$4.12 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 235 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 17.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $105,138,000 | +1.2% | 912,580 | +3.8% | 2.55% | -5.9% |
| PEP | Buy | Pepsico Inc | $102,450,000 | -0.3% | 979,165 | +3.6% | 2.49% | -7.3% |
| NTRS | Buy | Northern Trust Corporation | $90,542,000 | +35.4% | 1,016,760 | +3.4% | 2.20% | +26.0% |
| CVX | Buy | Chevron Corp. | $86,200,000 | +22.0% | 732,369 | +6.7% | 2.09% | +13.4% |
| MSFT | Buy | Microsoft Corp. | $86,113,000 | +10.1% | 1,385,790 | +2.1% | 2.09% | +2.5% |
| DEO | Buy | Diageo (Adr 1:4) | $84,863,000 | +5.0% | 816,463 | +17.2% | 2.06% | -2.3% |
| PAYX | Buy | Paychex Inc. | $84,608,000 | +24.7% | 1,389,753 | +18.5% | 2.05% | +16.0% |
| CB | Buy | Chubb Limited | $82,687,000 | +12.3% | 625,850 | +6.8% | 2.01% | +4.5% |
| MMM | Buy | 3M Company | $82,474,000 | +17.6% | 461,858 | +16.0% | 2.00% | +9.4% |
| FAST | Buy | Fastenal Co. | $82,246,000 | +30.2% | 1,750,659 | +15.7% | 2.00% | +21.0% |
| LLTC | Sell | Linear Technology Corp | $79,504,000 | +1.0% | 1,275,127 | -3.9% | 1.93% | -6.0% |
| SO | Buy | Southern Company | $75,387,000 | +13.2% | 1,532,569 | +18.1% | 1.83% | +5.3% |
| KHC | Buy | Kraft Heinz Co. | $74,739,000 | +14.3% | 855,921 | +17.2% | 1.81% | +6.3% |
| ARCC | Buy | Ares Capital Corp. | $73,798,000 | +13.3% | 4,475,327 | +6.5% | 1.79% | +5.4% |
| GGG | Buy | Graco inc. | $72,606,000 | +15.8% | 873,825 | +3.1% | 1.76% | +7.7% |
| PGR | Buy | Progressive Corp. | $72,425,000 | +17.0% | 2,040,127 | +3.8% | 1.76% | +8.9% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $70,540,000 | +27.2% | 961,030 | +16.0% | 1.71% | +18.3% |
| MLM | Sell | Martin Marietta Materials Inc. | $70,531,000 | +21.3% | 318,383 | -1.9% | 1.71% | +12.9% |
| PX | Buy | Praxair Inc. | $70,240,000 | +5.3% | 599,372 | +8.5% | 1.70% | -2.1% |
| CL | Buy | Colgate-Palmolive Co. | $69,693,000 | +3.7% | 1,064,987 | +17.5% | 1.69% | -3.5% |
| FNF | Buy | Fidelity National Financial In | $69,388,000 | +7.3% | 2,043,216 | +16.6% | 1.68% | -0.2% |
| SYK | Buy | Stryker Corp. | $66,663,000 | +3.2% | 556,409 | +0.3% | 1.62% | -4.0% |
| IRM | Buy | Iron Mountain | $65,129,000 | +4.8% | 2,005,197 | +21.1% | 1.58% | -2.5% |
| WY | Buy | Weyerhaeuser Co. | $64,605,000 | +2.9% | 2,147,067 | +9.2% | 1.57% | -4.3% |
| RYN | Buy | Rayonier Inc. | $63,839,000 | +7.7% | 2,399,951 | +7.5% | 1.55% | +0.2% |
| BR | Buy | Broadridge Financial Solutions | $61,914,000 | +5.4% | 933,846 | +7.8% | 1.50% | -2.0% |
| PFE | Buy | Pfizer Inc. | $60,735,000 | +4.4% | 1,869,907 | +8.8% | 1.47% | -2.9% |
| KMI | Buy | Kinder Morgan Inc. | $59,278,000 | -2.5% | 2,862,279 | +8.9% | 1.44% | -9.3% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $59,299,000 | -2.1% | 1,539,843 | +9.7% | 1.44% | -8.9% |
| GE | Buy | General Electric Company | $57,363,000 | +10.3% | 1,815,270 | +3.4% | 1.39% | +2.6% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $56,134,000 | +7.5% | 766,223 | +3.4% | 1.36% | -0.1% |
| AIG | Sell | American International Group I | $55,804,000 | +9.0% | 854,451 | -0.9% | 1.35% | +1.3% |
| KSS | Sell | Kohl's Corp. | $55,347,000 | +0.7% | 1,120,846 | -10.8% | 1.34% | -6.3% |
| AGN | Buy | Allergan Inc. | $52,107,000 | +98.1% | 248,118 | +117.2% | 1.26% | +84.1% |
| MKL | Buy | Markel Corp. | $51,376,000 | -1.9% | 56,800 | +0.7% | 1.25% | -8.8% |
| DISCK | Buy | Discovery Communications Inc. | $47,247,000 | +2.4% | 1,764,268 | +0.6% | 1.15% | -4.7% |
| MAT | Buy | Mattel Inc | $45,634,000 | +21.0% | 1,656,417 | +33.0% | 1.11% | +12.6% |
| NXPI | Sell | NXP Semiconductors | $45,572,000 | -4.6% | 464,970 | -0.7% | 1.11% | -11.3% |
| LOW | Buy | Lowe's Companies Inc. | $44,752,000 | +3.4% | 629,241 | +5.0% | 1.09% | -3.8% |
| CFRUY | Buy | Compagnie Financiere Richemont | $42,487,000 | +8.2% | 6,476,656 | +0.8% | 1.03% | +0.7% |
| MA | Sell | Mastercard Inc. - A | $41,760,000 | -3.0% | 404,457 | -4.4% | 1.01% | -9.7% |
| AXP | Buy | American Express Company | $38,778,000 | +17.4% | 523,460 | +1.5% | 0.94% | +9.2% |
| DLR | Buy | Digital Realty Trust Inc. | $37,834,000 | +18.5% | 385,038 | +17.2% | 0.92% | +10.2% |
| TJX | Sell | TJX Companies | $37,170,000 | -4.8% | 494,741 | -5.3% | 0.90% | -11.5% |
| ITW | Sell | Illinois Tool Works Inc. | $32,231,000 | -5.4% | 263,199 | -7.5% | 0.78% | -12.0% |
| WRB | Sell | W.R. Berkley Corp | $31,210,000 | +5.8% | 469,247 | -8.2% | 0.76% | -1.6% |
| UTX | Sell | United Technologies Corp. | $30,224,000 | +0.1% | 275,712 | -7.2% | 0.73% | -6.9% |
| BRKB | Sell | Berkshire Hathaway Inc. - B | $29,660,000 | +3.3% | 181,983 | -8.5% | 0.72% | -4.0% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $27,420,000 | +22.7% | 261,588 | +31.0% | 0.67% | +14.2% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $26,099,000 | -17.7% | 184,971 | -7.2% | 0.63% | -23.5% |
| SLB | Sell | Schlumberger Ltd. | $25,734,000 | +0.5% | 306,545 | -5.9% | 0.62% | -6.4% |
| ABCO | Buy | Advisory Board Company | $24,409,000 | -13.4% | 734,107 | +16.5% | 0.59% | -19.5% |
| ESRX | Sell | Express Scripts Inc. | $22,587,000 | -7.8% | 328,349 | -5.5% | 0.55% | -14.2% |
| BRO | Sell | Brown & Brown Inc. | $20,830,000 | -12.6% | 464,330 | -26.5% | 0.51% | -18.6% |
| GOOG | Sell | Alphabet Inc. Class- C | $20,170,000 | -20.2% | 26,134 | -19.6% | 0.49% | -25.6% |
| DFIN | New | Donnelley Financial Solution | $18,766,000 | – | 816,626 | +100.0% | 0.46% | – |
| MSM | Sell | MSC Industrial Direct Co. Inc | $17,808,000 | -8.1% | 192,746 | -27.0% | 0.43% | -14.6% |
| RMAX | Sell | RE/Max Holdings | $17,557,000 | -10.8% | 313,515 | -30.2% | 0.43% | -17.0% |
| MTSC | Buy | MTS Systems Corp. | $17,507,000 | +31.0% | 308,770 | +6.4% | 0.42% | +21.8% |
| IBCE | Buy | iShares Corporate ex Financial | $16,043,000 | +11.7% | 663,756 | +16.4% | 0.39% | +3.7% |
| HD | Buy | Home Depot Inc. | $14,912,000 | +10.7% | 111,218 | +6.2% | 0.36% | +2.8% |
| CBSH | Buy | Commerce Bancshares Inc. | $14,688,000 | +29.4% | 254,066 | +10.3% | 0.36% | +20.6% |
| GBDC | Sell | Golub Capital BDC Inc | $14,366,000 | -1.5% | 781,172 | -0.5% | 0.35% | -8.2% |
| MDU | Buy | MDU Resources Group Inc. | $13,989,000 | +18.8% | 486,220 | +5.1% | 0.34% | +10.7% |
| MBB | Buy | iShares MBS Bond ETF | $13,987,000 | +64.6% | 131,532 | +70.5% | 0.34% | +52.7% |
| GD | Buy | General Dynamics Corp. | $13,915,000 | +17.9% | 80,591 | +6.0% | 0.34% | +9.7% |
| MTB | Buy | M&T Bank Corp. | $13,810,000 | +44.0% | 88,280 | +6.9% | 0.34% | +34.0% |
| ADI | Buy | Analog Devices Inc. | $13,659,000 | +19.6% | 188,092 | +6.2% | 0.33% | +11.4% |
| NMFC | Buy | New Mountain Finance Corp. | $13,139,000 | +14.9% | 931,841 | +12.1% | 0.32% | +7.0% |
| DCI | Buy | Donaldson Inc | $13,072,000 | +20.1% | 310,636 | +6.6% | 0.32% | +11.6% |
| IBCC | Buy | iShares Corporate ex Financial | $12,817,000 | +14.3% | 520,195 | +15.0% | 0.31% | +6.1% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $12,826,000 | +12.4% | 378,235 | +15.8% | 0.31% | +4.4% |
| LMT | Buy | Lockheed Martin Corp | $12,610,000 | +10.9% | 50,450 | +6.3% | 0.31% | +3.0% |
| TCPC | Sell | TCP Capital Corp | $12,541,000 | +2.7% | 742,062 | -0.5% | 0.30% | -4.7% |
| BDX | Buy | Becton Dickinson and Company | $12,400,000 | -1.9% | 74,905 | +6.5% | 0.30% | -8.8% |
| NJR | Buy | New Jersey Resources Corp. | $12,223,000 | +16.6% | 344,312 | +8.0% | 0.30% | +8.8% |
| XOM | Buy | Exxon Mobil Corp. | $12,182,000 | +11.4% | 134,971 | +7.7% | 0.30% | +3.9% |
| MCD | Buy | McDonald's Corp. | $12,107,000 | +14.4% | 99,467 | +8.4% | 0.29% | +6.5% |
| SBUX | Buy | Starbucks Corporation | $12,040,000 | +8.4% | 216,861 | +5.7% | 0.29% | +0.7% |
| SEIC | Buy | SEI Investments Company | $11,881,000 | +17.4% | 240,695 | +8.5% | 0.29% | +9.1% |
| TLT | Sell | Barclays 20 Year Treasury Bond | $11,616,000 | -55.3% | 97,509 | -48.4% | 0.28% | -58.4% |
| CFR | Buy | Cullen Frost Bankers Inc. | $11,574,000 | +28.5% | 131,180 | +4.7% | 0.28% | +19.6% |
| CLX | Buy | The Clorox Company | $11,545,000 | +4.4% | 96,190 | +8.9% | 0.28% | -3.1% |
| APD | Buy | Air Products & Chemicals Inc. | $11,497,000 | +4.1% | 79,938 | +8.8% | 0.28% | -3.1% |
| PG | Buy | Procter & Gamble Company | $11,299,000 | +2.0% | 134,386 | +8.9% | 0.27% | -5.2% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $11,245,000 | +11.7% | 428,721 | +15.8% | 0.27% | +3.8% |
| EXPD | Sell | Expeditors International of Wa | $11,208,000 | -4.8% | 211,629 | -7.4% | 0.27% | -11.4% |
| TROW | Buy | T. Rowe Price Group Inc. | $11,175,000 | +24.0% | 148,480 | +9.6% | 0.27% | +15.3% |
| PII | Buy | Polaris Industries | $11,046,000 | +15.8% | 134,071 | +8.9% | 0.27% | +7.6% |
| SLRC | Buy | Solar Capital, LTD. | $10,988,000 | +1.5% | 527,738 | +0.0% | 0.27% | -5.7% |
| OXY | Buy | Occidental Petroleum Corp | $10,622,000 | +2.2% | 149,122 | +4.6% | 0.26% | -4.8% |
| GWW | Buy | W.W. Grainger Inc. | $10,551,000 | +12.4% | 45,428 | +8.8% | 0.26% | +4.5% |
| HTGC | Buy | Hercules Technology Growth Cap | $10,269,000 | +4.6% | 727,777 | +0.5% | 0.25% | -2.7% |
| MORN | Sell | Morningstar Inc. | $10,245,000 | -16.1% | 139,273 | -9.6% | 0.25% | -21.9% |
| NSRGY | Buy | Nestle SA | $10,120,000 | -2.7% | 141,069 | +7.1% | 0.25% | -9.2% |
| MDT | Buy | Medtronic | $9,959,000 | -12.0% | 139,821 | +6.8% | 0.24% | -18.0% |
| TCRD | Sell | THL Credit | $9,448,000 | -4.6% | 943,835 | -9.2% | 0.23% | -11.6% |
| NVS | Buy | Novartis AG - ADR | $9,335,000 | +2.4% | 128,163 | +11.0% | 0.23% | -4.6% |
| JWN | Buy | Nordstrom Inc. | $9,216,000 | -0.3% | 192,277 | +7.9% | 0.22% | -7.1% |
| NKE | Buy | Nike Inc. - B | $9,216,000 | +7.9% | 181,307 | +11.7% | 0.22% | +0.4% |
| BSCO | Buy | Guggenheim BulletShares Corpor | $9,185,000 | +109.6% | 449,584 | +119.0% | 0.22% | +95.6% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $8,832,000 | +11.9% | 749,703 | +0.7% | 0.21% | +3.9% |
| MLN | Sell | VanEck Vectors Long Municipal | $8,794,000 | -18.2% | 454,232 | -12.0% | 0.21% | -23.9% |
| TCAP | Buy | Triangle Capital Corp | $8,744,000 | -3.4% | 476,784 | +3.7% | 0.21% | -10.2% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $8,457,000 | +14.6% | 178,269 | +21.0% | 0.20% | +6.8% |
| IBCD | Buy | iShares Corporate ex Financial | $8,036,000 | +14.2% | 326,547 | +15.6% | 0.20% | +6.0% |
| FSK | Buy | FS Investment Corp. | $8,008,000 | +101.4% | 777,470 | +85.2% | 0.19% | +86.5% |
| IJJ | Sell | S&P MidCap 400 Value Index Fun | $7,520,000 | +2.4% | 51,787 | -6.2% | 0.18% | -4.7% |
| TSLX | Buy | TPG Specialty Lending Inc Com | $7,444,000 | +5.6% | 398,487 | +2.4% | 0.18% | -1.6% |
| PDCO | Buy | Patterson Companies Inc. | $7,395,000 | +25.6% | 180,224 | +40.6% | 0.18% | +16.2% |
| PNNT | Sell | PennantPark Investment Corp. | $6,793,000 | -0.9% | 886,750 | -2.8% | 0.16% | -7.8% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-F | $6,548,000 | +24.8% | 258,420 | +29.8% | 0.16% | +16.1% |
| IGIB | Buy | iShares Interm. Term Corporate | $6,475,000 | +11.2% | 59,846 | +14.4% | 0.16% | +3.3% |
| IYW | Sell | Dow Jones US Technology - iSha | $6,392,000 | -9.0% | 53,159 | -10.0% | 0.16% | -15.3% |
| CYS | CYS Investments Inc | $5,986,000 | -11.3% | 774,326 | 0.0% | 0.14% | -17.6% | |
| IWN | Sell | Russell 2000 Value Index - iSh | $5,695,000 | +4.0% | 47,882 | -8.4% | 0.14% | -3.5% |
| IJK | Sell | S&P MidCap 400 Growth Index Fu | $5,611,000 | -0.3% | 30,794 | -4.4% | 0.14% | -7.5% |
| BKFS | Buy | Black Knight Financial Service | $5,438,000 | +12.0% | 143,864 | +21.1% | 0.13% | +3.9% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $5,370,000 | +54.4% | 212,428 | +58.7% | 0.13% | +42.9% |
| OFS | Buy | OFS Capital Corp. | $5,227,000 | +6.9% | 379,833 | +1.2% | 0.13% | -0.8% |
| SCM | Buy | Stellus Capital Investment | $5,239,000 | +18.6% | 434,436 | +7.1% | 0.13% | +10.4% |
| IWP | Sell | Russell Midcap Growth Index Fu | $4,811,000 | -7.3% | 49,404 | -7.3% | 0.12% | -13.3% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $4,804,000 | +14.0% | 226,807 | +14.7% | 0.12% | +6.4% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $4,801,000 | +12.8% | 227,093 | +14.1% | 0.12% | +5.4% |
| BSCM | Buy | Guggenheim BulletShares Invest | $4,792,000 | +10.2% | 229,056 | +14.0% | 0.12% | +2.7% |
| BSCL | Buy | Guggenheim BulletShares Invest | $4,783,000 | +10.9% | 227,859 | +14.1% | 0.12% | +2.7% |
| IWO | Sell | Russell 2000 Growth Index - iS | $4,787,000 | -7.1% | 31,098 | -10.2% | 0.12% | -14.1% |
| BSCK | Buy | Guggenheim BulletShares Corpor | $4,797,000 | +12.1% | 226,276 | +14.8% | 0.12% | +3.6% |
| MAIN | Sell | Main Street Capital Corp. | $4,644,000 | +3.7% | 126,288 | -3.2% | 0.11% | -3.4% |
| IJT | Sell | S&P SmallCap 600 Growth Index | $4,427,000 | -5.5% | 29,515 | -13.6% | 0.11% | -12.3% |
| MCC | Medley Capital Corp. | $4,410,000 | -1.6% | 587,221 | 0.0% | 0.11% | -8.5% | |
| HLT | New | Hilton Worldwide Holdings Inc | $4,262,000 | – | 156,690 | +100.0% | 0.10% | – |
| NLY | Annaly Capital Management Inc. | $4,107,000 | -5.0% | 411,902 | 0.0% | 0.10% | -11.5% | |
| VAR | Buy | Varian Medical Systems Inc. | $4,122,000 | +7.9% | 45,907 | +19.6% | 0.10% | 0.0% |
| IUSV | New | iShares Core US Values - ETF | $3,985,000 | – | 81,099 | +100.0% | 0.10% | – |
| MUB | Buy | iShares National AMT-Free Muni | $4,017,000 | +14.3% | 37,135 | +19.1% | 0.10% | +5.4% |
| IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $3,895,000 | +11.8% | 154,328 | +14.3% | 0.10% | +4.4% |
| VWO | Buy | Vanguard MSCI Emerging Markets | $3,916,000 | +1214.1% | 109,433 | +1281.2% | 0.10% | +1087.5% |
| XLY | Sell | Consumer Discret Select Sector | $3,848,000 | -6.5% | 47,270 | -8.1% | 0.09% | -13.1% |
| VCLT | Sell | Vanguard Long Term Corporate B | $3,775,000 | -42.1% | 42,247 | -37.9% | 0.09% | -45.9% |
| WOOF | Buy | VCA Antech Inc. | $3,526,000 | +3.8% | 51,359 | +5.8% | 0.09% | -3.4% |
| XLV | Buy | Health Care Select Sector - SP | $3,547,000 | +30.4% | 51,456 | +36.4% | 0.09% | +21.1% |
| BMRC | Buy | Bank of Marin (CA) | $3,392,000 | +45.6% | 48,631 | +3.8% | 0.08% | +34.4% |
| XLI | Buy | Industrial Select Sector - SPD | $3,240,000 | +22.6% | 52,075 | +15.0% | 0.08% | +14.5% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $3,237,000 | +15.6% | 137,638 | +7.0% | 0.08% | +8.2% |
| VNQ | Sell | REIT Index - Vanguard | $3,264,000 | -17.0% | 39,547 | -12.8% | 0.08% | -23.3% |
| AINV | Apollo Investment Corp. | $3,229,000 | +1.0% | 551,102 | 0.0% | 0.08% | -6.0% | |
| MLI | Buy | Mueller Industries Inc. | $3,095,000 | +37.8% | 77,447 | +11.8% | 0.08% | +27.1% |
| RAVN | Buy | Raven Industries Inc | $3,039,000 | +15.4% | 120,606 | +5.5% | 0.07% | +7.2% |
| SPY | Sell | S&P 500 - SPDR | $2,990,000 | +3.1% | 13,378 | -0.2% | 0.07% | -3.9% |
| LNCE | Buy | Snyders-Lance Inc | $2,985,000 | +22.2% | 77,847 | +7.0% | 0.07% | +12.5% |
| CEB | New | Corporate Executive Board Co. | $2,895,000 | – | 47,780 | +100.0% | 0.07% | – |
| GOOGL | Sell | Alphabet Inc. Class - A | $2,860,000 | -63.7% | 3,609 | -63.2% | 0.07% | -66.5% |
| IGLB | Sell | iShares 10 Year Credit Bond | $2,798,000 | -19.9% | 47,662 | -13.7% | 0.07% | -25.3% |
| NTUS | Buy | Natus Medical Inc | $2,790,000 | -1.1% | 80,164 | +11.6% | 0.07% | -8.1% |
| HYH | Buy | Halyard Health Inc | $2,723,000 | +20.6% | 73,647 | +13.1% | 0.07% | +11.9% |
| OB | Buy | Onebeacon Insurance Group Ltd | $2,723,000 | +18.1% | 169,630 | +5.1% | 0.07% | +10.0% |
| IBMH | Buy | iShares iBonds Sep 2019 Amt Fr | $2,734,000 | +12.5% | 107,917 | +13.9% | 0.07% | +4.8% |
| TYPE | Buy | Monotype Imaging Holdings Inc | $2,661,000 | -3.2% | 134,056 | +7.8% | 0.06% | -9.7% |
| GOOD | Buy | Gladstone Commercial Corp. | $2,681,000 | +15.4% | 133,376 | +6.9% | 0.06% | +6.6% |
| LQD | New | iShares iBoxx Corporate Bond E | $2,578,000 | – | 21,997 | +100.0% | 0.06% | – |
| FWRD | Buy | Forward Air Corp. | $2,594,000 | +22.9% | 54,751 | +12.2% | 0.06% | +14.5% |
| PBPB | Buy | Potbelly Corp | $2,594,000 | +14.1% | 201,078 | +10.0% | 0.06% | +6.8% |
| GLD | Sell | Gold Shares - SPDR | $2,576,000 | -35.6% | 23,501 | -26.2% | 0.06% | -39.4% |
| XLE | Sell | Energy Select Sector - SPDR | $2,549,000 | -45.2% | 33,847 | -48.6% | 0.06% | -48.8% |
| IYF | Sell | Dow Jones US Financial Sector | $2,498,000 | -17.1% | 24,617 | -26.5% | 0.06% | -22.8% |
| BSCP | New | Guggenheim BulletShares Invest | $2,476,000 | – | 122,813 | +100.0% | 0.06% | – |
| XLP | Sell | Consumer Staples Select Sector | $2,438,000 | -8.4% | 47,140 | -5.7% | 0.06% | -14.5% |
| EXPO | Buy | Exponent Inc. | $2,398,000 | +20.7% | 39,765 | +2.2% | 0.06% | +11.5% |
| IJS | Sell | S&P SmallCap 600 Value Index F | $2,331,000 | -45.0% | 16,646 | -51.0% | 0.06% | -48.6% |
| JBT | Sell | John Bean Technologies Corp. | $2,367,000 | -16.5% | 27,538 | -31.5% | 0.06% | -23.0% |
| THR | Buy | Thermon Group Holdings Inc | $2,322,000 | +11.8% | 121,651 | +15.7% | 0.06% | +3.7% |
| REZ | Sell | iShares Residential Real Estat | $2,310,000 | -58.3% | 37,255 | -55.9% | 0.06% | -61.4% |
| ABDC | Buy | Alcentra Capital Corporation | $2,297,000 | -7.4% | 191,932 | +0.5% | 0.06% | -13.8% |
| FELE | Buy | Franklin Electric Co. Inc. | $2,249,000 | -3.4% | 57,804 | +1.1% | 0.06% | -9.8% |
| TECH | Buy | Techne Corp. | $2,272,000 | -4.3% | 22,090 | +1.9% | 0.06% | -11.3% |
| HAE | Sell | Haemonetics Corporation | $2,233,000 | +9.7% | 55,547 | -1.1% | 0.05% | +1.9% |
| CMFN | Buy | CM Finance Inc | $2,227,000 | +13.5% | 239,457 | +11.1% | 0.05% | +5.9% |
| PFLT | Buy | PennantPark Floating Rate Capi | $2,195,000 | +7.5% | 155,556 | +0.8% | 0.05% | 0.0% |
| VBK | Sell | Small Cap Growth - Vanguard ET | $1,695,000 | -62.3% | 12,731 | -62.7% | 0.04% | -65.0% |
| ROLL | Buy | RBC Bearings Incorporated | $1,626,000 | +31.6% | 17,523 | +8.4% | 0.04% | +21.9% |
| CODI | Compass Diversified Holdings | $1,579,000 | +3.0% | 88,200 | 0.0% | 0.04% | -5.0% | |
| CULP | Buy | Culp Inc. | $1,544,000 | +29.4% | 41,560 | +3.7% | 0.04% | +19.4% |
| SUNS | Buy | Solar Senior Capital Ltd. | $1,464,000 | +2.7% | 89,022 | +1.2% | 0.04% | -2.7% |
| SAM | New | Boston Beer Co Inc/The | $1,486,000 | – | 8,747 | +100.0% | 0.04% | – |
| KCAP | KCAP Financial Inc | $1,355,000 | -14.0% | 340,472 | 0.0% | 0.03% | -19.5% | |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $1,258,000 | -46.9% | 180,701 | -36.8% | 0.03% | -50.0% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,221,000 | +13.0% | 5 | 0.0% | 0.03% | +7.1% | |
| GAIN | Gladstone Investment Corp. | $1,206,000 | -4.8% | 142,533 | 0.0% | 0.03% | -12.1% | |
| IVV | Buy | S&P 500 Index Fund - iShares | $1,158,000 | +14.5% | 5,147 | +10.8% | 0.03% | +7.7% |
| CMO | Capstead Mortgage Corp. | $1,126,000 | +8.1% | 110,509 | 0.0% | 0.03% | 0.0% | |
| CPTA | Buy | Capitala Finance Corp | $1,105,000 | +27.2% | 85,495 | +29.0% | 0.03% | +17.4% |
| IAU | Buy | Gold Trust - iShares | $1,034,000 | -12.4% | 93,330 | +0.3% | 0.02% | -19.4% |
| XLB | New | Materials Select Sector - SPDR | $930,000 | – | 18,706 | +100.0% | 0.02% | – |
| DLN | Buy | WisdomTree LargeCap Dividend F | $942,000 | +17.5% | 11,789 | +13.1% | 0.02% | +9.5% |
| FSP | Franklin Street Properties Cor | $778,000 | +2.9% | 60,000 | 0.0% | 0.02% | -5.0% | |
| ITM | New | Market Vectors Int Muni Index | $744,000 | – | 32,098 | +100.0% | 0.02% | – |
| IGSB | Sell | iShares Barclays 1-3 Year Inve | $564,000 | -46.6% | 5,375 | -46.2% | 0.01% | -50.0% |
| VTI | New | Vanguard Total Stock Market | $523,000 | – | 4,531 | +100.0% | 0.01% | – |
| IDV | Buy | Dow Jones U.S. Select Dividend | $501,000 | +19.9% | 16,934 | +21.4% | 0.01% | +9.1% |
| DOW | Buy | Dow Chemical | $447,000 | +42.4% | 7,806 | +28.8% | 0.01% | +37.5% |
| EOG | Buy | EOG Resources | $418,000 | +20.1% | 4,130 | +14.8% | 0.01% | +11.1% |
| IWD | New | Russell 1000 Value Index - iSh | $430,000 | – | 3,842 | +100.0% | 0.01% | – |
| IVE | Buy | S&P 500 Value Index - iShares | $381,000 | +25.3% | 3,762 | +17.4% | 0.01% | +12.5% |
| Sell | Manatuck Hill Mariner Offshore | $366,000 | -4.9% | 2,650 | -5.8% | 0.01% | -10.0% | |
| PPLT | New | ETFs Platinum Trust | $329,000 | – | 3,808 | +100.0% | 0.01% | – |
| V | Buy | Visa, Inc. - A | $310,000 | +34.2% | 3,978 | +42.2% | 0.01% | +33.3% |
| SLW | Buy | Silver Wheaton Corp. | $275,000 | -28.4% | 14,212 | +0.1% | 0.01% | -30.0% |
| RGLD | Buy | Royal Gold, Inc. | $276,000 | -18.1% | 4,359 | +0.2% | 0.01% | -22.2% |
| HNRG | Buy | Hallador Energy Company | $297,000 | +16.9% | 32,625 | +1.1% | 0.01% | 0.0% |
| FNV | Buy | Franco-Nevada Corp. | $283,000 | -14.2% | 4,734 | +0.2% | 0.01% | -22.2% |
| VMC | Vulcan Materials Co. | $289,000 | +10.3% | 2,308 | 0.0% | 0.01% | 0.0% | |
| QSY | Buy | WisdomTree LargeCap Value Fund | $275,000 | +20.6% | 4,062 | +13.4% | 0.01% | +16.7% |
| BUD | Anheuser-Busch InBev SA/NV | $284,000 | -19.5% | 2,690 | 0.0% | 0.01% | -22.2% | |
| MO | New | Altria Group Inc. | $284,000 | – | 4,202 | +100.0% | 0.01% | – |
| HCAP | Harvest Capital Credit Corp | $230,000 | +13.3% | 16,699 | 0.0% | 0.01% | +20.0% | |
| FMC | Buy | FMC Corp. | $242,000 | +17.5% | 4,281 | +0.2% | 0.01% | +20.0% |
| PXD | Sell | Pioneer Natural Resources Co. | $254,000 | -19.4% | 1,408 | -17.1% | 0.01% | -25.0% |
| RSPP | New | RSP Permian Inc | $257,000 | – | 5,764 | +100.0% | 0.01% | – |
| SWN | New | Southwestern Energy Co. | $252,000 | – | 23,290 | +100.0% | 0.01% | – |
| WFC | New | Wells Fargo & Company | $227,000 | – | 4,111 | +100.0% | 0.01% | – |
| CNX | New | CONSOL Energy Inc. | $247,000 | – | 13,544 | +100.0% | 0.01% | – |
| XEC | New | Cimarex Energy Co. | $261,000 | – | 1,922 | +100.0% | 0.01% | – |
| MFIN | Medallion Financial Corp | $252,000 | -28.4% | 83,353 | 0.0% | 0.01% | -33.3% | |
| IJR | Sell | S&P SmallCap 600 Index Fund - | $245,000 | -21.2% | 1,779 | -29.1% | 0.01% | -25.0% |
| NBL | New | Noble Energy Inc | $251,000 | – | 6,598 | +100.0% | 0.01% | – |
| PE | New | Parsley Energy Inc | $258,000 | – | 7,330 | +100.0% | 0.01% | – |
| IVW | New | S&P 500 Growth Index - iShares | $230,000 | – | 1,888 | +100.0% | 0.01% | – |
| AGG | New | Barclays Aggregate Bond Fund - | $228,000 | – | 2,114 | +100.0% | 0.01% | – |
| AAPL | New | Apple Inc. | $201,000 | – | 1,736 | +100.0% | 0.01% | – |
| KO | Buy | The Coca-Cola Company | $201,000 | 0.0% | 4,850 | +1.9% | 0.01% | 0.0% |
| Sell | Vanguard Equity-Income Admiralmfund | $221,000 | +0.9% | 3,237 | -1.7% | 0.01% | -16.7% | |
| PM | New | Philip Morris International, I | $221,000 | – | 2,413 | +100.0% | 0.01% | – |
| SAND | Buy | Sandstorm Gold LTD | $178,000 | -21.9% | 45,521 | +0.4% | 0.00% | -33.3% |
| CCJ | New | Cameco Corp. | $129,000 | – | 12,339 | +100.0% | 0.00% | – |
| DGAZ | Exit | Velocity Shares 3X Inv Natural | $0 | – | -11,299 | -100.0% | -0.00% | – |
| AG | Exit | First Majestic Silver Corp. | $0 | – | -10,342 | -100.0% | -0.00% | – |
| FYC | Exit | First Trust Small Cap Growth | $0 | – | -5,955 | -100.0% | -0.01% | – |
| PCH | Exit | Potlatch Corp. | $0 | – | -5,972 | -100.0% | -0.01% | – |
| AA | Exit | ALCOA, INC. | $0 | – | -24,905 | -100.0% | -0.01% | – |
| SLV | Exit | Silver Trust - iShares | $0 | – | -13,727 | -100.0% | -0.01% | – |
| PNY | Exit | Piedmont Natural Gas Co. Inc. | $0 | – | -6,581 | -100.0% | -0.01% | – |
| NATL | Exit | National Interstate Corporatio | $0 | – | -43,778 | -100.0% | -0.04% | – |
| LSTR | Exit | Landstar System Inc. | $0 | – | -25,288 | -100.0% | -0.04% | – |
| A104PS | Exit | Hilton Worldwide Holdings Inc | $0 | – | -141,110 | -100.0% | -0.08% | – |
| IEI | Exit | Barclays 3-7 Year Treasury Bon | $0 | – | -32,815 | -100.0% | -0.11% | – |
| ACAS | Exit | American Capital Ltd. | $0 | – | -347,780 | -100.0% | -0.15% | – |
| BBBY | Exit | Bed Bath & Beyond Inc | $0 | – | -723,309 | -100.0% | -0.81% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.