$3.34 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 232 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 15.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Buy | Pepsico, Inc | $83,833,000 | +7.3% | 818,040 | +4.7% | 2.51% | -1.8% |
| JNJ | Buy | Johnson & Johnson | $83,629,000 | +10.4% | 772,909 | +4.8% | 2.50% | +1.0% |
| CVX | Buy | Chevron Corp. | $69,341,000 | +18.2% | 726,849 | +11.5% | 2.08% | +8.2% |
| DEO | Buy | Diageo (Adr 1:4) | $66,799,000 | +5.7% | 619,258 | +6.8% | 2.00% | -3.3% |
| MSFT | Buy | Microsoft Corp. | $65,665,000 | +2.4% | 1,188,940 | +2.9% | 1.97% | -6.2% |
| GGG | Buy | Graco inc. | $64,118,000 | +20.5% | 763,672 | +3.4% | 1.92% | +10.3% |
| MMM | Buy | 3M Company | $62,323,000 | +14.4% | 374,022 | +3.4% | 1.87% | +4.7% |
| SO | Buy | Southern Company | $59,931,000 | +12.4% | 1,158,526 | +1.6% | 1.79% | +2.8% |
| CB | New | Chubb Corp | $59,011,000 | – | 495,265 | +100.0% | 1.77% | – |
| PAYX | Buy | Paychex, Inc. | $58,897,000 | +10.1% | 1,090,478 | +7.8% | 1.76% | +0.8% |
| CL | Buy | Colgate-Palmolive Co. | $58,300,000 | +11.6% | 825,200 | +5.2% | 1.74% | +2.1% |
| MLM | Buy | Martin Marietta Materials Inc. | $56,095,000 | +22.4% | 351,668 | +4.8% | 1.68% | +12.0% |
| SYK | Buy | Stryker Corp. | $55,788,000 | +20.7% | 519,969 | +4.6% | 1.67% | +10.4% |
| LLTC | Buy | Linear Technology Corp | $55,727,000 | +10.9% | 1,250,598 | +5.7% | 1.67% | +1.5% |
| PGR | Buy | Progressive Corp. | $54,086,000 | +10.8% | 1,539,156 | +0.3% | 1.62% | +1.4% |
| KHC | Buy | Kraft Heinz Co. | $53,986,000 | +10.6% | 687,195 | +2.5% | 1.62% | +1.3% |
| NTRS | Buy | Northern Trust Corporation | $53,211,000 | -3.7% | 816,495 | +6.6% | 1.59% | -11.8% |
| ARCC | Buy | Ares Capital Corp. | $52,884,000 | +13.4% | 3,563,580 | +8.9% | 1.58% | +3.8% |
| PX | Buy | Praxair Inc. | $51,828,000 | +23.2% | 452,847 | +10.2% | 1.55% | +12.8% |
| GE | Buy | General Electric Company | $51,794,000 | +2.9% | 1,629,263 | +0.9% | 1.55% | -5.8% |
| WY | Buy | Weyerhaeuser Co. | $51,242,000 | +16064.7% | 1,654,040 | +15547.0% | 1.53% | +15240.0% |
| IRM | Buy | Iron Mountain | $51,114,000 | +38.0% | 1,507,333 | +9.9% | 1.53% | +26.2% |
| FAST | Buy | Fastenol Co. | $51,040,000 | +23.7% | 1,041,628 | +3.1% | 1.53% | +13.3% |
| FNF | Buy | Fidelity National Financial In | $50,331,000 | +5.8% | 1,484,681 | +8.2% | 1.51% | -3.2% |
| BR | Sell | Broadridge Financial Solutions | $49,977,000 | +9.4% | 842,639 | -0.9% | 1.50% | +0.1% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $48,203,000 | +24.0% | 649,380 | +3.6% | 1.44% | +13.4% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $48,018,000 | +12.6% | 1,184,167 | +12.1% | 1.44% | +3.0% |
| MAT | Buy | Mattel Inc | $47,569,000 | +29.2% | 1,414,901 | +4.4% | 1.42% | +18.3% |
| MKL | Buy | Markel Corp. | $47,475,000 | +3.9% | 53,249 | +2.9% | 1.42% | -4.9% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $46,086,000 | +7.9% | 727,829 | +13.5% | 1.38% | -1.2% |
| KSS | Buy | Kohl's Corp. | $45,902,000 | +4.3% | 984,808 | +6.6% | 1.37% | -4.6% |
| RYN | Buy | Rayonier Inc. | $45,876,000 | +27.2% | 1,858,851 | +14.4% | 1.37% | +16.5% |
| DLR | Sell | Digital Realty Trust Inc. | $44,371,000 | -11.5% | 501,428 | -24.4% | 1.33% | -19.0% |
| PFE | Buy | Pfizer Inc. | $42,452,000 | -2.0% | 1,432,245 | +6.7% | 1.27% | -10.3% |
| DISCK | Buy | Discovery Communications, Inc. | $40,970,000 | +16.1% | 1,517,403 | +8.4% | 1.23% | +6.3% |
| AIG | Buy | American International Group, | $38,079,000 | -6.1% | 704,517 | +7.6% | 1.14% | -14.1% |
| TJX | Sell | TJX Companies | $37,346,000 | +9.8% | 476,658 | -0.6% | 1.12% | +0.5% |
| KMI | Buy | Kinder Morgan Inc. | $35,992,000 | +49.5% | 2,015,214 | +24.9% | 1.08% | +36.7% |
| MA | Buy | Mastercard Inc. - A | $34,669,000 | +4.0% | 366,865 | +7.1% | 1.04% | -4.8% |
| ESRX | Buy | Express Scripts Inc. | $34,510,000 | -14.7% | 502,409 | +8.5% | 1.03% | -22.0% |
| BRO | Buy | Brown & Brown Inc. | $32,460,000 | +19.3% | 906,704 | +7.0% | 0.97% | +9.2% |
| EXPD | Buy | Expeditors International of Wa | $32,037,000 | +13.2% | 656,356 | +4.6% | 0.96% | +3.6% |
| LOW | Buy | Lowe's Companies Inc. | $30,720,000 | +6.0% | 405,543 | +6.4% | 0.92% | -3.0% |
| ITW | Buy | Illinois Tool Works Inc. | $29,821,000 | +13.4% | 291,105 | +2.6% | 0.89% | +3.8% |
| BBBY | Buy | Bed Bath & Beyond Inc | $28,677,000 | +19.8% | 577,696 | +16.5% | 0.86% | +9.6% |
| TLT | Buy | Barclays 20+ Year Treasury Bon | $28,126,000 | +72.6% | 215,346 | +59.4% | 0.84% | +58.0% |
| UTX | Buy | United Technologies Corp. | $27,537,000 | +13.9% | 275,096 | +9.3% | 0.82% | +4.2% |
| AXP | Buy | American Express Company | $26,716,000 | -1.8% | 435,110 | +11.3% | 0.80% | -10.0% |
| WRB | Buy | W.R. Berkley Corp | $26,492,000 | +6.7% | 471,393 | +4.0% | 0.79% | -2.3% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $25,872,000 | +3.9% | 182,728 | +4.1% | 0.78% | -4.8% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $25,045,000 | +13.5% | 176,523 | +5.6% | 0.75% | +3.9% |
| MORN | Buy | Morningstar Inc. | $24,400,000 | +17.4% | 276,426 | +7.0% | 0.73% | +7.4% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $21,771,000 | +17.0% | 175,514 | +10.5% | 0.65% | +7.1% |
| GOOG | Buy | Alphabet Inc. Class- C | $21,450,000 | -0.5% | 28,794 | +1.3% | 0.64% | -8.9% |
| MSM | Buy | MSC Industrial Direct Co. Inc | $20,852,000 | +50.9% | 273,252 | +11.3% | 0.62% | +38.1% |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $20,711,000 | +8.8% | 127,367 | +7.7% | 0.62% | -0.5% |
| WFC | Buy | Wells Fargo & Company | $20,482,000 | -4.2% | 423,531 | +7.7% | 0.61% | -12.4% |
| CFRUY | Buy | Compagnie Financiere Richemont | $18,811,000 | +4.4% | 2,850,158 | +12.7% | 0.56% | -4.4% |
| HAL | Buy | Halliburton Co. | $18,307,000 | +20.9% | 512,507 | +15.2% | 0.55% | +10.7% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $17,704,000 | +162.5% | 160,446 | +151.2% | 0.53% | +139.8% |
| VCLT | Buy | Vanguard Long Term Corporate B | $17,292,000 | +13.3% | 193,320 | +6.6% | 0.52% | +3.8% |
| RMAX | Buy | RE/Max Holdings | $15,651,000 | -0.4% | 456,295 | +8.3% | 0.47% | -8.8% |
| GBDC | Buy | Golub Capital BDC Inc | $13,196,000 | +4.7% | 762,338 | +0.6% | 0.40% | -4.1% |
| IYW | Buy | Dow Jones US Technology - iSha | $12,972,000 | +2.8% | 119,556 | +1.4% | 0.39% | -6.1% |
| HD | Buy | Home Depot Inc. | $12,830,000 | +5.9% | 96,152 | +4.9% | 0.38% | -3.0% |
| IBCE | Buy | iShares Corporate ex Financial | $10,921,000 | +11.6% | 110,815 | +7.4% | 0.33% | +2.2% |
| IGLB | Buy | iShares 10+ Year Credit Bond E | $10,723,000 | +13.9% | 180,885 | +7.0% | 0.32% | +4.2% |
| PII | Buy | Polaris Industries | $10,603,000 | +4550.4% | 107,666 | +3950.6% | 0.32% | +4428.6% |
| NJR | Buy | New Jersey Resources Corp. | $10,384,000 | +13.3% | 285,035 | +2.5% | 0.31% | +3.7% |
| NMFC | Buy | New Mountain Finance Corp. | $10,331,000 | -2.6% | 817,341 | +0.3% | 0.31% | -11.0% |
| MLN | Buy | Market Vectors Long Municipal | $10,262,000 | +21.5% | 505,750 | +19.2% | 0.31% | +11.2% |
| MCD | Buy | McDonald's Corp. | $10,243,000 | +10.4% | 81,503 | +3.8% | 0.31% | +1.3% |
| TCPC | Buy | TCP Capital Corp | $10,094,000 | +7.4% | 676,996 | +0.4% | 0.30% | -1.6% |
| IWP | Buy | Russell Midcap Growth Index Fu | $9,996,000 | +4.2% | 108,460 | +3.9% | 0.30% | -4.8% |
| CLX | Buy | The Clorox Company | $9,983,000 | +2.6% | 79,189 | +3.2% | 0.30% | -6.0% |
| BDX | Buy | Becton, Dickinson and Company | $9,884,000 | +2.8% | 65,104 | +4.3% | 0.30% | -6.0% |
| LMT | Buy | Lockheed Martin Corp | $9,788,000 | +9.4% | 44,189 | +7.2% | 0.29% | 0.0% |
| TCRD | Buy | THL Credit | $9,702,000 | +3.9% | 895,832 | +2.6% | 0.29% | -5.2% |
| XLY | Buy | Consumer Discret Select Sector | $9,397,000 | +5.1% | 118,805 | +3.9% | 0.28% | -3.8% |
| IWO | Buy | Russell 2000 Growth Index - iS | $9,270,000 | +2.8% | 69,907 | +8.0% | 0.28% | -5.8% |
| APD | Buy | Air Products & Chemicals Inc. | $9,268,000 | +17.6% | 64,339 | +6.2% | 0.28% | +7.4% |
| CBSH | Buy | Commerce Bancshares, Inc. | $9,140,000 | +11.7% | 203,333 | +5.7% | 0.27% | +2.2% |
| IWN | Sell | Russell 2000 Value Index - iSh | $9,059,000 | -0.4% | 97,224 | -1.8% | 0.27% | -9.1% |
| ADI | Buy | Analog Devices, Inc. | $9,023,000 | +14.1% | 152,449 | +6.7% | 0.27% | +4.2% |
| XOM | Buy | Exxon Mobil Corp. | $8,992,000 | +14.6% | 107,572 | +6.9% | 0.27% | +4.7% |
| IJT | Buy | S&P SmallCap 600 Growth Index | $8,942,000 | +5.1% | 71,999 | +5.1% | 0.27% | -3.6% |
| MDU | Buy | MDU Resources Group Inc. | $8,928,000 | +20.6% | 458,792 | +13.6% | 0.27% | +10.3% |
| SLRC | Buy | Solar Capital, LTD. | $8,879,000 | +7.8% | 513,837 | +2.5% | 0.27% | -1.5% |
| PG | Buy | Procter & Gamble Company | $8,795,000 | +10.4% | 106,851 | +6.6% | 0.26% | +1.2% |
| GD | Buy | General Dynamics Corp. | $8,780,000 | +1.0% | 66,837 | +5.6% | 0.26% | -7.4% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $8,682,000 | +9.0% | 253,349 | +6.3% | 0.26% | -0.4% |
| TCAP | Buy | Triangle Capital Corp | $8,671,000 | +10.6% | 421,344 | +2.7% | 0.26% | +1.6% |
| IBCC | Buy | iShares Corporate ex Financial | $8,640,000 | +6.6% | 87,121 | +6.4% | 0.26% | -2.3% |
| OXY | Buy | Occidental Petroleum Corp | $8,544,000 | +14.8% | 124,859 | +13.4% | 0.26% | +5.3% |
| MDT | Buy | Medtronic | $8,471,000 | +3.4% | 112,943 | +6.0% | 0.25% | -5.2% |
| TROW | Buy | T. Rowe Price Group, Inc. | $8,463,000 | +9.6% | 115,208 | +6.7% | 0.25% | 0.0% |
| NSRGY | Buy | Nestle SA | $8,386,000 | +6.9% | 112,399 | +6.7% | 0.25% | -2.3% |
| IJS | Buy | S&P SmallCap 600 Value Index F | $8,377,000 | +13.8% | 73,926 | +8.7% | 0.25% | +4.1% |
| SEIC | Buy | SEI Investments Company | $8,290,000 | -12.2% | 192,564 | +6.9% | 0.25% | -19.7% |
| HTGC | Buy | Hercules Technology Growth Cap | $8,275,000 | -1.4% | 688,985 | +0.0% | 0.25% | -9.8% |
| NKE | Buy | Nike Inc. - B | $8,243,000 | +8.9% | 134,095 | +10.8% | 0.25% | -0.4% |
| GWW | Buy | W.W. Grainger, Inc. | $8,252,000 | +25.9% | 35,352 | +9.3% | 0.25% | +15.4% |
| GOOGL | Sell | Alphabet Inc. Class - A | $8,113,000 | -4.2% | 10,634 | -2.3% | 0.24% | -12.3% |
| DCI | Buy | Donaldson Inc | $8,015,000 | +24.4% | 251,187 | +11.7% | 0.24% | +13.7% |
| JWN | Buy | Nordstrom Inc. | $7,938,000 | +25.7% | 138,760 | +9.4% | 0.24% | +15.0% |
| MTB | Buy | M&T Bank Corp. | $7,707,000 | +2.7% | 69,429 | +12.1% | 0.23% | -5.7% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $7,637,000 | +8.9% | 72,201 | +7.0% | 0.23% | 0.0% |
| VBK | Buy | Small Cap Growth - Vanguard ET | $7,008,000 | +6.2% | 58,891 | +8.4% | 0.21% | -2.8% |
| NVS | Buy | Novartis AG - ADR | $6,900,000 | -8.5% | 95,250 | +8.7% | 0.21% | -16.2% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $6,791,000 | +9.9% | 646,757 | +25.2% | 0.20% | +0.5% |
| XLP | Buy | Consumer Staples Select Sector | $6,601,000 | +44.2% | 124,404 | +37.2% | 0.20% | +32.0% |
| MBB | Buy | iShares MBS Bond ETF | $6,459,000 | +111.4% | 58,997 | +107.9% | 0.19% | +93.0% |
| PNY | Sell | Piedmont Natural Gas Co. Inc. | $6,411,000 | -38.4% | 107,157 | -41.3% | 0.19% | -43.7% |
| OB | Sell | Onebeacon Insurance Group Ltd | $6,254,000 | +0.9% | 491,275 | -1.6% | 0.19% | -7.9% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $6,216,000 | +0.7% | 112,798 | +9.6% | 0.19% | -7.9% |
| REZ | Sell | iShares Residential Real Estat | $5,921,000 | -10.3% | 89,746 | -13.8% | 0.18% | -18.1% |
| CYS | Buy | CYS Investments Inc | $5,693,000 | +14.5% | 699,326 | +0.3% | 0.17% | +4.3% |
| PNNT | Sell | PennantPark Investment Corp. | $5,551,000 | -18.3% | 916,053 | -16.7% | 0.17% | -25.2% |
| IBCD | Buy | iShares Corporate ex Financial | $5,423,000 | +8.1% | 54,643 | +6.1% | 0.16% | -1.2% |
| TSLX | Buy | TPG Specialty Lending Inc Com | $5,335,000 | -0.5% | 330,728 | +0.1% | 0.16% | -8.6% |
| IYF | Buy | Dow Jones US Financial Sector | $5,175,000 | -0.3% | 61,168 | +4.1% | 0.16% | -8.8% |
| ACAS | Sell | American Capital Ltd. | $5,079,000 | -3.2% | 333,261 | -12.4% | 0.15% | -11.6% |
| VNQ | Sell | REIT Index - Vanguard | $5,048,000 | +4.5% | 60,236 | -0.6% | 0.15% | -4.4% |
| XLI | Buy | Industrial Select Sector - SPD | $5,002,000 | +8.2% | 90,178 | +3.4% | 0.15% | -0.7% |
| PDCO | Buy | Patterson Companies, Inc. | $4,938,000 | +16.3% | 106,131 | +13.0% | 0.15% | +6.5% |
| TFI | New | SPDR Nuveen Barclays Capital M | $4,817,000 | – | 97,637 | +100.0% | 0.14% | – |
| OFS | Buy | OFS Capital Corp. | $4,717,000 | +14.2% | 364,262 | +1.2% | 0.14% | +4.4% |
| IGIB | Buy | iShares Interm. Term Corporate | $4,457,000 | +9.3% | 40,632 | +6.9% | 0.13% | 0.0% |
| LSTR | Buy | Landstar System Inc. | $4,192,000 | +19.7% | 64,877 | +8.7% | 0.12% | +8.7% |
| MAIN | Buy | Main Street Capital Corp. | $3,976,000 | +7.9% | 126,823 | +0.1% | 0.12% | -1.7% |
| SCM | Buy | Stellus Capital Investment | $3,958,000 | +13.6% | 387,238 | +7.1% | 0.12% | +3.5% |
| IDU | Buy | Dow Jones US Utilities - iShar | $3,823,000 | +99.3% | 30,910 | +73.9% | 0.11% | +81.0% |
| XLV | Sell | Health Care Select Sector - SP | $3,817,000 | -16.9% | 56,317 | -11.7% | 0.11% | -24.0% |
| FSK | Buy | FS Investment Corp. | $3,741,000 | +2.1% | 407,917 | +0.1% | 0.11% | -6.7% |
| MCC | Medley Capital Corp. | $3,676,000 | -12.2% | 556,921 | 0.0% | 0.11% | -19.7% | |
| BSCO | Buy | Guggenheim BulletShares Corpor | $3,320,000 | +11.5% | 160,918 | +6.8% | 0.10% | +2.1% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $3,292,000 | +28.4% | 167,979 | +24.5% | 0.10% | +17.9% |
| BSCM | Buy | Guggenheim BulletShares Invest | $3,306,000 | +10.3% | 157,027 | +6.3% | 0.10% | +1.0% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $3,273,000 | +6.9% | 154,264 | +5.1% | 0.10% | -2.0% |
| BSCL | Buy | Guggenheim BulletShares Invest | $3,284,000 | +8.8% | 155,577 | +5.8% | 0.10% | -1.0% |
| BSCK | Buy | Guggenheim BulletShares Corpor | $3,275,000 | +7.8% | 153,035 | +5.2% | 0.10% | -1.0% |
| NLY | Buy | Annaly Capital Management Inc. | $3,256,000 | +10.1% | 317,337 | +0.7% | 0.10% | 0.0% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $3,223,000 | +4.9% | 152,603 | +4.4% | 0.10% | -4.0% |
| IEI | New | Barclays 3-7 Year Treasury Bon | $3,159,000 | – | 25,078 | +100.0% | 0.10% | – |
| IBMK | New | iShares iBonds Dec 2022 AMT-F | $3,154,000 | – | 121,084 | +100.0% | 0.09% | – |
| AINV | Sell | Apollo Investment Corp. | $3,062,000 | -2.9% | 551,627 | -8.7% | 0.09% | -10.7% |
| LQD | Sell | iShares iBoxx Corporate Bond E | $2,991,000 | -79.1% | 25,170 | -79.9% | 0.09% | -80.7% |
| FEIC | Buy | FEI Company | $2,857,000 | +22.8% | 32,099 | +10.1% | 0.09% | +13.2% |
| HTS | Buy | Hatteras Financial Corp. | $2,798,000 | +9.4% | 195,652 | +0.6% | 0.08% | 0.0% |
| WOOF | Sell | VCA Antech Inc. | $2,759,000 | +3.2% | 47,823 | -1.6% | 0.08% | -4.6% |
| BKCC | Buy | BlackRock Kelso Capital Corp. | $2,710,000 | +0.1% | 287,976 | +0.0% | 0.08% | -9.0% |
| VAR | Buy | Varian Medical Systems Inc. | $2,462,000 | +11.5% | 30,768 | +12.6% | 0.07% | +2.8% |
| BKFS | New | Black Knight Financial Service | $2,373,000 | – | 76,468 | +100.0% | 0.07% | – |
| A104PS | Buy | Hilton Worldwide Holdings Inc | $2,335,000 | +29.9% | 103,677 | +23.4% | 0.07% | +18.6% |
| JBT | Sell | John Bean Technologies Corp. | $2,294,000 | +8.6% | 40,673 | -4.1% | 0.07% | 0.0% |
| PBPB | Buy | Potbelly Corp | $2,241,000 | +20.0% | 164,683 | +3.2% | 0.07% | +9.8% |
| NATL | Sell | National Interstate Corporatio | $2,206,000 | +10.0% | 73,722 | -1.8% | 0.07% | 0.0% |
| ABDC | Buy | Alcentra Capital Corporation | $2,193,000 | +7.0% | 188,538 | +6.7% | 0.07% | -1.5% |
| VCIT | Sell | Vanguard Interm. Term Corporat | $2,176,000 | -77.6% | 25,027 | -78.3% | 0.06% | -79.6% |
| CODI | Compass Diversified Holdings | $2,163,000 | -1.5% | 138,200 | 0.0% | 0.06% | -9.7% | |
| MUB | Buy | iShares National AMT-Free Muni | $2,129,000 | +16.5% | 19,066 | +15.5% | 0.06% | +6.7% |
| IBMI | Buy | iShares iBonds Sep 2020 Amt Fr | $2,100,000 | +15.6% | 81,520 | +14.6% | 0.06% | +6.8% |
| LNCE | Buy | Snyders-Lance Inc | $2,105,000 | -8.1% | 66,857 | +0.1% | 0.06% | -16.0% |
| IBMJ | New | iShares iBonds Dec 2021 AMT-Fr | $2,098,000 | – | 81,092 | +100.0% | 0.06% | – |
| HRZN | Horizon Technology | $2,078,000 | -1.0% | 179,012 | 0.0% | 0.06% | -10.1% | |
| TECH | Buy | Techne Corp. | $2,079,000 | +10.5% | 21,996 | +5.2% | 0.06% | 0.0% |
| HAE | Buy | Haemonetics Corporation | $1,994,000 | +14.3% | 57,014 | +5.3% | 0.06% | +5.3% |
| BMRC | Buy | Bank of Marin (CA) | $1,986,000 | -5.6% | 40,350 | +2.4% | 0.06% | -14.5% |
| SPY | Buy | S&P 500 - SPDR | $1,939,000 | +9.4% | 9,435 | +8.5% | 0.06% | 0.0% |
| MTSC | Buy | MTS Systems Corp. | $1,929,000 | +1.3% | 31,706 | +5.6% | 0.06% | -6.5% |
| FWRD | Buy | Forward Air Corp. | $1,941,000 | +7.0% | 42,836 | +1.6% | 0.06% | -1.7% |
| MLI | Buy | Mueller Industries Inc. | $1,890,000 | +15.6% | 64,241 | +6.5% | 0.06% | +7.5% |
| GOOD | Buy | Gladstone Commercial Corp. | $1,833,000 | +16.5% | 111,918 | +3.7% | 0.06% | +7.8% |
| FELE | Buy | Franklin Electric Co. Inc. | $1,851,000 | +21.9% | 57,553 | +2.5% | 0.06% | +10.0% |
| PFLT | Buy | PennantPark Floating Rate Capi | $1,768,000 | +88.3% | 151,138 | +81.0% | 0.05% | +71.0% |
| HYH | Buy | Halyard Health Inc | $1,694,000 | -6.0% | 58,968 | +9.3% | 0.05% | -13.6% |
| EXPO | Buy | Exponent Inc. | $1,712,000 | +3.1% | 33,569 | +0.9% | 0.05% | -5.6% |
| CMFN | Buy | CM Finance Inc | $1,646,000 | -6.6% | 195,922 | +11.4% | 0.05% | -15.5% |
| THR | Buy | Thermon Group Holdings Inc | $1,618,000 | +14.6% | 92,155 | +10.5% | 0.05% | +4.3% |
| RAVN | Buy | Raven Industries Inc | $1,599,000 | +17.4% | 99,794 | +14.3% | 0.05% | +6.7% |
| ABCO | New | Advisory Board Co | $1,533,000 | – | 47,520 | +100.0% | 0.05% | – |
| IBMH | Buy | iShares iBonds Sep 2019 Amt Fr | $1,475,000 | +16.6% | 57,423 | +16.3% | 0.04% | +7.3% |
| TICC | Buy | TICC Capital Corp. | $1,437,000 | -11.9% | 299,305 | +11.5% | 0.04% | -18.9% |
| IAU | Sell | Gold Trust - iShares | $1,294,000 | +13.3% | 108,883 | -2.4% | 0.04% | +5.4% |
| KCAP | Sell | KCAP Financial Inc | $1,226,000 | -43.8% | 340,472 | -36.5% | 0.04% | -47.9% |
| CMO | Buy | Capstead Mortgage Corp. | $1,093,000 | +14.9% | 110,489 | +1.6% | 0.03% | +6.5% |
| CULP | Sell | Culp Inc. | $1,073,000 | +0.4% | 40,934 | -2.4% | 0.03% | -8.6% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,067,000 | +7.9% | 5 | 0.0% | 0.03% | 0.0% | |
| NTUS | New | Natus Medical Inc | $1,028,000 | – | 26,747 | +100.0% | 0.03% | – |
| GAIN | Sell | Gladstone Investment Corp. | $1,001,000 | -12.0% | 142,533 | -3.9% | 0.03% | -18.9% |
| TUMI | Sell | Tumi Holdings, Inc. | $968,000 | -41.4% | 36,077 | -63.7% | 0.03% | -46.3% |
| MFIN | Sell | Medallion Financial Corp | $769,000 | -14.9% | 83,353 | -35.1% | 0.02% | -23.3% |
| GLAD | Sell | Gladstone Capital Corporation | $738,000 | -21.7% | 99,045 | -23.2% | 0.02% | -29.0% |
| ROLL | New | RBC Bearings Incorporated | $661,000 | – | 9,025 | +100.0% | 0.02% | – |
| FSP | Franklin Street Properties Cor | $637,000 | +2.6% | 60,000 | 0.0% | 0.02% | -5.0% | |
| CC | Sell | Chemours | $568,000 | +21.1% | 81,179 | -7.1% | 0.02% | +13.3% |
| IVE | Sell | S&P 500 Value Index - iShares | $406,000 | -26.7% | 4,517 | -27.8% | 0.01% | -33.3% |
| Manatuck Hill Mariner Offshore | $374,000 | -0.3% | 2,813 | 0.0% | 0.01% | -8.3% | ||
| FNY | Sell | First Trust Mid Cap Growth Alp | $356,000 | -0.3% | 12,343 | -0.3% | 0.01% | -8.3% |
| SLW | Sell | Silver Wheaton Corp. | $320,000 | +29.0% | 19,310 | -3.3% | 0.01% | +25.0% |
| IVW | Sell | S&P 500 Growth Index - iShares | $345,000 | -29.9% | 2,979 | -29.8% | 0.01% | -37.5% |
| BUD | Anheuser-Busch InBev SA/NV | $335,000 | -0.3% | 2,690 | 0.0% | 0.01% | -9.1% | |
| FNV | Sell | Franco-Nevada Corp. | $346,000 | +30.1% | 5,636 | -3.2% | 0.01% | +11.1% |
| FNK | Buy | First Trust Mid Cap Value Alph | $262,000 | +18.0% | 9,288 | +10.7% | 0.01% | +14.3% |
| FYC | Sell | First Trust Small Cap Growth | $263,000 | -1.5% | 8,741 | -0.3% | 0.01% | -11.1% |
| XEC | Sell | Cimarex Energy Co. | $252,000 | +5.4% | 2,587 | -3.1% | 0.01% | 0.0% |
| EOG | Sell | EOG Resources | $280,000 | 0.0% | 3,854 | -2.6% | 0.01% | -11.1% |
| AA | Sell | ALCOA, INC. | $279,000 | -6.4% | 29,101 | -3.6% | 0.01% | -20.0% |
| IJR | S&P SmallCap 600 Index Fund - | $279,000 | +2.2% | 2,480 | 0.0% | 0.01% | -11.1% | |
| IGSB | iShares Barclays 1-3 Year Inve | $246,000 | +0.8% | 2,330 | 0.0% | 0.01% | -12.5% | |
| FSC | Fifth Street Finance Corp. | $235,000 | -21.4% | 46,910 | 0.0% | 0.01% | -30.0% | |
| CXO | Sell | Concho Resources, Inc. | $245,000 | +5.6% | 2,420 | -3.2% | 0.01% | -12.5% |
| PXD | Sell | Pioneer Natural Resources Co. | $240,000 | +8.6% | 1,702 | -3.6% | 0.01% | 0.0% |
| IVV | Sell | S&P 500 Index Fund - iShares | $221,000 | -86.6% | 1,071 | -86.7% | 0.01% | -87.0% |
| IWF | Sell | Russell 1000 Growth Index Fund | $246,000 | -28.9% | 2,468 | -29.1% | 0.01% | -36.4% |
| Sell | Vanguard Equity-Income Admiralmfund | $233,000 | -2.1% | 3,651 | -5.1% | 0.01% | -12.5% | |
| VMC | Sell | Vulcan Materials Co. | $219,000 | +7.4% | 2,074 | -3.6% | 0.01% | 0.0% |
| AGU | Sell | Agrium Inc. | $225,000 | -3.8% | 2,543 | -2.7% | 0.01% | -12.5% |
| RGLD | New | Royal Gold, Inc. | $230,000 | – | 4,480 | +100.0% | 0.01% | – |
| FMC | Sell | FMC Corp. | $205,000 | +1.0% | 5,071 | -2.4% | 0.01% | -14.3% |
| HCAP | Sell | Harvest Capital Credit Corp | $203,000 | -56.0% | 16,699 | -57.5% | 0.01% | -60.0% |
| VGK | Buy | European ETF - Vanguard | $208,000 | +3.0% | 4,286 | +5.8% | 0.01% | -14.3% |
| DRGDF | Sell | Detour Gold Corp | $204,000 | +45.7% | 12,960 | -3.5% | 0.01% | +20.0% |
| ACSF | Sell | American Capital Senior Floati | $174,000 | +0.6% | 17,308 | -1.6% | 0.01% | -16.7% |
| SAND | Sell | Sandstorm Gold LTD | $178,000 | +20.3% | 54,187 | -3.6% | 0.01% | 0.0% |
| EWJ | Buy | iShares MSCI Japan Index | $130,000 | 0.0% | 11,382 | +5.9% | 0.00% | 0.0% |
| GLNCY | Buy | Glencore Xstrata plc | $141,000 | +69.9% | 31,641 | +0.6% | 0.00% | +33.3% |
| SA | Sell | Seabridge Gold Inc. | $124,000 | +27.8% | 11,284 | -3.7% | 0.00% | +33.3% |
| EGO | Sell | Eldorado Gold Corp. | $84,000 | +2.4% | 26,651 | -3.3% | 0.00% | 0.0% |
| TORXF | Sell | Torex Gold Res Inc | $106,000 | +47.2% | 76,286 | -3.4% | 0.00% | +50.0% |
| CRC | New | California Resources Corp. (Wh | $11,000 | – | 10,510 | +100.0% | 0.00% | – |
| Exit | Franklin High Income Fund Clasmfund | $0 | – | -35,117 | -100.0% | -0.00% | – | |
| Exit | Templeton Global Balanced Fundmfund | $0 | – | -38,315 | -100.0% | -0.00% | – | |
| Exit | Franklin Income Fund-Amfund | $0 | – | -67,569 | -100.0% | -0.01% | – | |
| CF | Exit | CF Industries Holdings Inc. | $0 | – | -5,092 | -100.0% | -0.01% | – |
| LLY | Exit | Eli Lilly & Co. | $0 | – | -2,400 | -100.0% | -0.01% | – |
| FDS | Exit | Factset Research Systems | $0 | – | -1,876 | -100.0% | -0.01% | – |
| SJM | Exit | The J. M. Smucker Company | $0 | – | -2,711 | -100.0% | -0.01% | – |
| VFC | Exit | VF Corp. | $0 | – | -6,034 | -100.0% | -0.01% | – |
| INKM | Exit | SPDR SSGA Income Allocation | $0 | – | -17,561 | -100.0% | -0.02% | – |
| JNK | Exit | Barclays Capital High Yield Bo | $0 | – | -15,872 | -100.0% | -0.02% | – |
| HYG | Exit | High Yield Corporate Bond Fund | $0 | – | -6,820 | -100.0% | -0.02% | – |
| SFE | Exit | Safeguard Scientifics New | $0 | – | -45,000 | -100.0% | -0.02% | – |
| RBA | Exit | Ritchie Brothers Auctioneers I | $0 | – | -34,725 | -100.0% | -0.03% | – |
| KRFT | Exit | Kraft Foods Group, Inc. | $0 | – | -12,020 | -100.0% | -0.04% | – |
| SUNS | Exit | Solar Senior Capital Ltd. | $0 | – | -93,093 | -100.0% | -0.04% | – |
| WST | Exit | West Pharmaceutical Services, | $0 | – | -24,252 | -100.0% | -0.05% | – |
| IWD | Exit | Russell 1000 Value Index - iSh | $0 | – | -15,532 | -100.0% | -0.05% | – |
| XLE | Exit | Energy Select Sector - SPDR | $0 | – | -27,580 | -100.0% | -0.05% | – |
| PCP | Exit | Precision Castparts Corp. | $0 | – | -8,983 | -100.0% | -0.07% | – |
| IBMG | Exit | iShares 2018 AMT-Free Muni | $0 | – | -107,201 | -100.0% | -0.09% | – |
| IBMF | Exit | iShares 2017 AMT-Free Muni | $0 | – | -99,413 | -100.0% | -0.09% | – |
| GNMA | Exit | iShares GNMA Bond ETF | $0 | – | -60,465 | -100.0% | -0.10% | – |
| BSCH | Exit | Guggenheim BulletShares Corpor | $0 | – | -137,143 | -100.0% | -0.10% | – |
| TFI | Exit | SPDR Nuveen Barclays Capital M | $0 | – | -172,628 | -100.0% | -0.14% | – |
| CB | Exit | Chubb Corp. | $0 | – | -44,353 | -100.0% | -0.19% | – |
| IUSV | Exit | iShares Core US Values - ETF | $0 | – | -100,755 | -100.0% | -0.42% | – |
| PCL | Exit | Plum Creek Timber Co. Inc. | $0 | – | -921,197 | -100.0% | -1.44% | – |
| ACE | Exit | ACE Limited | $0 | – | -455,630 | -100.0% | -1.74% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.