$3.83 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 224 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 11.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $103,903,000 | +6.0% | 879,567 | +8.8% | 2.71% | +0.6% |
| PEP | Buy | Pepsico Inc | $102,804,000 | +9.4% | 945,153 | +6.5% | 2.68% | +3.8% |
| DEO | Buy | Diageo (Adr 1:4) | $80,822,000 | +5.6% | 696,497 | +2.7% | 2.11% | +0.2% |
| LLTC | Sell | Linear Technology Corp | $78,685,000 | +23.8% | 1,327,121 | -2.8% | 2.05% | +17.4% |
| MSFT | Buy | Microsoft Corp. | $78,190,000 | +16.1% | 1,357,465 | +3.1% | 2.04% | +10.2% |
| CB | Buy | Chubb Limited | $73,606,000 | +3.6% | 585,800 | +7.8% | 1.92% | -1.7% |
| CVX | Sell | Chevron Corp. | $70,655,000 | -22.2% | 686,504 | -20.8% | 1.84% | -26.2% |
| MMM | Buy | 3M Company | $70,140,000 | +3.9% | 398,000 | +3.2% | 1.83% | -1.5% |
| PAYX | Buy | Paychex Inc. | $67,860,000 | +2.0% | 1,172,621 | +4.9% | 1.77% | -3.2% |
| CL | Buy | Colgate-Palmolive Co. | $67,213,000 | +5.1% | 906,573 | +3.8% | 1.75% | -0.2% |
| NTRS | Buy | Northern Trust Corporation | $66,888,000 | +12.8% | 983,792 | +10.0% | 1.74% | +7.1% |
| PX | Buy | Praxair Inc. | $66,729,000 | +18.2% | 552,254 | +9.9% | 1.74% | +12.2% |
| SO | Buy | Southern Company | $66,599,000 | +3.1% | 1,298,232 | +7.8% | 1.74% | -2.2% |
| KHC | Buy | Kraft Heinz Co. | $65,385,000 | +3.4% | 730,481 | +2.3% | 1.71% | -1.8% |
| ARCC | Buy | Ares Capital Corp. | $65,136,000 | +19.6% | 4,202,302 | +9.6% | 1.70% | +13.6% |
| FNF | Buy | Fidelity National Financial In | $64,692,000 | +2.2% | 1,752,709 | +3.8% | 1.69% | -3.0% |
| SYK | Buy | Stryker Corp. | $64,588,000 | +2.5% | 554,834 | +5.5% | 1.68% | -2.7% |
| FAST | Buy | Fastenal Co. | $63,190,000 | +23.4% | 1,512,450 | +31.1% | 1.65% | +17.1% |
| WY | Buy | Weyerhaeuser Co. | $62,806,000 | +16.2% | 1,966,361 | +8.3% | 1.64% | +10.2% |
| GGG | Buy | Graco inc. | $62,701,000 | +6.6% | 847,313 | +13.8% | 1.64% | +1.1% |
| IRM | Buy | Iron Mountain | $62,143,000 | -2.3% | 1,655,817 | +3.7% | 1.62% | -7.3% |
| PGR | Buy | Progressive Corp. | $61,904,000 | +16.8% | 1,965,218 | +24.3% | 1.62% | +10.8% |
| KMI | Buy | Kinder Morgan Inc. | $60,816,000 | +38.1% | 2,629,320 | +11.8% | 1.59% | +31.0% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $60,541,000 | +5.0% | 1,403,683 | +5.5% | 1.58% | -0.4% |
| RYN | Buy | Rayonier Inc. | $59,263,000 | +10.5% | 2,232,979 | +9.2% | 1.55% | +4.8% |
| BR | Buy | Broadridge Financial Solutions | $58,740,000 | +9.3% | 866,497 | +5.2% | 1.53% | +3.8% |
| PFE | Buy | Pfizer Inc. | $58,194,000 | +5.1% | 1,718,169 | +9.3% | 1.52% | -0.3% |
| MLM | Buy | Martin Marietta Materials Inc. | $58,145,000 | +3.4% | 324,630 | +10.9% | 1.52% | -1.9% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $55,470,000 | +14.1% | 828,283 | +10.5% | 1.45% | +8.3% |
| KSS | Buy | Kohl's Corp. | $54,949,000 | +28.9% | 1,255,979 | +11.7% | 1.43% | +22.4% |
| MKL | Buy | Markel Corp. | $52,392,000 | +0.1% | 56,410 | +2.7% | 1.37% | -5.0% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $52,221,000 | +6.8% | 741,147 | +12.5% | 1.36% | +1.4% |
| GE | Buy | General Electric Company | $52,019,000 | -2.0% | 1,756,216 | +4.1% | 1.36% | -7.1% |
| AIG | Buy | American International Group I | $51,182,000 | +18.6% | 862,523 | +5.7% | 1.34% | +12.6% |
| NXPI | Buy | NXP Semiconductors | $47,776,000 | +707.8% | 468,349 | +520.4% | 1.25% | +665.0% |
| DISCK | Buy | Discovery Communications Inc. | $46,139,000 | +18.2% | 1,753,680 | +7.1% | 1.20% | +12.1% |
| LOW | Buy | Lowe's Companies Inc. | $43,285,000 | +26.4% | 599,427 | +38.6% | 1.13% | +20.0% |
| MA | Buy | Mastercard Inc. - A | $43,046,000 | +25.8% | 422,974 | +8.9% | 1.12% | +19.3% |
| CFRUY | Buy | Compagnie Financiere Richemont | $39,255,000 | +12.5% | 6,427,806 | +7.3% | 1.02% | +6.7% |
| TJX | Buy | TJX Companies | $39,054,000 | +3.4% | 522,257 | +6.8% | 1.02% | -1.9% |
| MAT | Sell | Mattel Inc | $37,718,000 | -4.3% | 1,245,649 | -1.1% | 0.98% | -9.2% |
| ITW | Sell | Illinois Tool Works Inc. | $34,087,000 | +11.2% | 284,436 | -3.3% | 0.89% | +5.5% |
| AXP | Buy | American Express Company | $33,023,000 | +11.8% | 515,658 | +6.1% | 0.86% | +6.2% |
| DLR | Sell | Digital Realty Trust Inc. | $31,918,000 | -12.1% | 328,643 | -1.3% | 0.83% | -16.5% |
| TMO | Buy | Thermo Fisher Scientific Inc. | $31,693,000 | +10.0% | 199,252 | +2.1% | 0.83% | +4.3% |
| BBBY | Buy | Bed Bath & Beyond Inc | $31,182,000 | +9.0% | 723,309 | +9.3% | 0.81% | +3.6% |
| UTX | Buy | United Technologies Corp. | $30,191,000 | +1.4% | 297,159 | +2.3% | 0.79% | -3.8% |
| WRB | Buy | W.R. Berkley Corp | $29,511,000 | -2.5% | 510,925 | +1.2% | 0.77% | -7.5% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $28,724,000 | +2.9% | 198,826 | +3.1% | 0.75% | -2.3% |
| ABCO | Buy | Advisory Board Company | $28,184,000 | +29.6% | 629,940 | +2.5% | 0.74% | +22.9% |
| AGN | New | Allergan Inc. | $26,310,000 | – | 114,238 | +100.0% | 0.69% | – |
| TLT | Sell | Barclays 20+ Year Treasury Bon | $25,965,000 | -18.6% | 188,819 | -17.8% | 0.68% | -22.7% |
| SLB | Buy | Schlumberger Ltd. | $25,615,000 | +4.0% | 325,726 | +4.6% | 0.67% | -1.3% |
| GOOG | Buy | Alphabet Inc. Class- C | $25,260,000 | +12.4% | 32,497 | +0.0% | 0.66% | +6.6% |
| ESRX | Buy | Express Scripts Inc. | $24,495,000 | -3.3% | 347,304 | +3.9% | 0.64% | -8.2% |
| BRO | Sell | Brown & Brown Inc. | $23,833,000 | -18.2% | 632,010 | -18.7% | 0.62% | -22.3% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $22,348,000 | +11.9% | 199,751 | +13.0% | 0.58% | +6.2% |
| RMAX | Sell | RE/Max Holdings | $19,672,000 | +5.2% | 449,345 | -3.2% | 0.51% | -0.2% |
| MSM | Buy | MSC Industrial Direct Co. Inc | $19,384,000 | +9.8% | 264,050 | +5.6% | 0.51% | +4.3% |
| GBDC | Buy | Golub Capital BDC Inc | $14,580,000 | +3.4% | 785,122 | +0.6% | 0.38% | -2.1% |
| IBCE | Buy | iShares Corporate ex Financial | $14,364,000 | +17.7% | 570,001 | +369.1% | 0.38% | +11.9% |
| HD | Buy | Home Depot Inc. | $13,472,000 | +5.2% | 104,697 | +4.4% | 0.35% | 0.0% |
| MTSC | Buy | MTS Systems Corp. | $13,360,000 | +16.0% | 290,242 | +10.5% | 0.35% | +10.1% |
| BDX | Buy | Becton Dickinson and Company | $12,642,000 | +9.9% | 70,337 | +3.7% | 0.33% | +4.4% |
| MORN | Buy | Morningstar Inc. | $12,207,000 | +1.9% | 153,995 | +5.1% | 0.32% | -3.0% |
| TCPC | Buy | TCP Capital Corp | $12,211,000 | +17.0% | 745,512 | +9.2% | 0.32% | +11.1% |
| GD | Buy | General Dynamics Corp. | $11,798,000 | +17.8% | 76,038 | +5.7% | 0.31% | +12.0% |
| EXPD | Sell | Expeditors International of Wa | $11,770,000 | -40.0% | 228,448 | -42.9% | 0.31% | -43.0% |
| MDU | Sell | MDU Resources Group Inc. | $11,774,000 | +4.3% | 462,822 | -1.6% | 0.31% | -1.0% |
| ADI | Buy | Analog Devices Inc. | $11,419,000 | +22.0% | 177,184 | +7.2% | 0.30% | +16.0% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $11,406,000 | +17.5% | 326,734 | +17.4% | 0.30% | +11.6% |
| NMFC | Buy | New Mountain Finance Corp. | $11,439,000 | +7.6% | 831,327 | +0.9% | 0.30% | +2.1% |
| LMT | Buy | Lockheed Martin Corp | $11,372,000 | -1.8% | 47,439 | +1.7% | 0.30% | -6.6% |
| CBSH | Buy | Commerce Bancshares Inc. | $11,347,000 | +9.0% | 230,354 | +6.0% | 0.30% | +3.5% |
| MDT | Buy | Medtronic | $11,315,000 | +7.0% | 130,965 | +7.5% | 0.30% | +1.4% |
| IBCC | Buy | iShares Corporate ex Financial | $11,211,000 | +18.1% | 452,253 | +372.0% | 0.29% | +12.3% |
| SBUX | New | Starbucks Corporation | $11,107,000 | – | 205,149 | +100.0% | 0.29% | – |
| PG | Buy | Procter & Gamble Company | $11,080,000 | +12.9% | 123,449 | +6.5% | 0.29% | +7.0% |
| CLX | Buy | The Clorox Company | $11,059,000 | -4.8% | 88,344 | +5.2% | 0.29% | -9.7% |
| APD | Buy | Air Products & Chemicals Inc. | $11,047,000 | +12.4% | 73,479 | +6.2% | 0.29% | +6.7% |
| XOM | Buy | Exxon Mobil Corp. | $10,935,000 | -1.5% | 125,284 | +5.8% | 0.28% | -6.6% |
| DCI | Sell | Donaldson Inc | $10,880,000 | -20.0% | 291,467 | -26.4% | 0.28% | -24.1% |
| SLRC | Buy | Solar Capital, LTD. | $10,829,000 | +8.6% | 527,713 | +0.9% | 0.28% | +3.3% |
| MLN | Sell | VanEck Vectors Long Municipal | $10,747,000 | -9.5% | 516,423 | -8.3% | 0.28% | -14.4% |
| MCD | Buy | McDonald's Corp. | $10,584,000 | +1.8% | 91,749 | +6.2% | 0.28% | -3.5% |
| NJR | Buy | New Jersey Resources Corp. | $10,480,000 | -9.9% | 318,935 | +5.7% | 0.27% | -14.7% |
| NSRGY | Buy | Nestle SA | $10,399,000 | +9.4% | 131,696 | +7.2% | 0.27% | +3.8% |
| OXY | Buy | Occidental Petroleum Corp | $10,397,000 | +2.6% | 142,574 | +6.3% | 0.27% | -2.9% |
| SEIC | Buy | SEI Investments Company | $10,116,000 | +1.5% | 221,796 | +7.0% | 0.26% | -3.6% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $10,071,000 | +17.8% | 370,189 | +368.0% | 0.26% | +11.9% |
| TCRD | Buy | THL Credit | $9,908,000 | -4.7% | 1,039,700 | +11.3% | 0.26% | -9.4% |
| HTGC | Buy | Hercules Technology Growth Cap | $9,816,000 | +13.9% | 723,872 | +4.3% | 0.26% | +8.0% |
| MTB | Buy | M&T Bank Corp. | $9,589,000 | +6.3% | 82,595 | +8.2% | 0.25% | +0.8% |
| PII | Buy | Polaris Industries | $9,537,000 | +1.1% | 123,152 | +6.7% | 0.25% | -3.9% |
| GWW | Buy | W.W. Grainger Inc. | $9,384,000 | +7.2% | 41,737 | +8.3% | 0.24% | +1.7% |
| JWN | Buy | Nordstrom Inc. | $9,241,000 | +51.1% | 178,118 | +10.8% | 0.24% | +43.5% |
| NVS | Buy | Novartis AG - ADR | $9,119,000 | +3.9% | 115,487 | +8.6% | 0.24% | -1.2% |
| TCAP | Buy | Triangle Capital Corp | $9,054,000 | +6.7% | 459,588 | +4.9% | 0.24% | +1.3% |
| CFR | Buy | Cullen Frost Bankers Inc. | $9,010,000 | +18.4% | 125,246 | +4.9% | 0.24% | +12.4% |
| TROW | Buy | T. Rowe Price Group Inc. | $9,011,000 | -1.2% | 135,496 | +8.4% | 0.24% | -6.4% |
| NKE | Buy | Nike Inc. - B | $8,544,000 | +3.9% | 162,275 | +8.9% | 0.22% | -1.3% |
| MBB | Buy | iShares MBS Bond ETF | $8,495,000 | +18.9% | 77,165 | +18.7% | 0.22% | +12.7% |
| GOOGL | Sell | Alphabet Inc. Class - A | $7,885,000 | +9.9% | 9,807 | -3.8% | 0.21% | +4.6% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $7,893,000 | +0.9% | 744,583 | +0.8% | 0.21% | -4.2% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $7,377,000 | +18.2% | 147,312 | +19.4% | 0.19% | +11.6% |
| IJJ | Sell | S&P MidCap 400 Value Index Fun | $7,342,000 | -66.0% | 55,203 | -67.3% | 0.19% | -67.7% |
| IBCD | Buy | iShares Corporate ex Financial | $7,039,000 | +17.0% | 282,369 | +371.1% | 0.18% | +11.5% |
| TSLX | Buy | TPG Specialty Lending Inc Com | $7,049,000 | +14.6% | 389,220 | +5.1% | 0.18% | +8.9% |
| IYW | Sell | Dow Jones US Technology - iSha | $7,028,000 | -40.4% | 59,055 | -47.3% | 0.18% | -43.5% |
| PNNT | Sell | PennantPark Investment Corp. | $6,858,000 | +9.8% | 911,964 | -0.3% | 0.18% | +4.1% |
| CYS | Buy | CYS Investments Inc | $6,752,000 | +15.4% | 774,326 | +10.7% | 0.18% | +9.3% |
| VCLT | Sell | Vanguard Long Term Corporate B | $6,515,000 | -58.5% | 68,080 | -59.0% | 0.17% | -60.6% |
| PDCO | Buy | Patterson Companies Inc. | $5,890,000 | +6.7% | 128,221 | +11.3% | 0.15% | +1.3% |
| ACAS | Buy | American Capital Ltd. | $5,881,000 | +8.6% | 347,780 | +1.7% | 0.15% | +2.7% |
| IGIB | Buy | iShares Interm. Term Corporate | $5,823,000 | +17.7% | 52,293 | +17.6% | 0.15% | +11.8% |
| IJK | Sell | S&P MidCap 400 Growth Index Fu | $5,626,000 | -74.2% | 32,199 | -75.0% | 0.15% | -75.5% |
| REZ | Sell | iShares Residential Real Estat | $5,538,000 | -58.1% | 84,527 | -56.8% | 0.14% | -60.1% |
| IWN | Sell | Russell 2000 Value Index - iSh | $5,476,000 | -43.2% | 52,279 | -47.3% | 0.14% | -46.0% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-F | $5,245,000 | +26.2% | 199,131 | +26.6% | 0.14% | +20.2% |
| IWP | Sell | Russell Midcap Growth Index Fu | $5,189,000 | -50.7% | 53,290 | -52.6% | 0.14% | -53.3% |
| IWO | Sell | Russell 2000 Growth Index - iS | $5,155,000 | -47.6% | 34,620 | -51.7% | 0.14% | -50.0% |
| OFS | Buy | OFS Capital Corp. | $4,889,000 | +2.8% | 375,233 | +1.4% | 0.13% | -2.3% |
| BKFS | Buy | Black Knight Financial Service | $4,857,000 | +15.1% | 118,765 | +5.8% | 0.13% | +9.5% |
| IJT | Sell | S&P SmallCap 600 Growth Index | $4,685,000 | -50.3% | 34,166 | -53.5% | 0.12% | -52.9% |
| XLE | Buy | Energy Select Sector - SPDR | $4,654,000 | +35.8% | 65,908 | +31.3% | 0.12% | +28.7% |
| MAIN | Buy | Main Street Capital Corp. | $4,478,000 | +5.6% | 130,443 | +1.1% | 0.12% | 0.0% |
| VBK | Sell | Small Cap Growth - Vanguard ET | $4,499,000 | -39.7% | 34,142 | -43.3% | 0.12% | -42.9% |
| MCC | Sell | Medley Capital Corp. | $4,480,000 | +1.7% | 587,221 | -10.7% | 0.12% | -3.3% |
| SCM | Buy | Stellus Capital Investment | $4,418,000 | +10.1% | 405,736 | +3.5% | 0.12% | +4.5% |
| BSCO | Buy | Guggenheim BulletShares Corpor | $4,382,000 | +17.4% | 205,245 | +16.7% | 0.11% | +10.7% |
| BSCM | Buy | Guggenheim BulletShares Invest | $4,349,000 | +17.5% | 200,885 | +16.9% | 0.11% | +10.8% |
| BSCL | Buy | Guggenheim BulletShares Invest | $4,313,000 | +17.6% | 199,667 | +17.2% | 0.11% | +11.9% |
| NLY | Buy | Annaly Capital Management Inc. | $4,325,000 | +22.9% | 411,902 | +29.6% | 0.11% | +16.5% |
| BSCK | Buy | Guggenheim BulletShares Corpor | $4,279,000 | +17.5% | 197,080 | +17.5% | 0.11% | +12.0% |
| IJS | Sell | S&P SmallCap 600 Value Index F | $4,239,000 | -51.4% | 33,962 | -54.5% | 0.11% | -53.8% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $4,258,000 | +17.5% | 198,987 | +17.6% | 0.11% | +11.0% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $4,215,000 | +17.7% | 197,690 | +17.9% | 0.11% | +12.2% |
| IEI | Buy | Barclays 3-7 Year Treasury Bon | $4,152,000 | +18.1% | 32,815 | +18.9% | 0.11% | +11.3% |
| XLY | Sell | Consumer Discret Select Sector | $4,116,000 | -47.8% | 51,425 | -49.1% | 0.11% | -50.7% |
| GLD | Buy | Gold Shares - SPDR | $4,001,000 | +546.4% | 31,846 | +550.8% | 0.10% | +511.8% |
| FSK | Buy | FS Investment Corp. | $3,976,000 | +6.0% | 419,870 | +1.3% | 0.10% | +1.0% |
| VNQ | Sell | REIT Index - Vanguard | $3,934,000 | -57.4% | 45,359 | -56.4% | 0.10% | -59.4% |
| VAR | Buy | Varian Medical Systems Inc. | $3,819,000 | +32.1% | 38,371 | +9.2% | 0.10% | +26.6% |
| MUB | Buy | iShares National AMT-Free Muni | $3,515,000 | +25.1% | 31,176 | +26.4% | 0.09% | +19.5% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $3,479,000 | +25.9% | 133,895 | +26.7% | 0.09% | +19.7% |
| IGLB | Sell | iShares 10+ Year Credit Bond E | $3,495,000 | -62.6% | 55,254 | -63.0% | 0.09% | -64.6% |
| IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $3,485,000 | +25.9% | 135,018 | +26.7% | 0.09% | +19.7% |
| WOOF | Buy | VCA Antech Inc. | $3,397,000 | +6.2% | 48,543 | +2.6% | 0.09% | +1.1% |
| A104PS | Buy | Hilton Worldwide Holdings Inc | $3,236,000 | +17.6% | 141,110 | +15.6% | 0.08% | +10.5% |
| AINV | Apollo Investment Corp. | $3,196,000 | +4.7% | 551,102 | 0.0% | 0.08% | -1.2% | |
| IYF | Sell | Dow Jones US Financial Sector | $3,012,000 | -41.3% | 33,472 | -43.9% | 0.08% | -44.0% |
| SPY | Buy | S&P 500 - SPDR | $2,900,000 | +30.7% | 13,407 | +26.6% | 0.08% | +24.6% |
| NTUS | Buy | Natus Medical Inc | $2,821,000 | +7.1% | 71,809 | +3.1% | 0.07% | +2.8% |
| JBT | Sell | John Bean Technologies Corp. | $2,836,000 | +13.8% | 40,200 | -1.3% | 0.07% | +7.2% |
| GSBD | Sell | Goldman Sachs BDC Inc. | $2,801,000 | -35.9% | 128,679 | -41.1% | 0.07% | -39.2% |
| TYPE | Buy | Monotype Imaging Holdings Inc | $2,750,000 | +29.5% | 124,386 | +44.2% | 0.07% | +24.1% |
| XLV | Sell | Health Care Select Sector - SP | $2,720,000 | -42.2% | 37,725 | -42.5% | 0.07% | -45.0% |
| XLI | Sell | Industrial Select Sector - SPD | $2,643,000 | -46.6% | 45,266 | -48.7% | 0.07% | -49.3% |
| XLP | Sell | Consumer Staples Select Sector | $2,661,000 | -49.0% | 50,007 | -47.2% | 0.07% | -52.1% |
| RAVN | Buy | Raven Industries Inc | $2,634,000 | +30.5% | 114,352 | +7.4% | 0.07% | +25.5% |
| ABDC | Buy | Alcentra Capital Corporation | $2,480,000 | +7.5% | 190,912 | +0.5% | 0.06% | +3.2% |
| LNCE | Buy | Snyders-Lance Inc | $2,442,000 | +3.7% | 72,721 | +4.6% | 0.06% | -1.5% |
| IBMH | Buy | iShares iBonds Sep 2019 Amt Fr | $2,431,000 | +26.5% | 94,788 | +26.9% | 0.06% | +18.9% |
| TECH | Sell | Techne Corp. | $2,373,000 | -3.2% | 21,675 | -0.3% | 0.06% | -7.5% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $2,367,000 | +4.5% | 285,840 | -1.9% | 0.06% | 0.0% |
| FELE | Sell | Franklin Electric Co. Inc. | $2,328,000 | +22.4% | 57,181 | -0.6% | 0.06% | +17.3% |
| BMRC | Buy | Bank of Marin (CA) | $2,329,000 | +8.8% | 46,843 | +5.9% | 0.06% | +3.4% |
| GOOD | Buy | Gladstone Commercial Corp. | $2,324,000 | +16.7% | 124,772 | +5.8% | 0.06% | +10.9% |
| OB | Buy | Onebeacon Insurance Group Ltd | $2,305,000 | +14.7% | 161,409 | +10.8% | 0.06% | +9.1% |
| HYH | Buy | Halyard Health Inc | $2,258,000 | +13.9% | 65,137 | +6.9% | 0.06% | +9.3% |
| PBPB | Buy | Potbelly Corp | $2,273,000 | +6.1% | 182,836 | +7.0% | 0.06% | 0.0% |
| MLI | Buy | Mueller Industries Inc. | $2,246,000 | +5.8% | 69,273 | +4.0% | 0.06% | +1.7% |
| FWRD | Buy | Forward Air Corp. | $2,111,000 | +4.5% | 48,808 | +7.6% | 0.06% | -1.8% |
| THR | Buy | Thermon Group Holdings Inc | $2,077,000 | +10.3% | 105,154 | +7.3% | 0.05% | +3.8% |
| PFLT | Buy | PennantPark Floating Rate Capi | $2,041,000 | +7.7% | 154,266 | +0.9% | 0.05% | +1.9% |
| HAE | Buy | Haemonetics Corporation | $2,035,000 | +25.5% | 56,190 | +0.4% | 0.05% | +17.8% |
| EXPO | Buy | Exponent Inc. | $1,987,000 | +1.3% | 38,916 | +15.8% | 0.05% | -3.7% |
| CMFN | Buy | CM Finance Inc | $1,962,000 | +11.8% | 215,557 | +9.1% | 0.05% | +6.2% |
| LSTR | Sell | Landstar System Inc. | $1,722,000 | -2.6% | 25,288 | -1.8% | 0.04% | -8.2% |
| KCAP | KCAP Financial Inc | $1,576,000 | +18.1% | 340,472 | 0.0% | 0.04% | +10.8% | |
| CODI | Compass Diversified Holdings | $1,533,000 | +4.8% | 88,200 | 0.0% | 0.04% | 0.0% | |
| SUNS | New | Solar Senior Capital Ltd. | $1,426,000 | – | 87,967 | +100.0% | 0.04% | – |
| NATL | Sell | National Interstate Corporatio | $1,424,000 | -34.2% | 43,778 | -38.8% | 0.04% | -38.3% |
| GAIN | Gladstone Investment Corp. | $1,267,000 | +24.1% | 142,533 | 0.0% | 0.03% | +17.9% | |
| ROLL | Buy | RBC Bearings Incorporated | $1,236,000 | +11.5% | 16,163 | +5.6% | 0.03% | +6.7% |
| IAU | Sell | Gold Trust - iShares | $1,181,000 | -14.5% | 93,048 | -14.1% | 0.03% | -18.4% |
| CULP | Sell | Culp Inc. | $1,193,000 | +7.2% | 40,062 | -0.5% | 0.03% | 0.0% |
| IGSB | Buy | iShares Barclays 1-3 Year Inve | $1,056,000 | +306.2% | 9,988 | +307.3% | 0.03% | +300.0% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,081,000 | -0.4% | 5 | 0.0% | 0.03% | -6.7% | |
| CMO | Capstead Mortgage Corp. | $1,042,000 | -2.8% | 110,509 | 0.0% | 0.03% | -6.9% | |
| IVV | New | S&P 500 Index Fund - iShares | $1,011,000 | – | 4,645 | +100.0% | 0.03% | – |
| CPTA | New | Capitala Finance Corp | $869,000 | – | 66,295 | +100.0% | 0.02% | – |
| DLN | New | WisdomTree LargeCap Dividend F | $802,000 | – | 10,419 | +100.0% | 0.02% | – |
| FSP | Franklin Street Properties Cor | $756,000 | +2.7% | 60,000 | 0.0% | 0.02% | 0.0% | |
| IDV | New | Dow Jones U.S. Select Dividend | $418,000 | – | 13,950 | +100.0% | 0.01% | – |
| PNY | Sell | Piedmont Natural Gas Co. Inc. | $395,000 | -79.1% | 6,581 | -79.1% | 0.01% | -80.8% |
| SLW | Sell | Silver Wheaton Corp. | $384,000 | -2.3% | 14,192 | -15.1% | 0.01% | -9.1% |
| Manatuck Hill Mariner Offshore | $385,000 | +1.6% | 2,813 | 0.0% | 0.01% | 0.0% | ||
| EOG | Sell | EOG Resources | $348,000 | +0.3% | 3,599 | -13.5% | 0.01% | -10.0% |
| BUD | Anheuser-Busch InBev SA/NV | $353,000 | -0.3% | 2,690 | 0.0% | 0.01% | -10.0% | |
| RGLD | Sell | Royal Gold, Inc. | $337,000 | -9.2% | 4,349 | -15.5% | 0.01% | -10.0% |
| FNV | Sell | Franco-Nevada Corp. | $330,000 | -20.3% | 4,724 | -13.2% | 0.01% | -18.2% |
| MFIN | Medallion Financial Corp | $352,000 | -42.8% | 83,353 | 0.0% | 0.01% | -47.1% | |
| DOW | Buy | Dow Chemical | $314,000 | +53.9% | 6,060 | +47.7% | 0.01% | +33.3% |
| IVE | Sell | S&P 500 Value Index - iShares | $304,000 | -31.8% | 3,204 | -33.3% | 0.01% | -33.3% |
| IJR | S&P SmallCap 600 Index Fund - | $311,000 | +6.5% | 2,509 | 0.0% | 0.01% | 0.0% | |
| PXD | Sell | Pioneer Natural Resources Co. | $315,000 | +2.6% | 1,699 | -16.2% | 0.01% | 0.0% |
| VWO | Sell | Vanguard MSCI Emerging Markets | $298,000 | -15.3% | 7,923 | -20.7% | 0.01% | -20.0% |
| AA | Sell | ALCOA, INC. | $253,000 | -7.0% | 24,905 | -15.2% | 0.01% | 0.0% |
| SLV | Sell | Silver Trust - iShares | $250,000 | -12.3% | 13,727 | -14.1% | 0.01% | -12.5% |
| HNRG | Sell | Hallador Energy Company | $254,000 | +43.5% | 32,281 | -16.0% | 0.01% | +40.0% |
| VMC | Sell | Vulcan Materials Co. | $262,000 | -20.4% | 2,308 | -15.6% | 0.01% | -22.2% |
| SAND | Sell | Sandstorm Gold LTD | $228,000 | -5.0% | 45,349 | -15.6% | 0.01% | -14.3% |
| V | Sell | Visa, Inc. - A | $231,000 | +4.5% | 2,798 | -6.1% | 0.01% | 0.0% |
| PCH | Sell | Potlatch Corp. | $232,000 | -4.5% | 5,972 | -16.2% | 0.01% | -14.3% |
| QSY | New | WisdomTree LargeCap Value Fund | $228,000 | – | 3,583 | +100.0% | 0.01% | – |
| Sell | Vanguard Equity-Income Admiralmfund | $219,000 | -2.2% | 3,294 | -3.1% | 0.01% | 0.0% | |
| KO | New | The Coca-Cola Company | $201,000 | – | 4,761 | +100.0% | 0.01% | – |
| FMC | Sell | FMC Corp. | $206,000 | -11.6% | 4,271 | -15.3% | 0.01% | -16.7% |
| FYC | Sell | First Trust Small Cap Growth | $201,000 | -26.4% | 5,955 | -31.8% | 0.01% | -37.5% |
| HCAP | Harvest Capital Credit Corp | $203,000 | -4.7% | 16,699 | 0.0% | 0.01% | -16.7% | |
| AG | Sell | First Majestic Silver Corp. | $107,000 | -35.9% | 10,342 | -15.7% | 0.00% | -40.0% |
| DGAZ | New | Velocity Shares 3X Inv Natural | $69,000 | – | 11,299 | +100.0% | 0.00% | – |
| TORXF | Exit | Torex Gold Res Inc | $0 | – | -47,840 | -100.0% | -0.00% | – |
| UNG | Exit | United States Natural Gas Fund | $0 | – | -13,974 | -100.0% | -0.00% | – |
| FSC | Exit | Fifth Street Finance Corp. | $0 | – | -46,910 | -100.0% | -0.01% | – |
| FRI | Exit | First Trust S&P REIT | $0 | – | -9,800 | -100.0% | -0.01% | – |
| FNK | Exit | First Trust Mid Cap Value Alph | $0 | – | -8,583 | -100.0% | -0.01% | – |
| IWF | Exit | Russell 1000 Growth Index Fund | $0 | – | -2,616 | -100.0% | -0.01% | – |
| IVW | Exit | S&P 500 Growth Index - iShares | $0 | – | -3,175 | -100.0% | -0.01% | – |
| FNY | Exit | First Trust Mid Cap Growth Alp | $0 | – | -12,317 | -100.0% | -0.01% | – |
| CC | Exit | Chemours | $0 | – | -77,523 | -100.0% | -0.02% | – |
| GLAD | Exit | Gladstone Capital Corporation | $0 | – | -99,045 | -100.0% | -0.02% | – |
| VCIT | Exit | Vanguard Interm. Term Corporat | $0 | – | -10,180 | -100.0% | -0.02% | – |
| HTS | Exit | Hatteras Financial Corp. | $0 | – | -95,677 | -100.0% | -0.04% | – |
| HRZN | Exit | Horizon Technology | $0 | – | -179,012 | -100.0% | -0.06% | – |
| LQD | Exit | iShares iBoxx Corporate Bond E | $0 | – | -25,049 | -100.0% | -0.08% | – |
| FEIC | Exit | FEI Company | $0 | – | -32,619 | -100.0% | -0.10% | – |
| IDU | Exit | Dow Jones US Utilities - iShar | $0 | – | -30,450 | -100.0% | -0.11% | – |
| WFC | Exit | Wells Fargo & Company | $0 | – | -466,500 | -100.0% | -0.61% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.