$3.64 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 230 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 13.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $98,038,000 | +17.2% | 808,230 | +4.6% | 2.70% | +7.7% |
| PEP | Buy | Pepsico, Inc | $94,011,000 | +12.1% | 887,398 | +8.5% | 2.58% | +3.0% |
| CVX | Buy | Chevron Corp. | $90,812,000 | +31.0% | 866,277 | +19.2% | 2.50% | +20.3% |
| DEO | Buy | Diageo (Adr 1:4) | $76,564,000 | +14.6% | 678,279 | +9.5% | 2.10% | +5.2% |
| CB | Buy | Chubb Limited | $71,055,000 | +20.4% | 543,606 | +9.8% | 1.95% | +10.6% |
| MMM | Buy | 3M Company | $67,526,000 | +8.3% | 385,597 | +3.1% | 1.86% | -0.5% |
| MSFT | Buy | Microsoft Corp. | $67,360,000 | +2.6% | 1,316,388 | +10.7% | 1.85% | -5.8% |
| PAYX | Buy | Paychex, Inc. | $66,511,000 | +12.9% | 1,117,828 | +2.5% | 1.83% | +3.7% |
| SO | Buy | Southern Company | $64,613,000 | +7.8% | 1,204,793 | +4.0% | 1.78% | -0.9% |
| CL | Buy | Colgate-Palmolive Co. | $63,937,000 | +9.7% | 873,452 | +5.8% | 1.76% | +0.7% |
| IRM | Buy | Iron Mountain | $63,620,000 | +24.5% | 1,597,282 | +6.0% | 1.75% | +14.3% |
| LLTC | Buy | Linear Technology Corp | $63,559,000 | +14.1% | 1,365,972 | +9.2% | 1.75% | +4.8% |
| FNF | Buy | Fidelity National Financial In | $63,309,000 | +25.8% | 1,688,245 | +13.7% | 1.74% | +15.5% |
| KHC | Buy | Kraft Heinz Co. | $63,206,000 | +17.1% | 714,349 | +4.0% | 1.74% | +7.5% |
| SYK | Buy | Stryker Corp. | $62,992,000 | +12.9% | 525,675 | +1.1% | 1.73% | +3.7% |
| NTRS | Buy | Northern Trust Corporation | $59,284,000 | +11.4% | 894,711 | +9.6% | 1.63% | +2.3% |
| GGG | Sell | Graco inc. | $58,833,000 | -8.2% | 744,811 | -2.5% | 1.62% | -15.7% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $57,685,000 | +20.1% | 1,330,992 | +12.4% | 1.59% | +10.4% |
| PX | Buy | Praxair Inc. | $56,456,000 | +8.9% | 502,325 | +10.9% | 1.55% | 0.0% |
| MLM | Sell | Martin Marietta Materials Inc. | $56,221,000 | +0.2% | 292,816 | -16.7% | 1.55% | -7.9% |
| PFE | Buy | Pfizer Inc. | $55,373,000 | +30.4% | 1,572,656 | +9.8% | 1.52% | +19.8% |
| ARCC | Buy | Ares Capital Corp. | $54,456,000 | +3.0% | 3,834,909 | +7.6% | 1.50% | -5.4% |
| WY | Buy | Weyerhaeuser Co. | $54,066,000 | +5.5% | 1,816,119 | +9.8% | 1.49% | -3.1% |
| BR | Sell | Broadridge Financial Solutions | $53,722,000 | +7.5% | 823,955 | -2.2% | 1.48% | -1.3% |
| RYN | Buy | Rayonier Inc. | $53,644,000 | +16.9% | 2,044,349 | +10.0% | 1.48% | +7.4% |
| GE | Buy | General Electric Company | $53,089,000 | +2.5% | 1,686,433 | +3.5% | 1.46% | -5.9% |
| PGR | Buy | Progressive Corp. | $52,980,000 | -2.0% | 1,581,487 | +2.8% | 1.46% | -10.0% |
| MKL | Buy | Markel Corp. | $52,322,000 | +10.2% | 54,915 | +3.1% | 1.44% | +1.3% |
| FAST | Buy | Fastenal Co. | $51,219,000 | +0.4% | 1,153,843 | +10.8% | 1.41% | -7.9% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $48,897,000 | +1.4% | 658,552 | +1.4% | 1.34% | -6.9% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $48,594,000 | +5.4% | 749,905 | +3.0% | 1.34% | -3.2% |
| KMI | Buy | Kinder Morgan Inc. | $44,041,000 | +22.4% | 2,352,603 | +16.7% | 1.21% | +12.4% |
| AIG | Buy | American International Group, | $43,153,000 | +13.3% | 815,898 | +15.8% | 1.19% | +4.1% |
| KSS | Buy | Kohl's Corp. | $42,623,000 | -7.1% | 1,124,019 | +14.1% | 1.17% | -14.7% |
| MAT | Sell | Mattel Inc | $39,423,000 | -17.1% | 1,259,939 | -11.0% | 1.08% | -23.9% |
| DISCK | Buy | Discovery Communications, Inc. | $39,043,000 | -4.7% | 1,637,012 | +7.9% | 1.07% | -12.5% |
| TJX | Buy | TJX Companies | $37,778,000 | +1.2% | 489,159 | +2.6% | 1.04% | -7.1% |
| DLR | Sell | Digital Realty Trust Inc. | $36,307,000 | -18.2% | 333,127 | -33.6% | 1.00% | -24.8% |
| CFRUY | Buy | Compagnie Financiere Richemont | $34,905,000 | +85.6% | 5,992,238 | +110.2% | 0.96% | +70.5% |
| LOW | Buy | Lowe's Companies Inc. | $34,240,000 | +11.5% | 432,489 | +6.6% | 0.94% | +2.3% |
| MA | Buy | Mastercard Inc. - A | $34,217,000 | -1.3% | 388,566 | +5.9% | 0.94% | -9.3% |
| TLT | Buy | Barclays 20+ Year Treasury Bon | $31,896,000 | +13.4% | 229,634 | +6.6% | 0.88% | +4.2% |
| ITW | Buy | Illinois Tool Works Inc. | $30,649,000 | +2.8% | 294,246 | +1.1% | 0.84% | -5.6% |
| WRB | Buy | W.R. Berkley Corp | $30,257,000 | +14.2% | 504,951 | +7.1% | 0.83% | +4.9% |
| UTX | Buy | United Technologies Corp. | $29,784,000 | +8.2% | 290,429 | +5.6% | 0.82% | -0.6% |
| AXP | Buy | American Express Company | $29,534,000 | +10.5% | 486,075 | +11.7% | 0.81% | +1.5% |
| BRO | Sell | Brown & Brown Inc. | $29,127,000 | -10.3% | 777,334 | -14.3% | 0.80% | -17.6% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $28,822,000 | +11.4% | 195,062 | +6.7% | 0.79% | +2.3% |
| BBBY | Buy | Bed Bath & Beyond Inc | $28,597,000 | -0.3% | 661,652 | +14.5% | 0.79% | -8.4% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $27,917,000 | +11.5% | 192,807 | +9.2% | 0.77% | +2.4% |
| ESRX | Sell | Express Scripts Inc. | $25,327,000 | -26.6% | 334,125 | -33.5% | 0.70% | -32.6% |
| SLB | New | Schlumberger Ltd. | $24,619,000 | – | 311,322 | +100.0% | 0.68% | – |
| GOOG | Buy | Alphabet Inc. Class- C | $22,482,000 | +4.8% | 32,483 | +12.8% | 0.62% | -3.7% |
| WFC | Buy | Wells Fargo & Company | $22,079,000 | +7.8% | 466,500 | +10.1% | 0.61% | -1.0% |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $21,785,000 | +5.2% | 128,820 | +1.1% | 0.60% | -3.4% |
| ABCO | Buy | Advisory Board Company | $21,740,000 | +1318.1% | 614,292 | +1192.7% | 0.60% | +1200.0% |
| IJJ | Sell | S&P MidCap 400 Value Index Fun | $21,593,000 | -0.8% | 168,626 | -3.9% | 0.59% | -8.9% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $19,965,000 | +12.8% | 176,754 | +10.2% | 0.55% | +3.6% |
| EXPD | Sell | Expeditors International of Wa | $19,620,000 | -38.8% | 400,084 | -39.0% | 0.54% | -43.8% |
| RMAX | Buy | RE/Max Holdings | $18,695,000 | +19.4% | 464,350 | +1.8% | 0.51% | +9.6% |
| MSM | Sell | MSC Industrial Direct Co. Inc | $17,651,000 | -15.4% | 250,161 | -8.5% | 0.48% | -22.3% |
| VCLT | Sell | Vanguard Long Term Corporate B | $15,689,000 | -9.3% | 165,956 | -14.2% | 0.43% | -16.8% |
| GBDC | Buy | Golub Capital BDC Inc | $14,102,000 | +6.9% | 780,385 | +2.4% | 0.39% | -1.8% |
| DCI | Buy | Donaldson Inc | $13,606,000 | +69.8% | 395,996 | +57.6% | 0.37% | +55.8% |
| REZ | Buy | iShares Residential Real Estat | $13,214,000 | +123.2% | 195,756 | +118.1% | 0.36% | +105.1% |
| HD | Buy | Home Depot Inc. | $12,807,000 | -0.2% | 100,294 | +4.3% | 0.35% | -8.3% |
| IBCE | Buy | iShares Corporate ex Financial | $12,201,000 | +11.7% | 121,497 | +9.6% | 0.34% | +2.4% |
| MORN | Sell | Morningstar Inc. | $11,979,000 | -50.9% | 146,483 | -47.0% | 0.33% | -54.9% |
| MLN | New | VanEck Vectors Long Municipal | $11,880,000 | – | 563,049 | +100.0% | 0.33% | – |
| IYW | Sell | Dow Jones US Technology - iSha | $11,791,000 | -9.1% | 111,994 | -6.3% | 0.32% | -16.5% |
| NJR | Buy | New Jersey Resources Corp. | $11,627,000 | +12.0% | 301,618 | +5.8% | 0.32% | +2.9% |
| CLX | Buy | The Clorox Company | $11,620,000 | +16.4% | 83,966 | +6.0% | 0.32% | +7.0% |
| LMT | Buy | Lockheed Martin Corp | $11,579,000 | +18.3% | 46,656 | +5.6% | 0.32% | +8.5% |
| MTSC | Buy | MTS Systems Corp. | $11,517,000 | +497.0% | 262,705 | +728.6% | 0.32% | +446.6% |
| BDX | Buy | Becton, Dickinson and Company | $11,501,000 | +16.4% | 67,819 | +4.2% | 0.32% | +6.8% |
| MDU | Buy | MDU Resources Group Inc. | $11,290,000 | +26.5% | 470,432 | +2.5% | 0.31% | +16.1% |
| XOM | Buy | Exxon Mobil Corp. | $11,104,000 | +23.5% | 118,457 | +10.1% | 0.30% | +13.4% |
| NMFC | Buy | New Mountain Finance Corp. | $10,633,000 | +2.9% | 824,266 | +0.8% | 0.29% | -5.5% |
| MDT | Buy | Medtronic | $10,574,000 | +24.8% | 121,864 | +7.9% | 0.29% | +14.6% |
| IWP | Buy | Russell Midcap Growth Index Fu | $10,528,000 | +5.3% | 112,501 | +3.7% | 0.29% | -3.3% |
| TCPC | Buy | TCP Capital Corp | $10,436,000 | +3.4% | 682,954 | +0.9% | 0.29% | -5.0% |
| TCRD | Buy | THL Credit | $10,393,000 | +7.1% | 933,783 | +4.2% | 0.29% | -1.4% |
| CBSH | Buy | Commerce Bancshares, Inc. | $10,413,000 | +13.9% | 217,387 | +6.9% | 0.29% | +4.4% |
| MCD | Buy | McDonald's Corp. | $10,392,000 | +1.5% | 86,355 | +6.0% | 0.29% | -6.8% |
| OXY | Buy | Occidental Petroleum Corp | $10,131,000 | +18.6% | 134,076 | +7.4% | 0.28% | +9.0% |
| GD | Buy | General Dynamics Corp. | $10,015,000 | +14.1% | 71,928 | +7.6% | 0.28% | +4.6% |
| SEIC | Buy | SEI Investments Company | $9,970,000 | +20.3% | 207,235 | +7.6% | 0.27% | +10.5% |
| SLRC | Buy | Solar Capital, LTD. | $9,967,000 | +12.3% | 523,187 | +1.8% | 0.27% | +3.0% |
| PG | Buy | Procter & Gamble Company | $9,810,000 | +11.5% | 115,862 | +8.4% | 0.27% | +2.7% |
| APD | Buy | Air Products & Chemicals Inc. | $9,828,000 | +6.0% | 69,189 | +7.5% | 0.27% | -2.5% |
| IWO | Buy | Russell 2000 Growth Index - iS | $9,835,000 | +6.1% | 71,693 | +2.6% | 0.27% | -2.9% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $9,707,000 | +11.8% | 278,211 | +9.8% | 0.27% | +2.7% |
| IWN | Buy | Russell 2000 Value Index - iSh | $9,643,000 | +6.4% | 99,120 | +2.0% | 0.26% | -2.2% |
| NSRGY | Buy | Nestle SA | $9,502,000 | +13.3% | 122,905 | +9.3% | 0.26% | +4.0% |
| IBCC | Buy | iShares Corporate ex Financial | $9,490,000 | +9.8% | 95,808 | +10.0% | 0.26% | +0.8% |
| IJT | Buy | S&P SmallCap 600 Growth Index | $9,435,000 | +5.5% | 73,474 | +2.0% | 0.26% | -3.4% |
| PII | Buy | Polaris Industries | $9,433,000 | -11.0% | 115,377 | +7.2% | 0.26% | -18.3% |
| IGLB | Sell | iShares 10+ Year Credit Bond E | $9,347,000 | -12.8% | 149,192 | -17.5% | 0.26% | -19.9% |
| ADI | Buy | Analog Devices, Inc. | $9,361,000 | +3.7% | 165,264 | +8.4% | 0.26% | -4.8% |
| VNQ | Buy | REIT Index - Vanguard | $9,235,000 | +82.9% | 104,153 | +72.9% | 0.25% | +68.2% |
| TROW | Buy | T. Rowe Price Group, Inc. | $9,124,000 | +7.8% | 125,032 | +8.5% | 0.25% | -0.8% |
| MTB | Buy | M&T Bank Corp. | $9,024,000 | +17.1% | 76,328 | +9.9% | 0.25% | +7.4% |
| NVS | Buy | Novartis AG - ADR | $8,777,000 | +27.2% | 106,371 | +11.7% | 0.24% | +16.4% |
| GWW | Buy | W.W. Grainger, Inc. | $8,755,000 | +6.1% | 38,526 | +9.0% | 0.24% | -2.4% |
| IJS | Buy | S&P SmallCap 600 Value Index F | $8,722,000 | +4.1% | 74,656 | +1.0% | 0.24% | -4.4% |
| HTGC | Buy | Hercules Technology Growth Cap | $8,618,000 | +4.1% | 693,914 | +0.7% | 0.24% | -4.4% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $8,548,000 | +11.9% | 79,093 | +9.5% | 0.24% | +2.6% |
| TCAP | Buy | Triangle Capital Corp | $8,487,000 | -2.1% | 437,921 | +3.9% | 0.23% | -10.4% |
| NKE | Buy | Nike Inc. - B | $8,222,000 | -0.3% | 148,948 | +11.1% | 0.23% | -8.5% |
| XLY | Sell | Consumer Discret Select Sector | $7,880,000 | -16.1% | 100,950 | -15.0% | 0.22% | -22.8% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $7,826,000 | +15.2% | 738,959 | +14.3% | 0.22% | +5.9% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $7,610,000 | +22.4% | 119,417 | +5.9% | 0.21% | +12.4% |
| VBK | Buy | Small Cap Growth - Vanguard ET | $7,457,000 | +6.4% | 60,187 | +2.2% | 0.20% | -2.4% |
| MBB | Buy | iShares MBS Bond ETF | $7,147,000 | +10.7% | 64,993 | +10.2% | 0.20% | +2.1% |
| GOOGL | Sell | Alphabet Inc. Class - A | $7,174,000 | -11.6% | 10,197 | -4.1% | 0.20% | -18.9% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $6,242,000 | +29.6% | 123,386 | +26.4% | 0.17% | +19.4% |
| PNNT | Sell | PennantPark Investment Corp. | $6,247,000 | +12.5% | 914,637 | -0.2% | 0.17% | +3.6% |
| TSLX | Buy | TPG Specialty Lending Inc Com | $6,149,000 | +15.3% | 370,218 | +11.9% | 0.17% | +5.6% |
| JWN | Buy | Nordstrom Inc. | $6,117,000 | -22.9% | 160,759 | +15.9% | 0.17% | -29.4% |
| IBCD | Buy | iShares Corporate ex Financial | $6,018,000 | +11.0% | 59,939 | +9.7% | 0.16% | +1.9% |
| NXPI | New | NXP Semiconductors | $5,914,000 | – | 75,495 | +100.0% | 0.16% | – |
| CYS | CYS Investments Inc | $5,853,000 | +2.8% | 699,326 | 0.0% | 0.16% | -5.3% | |
| PDCO | Buy | Patterson Companies, Inc. | $5,519,000 | +11.8% | 115,249 | +8.6% | 0.15% | +2.7% |
| ACAS | Buy | American Capital Ltd. | $5,415,000 | +6.6% | 342,061 | +2.6% | 0.15% | -2.0% |
| XLP | Sell | Consumer Staples Select Sector | $5,220,000 | -20.9% | 94,659 | -23.9% | 0.14% | -27.3% |
| IYF | Sell | Dow Jones US Financial Sector | $5,130,000 | -0.9% | 59,692 | -2.4% | 0.14% | -9.0% |
| IGIB | Buy | iShares Interm. Term Corporate | $4,946,000 | +11.0% | 44,455 | +9.4% | 0.14% | +2.3% |
| XLI | Sell | Industrial Select Sector - SPD | $4,945,000 | -1.1% | 88,296 | -2.1% | 0.14% | -9.3% |
| OFS | Buy | OFS Capital Corp. | $4,757,000 | +0.8% | 370,211 | +1.6% | 0.13% | -7.1% |
| XLV | Buy | Health Care Select Sector - SP | $4,708,000 | +23.3% | 65,654 | +16.6% | 0.13% | +13.2% |
| MCC | Buy | Medley Capital Corp. | $4,403,000 | +19.8% | 657,221 | +18.0% | 0.12% | +10.0% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $4,368,000 | +32.7% | 218,493 | +30.1% | 0.12% | +21.2% |
| MAIN | Buy | Main Street Capital Corp. | $4,239,000 | +6.6% | 129,038 | +1.7% | 0.12% | -1.7% |
| BKFS | Buy | Black Knight Financial Service | $4,219,000 | +77.8% | 112,205 | +46.7% | 0.12% | +63.4% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-F | $4,157,000 | +31.8% | 157,231 | +29.9% | 0.11% | +21.3% |
| SCM | Buy | Stellus Capital Investment | $4,013,000 | +1.4% | 391,917 | +1.2% | 0.11% | -6.8% |
| IDU | Sell | Dow Jones US Utilities - iShar | $3,997,000 | +4.6% | 30,450 | -1.5% | 0.11% | -3.5% |
| FSK | Buy | FS Investment Corp. | $3,750,000 | +0.2% | 414,406 | +1.6% | 0.10% | -8.0% |
| BSCO | Buy | Guggenheim BulletShares Corpor | $3,733,000 | +12.4% | 175,848 | +9.3% | 0.10% | +4.0% |
| BSCM | Buy | Guggenheim BulletShares Invest | $3,700,000 | +11.9% | 171,770 | +9.4% | 0.10% | +3.0% |
| BSCL | Buy | Guggenheim BulletShares Invest | $3,666,000 | +11.6% | 170,347 | +9.5% | 0.10% | +3.1% |
| BSCK | Buy | Guggenheim BulletShares Corpor | $3,642,000 | +11.2% | 167,758 | +9.6% | 0.10% | +2.0% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $3,625,000 | +10.8% | 169,162 | +9.7% | 0.10% | +2.0% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $3,582,000 | +11.1% | 167,619 | +9.8% | 0.10% | +2.1% |
| IEI | Buy | Barclays 3-7 Year Treasury Bon | $3,516,000 | +11.3% | 27,610 | +10.1% | 0.10% | +2.1% |
| NLY | Buy | Annaly Capital Management Inc. | $3,518,000 | +8.0% | 317,752 | +0.1% | 0.10% | 0.0% |
| FEIC | Buy | FEI Company | $3,486,000 | +22.0% | 32,619 | +1.6% | 0.10% | +11.6% |
| XLE | New | Energy Select Sector - SPDR | $3,426,000 | – | 50,211 | +100.0% | 0.09% | – |
| WOOF | Sell | VCA Antech Inc. | $3,198,000 | +15.9% | 47,295 | -1.1% | 0.09% | +6.0% |
| LQD | Sell | iShares iBoxx Corporate Bond E | $3,074,000 | +2.8% | 25,049 | -0.5% | 0.08% | -5.6% |
| AINV | Sell | Apollo Investment Corp. | $3,053,000 | -0.3% | 551,102 | -0.1% | 0.08% | -8.7% |
| VAR | Buy | Varian Medical Systems Inc. | $2,890,000 | +17.4% | 35,149 | +14.2% | 0.08% | +6.8% |
| MUB | Buy | iShares National AMT-Free Muni | $2,810,000 | +32.0% | 24,663 | +29.4% | 0.08% | +20.3% |
| IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $2,767,000 | +31.8% | 106,583 | +30.7% | 0.08% | +20.6% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $2,764,000 | +31.7% | 105,651 | +30.3% | 0.08% | +20.6% |
| A104PS | Buy | Hilton Worldwide Holdings Inc | $2,751,000 | +17.8% | 122,099 | +17.8% | 0.08% | +8.6% |
| NTUS | Buy | Natus Medical Inc | $2,634,000 | +156.2% | 69,675 | +160.5% | 0.07% | +132.3% |
| JBT | Buy | John Bean Technologies Corp. | $2,493,000 | +8.7% | 40,726 | +0.1% | 0.07% | 0.0% |
| TECH | Sell | Techne Corp. | $2,452,000 | +17.9% | 21,740 | -1.2% | 0.07% | +8.1% |
| LNCE | Buy | Snyders-Lance Inc | $2,356,000 | +11.9% | 69,520 | +4.0% | 0.06% | +3.2% |
| ABDC | Buy | Alcentra Capital Corporation | $2,308,000 | +5.2% | 189,994 | +0.8% | 0.06% | -4.5% |
| BKCC | Buy | BlackRock Kelso Capital Corp. | $2,266,000 | -16.4% | 291,248 | +1.1% | 0.06% | -23.5% |
| SPY | Buy | S&P 500 - SPDR | $2,219,000 | +14.4% | 10,593 | +12.3% | 0.06% | +5.2% |
| NATL | Sell | National Interstate Corporatio | $2,165,000 | -1.9% | 71,573 | -2.9% | 0.06% | -9.1% |
| HRZN | Horizon Technology | $2,184,000 | +5.1% | 179,012 | 0.0% | 0.06% | -3.2% | |
| PBPB | Buy | Potbelly Corp | $2,142,000 | -4.4% | 170,826 | +3.7% | 0.06% | -11.9% |
| BMRC | Buy | Bank of Marin (CA) | $2,140,000 | +7.8% | 44,250 | +9.7% | 0.06% | 0.0% |
| MLI | Buy | Mueller Industries Inc. | $2,123,000 | +12.3% | 66,592 | +3.7% | 0.06% | +1.8% |
| TYPE | New | Monotype Imaging Holdings Inc | $2,124,000 | – | 86,230 | +100.0% | 0.06% | – |
| FWRD | Buy | Forward Air Corp. | $2,020,000 | +4.1% | 45,373 | +5.9% | 0.06% | -3.4% |
| GOOD | Buy | Gladstone Commercial Corp. | $1,992,000 | +8.7% | 117,967 | +5.4% | 0.06% | 0.0% |
| OB | Sell | Onebeacon Insurance Group Ltd | $2,010,000 | -67.9% | 145,622 | -70.4% | 0.06% | -70.6% |
| RAVN | Buy | Raven Industries Inc | $2,018,000 | +26.2% | 106,521 | +6.7% | 0.06% | +14.6% |
| EXPO | Buy | Exponent Inc. | $1,962,000 | +14.6% | 33,594 | +0.1% | 0.05% | +5.9% |
| HYH | Buy | Halyard Health Inc | $1,982,000 | +17.0% | 60,951 | +3.4% | 0.05% | +5.9% |
| IBMH | Buy | iShares iBonds Sep 2019 Amt Fr | $1,922,000 | +30.3% | 74,706 | +30.1% | 0.05% | +20.5% |
| PNY | Sell | Piedmont Natural Gas Co. Inc. | $1,890,000 | -70.5% | 31,433 | -70.7% | 0.05% | -72.9% |
| THR | Buy | Thermon Group Holdings Inc | $1,883,000 | +16.4% | 98,004 | +6.3% | 0.05% | +8.3% |
| PFLT | Buy | PennantPark Floating Rate Capi | $1,895,000 | +7.2% | 152,838 | +1.1% | 0.05% | -1.9% |
| FELE | Sell | Franklin Electric Co. Inc. | $1,902,000 | +2.8% | 57,542 | -0.0% | 0.05% | -5.5% |
| LSTR | Sell | Landstar System Inc. | $1,768,000 | -57.8% | 25,743 | -60.3% | 0.05% | -60.8% |
| CMFN | Buy | CM Finance Inc | $1,755,000 | +6.6% | 197,616 | +0.9% | 0.05% | -2.0% |
| HAE | Sell | Haemonetics Corporation | $1,622,000 | -18.7% | 55,960 | -1.8% | 0.04% | -25.0% |
| HTS | Sell | Hatteras Financial Corp. | $1,569,000 | -43.9% | 95,677 | -51.1% | 0.04% | -48.8% |
| CODI | Sell | Compass Diversified Holdings | $1,463,000 | -32.4% | 88,200 | -36.2% | 0.04% | -38.5% |
| IAU | Sell | Gold Trust - iShares | $1,382,000 | +6.8% | 108,312 | -0.5% | 0.04% | -2.6% |
| KCAP | KCAP Financial Inc | $1,335,000 | +8.9% | 340,472 | 0.0% | 0.04% | 0.0% | |
| CULP | Sell | Culp Inc. | $1,113,000 | +3.7% | 40,274 | -1.6% | 0.03% | -3.1% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,085,000 | +1.7% | 5 | 0.0% | 0.03% | -6.2% | |
| ROLL | Buy | RBC Bearings Incorporated | $1,109,000 | +67.8% | 15,301 | +69.5% | 0.03% | +50.0% |
| CMO | Buy | Capstead Mortgage Corp. | $1,072,000 | -1.9% | 110,509 | +0.0% | 0.03% | -12.1% |
| GAIN | Gladstone Investment Corp. | $1,021,000 | +2.0% | 142,533 | 0.0% | 0.03% | -6.7% | |
| VCIT | Sell | Vanguard Interm. Term Corporat | $910,000 | -58.2% | 10,180 | -59.3% | 0.02% | -61.5% |
| FSP | Franklin Street Properties Cor | $736,000 | +15.5% | 60,000 | 0.0% | 0.02% | +5.3% | |
| GLAD | Gladstone Capital Corporation | $717,000 | -2.8% | 99,045 | 0.0% | 0.02% | -9.1% | |
| CC | Sell | Chemours | $639,000 | +12.5% | 77,523 | -4.5% | 0.02% | +5.9% |
| MFIN | Medallion Financial Corp | $615,000 | -20.0% | 83,353 | 0.0% | 0.02% | -26.1% | |
| GLD | New | Gold Shares - SPDR | $619,000 | – | 4,893 | +100.0% | 0.02% | – |
| IVE | Buy | S&P 500 Value Index - iShares | $446,000 | +9.9% | 4,804 | +6.4% | 0.01% | 0.0% |
| SLW | Sell | Silver Wheaton Corp. | $393,000 | +22.8% | 16,716 | -13.4% | 0.01% | +10.0% |
| FNV | Sell | Franco-Nevada Corp. | $414,000 | +19.7% | 5,441 | -3.5% | 0.01% | +10.0% |
| BUD | Anheuser-Busch InBev SA/NV | $354,000 | +5.7% | 2,690 | 0.0% | 0.01% | 0.0% | |
| IVW | Buy | S&P 500 Growth Index - iShares | $370,000 | +7.2% | 3,175 | +6.6% | 0.01% | 0.0% |
| Manatuck Hill Mariner Offshore | $379,000 | +1.3% | 2,813 | 0.0% | 0.01% | -9.1% | ||
| EOG | Buy | EOG Resources | $347,000 | +23.9% | 4,162 | +8.0% | 0.01% | +25.0% |
| FNY | Sell | First Trust Mid Cap Growth Alp | $370,000 | +3.9% | 12,317 | -0.2% | 0.01% | -9.1% |
| VWO | New | Vanguard MSCI Emerging Markets | $352,000 | – | 9,985 | +100.0% | 0.01% | – |
| RGLD | Buy | Royal Gold, Inc. | $371,000 | +61.3% | 5,146 | +14.9% | 0.01% | +42.9% |
| VMC | Buy | Vulcan Materials Co. | $329,000 | +50.2% | 2,733 | +31.8% | 0.01% | +28.6% |
| SLV | New | Silver Trust - iShares | $285,000 | – | 15,979 | +100.0% | 0.01% | – |
| FYC | Sell | First Trust Small Cap Growth | $273,000 | +3.8% | 8,736 | -0.1% | 0.01% | 0.0% |
| IJR | Buy | S&P SmallCap 600 Index Fund - | $292,000 | +4.7% | 2,509 | +1.2% | 0.01% | 0.0% |
| PXD | Buy | Pioneer Natural Resources Co. | $307,000 | +27.9% | 2,028 | +19.2% | 0.01% | +14.3% |
| SAND | Sell | Sandstorm Gold LTD | $240,000 | +34.8% | 53,717 | -0.9% | 0.01% | +40.0% |
| AA | Buy | ALCOA, INC. | $272,000 | -2.5% | 29,368 | +0.9% | 0.01% | -12.5% |
| IWF | Buy | Russell 1000 Growth Index Fund | $263,000 | +6.9% | 2,616 | +6.0% | 0.01% | 0.0% |
| FNK | Sell | First Trust Mid Cap Value Alph | $240,000 | -8.4% | 8,583 | -7.6% | 0.01% | -12.5% |
| IGSB | Buy | iShares Barclays 1-3 Year Inve | $260,000 | +5.7% | 2,452 | +5.2% | 0.01% | 0.0% |
| FRI | New | First Trust S&P REIT | $242,000 | – | 9,800 | +100.0% | 0.01% | – |
| PCH | New | Potlatch Corp. | $243,000 | – | 7,130 | +100.0% | 0.01% | – |
| DOW | New | Dow Chemical | $204,000 | – | 4,103 | +100.0% | 0.01% | – |
| HCAP | Harvest Capital Credit Corp | $213,000 | +4.9% | 16,699 | 0.0% | 0.01% | 0.0% | |
| Sell | Vanguard Equity-Income Admiralmfund | $224,000 | -3.9% | 3,398 | -6.9% | 0.01% | -14.3% | |
| FMC | Sell | FMC Corp. | $233,000 | +13.7% | 5,040 | -0.6% | 0.01% | 0.0% |
| FSC | Fifth Street Finance Corp. | $228,000 | -3.0% | 46,910 | 0.0% | 0.01% | -14.3% | |
| V | New | Visa, Inc. - A | $221,000 | – | 2,980 | +100.0% | 0.01% | – |
| HNRG | New | Hallador Energy Company | $177,000 | – | 38,412 | +100.0% | 0.01% | – |
| AG | New | First Majestic Silver Corp. | $167,000 | – | 12,270 | +100.0% | 0.01% | – |
| UNG | New | United States Natural Gas Fund | $121,000 | – | 13,974 | +100.0% | 0.00% | – |
| TORXF | Sell | Torex Gold Res Inc | $86,000 | -18.9% | 47,840 | -37.3% | 0.00% | -33.3% |
| CRC | Exit | California Resources Corp. (Wh | $0 | – | -10,510 | -100.0% | 0.00% | – |
| EGO | Exit | Eldorado Gold Corp. | $0 | – | -26,651 | -100.0% | -0.00% | – |
| EWJ | Exit | iShares MSCI Japan Index | $0 | – | -11,382 | -100.0% | -0.00% | – |
| GLNCY | Exit | Glencore Xstrata plc | $0 | – | -31,641 | -100.0% | -0.00% | – |
| SA | Exit | Seabridge Gold Inc. | $0 | – | -11,284 | -100.0% | -0.00% | – |
| ACSF | Exit | American Capital Senior Floati | $0 | – | -17,308 | -100.0% | -0.01% | – |
| VGK | Exit | European ETF - Vanguard | $0 | – | -4,286 | -100.0% | -0.01% | – |
| DRGDF | Exit | Detour Gold Corp | $0 | – | -12,960 | -100.0% | -0.01% | – |
| IVV | Exit | S&P 500 Index Fund - iShares | $0 | – | -1,071 | -100.0% | -0.01% | – |
| CXO | Exit | Concho Resources, Inc. | $0 | – | -2,420 | -100.0% | -0.01% | – |
| AGU | Exit | Agrium Inc. | $0 | – | -2,543 | -100.0% | -0.01% | – |
| XEC | Exit | Cimarex Energy Co. | $0 | – | -2,587 | -100.0% | -0.01% | – |
| TUMI | Exit | Tumi Holdings, Inc. | $0 | – | -36,077 | -100.0% | -0.03% | – |
| TICC | Exit | TICC Capital Corp. | $0 | – | -299,305 | -100.0% | -0.04% | – |
| MLN | Exit | Market Vectors Long Municipal | $0 | – | -505,750 | -100.0% | -0.31% | – |
| HAL | Exit | Halliburton Co. | $0 | – | -512,507 | -100.0% | -0.55% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-07-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.