5% |
| SLB | Buy | Schlumberger Ltd. | $39,073,000 | +9.4% | 560,102 | +3.2% | 0.75% | +3.0% |
| MSM | Buy | MSC Industrial Direct Co. Inc. | $37,149,000 | +35.5% | 491,590 | +54.2% | 0.71% | +27.8% |
| BKI | New | Black Knight, Inc | $36,372,000 | – | 845,855 | +100.0% | 0.70% | – |
| TMO | Sell | Thermo Fisher Scientific Inc. | $35,903,000 | +7.7% | 189,760 | -0.7% | 0.69% | +1.6% |
| BRKB | Sell | Berkshire Hathaway Inc. - B | $34,550,000 | +8.0% | 188,467 | -0.2% | 0.66% | +1.8% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $34,401,000 | +13.3% | 452,049 | +2.2% | 0.66% | +6.8% |
| UTX | Buy | United Technologies Corp. | $32,825,000 | -3.3% | 282,776 | +1.7% | 0.63% | -8.8% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $32,635,000 | +6.8% | 306,371 | +6.9% | 0.62% | +0.6% |
| WRB | Buy | W.R. Berkley Corp. | $31,486,000 | -3.3% | 471,775 | +0.3% | 0.60% | -8.8% |
| LOW | Buy | Lowe's Companies Inc. | $28,067,000 | +3.4% | 351,105 | +0.3% | 0.54% | -2.4% |
| GOOG | Buy | Alphabet Inc. - Class C | $27,712,000 | +5.5% | 28,894 | +0.0% | 0.53% | -0.6% |
| AXTA | Buy | Axalta Coating Systems LTD | $26,973,000 | +10.3% | 932,661 | +22.2% | 0.52% | +4.0% |
| ESRX | Buy | Express Scripts Inc. | $23,989,000 | +1.0% | 378,856 | +1.8% | 0.46% | -5.0% |
| BRO | Buy | Brown & Brown Inc. | $23,982,000 | +14.0% | 497,655 | +1.9% | 0.46% | +7.5% |
| MTSC | Buy | MTS Systems Corp. | $19,806,000 | +7.1% | 370,560 | +3.8% | 0.38% | +0.8% |
| HD | Buy | Home Depot Inc. | $19,580,000 | +7.5% | 119,714 | +0.9% | 0.38% | +1.4% |
| MBB | Buy | iShares MBS Bond ETF | $19,394,000 | +6.0% | 181,087 | +5.7% | 0.37% | -0.3% |
| IBCE | Buy | iShares Corporate ex Financial | $18,742,000 | +4.2% | 762,783 | +4.1% | 0.36% | -1.6% |
| MCD | Buy | McDonald's Corp. | $17,227,000 | +4.3% | 109,952 | +1.9% | 0.33% | -1.8% |
| BSCO | Buy | Guggenheim BulletShares Invest | $16,971,000 | +46.7% | 809,318 | +45.8% | 0.32% | +38.3% |
| SEIC | Buy | SEI Investments Company | $16,906,000 | +17.1% | 276,873 | +3.1% | 0.32% | +10.6% |
| LMT | Buy | Lockheed Martin Corp | $16,873,000 | +15.7% | 54,377 | +3.5% | 0.32% | +9.1% |
| ROST | Buy | Ross Stores | $16,678,000 | +65.9% | 258,288 | +48.3% | 0.32% | +56.4% |
| BDX | Buy | Becton Dickinson and Company | $16,465,000 | +3.3% | 84,025 | +2.9% | 0.32% | -2.8% |
| CBSH | Buy | Commerce Bancshares Inc. | $16,365,000 | +5.1% | 283,275 | +3.4% | 0.31% | -1.3% |
| NJR | Buy | New Jersey Resources Corp. | $16,179,000 | +8.9% | 383,852 | +2.6% | 0.31% | +2.6% |
| TROW | Buy | T. Rowe Price Group Inc. | $16,099,000 | +26.4% | 177,598 | +3.5% | 0.31% | +18.9% |
| GD | Buy | General Dynamics Corp. | $16,001,000 | +7.2% | 77,832 | +3.3% | 0.31% | +1.0% |
| DCI | Buy | Donaldson Inc. | $15,882,000 | +4.0% | 345,713 | +3.1% | 0.30% | -1.9% |
| MTB | Buy | M&T Bank Corp. | $15,767,000 | +2.8% | 97,910 | +3.4% | 0.30% | -3.2% |
| MDT | Buy | Medtronic | $15,325,000 | -9.6% | 197,059 | +3.2% | 0.29% | -14.5% |
| IBDR | New | iShares Corporate iBonds ETF 2 | $15,141,000 | – | 614,484 | +100.0% | 0.29% | – |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $15,030,000 | +4.5% | 435,536 | +4.2% | 0.29% | -1.4% |
| TLT | Buy | Barclays 20 Plus Year Treasury | $14,937,000 | +40.3% | 119,728 | +40.7% | 0.29% | +32.4% |
| CLX | Buy | The Clorox Company | $14,957,000 | +2.6% | 113,390 | +3.7% | 0.29% | -3.4% |
| PG | Buy | Procter & Gamble Company | $14,473,000 | +8.5% | 159,074 | +4.0% | 0.28% | +2.2% |
| APD | Buy | Air Products & Chemicals Inc. | $14,475,000 | +10.8% | 95,722 | +4.9% | 0.28% | +4.5% |
| NSRGY | Buy | Nestle SA | $14,432,000 | -0.2% | 172,192 | +3.8% | 0.28% | -6.1% |
| MDU | Buy | MDU Resources Group Inc. | $14,329,000 | +3.0% | 552,176 | +4.0% | 0.27% | -3.2% |
| NVS | Buy | Novartis AG - ADR | $13,676,000 | +7.3% | 159,300 | +4.4% | 0.26% | +1.2% |
| CFR | Buy | Cullen Frost Bankers Inc. | $13,433,000 | +3.5% | 141,518 | +2.4% | 0.26% | -2.7% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $13,161,000 | +4.3% | 492,182 | +4.1% | 0.25% | -1.6% |
| NMFC | Sell | New Mountain Finance Corp. | $13,093,000 | -3.0% | 918,854 | -1.0% | 0.25% | -8.4% |
| XOM | Buy | Exxon Mobil Corp. | $13,109,000 | +7.3% | 159,910 | +5.6% | 0.25% | +1.2% |
| EXPD | Buy | Expeditors International of Wa | $13,051,000 | +6.8% | 218,031 | +0.8% | 0.25% | +0.8% |
| GBDC | Sell | Golub Capital BDC Inc. | $12,739,000 | -2.9% | 676,860 | -1.3% | 0.24% | -8.3% |
| TCPC | Sell | TCP Capital Corp. | $12,344,000 | -4.3% | 748,539 | -1.9% | 0.24% | -9.9% |
| MORN | Sell | Morningstar Inc. | $11,738,000 | -19.5% | 138,103 | -25.8% | 0.22% | -24.0% |
| NKE | Buy | Nike Inc. - B | $11,693,000 | -7.6% | 225,524 | +5.2% | 0.22% | -12.8% |
| JWN | Sell | Nordstrom Inc. | $10,937,000 | -2.9% | 231,955 | -1.5% | 0.21% | -8.7% |
| SLRC | Sell | Solar Capital Ltd. | $10,571,000 | -3.2% | 488,498 | -2.1% | 0.20% | -9.0% |
| HTGC | Buy | Hercules Technology Growth Cap | $9,910,000 | +21.5% | 768,230 | +24.7% | 0.19% | +14.5% |
| TCRD | Sell | THL Credit, Inc. | $9,891,000 | -7.6% | 1,060,148 | -1.5% | 0.19% | -13.3% |
| IBCD | Buy | iShares Corporate ex Financial | $9,319,000 | +4.8% | 377,753 | +4.6% | 0.18% | -1.1% |
| PDCO | Buy | Patterson Companies Inc. | $9,336,000 | -16.1% | 241,552 | +1.9% | 0.18% | -20.8% |
| TPVG | Sell | TriplePoint Venture Growth BDC | $9,331,000 | -2.4% | 696,313 | -3.1% | 0.18% | -7.7% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $9,304,000 | +0.3% | 190,221 | -0.2% | 0.18% | -5.8% |
| MLN | Buy | VanEck Vectors Long Municipal | $9,225,000 | +2.7% | 461,946 | +2.2% | 0.18% | -3.3% |
| IJJ | Sell | S&P MidCap 400 Value Index Fun | $8,629,000 | -14.5% | 56,496 | -16.9% | 0.16% | -19.5% |
| IGIB | Buy | iShares Interm. Term Corporate | $8,571,000 | +18.0% | 77,808 | +17.6% | 0.16% | +10.8% |
| IJK | Sell | S&P MidCap 400 Growth Index Fu | $8,415,000 | -12.5% | 41,586 | -15.0% | 0.16% | -17.4% |
| CYS | CYS Investments Inc | $7,878,000 | +2.7% | 911,826 | 0.0% | 0.15% | -3.2% | |
| IYW | Sell | Dow Jones US Technology - iSha | $7,551,000 | -26.1% | 50,367 | -31.1% | 0.14% | -30.3% |
| TSLX | Sell | TPG Specialty Lending, Inc. | $7,527,000 | -4.2% | 359,103 | -6.6% | 0.14% | -10.0% |
| IJT | Buy | S&P SmallCap 600 Growth Index | $7,522,000 | +104.4% | 45,732 | +93.8% | 0.14% | +92.0% |
| SCM | Buy | Stellus Capital Investment | $7,270,000 | +3.6% | 532,605 | +4.1% | 0.14% | -2.8% |
| TCAP | Sell | Triangle Capital Corp. | $7,118,000 | -20.5% | 498,445 | -2.0% | 0.14% | -25.3% |
| PNNT | Sell | PennantPark Investment Corp. | $6,909,000 | +0.6% | 919,909 | -1.0% | 0.13% | -5.7% |
| IJS | Buy | S&P SmallCap 600 Value Index F | $6,796,000 | +180.7% | 45,826 | +164.6% | 0.13% | +165.3% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $6,623,000 | +7.8% | 255,801 | +7.5% | 0.13% | +1.6% |
| IBMK | Sell | iShares iBonds Dec 2022 AMT-F | $6,580,000 | -11.2% | 252,394 | -11.4% | 0.13% | -16.6% |
| VWO | New | Vanguard MSCI Emerging Markets | $6,535,000 | – | 149,987 | +100.0% | 0.12% | – |
| XLV | Sell | Health Care Select Sector - SP | $6,316,000 | -7.3% | 77,282 | -10.1% | 0.12% | -12.3% |
| ACWX | New | iShares MSCI ACWI EX US ETF | $6,062,000 | – | 125,369 | +100.0% | 0.12% | – |
| NLY | Buy | Annaly Capital Management Inc. | $5,923,000 | +6.4% | 485,902 | +5.2% | 0.11% | 0.0% |
| OFS | Sell | OFS Capital Corp. | $5,793,000 | -9.9% | 439,898 | -2.1% | 0.11% | -15.3% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $5,616,000 | +4.7% | 264,259 | +4.8% | 0.11% | -0.9% |
| BSCL | Buy | Guggenheim BulletShares Invest | $5,634,000 | +4.6% | 263,779 | +4.3% | 0.11% | -0.9% |
| BSCM | Buy | Guggenheim BulletShares Invest | $5,659,000 | +4.5% | 264,303 | +4.1% | 0.11% | -1.8% |
| BSCK | Buy | Guggenheim BulletShares Invest | $5,633,000 | +4.6% | 261,895 | +4.4% | 0.11% | -0.9% |
| FSK | Sell | FS Investment Corp. | $5,607,000 | -8.4% | 663,535 | -0.8% | 0.11% | -13.7% |
| VAR | Sell | Varian Medical Systems Inc. | $5,335,000 | -15.3% | 53,321 | -12.7% | 0.10% | -20.3% |
| MUB | Buy | iShares National AMT-Free Muni | $5,131,000 | +8.2% | 46,277 | +7.5% | 0.10% | +2.1% |
| IYF | Sell | Dow Jones US Financial Sector | $5,085,000 | -37.5% | 45,352 | -40.1% | 0.10% | -41.2% |
| XLI | Sell | Industrial Select Sector - SPD | $4,961,000 | -17.2% | 69,868 | -20.6% | 0.10% | -22.1% |
| BMRC | Buy | Bank of Marin (CA) | $4,591,000 | +38.1% | 67,019 | +24.1% | 0.09% | +29.4% |
| IPHS | Buy | Innophos Holdings Inc | $4,599,000 | +16.2% | 93,494 | +3.5% | 0.09% | +10.0% |
| HYH | Buy | Halyard Health Inc. | $4,568,000 | +16.1% | 101,454 | +1.3% | 0.09% | +8.8% |
| RAVN | Buy | Raven Industries Inc. | $4,508,000 | +1.9% | 139,150 | +4.7% | 0.09% | -4.4% |
| MOV | Sell | Movado Group Inc. | $4,429,000 | +0.3% | 158,172 | -9.6% | 0.08% | -5.6% |
| IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $4,425,000 | +3.7% | 172,180 | +3.3% | 0.08% | -2.3% |
| FWRD | Buy | Forward Air Corp. | $4,437,000 | +9.2% | 77,542 | +1.7% | 0.08% | +2.4% |
| LQD | Buy | iShares iBoxx Corporate Bond E | $4,313,000 | +32.7% | 35,575 | +31.9% | 0.08% | +25.8% |
| SAM | Buy | The Boston Beer Company Inc. | $4,167,000 | +20.9% | 26,682 | +2.3% | 0.08% | +14.3% |
| CULP | Buy | Culp Inc. | $4,099,000 | +44.6% | 125,156 | +43.5% | 0.08% | +36.2% |
| XLY | Sell | Consumer Discret Select Sector | $4,097,000 | -28.8% | 45,484 | -29.2% | 0.08% | -33.3% |
| THR | Buy | Thermon Group Holdings Inc. | $4,066,000 | -4.0% | 226,006 | +2.3% | 0.08% | -9.3% |
| LXFT | New | Luxoft Holding Inc | $4,008,000 | – | 83,849 | +100.0% | 0.08% | – |
| VBTX | Buy | Veritex Holdings | $3,947,000 | +4.5% | 146,423 | +2.1% | 0.08% | -1.3% |
| SPY | Buy | S&P 500 - SPDR | $3,928,000 | +9.4% | 15,634 | +5.3% | 0.08% | +2.7% |
| MAIN | Sell | Main Street Capital Corp. | $3,935,000 | -14.6% | 98,998 | -17.4% | 0.08% | -20.2% |
| HLT | Sell | Hilton Worldwide Holdings Inc. | $3,853,000 | +11.0% | 55,478 | -1.1% | 0.07% | +4.2% |
| TYPE | Buy | Monotype Imaging Holdings Inc. | $3,831,000 | +7.6% | 198,990 | +2.3% | 0.07% | +1.4% |
| PBPB | Buy | Potbelly Corp. | $3,809,000 | +10.6% | 307,129 | +2.6% | 0.07% | +4.3% |
| TECH | Buy | Techne Corp. | $3,765,000 | +3.9% | 31,148 | +1.1% | 0.07% | -2.7% |
| BSCP | Buy | Guggenheim BulletShares Invest | $3,771,000 | +25.7% | 181,472 | +24.9% | 0.07% | +18.0% |
| FELE | Sell | Franklin Electric Co. Inc. | $3,549,000 | +5.7% | 79,119 | -2.5% | 0.07% | 0.0% |
| RMAX | Sell | RE/MAX Holdings Inc. | $3,535,000 | -69.9% | 55,623 | -73.4% | 0.07% | -71.4% |
| LNCE | Buy | Snyder's-Lance Inc. | $3,492,000 | +10.5% | 91,552 | +0.3% | 0.07% | +4.7% |
| MCC | Medley Capital Corp. | $3,506,000 | -6.6% | 587,221 | 0.0% | 0.07% | -11.8% | |
| GSBD | Sell | Goldman Sachs BDC Inc. | $3,435,000 | +1.2% | 150,528 | -0.1% | 0.07% | -4.3% |
| AINV | Apollo Investment Corp. | $3,367,000 | -4.4% | 551,102 | 0.0% | 0.06% | -11.1% | |
| REZ | Sell | iShares Residential Real Estat | $3,350,000 | -54.7% | 52,676 | -53.7% | 0.06% | -57.3% |
| GOOGL | Sell | Alphabet Inc. - Class A | $3,208,000 | +2.0% | 3,295 | -2.6% | 0.06% | -4.7% |
| IBMH | Buy | iShares iBonds Sep 2019 Amt Fr | $3,085,000 | +3.2% | 120,676 | +3.1% | 0.06% | -3.3% |
| ROLL | Buy | RBC Bearings Incorporated | $2,973,000 | +26.0% | 23,757 | +2.4% | 0.06% | +18.8% |
| VCLT | Buy | Vanguard Long Term Corporate B | $2,912,000 | +7.7% | 30,925 | +6.7% | 0.06% | +1.8% |
| HYG | Buy | High Yield Corporate Bond Fund | $2,818,000 | +6.1% | 31,749 | +5.6% | 0.05% | 0.0% |
| JNK | Buy | Barclays Capital High Yield Bo | $2,825,000 | +7.2% | 75,705 | +6.8% | 0.05% | 0.0% |
| JBT | Sell | John Bean Technologies Corp. | $2,784,000 | +0.5% | 27,540 | -2.6% | 0.05% | -5.4% |
| ABDC | Buy | Alcentra Capital Corporation | $2,652,000 | -6.8% | 247,583 | +18.2% | 0.05% | -12.1% |
| VREX | Buy | Varex Imaging Corp | $2,656,000 | +362.7% | 78,491 | +362.0% | 0.05% | +325.0% |
| PFLT | Sell | PennantPark Floating Rate Capi | $2,483,000 | -1.0% | 171,462 | -3.5% | 0.05% | -5.9% |
| IWN | Sell | Russell 2000 Value Index - iSh | $2,514,000 | -37.9% | 20,258 | -40.5% | 0.05% | -41.5% |
| VGK | New | European ETF - Vanguard | $2,349,000 | – | 40,272 | +100.0% | 0.04% | – |
| XLE | Sell | Energy Select Sector - SPDR | $2,151,000 | -26.3% | 31,417 | -30.2% | 0.04% | -30.5% |
| CMFN | Sell | CM Finance Inc. | $2,067,000 | -10.2% | 221,051 | -4.0% | 0.04% | -14.9% |
| SPTI | New | SPDR Barclays Intermediate Ter | $1,928,000 | – | 32,118 | +100.0% | 0.04% | – |
| IWO | Sell | Russell 2000 Growth Index - iS | $1,805,000 | -39.0% | 10,088 | -42.5% | 0.04% | -41.7% |
| XLP | Sell | Consumer Staples Select Sector | $1,715,000 | -43.3% | 31,778 | -42.3% | 0.03% | -45.9% |
| CPTA | Sell | Capitala Finance Corp. | $1,563,000 | -26.7% | 163,916 | -0.0% | 0.03% | -30.2% |
| EXPO | Sell | Exponent Inc. | $1,447,000 | -47.6% | 19,585 | -58.7% | 0.03% | -50.0% |
| SUNS | Sell | Solar Senior Capital Ltd. | $1,364,000 | -2.5% | 79,159 | -5.2% | 0.03% | -7.1% |
| IBML | New | iShares Muni Bond 2023 | $1,338,000 | – | 52,451 | +100.0% | 0.03% | – |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,374,000 | +7.9% | 5 | 0.0% | 0.03% | 0.0% | |
| IGSB | Buy | iShares Barclays 1-3 Year Inve | $1,288,000 | +80.4% | 12,227 | +80.4% | 0.02% | +66.7% |
| KCAP | KCAP Financial Inc | $1,243,000 | +3.4% | 340,472 | 0.0% | 0.02% | 0.0% | |
| IDU | Sell | Dow Jones US Utilities - iShar | $1,276,000 | -52.5% | 9,601 | -53.5% | 0.02% | -56.4% |
| XLB | Sell | Materials Select Sector - SPDR | $1,232,000 | -4.3% | 21,693 | -9.3% | 0.02% | -7.7% |
| IT | Sell | Gartner Inc | $1,167,000 | -4.2% | 9,380 | -4.9% | 0.02% | -12.0% |
| IAU | iShares Gold Trust | $1,093,000 | +3.1% | 88,786 | 0.0% | 0.02% | -4.5% | |
| CMO | Capstead Mortgage Corp. | $1,066,000 | -7.5% | 110,509 | 0.0% | 0.02% | -13.0% | |
| VNQ | Buy | REIT Index - Vanguard | $1,041,000 | +17.1% | 12,532 | +17.3% | 0.02% | +11.1% |
| FSP | Buy | Franklin Street Properties Cor | $850,000 | +27.8% | 80,000 | +33.3% | 0.02% | +14.3% |
| IVV | Sell | S&P 500 Index Fund - iShares | $663,000 | -13.8% | 2,621 | -17.0% | 0.01% | -18.8% |
| V | Sell | Visa, Inc. - A | $685,000 | +3.0% | 6,507 | -8.3% | 0.01% | -7.1% |
| JPM | Sell | JP Morgan Chase & Company | $686,000 | +2.7% | 7,184 | -1.7% | 0.01% | -7.1% |
| IVE | Sell | S&P 500 Value Index - iShares | $622,000 | +1.5% | 5,762 | -1.3% | 0.01% | 0.0% |
| IVW | Sell | S&P 500 Growth Index - iShares | $552,000 | +3.0% | 3,850 | -1.7% | 0.01% | 0.0% |
| QCOM | Buy | Qualcomm Inc. | $545,000 | +11.0% | 10,504 | +18.1% | 0.01% | 0.0% |
| IWP | Sell | Russell Midcap Growth Index Fu | $504,000 | -91.6% | 4,455 | -92.0% | 0.01% | -91.8% |
| DLN | Sell | WisdomTree LargeCap Dividend F | $441,000 | -31.9% | 5,077 | -34.1% | 0.01% | -38.5% |
| KO | Buy | The Coca-Cola Company | $415,000 | +7.2% | 9,213 | +6.8% | 0.01% | 0.0% |
| WFC | Buy | Wells Fargo & Company | $358,000 | +38.2% | 6,497 | +39.0% | 0.01% | +40.0% |
| SHM | New | SPDR Nuveen Barclays Capital S | $377,000 | – | 7,748 | +100.0% | 0.01% | – |
| EOG | Buy | EOG Resources | $341,000 | +10.0% | 3,525 | +2.9% | 0.01% | +16.7% |
| Manatuck Hill Mariner Offshore | $343,000 | -1.7% | 2,650 | 0.0% | 0.01% | 0.0% | ||
| AA | Sell | Alcoa Corporation | $347,000 | +33.0% | 7,433 | -6.9% | 0.01% | +40.0% |
| RGLD | Buy | Royal Gold, Inc. | $360,000 | +12.1% | 4,182 | +2.0% | 0.01% | 0.0% |
| PPLT | Buy | ETFS Physical Platinum | $342,000 | +8.2% | 3,923 | +9.8% | 0.01% | +16.7% |
| FNV | Franco-Nevada Corp. | $349,000 | +7.4% | 4,502 | 0.0% | 0.01% | 0.0% | |
| VTI | Buy | Vanguard Total Stock Market | $311,000 | +8.0% | 2,402 | +3.8% | 0.01% | 0.0% |
| EEMS | New | iShares MSCI Emerging Markets | $329,000 | – | 6,658 | +100.0% | 0.01% | – |
| MINT | New | Pimco Enhanced Short Maturity | $242,000 | – | 2,375 | +100.0% | 0.01% | – |
| IDV | Sell | Dow Jones U.S. Select Dividend | $286,000 | -21.0% | 8,481 | -23.3% | 0.01% | -28.6% |
| ABT | Sell | Abbott Laboratories | $245,000 | +8.9% | 4,591 | -0.9% | 0.01% | 0.0% |
| IJR | Buy | S&P SmallCap 600 Index Fund - | $269,000 | +8.0% | 3,627 | +1.9% | 0.01% | 0.0% |
| USB | Buy | US Bancorp | $254,000 | +8.5% | 4,745 | +5.3% | 0.01% | 0.0% |
| VMC | Buy | Vulcan Materials Co. | $262,000 | -5.1% | 2,189 | +0.5% | 0.01% | -16.7% |
| PCH | Potlatch Corp. | $262,000 | +12.0% | 5,128 | 0.0% | 0.01% | 0.0% | |
| GAIN | Gladstone Investment Corp. | $279,000 | +1.1% | 29,360 | 0.0% | 0.01% | -16.7% | |
| WPM | Buy | Wheaton Precious Metals Corp | $271,000 | +1.5% | 14,203 | +5.7% | 0.01% | 0.0% |
| KMPR | New | Kemper Corp. | $237,000 | – | 4,470 | +100.0% | 0.01% | – |
| XEC | New | Cimarex Energy Co. | $247,000 | – | 2,176 | +100.0% | 0.01% | – |
| FLOT | New | iShares Floating Rate Note Fun | $242,000 | – | 4,755 | +100.0% | 0.01% | – |
| ACN | Sell | Accenture PLC | $214,000 | +5.9% | 1,587 | -2.9% | 0.00% | 0.0% |
| SWN | Buy | Southwestern Energy Co. | $213,000 | +1.4% | 34,869 | +0.8% | 0.00% | 0.0% |
| SA | Buy | Seabridge Gold Inc. | $210,000 | +21.4% | 17,198 | +7.5% | 0.00% | 0.0% |
| SGSVF | Sabina Gold & Silver Co NPV | $211,000 | +14.1% | 119,300 | 0.0% | 0.00% | 0.0% | |
| MDY | Sell | SPDR S&P MidCap 400 ETF Trust | $208,000 | -5.9% | 638 | -8.5% | 0.00% | 0.0% |
| RSPP | New | RSP Permian, Inc. | $228,000 | – | 6,602 | +100.0% | 0.00% | – |
| PXD | Buy | Pioneer Natural Resources Co. | $228,000 | +3.2% | 1,543 | +11.2% | 0.00% | 0.0% |
| NEE | New | NextEra Energy, Inc. | $207,000 | – | 1,413 | +100.0% | 0.00% | – |
| LLY | Eli Lilly & Co. | $209,000 | +3.5% | 2,449 | 0.0% | 0.00% | 0.0% | |
| SLV | Silver Trust - iShares | $203,000 | 0.0% | 12,907 | 0.0% | 0.00% | 0.0% | |
| IWD | Sell | Russell 1000 Value Index - iSh | $205,000 | -40.8% | 1,727 | -42.0% | 0.00% | -42.9% |
| HCAP | Harvest Capital Credit Corp | $223,000 | +1.8% | 16,699 | 0.0% | 0.00% | 0.0% | |
| BAC | Sell | Bank of America Corp. | $213,000 | -20.5% | 8,419 | -23.7% | 0.00% | -20.0% |
| FSC | New | Fifth Street Finance Corp. | $172,000 | – | 31,380 | +100.0% | 0.00% | – |
| CCJ | Cameco Corp. | $159,000 | +6.7% | 16,413 | 0.0% | 0.00% | 0.0% | |
| AG | Buy | First Majestic Silver Corp. | $117,000 | -6.4% | 17,091 | +14.0% | 0.00% | -33.3% |
| BSXGF | Belo Sun Mining Corp Com NPV | $112,000 | -2.6% | 249,051 | 0.0% | 0.00% | 0.0% | |
| FSM | Fortuna Silver Mines Inc | $102,000 | -10.5% | 23,292 | 0.0% | 0.00% | 0.0% | |
| IWF | Exit | Russell 1000 Growth Index Fund | $0 | – | -1,856 | -100.0% | -0.00% | – |
| KMB | Exit | Kimberly-Clark Corporation | $0 | – | -1,632 | -100.0% | -0.00% | – |
| COST | Exit | Costco Wholesale Corporation | $0 | – | -1,265 | -100.0% | -0.00% | – |
| BKCC | Exit | BlackRock Kelso Capital Corp. | $0 | – | -42,195 | -100.0% | -0.01% | – |
| MO | Exit | Altria Group Inc. | $0 | – | -6,715 | -100.0% | -0.01% | – |
| DOW | Exit | Dow Chemical | $0 | – | -14,801 | -100.0% | -0.02% | – |
| HAE | Exit | Haemonetics Corporation | $0 | – | -54,092 | -100.0% | -0.04% | – |
| IGLB | Exit | iShares 10 Plus Year Credit Bond E | $0 | – | -45,334 | -100.0% | -0.06% | – |
| OB | Exit | OneBeacon Insurance Group Ltd. | $0 | – | -171,526 | -100.0% | -0.06% | – |
| WOOF | Exit | VCA Antech Inc. | $0 | – | -45,623 | -100.0% | -0.09% | – |
| IWS | Exit | Russell MidCap Value Index Fun | $0 | – | -62,767 | -100.0% | -0.11% | – |
| BSCI | Exit | Guggenheim BulletShares Corpor | $0 | – | -251,830 | -100.0% | -0.11% | – |
| BKFS | Exit | Black Knight Financial Service | $0 | – | -165,185 | -100.0% | -0.14% | – |
| DFIN | Exit | Donnelley Financial Solutions | $0 | – | -305,275 | -100.0% | -0.14% | – |
| GWW | Exit | W.W. Grainger Inc. | $0 | – | -53,589 | -100.0% | -0.20% | – |
| IBCC | Exit | iShares Corporate ex Financial | $0 | – | -576,327 | -100.0% | -0.29% | – |
| KSS | Exit | Kohl's Corp. | $0 | – | -1,194,244 | -100.0% | -0.94% | – |
| DD | Exit | E.I. du Pont de Nemours & Comp | $0 | – | -999,516 | -100.0% | -1.64% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L. P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.